401k Plan data: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN plan

TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 401k Plan overview

Plan Name	TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN
Plan identification number	001

TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRADESTATION GROUP has sponsored the creation of one or more 401k plans.

Company Name: TRADESTATION GROUP

Employer identification number (EIN): 650977576

NAIC Classification: 523120
NAIC Description: Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 BIANCA ALTERIO JESSICA PIONE 2018-10-15
001 2016-01-01 BIANCA ALTERIO JESSICA PIONE 2017-09-28
001 2015-01-01 JESSICA PIONE ANDREA MAIZES 2016-10-05
001 2014-01-01 JESSICA PIONE ANDREA MAIZES 2015-10-14
001 2013-01-01 JESSICA PIONE ANDREA MAIZES 2014-10-13
001 2012-01-01 JESSICA PIONE ANDREA MAIZES 2013-10-15
001 2011-01-01 LENIA ECHEMENDIA EDWARD CODISPOTI 2012-10-11
001 2009-01-01 LENIA ECHEMENDIA DAVID FLEISCHMAN 2010-08-20

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	BIANCA ALTERIO	JESSICA PIONE	2018-10-15
001	2016-01-01	BIANCA ALTERIO	JESSICA PIONE	2017-09-28
001	2015-01-01	JESSICA PIONE	ANDREA MAIZES	2016-10-05
001	2014-01-01	JESSICA PIONE	ANDREA MAIZES	2015-10-14
001	2013-01-01	JESSICA PIONE	ANDREA MAIZES	2014-10-13
001	2012-01-01	JESSICA PIONE	ANDREA MAIZES	2013-10-15
001	2011-01-01	LENIA ECHEMENDIA	EDWARD CODISPOTI	2012-10-11
001	2009-01-01	LENIA ECHEMENDIA	DAVID FLEISCHMAN	2010-08-20

Plan Statistics for TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN

401k plan membership statisitcs for TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN

Measure Date Value
2023: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 711
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 500
Number of retired or separated participants receiving benefits 2023-01-01 1
Number of other retired or separated participants entitled to future benefits 2023-01-01 187
Total of all active and inactive participants 2023-01-01 688
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 1
Total participants 2023-01-01 689
Number of participants with account balances 2023-01-01 658
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 35
2022: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 599
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 502
Number of retired or separated participants receiving benefits 2022-01-01 1
Number of other retired or separated participants entitled to future benefits 2022-01-01 207
Total of all active and inactive participants 2022-01-01 710
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 711
Number of participants with account balances 2022-01-01 677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 105
2021: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 533
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 458
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 140
Total of all active and inactive participants 2021-01-01 599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 599
Number of participants with account balances 2021-01-01 575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 27
2020: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 549
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 390
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 142
Total of all active and inactive participants 2020-01-01 533
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 533
Number of participants with account balances 2020-01-01 507
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 22
2019: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 538
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 414
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 133
Total of all active and inactive participants 2019-01-01 547
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 2
Total participants 2019-01-01 549
Number of participants with account balances 2019-01-01 517
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 25
2018: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 557
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 402
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 135
Total of all active and inactive participants 2018-01-01 537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 538
Number of participants with account balances 2018-01-01 510
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 23
2017: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 559
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 435
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 121
Total of all active and inactive participants 2017-01-01 556
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 557
Number of participants with account balances 2017-01-01 501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 12
2016: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 630
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 402
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 155
Total of all active and inactive participants 2016-01-01 557
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 2
Total participants 2016-01-01 559
Number of participants with account balances 2016-01-01 519
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 60
2015: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 643
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 500
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 129
Total of all active and inactive participants 2015-01-01 629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 630
Number of participants with account balances 2015-01-01 570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 41
2014: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 660
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 521
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 121
Total of all active and inactive participants 2014-01-01 642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 643
Number of participants with account balances 2014-01-01 573
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 43
2013: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 608
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 560
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 99
Total of all active and inactive participants 2013-01-01 659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 660
Number of participants with account balances 2013-01-01 559
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 28
2012: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 459
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 502
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 105
Total of all active and inactive participants 2012-01-01 607
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 608
Number of participants with account balances 2012-01-01 518
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 13
2011: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 444
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 378
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 81
Total of all active and inactive participants 2011-01-01 459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 459
Number of participants with account balances 2011-01-01 357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 17
2009: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 409
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 362
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 68
Total of all active and inactive participants 2009-01-01 430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 430
Number of participants with account balances 2009-01-01 328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 18

Measure	Date	Value
2023: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	711
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	500
Number of retired or separated participants receiving benefits	2023-01-01	1
Number of other retired or separated participants entitled to future benefits	2023-01-01	187
Total of all active and inactive participants	2023-01-01	688
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	1
Total participants	2023-01-01	689
Number of participants with account balances	2023-01-01	658
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	35
2022: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	599
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	502
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	207
Total of all active and inactive participants	2022-01-01	710
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	711
Number of participants with account balances	2022-01-01	677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	105
2021: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	533
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	458
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	140
Total of all active and inactive participants	2021-01-01	599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	599
Number of participants with account balances	2021-01-01	575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	27
2020: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	549
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	390
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	142
Total of all active and inactive participants	2020-01-01	533
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	533
Number of participants with account balances	2020-01-01	507
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	22
2019: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	538
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	414
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	133
Total of all active and inactive participants	2019-01-01	547
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	2
Total participants	2019-01-01	549
Number of participants with account balances	2019-01-01	517
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	25
2018: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	557
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	402
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	135
Total of all active and inactive participants	2018-01-01	537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	538
Number of participants with account balances	2018-01-01	510
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	23
2017: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	559
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	435
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	121
Total of all active and inactive participants	2017-01-01	556
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	557
Number of participants with account balances	2017-01-01	501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	12
2016: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	630
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	402
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	155
Total of all active and inactive participants	2016-01-01	557
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	2
Total participants	2016-01-01	559
Number of participants with account balances	2016-01-01	519
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	60
2015: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	643
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	500
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	129
Total of all active and inactive participants	2015-01-01	629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	630
Number of participants with account balances	2015-01-01	570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	41
2014: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	660
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	521
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	121
Total of all active and inactive participants	2014-01-01	642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	643
Number of participants with account balances	2014-01-01	573
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	43
2013: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	608
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	560
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	99
Total of all active and inactive participants	2013-01-01	659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	660
Number of participants with account balances	2013-01-01	559
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	28
2012: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	459
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	502
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	105
Total of all active and inactive participants	2012-01-01	607
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	608
Number of participants with account balances	2012-01-01	518
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	13
2011: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	444
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	378
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	81
Total of all active and inactive participants	2011-01-01	459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	459
Number of participants with account balances	2011-01-01	357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	17
2009: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	409
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	362
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	68
Total of all active and inactive participants	2009-01-01	430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	430
Number of participants with account balances	2009-01-01	328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	18

Financial Data on TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN

Measure	Date	Value
2023 : TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2023 401k financial data
Unrealized appreciation/depreciation of real estate assets	2023-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2023-12-31	$1,038,126
Total unrealized appreciation/depreciation of assets	2023-12-31	$1,038,126
Total transfer of assets to this plan	2023-12-31	$0
Total transfer of assets from this plan	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$6
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$11
Expenses. Interest paid	2023-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$20,535,593
Total loss/gain on sale of assets	2023-12-31	$398,088
Total of all expenses incurred	2023-12-31	$5,196,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$5,165,713
Expenses. Certain deemed distributions of participant loans	2023-12-31	$0
Value of total corrective distributions	2023-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$7,253,783
Value of total assets at end of year	2023-12-31	$69,382,395
Value of total assets at beginning of year	2023-12-31	$54,043,308
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$30,788
Total income from rents	2023-12-31	$0
Total interest from all sources	2023-12-31	$237,641
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$1,030,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$990,704
Assets. Real estate other than employer real property at end of year	2023-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2023-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2023-12-31	$3,955
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2023-12-31	$2,984
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$500,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$5,447,022
Participant contributions at end of year	2023-12-31	$603,806
Participant contributions at beginning of year	2023-12-31	$551,572
Participant contributions at end of year	2023-12-31	$0
Participant contributions at beginning of year	2023-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2023-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2023-12-31	$16,652
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$248,159
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2023-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2023-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2023-12-31	$0
Assets. Loans (other than to participants) at end of year	2023-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2023-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2023-12-31	$6
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2023-12-31	$11
Other income not declared elsewhere	2023-12-31	$0
Administrative expenses (other) incurred	2023-12-31	$0
Liabilities. Value of operating payables at end of year	2023-12-31	$0
Liabilities. Value of operating payables at beginning of year	2023-12-31	$0
Total non interest bearing cash at end of year	2023-12-31	$14,198
Total non interest bearing cash at beginning of year	2023-12-31	$12,404
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Income. Non cash contributions	2023-12-31	$0
Value of net income/loss	2023-12-31	$15,339,092
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$69,382,389
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$54,043,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Assets. partnership/joint venture interests at end of year	2023-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2023-12-31	$0
Investment advisory and management fees	2023-12-31	$61,685
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$39,019,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$32,582,658
Value of interest in pooled separate accounts at end of year	2023-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2023-12-31	$0
Interest on participant loans	2023-12-31	$35,012
Income. Interest from loans (other than to participants)	2023-12-31	$0
Interest earned on other investments	2023-12-31	$0
Income. Interest from US Government securities	2023-12-31	$959
Income. Interest from corporate debt instruments	2023-12-31	$517
Value of interest in master investment trust accounts at end of year	2023-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2023-12-31	$0
Value of interest in common/collective trusts at end of year	2023-12-31	$19,646,409
Value of interest in common/collective trusts at beginning of year	2023-12-31	$13,125,624
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2023-12-31	$4,835,433
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2023-12-31	$3,827,553
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2023-12-31	$3,827,553
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2023-12-31	$201,153
Assets. Value of investments in 103.12 investment entities at end of year	2023-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2023-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2023-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2023-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2023-12-31	$0
Asset value of US Government securities at end of year	2023-12-31	$156,216
Asset value of US Government securities at beginning of year	2023-12-31	$163,586
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$8,127,000
Net investment gain/loss from pooled separate accounts	2023-12-31	$0
Net investment gain or loss from common/collective trusts	2023-12-31	$2,450,292
Net gain/loss from 103.12 investment entities	2023-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Assets. Invements in employer securities at end of year	2023-12-31	$0
Assets. Invements in employer securities at beginning of year	2023-12-31	$0
Assets. Value of employer real property at end of year	2023-12-31	$0
Assets. Value of employer real property at beginning of year	2023-12-31	$0
Contributions received in cash from employer	2023-12-31	$1,558,602
Employer contributions (assets) at end of year	2023-12-31	$0
Employer contributions (assets) at beginning of year	2023-12-31	$0
Income. Dividends from preferred stock	2023-12-31	$237
Income. Dividends from common stock	2023-12-31	$39,722
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$5,165,713
Asset. Corporate debt instrument preferred debt at end of year	2023-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2023-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2023-12-31	$1,991
Asset. Corporate debt instrument debt (other) at beginning of year	2023-12-31	$11,480
Contract administrator fees	2023-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2023-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2023-12-31	$5,100,805
Assets. Corporate common stocks other than exployer securities at beginning of year	2023-12-31	$3,748,795
Liabilities. Value of benefit claims payable at end of year	2023-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2023-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2023-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2023-12-31	$0
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Aggregate proceeds on sale of assets	2023-12-31	$4,953,725
Aggregate carrying amount (costs) on sale of assets	2023-12-31	$4,555,637
Liabilities. Value of acquisition indebtedness at end of year	2023-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2023-12-31	$0
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	LERROSARBEY, PLLC
Accountancy firm EIN	2023-12-31	270855205
2022 : TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets	2022-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$-993,498
Total unrealized appreciation/depreciation of assets	2022-12-31	$-993,498
Total transfer of assets to this plan	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$11
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Expenses. Interest paid	2022-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-9,066,997
Total loss/gain on sale of assets	2022-12-31	$-1,287,954
Total of all expenses incurred	2022-12-31	$3,508,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$3,413,029
Expenses. Certain deemed distributions of participant loans	2022-12-31	$54,310
Value of total corrective distributions	2022-12-31	$904
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$6,928,048
Value of total assets at end of year	2022-12-31	$54,043,308
Value of total assets at beginning of year	2022-12-31	$66,619,093
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$40,556
Total income from rents	2022-12-31	$0
Total interest from all sources	2022-12-31	$82,837
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,158,866
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,126,271
Assets. Real estate other than employer real property at end of year	2022-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2022-12-31	$0
Administrative expenses professional fees incurred	2022-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2022-12-31	$2,984
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2022-12-31	$2,831
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$5,313,889
Participant contributions at end of year	2022-12-31	$551,572
Participant contributions at beginning of year	2022-12-31	$612,029
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$16,652
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$-1,379
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$413,525
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$0
Assets. Loans (other than to participants) at end of year	2022-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$11
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$0
Other income not declared elsewhere	2022-12-31	$0
Administrative expenses (other) incurred	2022-12-31	$30,502
Liabilities. Value of operating payables at end of year	2022-12-31	$0
Liabilities. Value of operating payables at beginning of year	2022-12-31	$0
Total non interest bearing cash at end of year	2022-12-31	$12,404
Total non interest bearing cash at beginning of year	2022-12-31	$20,723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Income. Non cash contributions	2022-12-31	$0
Value of net income/loss	2022-12-31	$-12,575,796
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$54,043,297
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$66,619,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Assets. partnership/joint venture interests at end of year	2022-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2022-12-31	$0
Investment advisory and management fees	2022-12-31	$10,054
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$32,582,658
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$41,971,773
Value of interest in pooled separate accounts at end of year	2022-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$0
Interest on participant loans	2022-12-31	$29,977
Income. Interest from loans (other than to participants)	2022-12-31	$0
Interest earned on other investments	2022-12-31	$0
Income. Interest from US Government securities	2022-12-31	$43
Income. Interest from corporate debt instruments	2022-12-31	$99
Value of interest in master investment trust accounts at end of year	2022-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2022-12-31	$0
Value of interest in common/collective trusts at end of year	2022-12-31	$13,125,624
Value of interest in common/collective trusts at beginning of year	2022-12-31	$13,361,238
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$3,827,553
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$3,942,561
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$3,942,561
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$52,718
Assets. Value of investments in 103.12 investment entities at end of year	2022-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2022-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2022-12-31	$0
Asset value of US Government securities at end of year	2022-12-31	$163,586
Asset value of US Government securities at beginning of year	2022-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-12,538,664
Net investment gain/loss from pooled separate accounts	2022-12-31	$0
Net investment gain or loss from common/collective trusts	2022-12-31	$-2,416,632
Net gain/loss from 103.12 investment entities	2022-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Assets. Invements in employer securities at end of year	2022-12-31	$0
Assets. Invements in employer securities at beginning of year	2022-12-31	$0
Assets. Value of employer real property at end of year	2022-12-31	$0
Assets. Value of employer real property at beginning of year	2022-12-31	$0
Contributions received in cash from employer	2022-12-31	$1,200,634
Employer contributions (assets) at end of year	2022-12-31	$0
Employer contributions (assets) at beginning of year	2022-12-31	$0
Income. Dividends from preferred stock	2022-12-31	$179
Income. Dividends from common stock	2022-12-31	$32,416
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$3,413,029
Asset. Corporate debt instrument preferred debt at end of year	2022-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2022-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2022-12-31	$11,480
Asset. Corporate debt instrument debt (other) at beginning of year	2022-12-31	$0
Contract administrator fees	2022-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2022-12-31	$3,748,795
Assets. Corporate common stocks other than exployer securities at beginning of year	2022-12-31	$6,709,317
Liabilities. Value of benefit claims payable at end of year	2022-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2022-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2022-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2022-12-31	$0
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$7,021,744
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$8,309,698
Liabilities. Value of acquisition indebtedness at end of year	2022-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2022-12-31	$0
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	LERROSARBEY, PLLC
Accountancy firm EIN	2022-12-31	270855205
2021 : TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets	2021-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$115,288
Total unrealized appreciation/depreciation of assets	2021-12-31	$115,288
Total transfer of assets to this plan	2021-12-31	$0
Total transfer of assets from this plan	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Expenses. Interest paid	2021-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$13,946,794
Total loss/gain on sale of assets	2021-12-31	$608,304
Total of all expenses incurred	2021-12-31	$4,452,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$4,373,509
Expenses. Certain deemed distributions of participant loans	2021-12-31	$34,809
Value of total corrective distributions	2021-12-31	$853
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$5,660,572
Value of total assets at end of year	2021-12-31	$66,619,093
Value of total assets at beginning of year	2021-12-31	$57,125,070
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$43,600
Total income from rents	2021-12-31	$0
Total interest from all sources	2021-12-31	$38,367
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$3,145,824
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$3,118,761
Assets. Real estate other than employer real property at end of year	2021-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2021-12-31	$0
Administrative expenses professional fees incurred	2021-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2021-12-31	$2,831
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2021-12-31	$6,569
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$4,068,754
Participant contributions at end of year	2021-12-31	$612,029
Participant contributions at beginning of year	2021-12-31	$667,656
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$-1,379
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$288,298
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$0
Assets. Loans (other than to participants) at end of year	2021-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$0
Other income not declared elsewhere	2021-12-31	$0
Administrative expenses (other) incurred	2021-12-31	$37,228
Liabilities. Value of operating payables at end of year	2021-12-31	$0
Liabilities. Value of operating payables at beginning of year	2021-12-31	$0
Total non interest bearing cash at end of year	2021-12-31	$20,723
Total non interest bearing cash at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Income. Non cash contributions	2021-12-31	$0
Value of net income/loss	2021-12-31	$9,494,023
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$66,619,093
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$57,125,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Assets. partnership/joint venture interests at end of year	2021-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2021-12-31	$0
Investment advisory and management fees	2021-12-31	$6,372
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$41,971,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$35,399,117
Value of interest in pooled separate accounts at end of year	2021-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$0
Interest on participant loans	2021-12-31	$36,643
Income. Interest from loans (other than to participants)	2021-12-31	$0
Interest earned on other investments	2021-12-31	$0
Income. Interest from US Government securities	2021-12-31	$0
Income. Interest from corporate debt instruments	2021-12-31	$12
Value of interest in master investment trust accounts at end of year	2021-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2021-12-31	$0
Value of interest in common/collective trusts at end of year	2021-12-31	$13,361,238
Value of interest in common/collective trusts at beginning of year	2021-12-31	$10,990,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$3,942,561
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$5,369,041
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$5,369,041
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$1,712
Assets. Value of investments in 103.12 investment entities at end of year	2021-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2021-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2021-12-31	$0
Asset value of US Government securities at end of year	2021-12-31	$0
Asset value of US Government securities at beginning of year	2021-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$2,841,810
Net investment gain/loss from pooled separate accounts	2021-12-31	$0
Net investment gain or loss from common/collective trusts	2021-12-31	$1,536,629
Net gain/loss from 103.12 investment entities	2021-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Assets. Invements in employer securities at end of year	2021-12-31	$0
Assets. Invements in employer securities at beginning of year	2021-12-31	$9,233
Assets. Value of employer real property at end of year	2021-12-31	$0
Assets. Value of employer real property at beginning of year	2021-12-31	$0
Contributions received in cash from employer	2021-12-31	$1,303,520
Employer contributions (assets) at end of year	2021-12-31	$0
Employer contributions (assets) at beginning of year	2021-12-31	$0
Income. Dividends from preferred stock	2021-12-31	$261
Income. Dividends from common stock	2021-12-31	$26,802
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$4,373,509
Asset. Corporate debt instrument preferred debt at end of year	2021-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2021-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2021-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2021-12-31	$995
Contract administrator fees	2021-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2021-12-31	$6,709,317
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-12-31	$4,682,372
Liabilities. Value of benefit claims payable at end of year	2021-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2021-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2021-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2021-12-31	$0
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Aggregate proceeds on sale of assets	2021-12-31	$16,978,851
Aggregate carrying amount (costs) on sale of assets	2021-12-31	$16,370,547
Liabilities. Value of acquisition indebtedness at end of year	2021-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2021-12-31	$0
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	SARBEY, LEXOW & KAUFMAN, LLC
Accountancy firm EIN	2021-12-31	651014182
2020 : TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$1,253,100
Total unrealized appreciation/depreciation of assets	2020-12-31	$1,253,100
Total transfer of assets to this plan	2020-12-31	$0
Total transfer of assets from this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Expenses. Interest paid	2020-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$15,016,260
Total loss/gain on sale of assets	2020-12-31	$522,796
Total of all expenses incurred	2020-12-31	$8,014,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$7,953,308
Expenses. Certain deemed distributions of participant loans	2020-12-31	$19,306
Value of total corrective distributions	2020-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$3,968,791
Value of total assets at end of year	2020-12-31	$57,125,070
Value of total assets at beginning of year	2020-12-31	$50,122,919
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$41,495
Total income from rents	2020-12-31	$0
Total interest from all sources	2020-12-31	$58,649
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,709,909
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,676,794
Assets. Real estate other than employer real property at end of year	2020-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2020-12-31	$0
Administrative expenses professional fees incurred	2020-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2020-12-31	$6,569
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2020-12-31	$2,507
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$3,518,282
Participant contributions at end of year	2020-12-31	$667,656
Participant contributions at beginning of year	2020-12-31	$808,518
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$17,571
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$100,826
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Assets. Loans (other than to participants) at end of year	2020-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Other income not declared elsewhere	2020-12-31	$0
Administrative expenses (other) incurred	2020-12-31	$39,858
Liabilities. Value of operating payables at end of year	2020-12-31	$0
Liabilities. Value of operating payables at beginning of year	2020-12-31	$0
Total non interest bearing cash at end of year	2020-12-31	$0
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Income. Non cash contributions	2020-12-31	$0
Value of net income/loss	2020-12-31	$7,002,151
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$57,125,070
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$50,122,919
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Assets. partnership/joint venture interests at end of year	2020-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2020-12-31	$0
Investment advisory and management fees	2020-12-31	$1,637
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$35,399,117
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$32,821,311
Value of interest in pooled separate accounts at end of year	2020-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$0
Interest on participant loans	2020-12-31	$43,453
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest earned on other investments	2020-12-31	$0
Income. Interest from US Government securities	2020-12-31	$0
Income. Interest from corporate debt instruments	2020-12-31	$12
Value of interest in master investment trust accounts at end of year	2020-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2020-12-31	$0
Value of interest in common/collective trusts at end of year	2020-12-31	$10,990,087
Value of interest in common/collective trusts at beginning of year	2020-12-31	$9,217,393
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$5,369,041
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$4,034,830
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$4,034,830
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$15,184
Assets. Value of investments in 103.12 investment entities at end of year	2020-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2020-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Asset value of US Government securities at end of year	2020-12-31	$0
Asset value of US Government securities at beginning of year	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$6,217,411
Net investment gain/loss from pooled separate accounts	2020-12-31	$0
Net investment gain or loss from common/collective trusts	2020-12-31	$1,285,604
Net gain/loss from 103.12 investment entities	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Assets. Invements in employer securities at end of year	2020-12-31	$9,233
Assets. Invements in employer securities at beginning of year	2020-12-31	$0
Assets. Value of employer real property at end of year	2020-12-31	$0
Assets. Value of employer real property at beginning of year	2020-12-31	$0
Contributions received in cash from employer	2020-12-31	$349,683
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$0
Income. Dividends from preferred stock	2020-12-31	$309
Income. Dividends from common stock	2020-12-31	$32,806
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$7,953,308
Asset. Corporate debt instrument preferred debt at end of year	2020-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2020-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2020-12-31	$995
Asset. Corporate debt instrument debt (other) at beginning of year	2020-12-31	$0
Contract administrator fees	2020-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2020-12-31	$4,682,372
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-12-31	$3,220,789
Liabilities. Value of benefit claims payable at end of year	2020-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2020-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$16,924,250
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$16,401,454
Liabilities. Value of acquisition indebtedness at end of year	2020-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-12-31	$0
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	SARBEY, LEXOW & KAUFMAN, LLC
Accountancy firm EIN	2020-12-31	651014182
2019 : TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$0
Unrealized appreciation/depreciation of real estate assets	2019-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$195,539
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$195,539
Total unrealized appreciation/depreciation of assets	2019-12-31	$195,539
Total unrealized appreciation/depreciation of assets	2019-12-31	$195,539
Total transfer of assets to this plan	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$21
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$21
Expenses. Interest paid	2019-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-12-31	$0
Expenses. Interest paid	2019-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$15,239,998
Total income from all sources (including contributions)	2019-12-31	$15,239,998
Total loss/gain on sale of assets	2019-12-31	$268,564
Total loss/gain on sale of assets	2019-12-31	$268,564
Total of all expenses incurred	2019-12-31	$5,467,374
Total of all expenses incurred	2019-12-31	$5,467,374
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$5,415,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$5,415,461
Expenses. Certain deemed distributions of participant loans	2019-12-31	$0
Expenses. Certain deemed distributions of participant loans	2019-12-31	$0
Value of total corrective distributions	2019-12-31	$2,673
Value of total corrective distributions	2019-12-31	$2,673
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$5,590,877
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$5,590,877
Value of total assets at end of year	2019-12-31	$50,122,919
Value of total assets at end of year	2019-12-31	$50,122,919
Value of total assets at beginning of year	2019-12-31	$40,350,316
Value of total assets at beginning of year	2019-12-31	$40,350,316
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$49,240
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$49,240
Total income from rents	2019-12-31	$0
Total income from rents	2019-12-31	$0
Total interest from all sources	2019-12-31	$111,924
Total interest from all sources	2019-12-31	$111,924
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,406,048
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,406,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,385,475
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,385,475
Assets. Real estate other than employer real property at end of year	2019-12-31	$0
Assets. Real estate other than employer real property at end of year	2019-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2019-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2019-12-31	$0
Administrative expenses professional fees incurred	2019-12-31	$0
Administrative expenses professional fees incurred	2019-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-12-31	$2,507
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-12-31	$2,507
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-12-31	$1,851
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-12-31	$1,851
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$3,605,739
Contributions received from participants	2019-12-31	$3,605,739
Participant contributions at end of year	2019-12-31	$808,518
Participant contributions at end of year	2019-12-31	$808,518
Participant contributions at beginning of year	2019-12-31	$782,947
Participant contributions at beginning of year	2019-12-31	$782,947
Participant contributions at end of year	2019-12-31	$0
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$17,571
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$17,571
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$38,963
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$38,963
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$353,657
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$353,657
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Assets. Loans (other than to participants) at end of year	2019-12-31	$0
Assets. Loans (other than to participants) at end of year	2019-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$21
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$21
Other income not declared elsewhere	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$0
Administrative expenses (other) incurred	2019-12-31	$47,871
Administrative expenses (other) incurred	2019-12-31	$47,871
Liabilities. Value of operating payables at end of year	2019-12-31	$0
Liabilities. Value of operating payables at end of year	2019-12-31	$0
Liabilities. Value of operating payables at beginning of year	2019-12-31	$0
Liabilities. Value of operating payables at beginning of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Income. Non cash contributions	2019-12-31	$0
Income. Non cash contributions	2019-12-31	$0
Value of net income/loss	2019-12-31	$9,772,624
Value of net income/loss	2019-12-31	$9,772,624
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$50,122,919
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$50,122,919
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$40,350,295
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$40,350,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Assets. partnership/joint venture interests at end of year	2019-12-31	$0
Assets. partnership/joint venture interests at end of year	2019-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$0
Investment advisory and management fees	2019-12-31	$1,369
Investment advisory and management fees	2019-12-31	$1,369
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$32,821,311
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$32,821,311
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$27,510,461
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$27,510,461
Value of interest in pooled separate accounts at end of year	2019-12-31	$0
Value of interest in pooled separate accounts at end of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Interest on participant loans	2019-12-31	$39,724
Interest on participant loans	2019-12-31	$39,724
Income. Interest from loans (other than to participants)	2019-12-31	$0
Income. Interest from loans (other than to participants)	2019-12-31	$0
Interest earned on other investments	2019-12-31	$0
Interest earned on other investments	2019-12-31	$0
Income. Interest from US Government securities	2019-12-31	$0
Income. Interest from US Government securities	2019-12-31	$0
Income. Interest from corporate debt instruments	2019-12-31	$294
Income. Interest from corporate debt instruments	2019-12-31	$294
Value of interest in master investment trust accounts at end of year	2019-12-31	$0
Value of interest in master investment trust accounts at end of year	2019-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$9,217,393
Value of interest in common/collective trusts at end of year	2019-12-31	$9,217,393
Value of interest in common/collective trusts at beginning of year	2019-12-31	$7,187,502
Value of interest in common/collective trusts at beginning of year	2019-12-31	$7,187,502
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$4,034,830
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$4,034,830
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$3,105,494
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$3,105,494
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$3,105,494
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$3,105,494
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$71,906
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$71,906
Assets. Value of investments in 103.12 investment entities at end of year	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2019-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$0
Asset value of US Government securities at end of year	2019-12-31	$0
Asset value of US Government securities at end of year	2019-12-31	$0
Asset value of US Government securities at beginning of year	2019-12-31	$0
Asset value of US Government securities at beginning of year	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$6,184,098
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$6,184,098
Net investment gain/loss from pooled separate accounts	2019-12-31	$0
Net investment gain/loss from pooled separate accounts	2019-12-31	$0
Net investment gain or loss from common/collective trusts	2019-12-31	$1,482,948
Net investment gain or loss from common/collective trusts	2019-12-31	$1,482,948
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Assets. Invements in employer securities at end of year	2019-12-31	$0
Assets. Invements in employer securities at end of year	2019-12-31	$0
Assets. Invements in employer securities at beginning of year	2019-12-31	$0
Assets. Invements in employer securities at beginning of year	2019-12-31	$0
Assets. Value of employer real property at end of year	2019-12-31	$0
Assets. Value of employer real property at end of year	2019-12-31	$0
Assets. Value of employer real property at beginning of year	2019-12-31	$0
Assets. Value of employer real property at beginning of year	2019-12-31	$0
Contributions received in cash from employer	2019-12-31	$1,631,481
Contributions received in cash from employer	2019-12-31	$1,631,481
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$0
Income. Dividends from preferred stock	2019-12-31	$150
Income. Dividends from preferred stock	2019-12-31	$150
Income. Dividends from common stock	2019-12-31	$20,423
Income. Dividends from common stock	2019-12-31	$20,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$5,415,461
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$5,415,461
Asset. Corporate debt instrument preferred debt at end of year	2019-12-31	$0
Asset. Corporate debt instrument preferred debt at end of year	2019-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2019-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2019-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$0
Contract administrator fees	2019-12-31	$0
Contract administrator fees	2019-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$3,220,789
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$3,220,789
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$1,723,098
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$1,723,098
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2019-12-31	$0
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$6,503,320
Aggregate proceeds on sale of assets	2019-12-31	$6,503,320
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$6,234,756
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$6,234,756
Liabilities. Value of acquisition indebtedness at end of year	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	SARBEY, KELLY & KAUFMAN, LLC
Accountancy firm name	2019-12-31	SARBEY, KELLY & KAUFMAN, LLC
Accountancy firm EIN	2019-12-31	651014182
Accountancy firm EIN	2019-12-31	651014182
2018 : TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-442,406
Total unrealized appreciation/depreciation of assets	2018-12-31	$-442,406
Total transfer of assets to this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$21
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Expenses. Interest paid	2018-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,626,429
Total loss/gain on sale of assets	2018-12-31	$156,038
Total of all expenses incurred	2018-12-31	$2,242,693
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,162,629
Expenses. Certain deemed distributions of participant loans	2018-12-31	$0
Value of total corrective distributions	2018-12-31	$450
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$4,155,377
Value of total assets at end of year	2018-12-31	$40,350,316
Value of total assets at beginning of year	2018-12-31	$40,966,559
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$79,614
Total income from rents	2018-12-31	$0
Total interest from all sources	2018-12-31	$79,551
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,935,326
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,916,622
Assets. Real estate other than employer real property at end of year	2018-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2018-12-31	$0
Administrative expenses professional fees incurred	2018-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2018-12-31	$1,851
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2018-12-31	$329
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$3,361,819
Participant contributions at end of year	2018-12-31	$782,947
Participant contributions at beginning of year	2018-12-31	$632,585
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$38,963
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$33,313
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$52,147
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Assets. Loans (other than to participants) at end of year	2018-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$21
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$0
Administrative expenses (other) incurred	2018-12-31	$79,614
Liabilities. Value of operating payables at end of year	2018-12-31	$0
Liabilities. Value of operating payables at beginning of year	2018-12-31	$0
Total non interest bearing cash at end of year	2018-12-31	$0
Total non interest bearing cash at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Income. Non cash contributions	2018-12-31	$0
Value of net income/loss	2018-12-31	$-616,264
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$40,350,295
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$40,966,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Assets. partnership/joint venture interests at end of year	2018-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2018-12-31	$0
Investment advisory and management fees	2018-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$27,510,461
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$29,074,951
Value of interest in pooled separate accounts at end of year	2018-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$0
Interest on participant loans	2018-12-31	$33,833
Income. Interest from loans (other than to participants)	2018-12-31	$0
Interest earned on other investments	2018-12-31	$0
Income. Interest from US Government securities	2018-12-31	$0
Income. Interest from corporate debt instruments	2018-12-31	$0
Value of interest in master investment trust accounts at end of year	2018-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2018-12-31	$0
Value of interest in common/collective trusts at end of year	2018-12-31	$7,187,502
Value of interest in common/collective trusts at beginning of year	2018-12-31	$6,746,317
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$3,105,494
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$2,853,235
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$2,853,235
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$45,718
Assets. Value of investments in 103.12 investment entities at end of year	2018-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2018-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$0
Asset value of US Government securities at end of year	2018-12-31	$0
Asset value of US Government securities at beginning of year	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-3,677,049
Net investment gain/loss from pooled separate accounts	2018-12-31	$0
Net investment gain or loss from common/collective trusts	2018-12-31	$-580,408
Net gain/loss from 103.12 investment entities	2018-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Assets. Invements in employer securities at end of year	2018-12-31	$0
Assets. Invements in employer securities at beginning of year	2018-12-31	$0
Assets. Value of employer real property at end of year	2018-12-31	$0
Assets. Value of employer real property at beginning of year	2018-12-31	$0
Contributions received in cash from employer	2018-12-31	$741,411
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$0
Income. Dividends from preferred stock	2018-12-31	$197
Income. Dividends from common stock	2018-12-31	$18,507
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,162,629
Asset. Corporate debt instrument preferred debt at end of year	2018-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2018-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2018-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2018-12-31	$0
Contract administrator fees	2018-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$1,723,098
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$1,625,829
Liabilities. Value of benefit claims payable at end of year	2018-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2018-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2018-12-31	$0
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$7,367,154
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$7,211,116
Liabilities. Value of acquisition indebtedness at end of year	2018-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2018-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	SARBEY, KELLY & KAUFMAN, LLC
Accountancy firm EIN	2018-12-31	651014182
2017 : TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$80,789
Total unrealized appreciation/depreciation of assets	2017-12-31	$80,789
Total transfer of assets to this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Expenses. Interest paid	2017-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$10,714,394
Total loss/gain on sale of assets	2017-12-31	$128,001
Total of all expenses incurred	2017-12-31	$5,118,434
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$5,051,942
Expenses. Certain deemed distributions of participant loans	2017-12-31	$1,934
Value of total corrective distributions	2017-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$4,128,926
Value of total assets at end of year	2017-12-31	$40,966,559
Value of total assets at beginning of year	2017-12-31	$35,370,599
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$64,558
Total income from rents	2017-12-31	$0
Total interest from all sources	2017-12-31	$44,878
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,364,961
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,347,900
Assets. Real estate other than employer real property at end of year	2017-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2017-12-31	$0
Administrative expenses professional fees incurred	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-31	$329
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-31	$284
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$3,116,290
Participant contributions at end of year	2017-12-31	$632,585
Participant contributions at beginning of year	2017-12-31	$621,891
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$33,313
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$24,390
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$350,218
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$0
Assets. Loans (other than to participants) at end of year	2017-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Other income not declared elsewhere	2017-12-31	$0
Administrative expenses (other) incurred	2017-12-31	$64,558
Liabilities. Value of operating payables at end of year	2017-12-31	$0
Liabilities. Value of operating payables at beginning of year	2017-12-31	$0
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$5,595,960
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$40,966,559
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$35,370,599
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at end of year	2017-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$0
Investment advisory and management fees	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$29,074,951
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$23,244,687
Value of interest in pooled separate accounts at end of year	2017-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$0
Interest on participant loans	2017-12-31	$26,847
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$0
Income. Interest from US Government securities	2017-12-31	$0
Income. Interest from corporate debt instruments	2017-12-31	$17
Value of interest in master investment trust accounts at end of year	2017-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$6,746,317
Value of interest in common/collective trusts at beginning of year	2017-12-31	$5,643,274
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$2,853,235
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$3,523,707
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$3,523,707
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$18,014
Assets. Value of investments in 103.12 investment entities at end of year	2017-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$0
Asset value of US Government securities at end of year	2017-12-31	$0
Asset value of US Government securities at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$4,123,973
Net investment gain/loss from pooled separate accounts	2017-12-31	$0
Net investment gain or loss from common/collective trusts	2017-12-31	$842,866
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$0
Assets. Invements in employer securities at beginning of year	2017-12-31	$0
Assets. Value of employer real property at end of year	2017-12-31	$0
Assets. Value of employer real property at beginning of year	2017-12-31	$0
Contributions received in cash from employer	2017-12-31	$662,418
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$0
Income. Dividends from preferred stock	2017-12-31	$47
Income. Dividends from common stock	2017-12-31	$17,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$5,051,942
Asset. Corporate debt instrument preferred debt at end of year	2017-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$1,743
Contract administrator fees	2017-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$1,625,829
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$2,310,623
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$4,041,294
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$3,913,293
Liabilities. Value of acquisition indebtedness at end of year	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	SARBEY, KELLY & KAUFMAN, LLC
Accountancy firm EIN	2017-12-31	651014182
2016 : TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$-66,030
Total unrealized appreciation/depreciation of assets	2016-12-31	$-66,030
Total transfer of assets to this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Expenses. Interest paid	2016-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$6,664,327
Total loss/gain on sale of assets	2016-12-31	$164,280
Total of all expenses incurred	2016-12-31	$4,900,969
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$4,838,102
Expenses. Certain deemed distributions of participant loans	2016-12-31	$0
Value of total corrective distributions	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$4,519,886
Value of total assets at end of year	2016-12-31	$35,370,599
Value of total assets at beginning of year	2016-12-31	$33,607,241
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$62,867
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$36,872
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$665,555
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$639,372
Assets. Real estate other than employer real property at end of year	2016-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$284
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$1,414
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$3,329,095
Participant contributions at end of year	2016-12-31	$621,891
Participant contributions at beginning of year	2016-12-31	$915,193
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$24,390
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$34,199
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$455,508
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$62,867
Liabilities. Value of operating payables at end of year	2016-12-31	$0
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$1,763,358
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$35,370,599
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$33,607,241
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$0
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$23,244,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$23,021,519
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$33,064
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$57
Value of interest in master investment trust accounts at end of year	2016-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$5,643,274
Value of interest in common/collective trusts at beginning of year	2016-12-31	$5,391,740
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$3,523,707
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$2,744,482
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$2,744,482
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$3,751
Assets. Value of investments in 103.12 investment entities at end of year	2016-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Asset value of US Government securities at end of year	2016-12-31	$0
Asset value of US Government securities at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$973,474
Net investment gain/loss from pooled separate accounts	2016-12-31	$0
Net investment gain or loss from common/collective trusts	2016-12-31	$370,290
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$0
Assets. Invements in employer securities at beginning of year	2016-12-31	$0
Assets. Value of employer real property at end of year	2016-12-31	$0
Assets. Value of employer real property at beginning of year	2016-12-31	$0
Contributions received in cash from employer	2016-12-31	$735,283
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$0
Income. Dividends from preferred stock	2016-12-31	$11
Income. Dividends from common stock	2016-12-31	$26,172
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$4,838,102
Asset. Corporate debt instrument preferred debt at end of year	2016-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$1,743
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$974
Contract administrator fees	2016-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$2,310,623
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$1,497,720
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$3,421,681
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$3,257,401
Liabilities. Value of acquisition indebtedness at end of year	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	SARBEY, KELLY & KAUFMAN, LLC
Accountancy firm EIN	2016-12-31	651014182
2015 : TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-146,217
Total unrealized appreciation/depreciation of assets	2015-12-31	$-146,217
Total transfer of assets to this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$4,312,051
Total loss/gain on sale of assets	2015-12-31	$-36,163
Total of all expenses incurred	2015-12-31	$3,962,071
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$3,907,903
Expenses. Certain deemed distributions of participant loans	2015-12-31	$0
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,234,995
Value of total assets at end of year	2015-12-31	$33,607,241
Value of total assets at beginning of year	2015-12-31	$33,257,261
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$54,168
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$40,418
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,240,212
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,212,428
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$1,414
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$3,414,091
Participant contributions at end of year	2015-12-31	$915,193
Participant contributions at beginning of year	2015-12-31	$921,323
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$34,199
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$23,198
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$107,818
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$54,168
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$349,980
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$33,607,241
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$33,257,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$0
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$23,021,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$26,643,867
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$38,955
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$110
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$5,391,740
Value of interest in common/collective trusts at beginning of year	2015-12-31	$1,800,769
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$2,744,482
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$2,328,232
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$2,328,232
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$1,353
Assets. Value of investments in 103.12 investment entities at end of year	2015-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Asset value of US Government securities at end of year	2015-12-31	$0
Asset value of US Government securities at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-897,292
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$-123,902
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$0
Assets. Value of employer real property at end of year	2015-12-31	$0
Assets. Value of employer real property at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$713,086
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$0
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$27,784
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$3,907,903
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$974
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$5,948
Contract administrator fees	2015-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$1,497,720
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$1,533,924
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$2,452,165
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$2,488,328
Liabilities. Value of acquisition indebtedness at end of year	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	SARBEY, KELLY & KAUFMAN, LLC
Accountancy firm EIN	2015-12-31	651014182
2014 : TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$-43,161
Total unrealized appreciation/depreciation of assets	2014-12-31	$-43,161
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$6,240,858
Total loss/gain on sale of assets	2014-12-31	$-2,259
Total of all expenses incurred	2014-12-31	$1,832,908
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,778,539
Expenses. Certain deemed distributions of participant loans	2014-12-31	$431
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$4,120,388
Value of total assets at end of year	2014-12-31	$33,257,261
Value of total assets at beginning of year	2014-12-31	$28,849,311
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$53,938
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$37,291
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,754,499
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,734,587
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$3,116,338
Participant contributions at end of year	2014-12-31	$921,323
Participant contributions at beginning of year	2014-12-31	$777,595
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$23,198
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$8,555
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$325,106
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$53,938
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$21,022
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$4,407,950
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$33,257,261
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$28,849,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$26,643,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$22,937,067
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$36,414
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$231
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$1,800,769
Value of interest in common/collective trusts at beginning of year	2014-12-31	$2,098,135
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$2,328,232
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$2,513,426
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$2,513,426
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$646
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$0
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$360,701
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$13,399
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$678,944
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$0
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$19,912
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,778,539
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$5,948
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Contract administrator fees	2014-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$1,533,924
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$493,511
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$2,591,841
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$2,594,100
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	SARBEY KAUFMAN LLC
Accountancy firm EIN	2014-12-31	651014182
2013 : TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$12,202
Total unrealized appreciation/depreciation of assets	2013-12-31	$12,202
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$8,230,919
Total loss/gain on sale of assets	2013-12-31	$4,736
Total of all expenses incurred	2013-12-31	$2,284,532
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,262,741
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,585,070
Value of total assets at end of year	2013-12-31	$28,849,311
Value of total assets at beginning of year	2013-12-31	$22,902,924
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$21,791
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$37,029
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$938,332
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$937,926
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,818,372
Participant contributions at end of year	2013-12-31	$777,595
Participant contributions at beginning of year	2013-12-31	$628,120
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$8,555
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$184,099
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$21,791
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$21,022
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$5,946,387
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$28,849,311
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$22,902,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$22,937,067
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$19,298,985
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$36,936
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$2,098,135
Value of interest in common/collective trusts at beginning of year	2013-12-31	$2,399,461
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$2,513,426
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$576,358
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$576,358
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$93
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,668,117
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$-14,567
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$582,599
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,262,741
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$493,511
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$84,536
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$79,800
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	SARBEY KAUFMAN LLC
Accountancy firm EIN	2013-12-31	651014182
2012 : TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2012 401k financial data
Total transfer of assets to this plan	2012-12-31	$2,052,753
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$5,272,059
Total of all expenses incurred	2012-12-31	$995,418
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$987,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,113,317
Value of total assets at end of year	2012-12-31	$22,902,924
Value of total assets at beginning of year	2012-12-31	$16,573,530
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$7,857
Total interest from all sources	2012-12-31	$39,021
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$437,039
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$437,039
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,397,900
Participant contributions at end of year	2012-12-31	$628,120
Participant contributions at beginning of year	2012-12-31	$462,626
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$249,734
Administrative expenses (other) incurred	2012-12-31	$7,857
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$4,276,641
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$22,902,924
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$16,573,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$19,298,985
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$14,336,993
Interest on participant loans	2012-12-31	$38,968
Value of interest in common/collective trusts at end of year	2012-12-31	$2,399,461
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,294,218
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$576,358
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$479,693
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$479,693
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$53
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,619,271
Net investment gain or loss from common/collective trusts	2012-12-31	$63,411
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$465,683
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$987,561
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	SARBEY KAUFMAN LLC
Accountancy firm EIN	2012-12-31	651014182
2011 : TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,557,533
Total of all expenses incurred	2011-12-31	$1,851,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,838,539
Value of total corrective distributions	2011-12-31	$8,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,160,783
Value of total assets at end of year	2011-12-31	$16,573,530
Value of total assets at beginning of year	2011-12-31	$16,867,245
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$4,187
Total interest from all sources	2011-12-31	$49,130
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$333,736
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$333,736
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,904,869
Participant contributions at end of year	2011-12-31	$462,626
Participant contributions at beginning of year	2011-12-31	$587,100
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$58,475
Administrative expenses (other) incurred	2011-12-31	$4,187
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-293,715
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$16,573,530
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$16,867,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$14,336,993
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$14,453,421
Interest on participant loans	2011-12-31	$49,083
Value of interest in common/collective trusts at end of year	2011-12-31	$1,294,218
Value of interest in common/collective trusts at beginning of year	2011-12-31	$973,745
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$479,693
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$852,979
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$852,979
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$47
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,024,781
Net investment gain or loss from common/collective trusts	2011-12-31	$38,665
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$197,439
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,838,539
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	SARBEY KAUFMAN LLC
Accountancy firm EIN	2011-12-31	651014182
2010 : TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$5,023,035
Total of all expenses incurred	2010-12-31	$743,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$737,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,919,331
Value of total assets at end of year	2010-12-31	$16,867,245
Value of total assets at beginning of year	2010-12-31	$12,587,462
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$5,500
Total interest from all sources	2010-12-31	$49,136
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$238,668
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$238,668
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,687,675
Participant contributions at end of year	2010-12-31	$587,100
Participant contributions at beginning of year	2010-12-31	$454,909
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$858,984
Administrative expenses (other) incurred	2010-12-31	$5,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,279,783
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$16,867,245
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$12,587,462
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$14,453,421
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$11,105,262
Interest on participant loans	2010-12-31	$49,047
Value of interest in common/collective trusts at end of year	2010-12-31	$973,745
Value of interest in common/collective trusts at beginning of year	2010-12-31	$759,824
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$852,979
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$267,467
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$267,467
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$89
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,782,709
Net investment gain or loss from common/collective trusts	2010-12-31	$33,191
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$372,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$737,752
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	SARBEY KAUFMAN, LLC
Accountancy firm EIN	2010-12-31	651014182
2009 : TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN

2023: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	This submission is the final filing	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	Yes
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	TRADESTATION GROUP
Employer identification number (EIN):	650977576
NAIC Classification:	523120
NAIC Description:	Securities Brokerage