401k Plan data: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E plan

SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 401k Plan overview

Plan Name	SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E
Plan identification number	001

SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan not intended to be qualified - A plan not intended to be qualified under Code sections 401, 403, or 408.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PAN PEPIN, INC. has sponsored the creation of one or more 401k plans.

Company Name: PAN PEPIN, INC.

Employer identification number (EIN): 660293260

NAIC Classification: 311900
NAIC Description: Other Food Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 VICTOR MARTINEZ VICTOR MARTINEZ 2015-10-15
001 2013-01-01 VICTOR MARTINEZ
001 2012-01-01 VICTOR MARTINEZ
001 2011-01-01 VICTOR MARTINEZ
001 2010-01-01 VICTOR MARTINEZ
001 2009-01-01 VICTOR MARTINEZ

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	VICTOR MARTINEZ	VICTOR MARTINEZ	2015-10-15
001	2013-01-01	VICTOR MARTINEZ
001	2012-01-01	VICTOR MARTINEZ
001	2011-01-01	VICTOR MARTINEZ
001	2010-01-01	VICTOR MARTINEZ
001	2009-01-01	VICTOR MARTINEZ

Plan Statistics for SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E

401k plan membership statisitcs for SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E

Measure Date Value
2014: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2014 401k membership
Total participants, beginning-of-year 2014-01-01 546
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2013 401k membership
Total participants, beginning-of-year 2013-01-01 546
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 492
Number of retired or separated participants receiving benefits 2013-01-01 11
Number of other retired or separated participants entitled to future benefits 2013-01-01 43
Total of all active and inactive participants 2013-01-01 546
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 546
Number of participants with account balances 2013-01-01 391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 6
2012: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2012 401k membership
Total participants, beginning-of-year 2012-01-01 538
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 497
Number of retired or separated participants receiving benefits 2012-01-01 7
Number of other retired or separated participants entitled to future benefits 2012-01-01 41
Total of all active and inactive participants 2012-01-01 545
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 545
Number of participants with account balances 2012-01-01 402
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 6
2011: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2011 401k membership
Total participants, beginning-of-year 2011-01-01 554
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 495
Number of retired or separated participants receiving benefits 2011-01-01 6
Number of other retired or separated participants entitled to future benefits 2011-01-01 34
Total of all active and inactive participants 2011-01-01 535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 536
Number of participants with account balances 2011-01-01 407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 6
2010: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2010 401k membership
Total participants, beginning-of-year 2010-01-01 514
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 506
Number of retired or separated participants receiving benefits 2010-01-01 5
Number of other retired or separated participants entitled to future benefits 2010-01-01 39
Total of all active and inactive participants 2010-01-01 550
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 551
Number of participants with account balances 2010-01-01 359
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 4
2009: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2009 401k membership
Total participants, beginning-of-year 2009-01-01 546
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 495
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 52
Total of all active and inactive participants 2009-01-01 547
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 548
Number of participants with account balances 2009-01-01 332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2014: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2014 401k membership
Total participants, beginning-of-year	2014-01-01	546
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2013 401k membership
Total participants, beginning-of-year	2013-01-01	546
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	492
Number of retired or separated participants receiving benefits	2013-01-01	11
Number of other retired or separated participants entitled to future benefits	2013-01-01	43
Total of all active and inactive participants	2013-01-01	546
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	546
Number of participants with account balances	2013-01-01	391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	6
2012: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2012 401k membership
Total participants, beginning-of-year	2012-01-01	538
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	497
Number of retired or separated participants receiving benefits	2012-01-01	7
Number of other retired or separated participants entitled to future benefits	2012-01-01	41
Total of all active and inactive participants	2012-01-01	545
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	545
Number of participants with account balances	2012-01-01	402
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	6
2011: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2011 401k membership
Total participants, beginning-of-year	2011-01-01	554
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	495
Number of retired or separated participants receiving benefits	2011-01-01	6
Number of other retired or separated participants entitled to future benefits	2011-01-01	34
Total of all active and inactive participants	2011-01-01	535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	536
Number of participants with account balances	2011-01-01	407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	6
2010: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2010 401k membership
Total participants, beginning-of-year	2010-01-01	514
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	506
Number of retired or separated participants receiving benefits	2010-01-01	5
Number of other retired or separated participants entitled to future benefits	2010-01-01	39
Total of all active and inactive participants	2010-01-01	550
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	551
Number of participants with account balances	2010-01-01	359
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	4
2009: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2009 401k membership
Total participants, beginning-of-year	2009-01-01	546
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	495
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	52
Total of all active and inactive participants	2009-01-01	547
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	548
Number of participants with account balances	2009-01-01	332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E

Measure	Date	Value
2014 : SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$11,006,393
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$859,931
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$609,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$601,188
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$421,655
Value of total assets at end of year	2014-12-31	$0
Value of total assets at beginning of year	2014-12-31	$10,756,459
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$8,809
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$300,047
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$13,437
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$2,185
Administrative expenses (other) incurred	2014-12-31	$8,809
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$249,934
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$10,756,459
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,595,120
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$1,010
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$1,010
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$9,141,649
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$438,276
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$119,423
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$5,243
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$601,188
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	FPV & GALINDEZ PSC
Accountancy firm EIN	2014-12-31	660703468
2013 : SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,274,818
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,203,894
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,183,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$881,417
Value of total assets at end of year	2013-12-31	$10,756,459
Value of total assets at beginning of year	2013-12-31	$9,685,535
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$20,740
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$628,009
Participant contributions at end of year	2013-12-31	$13,437
Participant contributions at beginning of year	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$6,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,070,924
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$10,756,459
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$9,685,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$14,115
Value of interest in pooled separate accounts at end of year	2013-12-31	$9,141,649
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$8,179,835
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$1,010
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,595,120
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,505,699
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,393,401
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$253,408
Employer contributions (assets) at end of year	2013-12-31	$5,243
Employer contributions (assets) at beginning of year	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,183,154
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HORWATH VELEZ & CO, PSC
Accountancy firm EIN	2013-12-31	660539048
2012 : SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$993
Total income from all sources (including contributions)	2012-12-31	$1,885,682
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$565,137
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$548,511
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$887,144
Value of total assets at end of year	2012-12-31	$9,685,535
Value of total assets at beginning of year	2012-12-31	$8,365,983
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$16,626
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$651,030
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$12,003
Administrative expenses (other) incurred	2012-12-31	$16,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,320,545
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$9,685,535
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$8,364,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$8,179,835
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$6,797,356
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$84,658
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$84,658
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,505,699
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,466,675
Net investment gain/loss from pooled separate accounts	2012-12-31	$998,538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$236,114
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$5,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$548,511
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$993
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HORWATH VELEZ & CO.
Accountancy firm EIN	2012-12-31	660539048
2011 : SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$993
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$214,028
Total income from all sources (including contributions)	2011-12-31	$838,359
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$717,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$688,823
Value of total corrective distributions	2011-12-31	$12,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,001,045
Value of total assets at end of year	2011-12-31	$8,365,983
Value of total assets at beginning of year	2011-12-31	$8,458,090
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$15,780
Total interest from all sources	2011-12-31	$9
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$675,042
Participant contributions at end of year	2011-12-31	$12,003
Participant contributions at beginning of year	2011-12-31	$24,630
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,942
Other income not declared elsewhere	2011-12-31	$36,428
Administrative expenses (other) incurred	2011-12-31	$15,780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$120,928
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$8,364,990
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$8,244,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$6,797,356
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$7,109,661
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$84,658
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$719
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$719
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$9
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,466,675
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,313,186
Net investment gain/loss from pooled separate accounts	2011-12-31	$-199,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$324,061
Employer contributions (assets) at end of year	2011-12-31	$5,291
Employer contributions (assets) at beginning of year	2011-12-31	$9,894
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$688,823
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$993
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$214,028
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HORWARTH, VELEZ & CO.
Accountancy firm EIN	2011-12-31	660539048
2010 : SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$214,028
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,755,965
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$566,335
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$393,460
Value of total corrective distributions	2010-12-31	$157,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$793,684
Value of total assets at end of year	2010-12-31	$8,458,090
Value of total assets at beginning of year	2010-12-31	$7,054,432
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$15,555
Total interest from all sources	2010-12-31	$719
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$596,871
Participant contributions at end of year	2010-12-31	$24,630
Participant contributions at beginning of year	2010-12-31	$367,715
Other income not declared elsewhere	2010-12-31	$12,161
Administrative expenses (other) incurred	2010-12-31	$15,555
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,189,630
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$8,244,062
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,054,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,448,593
Value of interest in pooled separate accounts at end of year	2010-12-31	$7,109,661
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$719
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,089,371
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,089,371
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$719
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,313,186
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$221,522
Net investment gain/loss from pooled separate accounts	2010-12-31	$727,879
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$196,813
Employer contributions (assets) at end of year	2010-12-31	$9,894
Employer contributions (assets) at beginning of year	2010-12-31	$148,753
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$393,460
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$214,028
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HORWARTH, VELEZ & CO
Accountancy firm EIN	2010-12-31	660539048
2009 : SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E

2014: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SAVINGS & INVESTMENT PLAN OF PEPIN, INC 1165E 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

987450

Policy instance

Insurance contract or identification number	987450
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

987450

Policy instance

Insurance contract or identification number	987450
Number of Individuals Covered	391
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $25,009
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $25,009
Insurance broker organization code?	3
Insurance broker name	HUMBERTO TORRES & ASSOCIATES

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

987450

Policy instance

Insurance contract or identification number	987450
Number of Individuals Covered	402
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $22,572
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $22,572
Insurance broker organization code?	3
Insurance broker name	HUMBERTO TORRES & ASSOCIATES

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

987450

Policy instance

Insurance contract or identification number	987450
Number of Individuals Covered	407
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $13,860
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

987450

Policy instance

Insurance contract or identification number	987450
Number of Individuals Covered	359
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $78,164
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	PAN PEPIN, INC.
Employer identification number (EIN):	660293260
NAIC Classification:	311900
NAIC Description:	Other Food Manufacturing