401k Plan data: ALPLA CARIBE RETIREMENT PLAN plan

ALPLA CARIBE RETIREMENT PLAN 401k Plan overview

Plan Name	ALPLA CARIBE RETIREMENT PLAN
Plan identification number	001

ALPLA CARIBE RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Plan not intended to be qualified - A plan not intended to be qualified under Code sections 401, 403, or 408.

401k Sponsoring company profile

ALPLA CARIBE, INC. has sponsored the creation of one or more 401k plans.

Company Name: ALPLA CARIBE, INC.

Employer identification number (EIN): 660353596

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALPLA CARIBE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01 FLOR PABON 2017-07-10
001 2015-01-01 WANDA MATIAS 2016-07-12
001 2014-01-01 WANDA MATIAS 2015-06-27
001 2013-01-01 RICHARD LISCH RICHARD LISCH 2014-10-13
001 2012-01-01 RICHARD LISCH RICHARD LISCH 2013-10-11
001 2011-01-01 RICHARD LISCH RICHARD LISCH 2012-10-11
001 2009-01-01 RICHARD LISCH RICHARD LISCH 2010-10-11
001 2009-01-01 RICHARD LISCH RICHARD LISCH 2010-10-11
001 2009-01-01 RICHARD LISCH RICHARD LISCH 2010-10-12
001 2009-01-01 RICHARD LISCH RICHARD LISCH 2010-10-06
001 2009-01-01 RICHARD LISCH RICHARD LISCH 2010-10-08

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01	FLOR PABON	2017-07-10
001	2015-01-01	WANDA MATIAS	2016-07-12
001	2014-01-01	WANDA MATIAS	2015-06-27
001	2013-01-01	RICHARD LISCH		RICHARD LISCH	2014-10-13
001	2012-01-01	RICHARD LISCH		RICHARD LISCH	2013-10-11
001	2011-01-01	RICHARD LISCH		RICHARD LISCH	2012-10-11
001	2009-01-01	RICHARD LISCH		RICHARD LISCH	2010-10-11
001	2009-01-01	RICHARD LISCH		RICHARD LISCH	2010-10-11
001	2009-01-01	RICHARD LISCH		RICHARD LISCH	2010-10-12
001	2009-01-01	RICHARD LISCH		RICHARD LISCH	2010-10-06
001	2009-01-01	RICHARD LISCH		RICHARD LISCH	2010-10-08

Plan Statistics for ALPLA CARIBE RETIREMENT PLAN

401k plan membership statisitcs for ALPLA CARIBE RETIREMENT PLAN

Measure Date Value
2013: ALPLA CARIBE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 114
Total of all active and inactive participants 2013-01-01 114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 114
Number of participants with account balances 2013-01-01 114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 9
2012: ALPLA CARIBE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 123
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 123
Number of participants with account balances 2012-01-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 9
2011: ALPLA CARIBE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 118
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 132
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 132
Number of participants with account balances 2011-01-01 132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 9
2009: ALPLA CARIBE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 146
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 117
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 117
Number of participants with account balances 2009-01-01 117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2013: ALPLA CARIBE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	114
Total of all active and inactive participants	2013-01-01	114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	114
Number of participants with account balances	2013-01-01	114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	9
2012: ALPLA CARIBE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	123
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	123
Number of participants with account balances	2012-01-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	9
2011: ALPLA CARIBE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	118
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	132
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	132
Number of participants with account balances	2011-01-01	132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	9
2009: ALPLA CARIBE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	146
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	117
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	117
Number of participants with account balances	2009-01-01	117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on ALPLA CARIBE RETIREMENT PLAN

Measure	Date	Value
2013 : ALPLA CARIBE RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$150,710
Total unrealized appreciation/depreciation of assets	2013-12-31	$150,710
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$353,358
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$116,107
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$84,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$190,868
Value of total assets at end of year	2013-12-31	$1,855,534
Value of total assets at beginning of year	2013-12-31	$1,618,283
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$31,488
Total interest from all sources	2013-12-31	$11,780
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$250,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$115,561
Participant contributions at end of year	2013-12-31	$150,973
Participant contributions at beginning of year	2013-12-31	$201,468
Participant contributions at end of year	2013-12-31	$1,375
Participant contributions at beginning of year	2013-12-31	$2,790
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$2,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$237,251
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,855,534
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,618,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,702,132
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,408,911
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$11,780
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$75,307
Employer contributions (assets) at end of year	2013-12-31	$1,054
Employer contributions (assets) at beginning of year	2013-12-31	$2,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$84,619
Contract administrator fees	2013-12-31	$31,488
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	OJEDA CPA GROUP PSC
Accountancy firm EIN	2013-12-31	660688644
2012 : ALPLA CARIBE RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$80,566
Total unrealized appreciation/depreciation of assets	2012-12-31	$80,566
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$286,679
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$110,463
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$81,092
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$194,147
Value of total assets at end of year	2012-12-31	$1,618,283
Value of total assets at beginning of year	2012-12-31	$1,442,067
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$29,371
Total interest from all sources	2012-12-31	$11,966
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$250,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$75,038
Participant contributions at end of year	2012-12-31	$201,468
Participant contributions at beginning of year	2012-12-31	$221,549
Participant contributions at end of year	2012-12-31	$2,790
Participant contributions at beginning of year	2012-12-31	$6,909
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$2,989
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$6,016
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$176,216
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,618,283
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,442,067
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,408,911
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$625,709
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$11,966
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$577,071
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$119,109
Employer contributions (assets) at end of year	2012-12-31	$2,125
Employer contributions (assets) at beginning of year	2012-12-31	$4,813
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$81,092
Contract administrator fees	2012-12-31	$29,371
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	OJEDA CPA GROUP PSC
Accountancy firm EIN	2012-12-31	660688644
2011 : ALPLA CARIBE RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-9,024
Total unrealized appreciation/depreciation of assets	2011-12-31	$-9,024
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$189,830
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$50,504
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$35,167
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$175,697
Value of total assets at end of year	2011-12-31	$1,442,067
Value of total assets at beginning of year	2011-12-31	$1,302,741
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$15,337
Total interest from all sources	2011-12-31	$23,157
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$250,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$103,966
Participant contributions at end of year	2011-12-31	$221,549
Participant contributions at beginning of year	2011-12-31	$174,399
Participant contributions at end of year	2011-12-31	$6,909
Participant contributions at beginning of year	2011-12-31	$7,387
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$3,620
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$6,016
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$5,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$139,326
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,442,067
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,302,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$625,709
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$611,726
Interest on participant loans	2011-12-31	$8,783
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$14,374
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$577,071
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$499,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$68,111
Employer contributions (assets) at end of year	2011-12-31	$4,813
Employer contributions (assets) at beginning of year	2011-12-31	$5,003
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$35,167
Contract administrator fees	2011-12-31	$15,337
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	OJEDA CPA GROUP PSC
Accountancy firm EIN	2011-12-31	660688644
2010 : ALPLA CARIBE RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$50,768
Total unrealized appreciation/depreciation of assets	2010-12-31	$50,768
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$254,238
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$27,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$5,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$172,434
Value of total assets at end of year	2010-12-31	$1,302,741
Value of total assets at beginning of year	2010-12-31	$1,075,700
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$21,218
Total interest from all sources	2010-12-31	$31,036
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$250,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$102,271
Participant contributions at end of year	2010-12-31	$174,399
Participant contributions at beginning of year	2010-12-31	$148,485
Participant contributions at end of year	2010-12-31	$7,387
Participant contributions at beginning of year	2010-12-31	$5,639
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$3,645
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$5,177
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$9,723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$227,041
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,302,741
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,075,700
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$611,726
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$465,547
Interest on participant loans	2010-12-31	$18,411
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$12,625
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$499,049
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$438,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$66,518
Employer contributions (assets) at end of year	2010-12-31	$5,003
Employer contributions (assets) at beginning of year	2010-12-31	$8,179
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$5,979
Contract administrator fees	2010-12-31	$21,218
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	OJEDA CPA GROUP PSC
Accountancy firm EIN	2010-12-31	660688644
2009 : ALPLA CARIBE RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ALPLA CARIBE RETIREMENT PLAN

2013: ALPLA CARIBE RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ALPLA CARIBE RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ALPLA CARIBE RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ALPLA CARIBE RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

987106-000

Policy instance

Insurance contract or identification number	987106-000
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,512
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Amount paid for insurance broker fees	1512
Additional information about fees paid to insurance broker	COMMISSION FEES
Insurance broker organization code?	5
Insurance broker name	PENSION ADMINISTRATORS GROUP, INC.

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

987106-000

Policy instance

Insurance contract or identification number	987106-000
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $1,591
Total amount of fees paid to insurance company	USD $1,298
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $1,591
Insurance broker organization code?	3
Amount paid for insurance broker fees	1298
Additional information about fees paid to insurance broker	COMMISSION FEES
Insurance broker name	PENSION ADMINISTRATORS GROUP, INC.

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

987106-000

Policy instance

Insurance contract or identification number	987106-000
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $2,874
Total amount of fees paid to insurance company	USD $1,140
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

987106-000

Policy instance

Insurance contract or identification number	987106-000
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $2,470
Total amount of fees paid to insurance company	USD $966
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	ALPLA CARIBE, INC.
Employer identification number (EIN):	660353596
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services