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DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 401k Plan overview

Plan NameDOKKEN ENGINEERING 401K PROFIT SHARING PLAN
Plan identification number 002

DOKKEN ENGINEERING 401K PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DOKKEN ENGINEERING has sponsored the creation of one or more 401k plans.

Company Name:DOKKEN ENGINEERING
Employer identification number (EIN):680099664
NAIC Classification:541330
NAIC Description:Engineering Services

Additional information about DOKKEN ENGINEERING

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 1986-06-20
Company Identification Number: C1534259
Legal Registered Office Address: 110 Blue Ravine Rd Ste 200

Folsom
United States of America (USA)
95630

More information about DOKKEN ENGINEERING

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DOKKEN ENGINEERING 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-06-01CAMRAN SADEGHI CAMRAN SADEGHI2018-10-15
0022016-06-01RICHARD DOKKEN CAMRAN SADEGHI2018-03-15
0022015-06-01RICHARD A. DOKKEN
0022014-06-01RICHARD A. DOKKEN
0022013-06-01RICHARD A. DOKKEN
0022012-06-01RICHARD A. DOKKEN
0022011-06-01RICHARD A. DOKKEN
0022009-06-01RICHARD A. DOKKEN RICHARD A. DOKKEN2011-03-14

Plan Statistics for DOKKEN ENGINEERING 401K PROFIT SHARING PLAN

401k plan membership statisitcs for DOKKEN ENGINEERING 401K PROFIT SHARING PLAN

Measure Date Value
2022: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01167
Total number of active participants reported on line 7a of the Form 55002022-01-01121
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0145
Total of all active and inactive participants2022-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01166
Number of participants with account balances2022-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-014
2021: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01164
Total number of active participants reported on line 7a of the Form 55002021-01-01122
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0140
Total of all active and inactive participants2021-01-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01162
Number of participants with account balances2021-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-017
2020: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01166
Total number of active participants reported on line 7a of the Form 55002020-01-01131
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0137
Total of all active and inactive participants2020-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01168
Number of participants with account balances2020-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-018
2019: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01159
Total number of active participants reported on line 7a of the Form 55002019-01-01122
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0139
Total of all active and inactive participants2019-01-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01161
Number of participants with account balances2019-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-016
2018: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01141
Total number of active participants reported on line 7a of the Form 55002018-01-01121
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0135
Total of all active and inactive participants2018-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01156
Number of participants with account balances2018-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0116
2017: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-06-01134
Total number of active participants reported on line 7a of the Form 55002017-06-01119
Number of retired or separated participants receiving benefits2017-06-010
Number of other retired or separated participants entitled to future benefits2017-06-0125
Total of all active and inactive participants2017-06-01144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-06-010
Total participants2017-06-01144
Number of participants with account balances2017-06-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-06-013
2016: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-06-01123
Total number of active participants reported on line 7a of the Form 55002016-06-01110
Number of retired or separated participants receiving benefits2016-06-010
Number of other retired or separated participants entitled to future benefits2016-06-0123
Total of all active and inactive participants2016-06-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-06-010
Total participants2016-06-01133
Number of participants with account balances2016-06-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-06-019
2015: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-06-01136
Total number of active participants reported on line 7a of the Form 55002015-06-01115
Number of retired or separated participants receiving benefits2015-06-0117
Number of other retired or separated participants entitled to future benefits2015-06-010
Total of all active and inactive participants2015-06-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-06-010
Total participants2015-06-01132
Number of participants with account balances2015-06-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-06-012
2014: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-06-01161
Total number of active participants reported on line 7a of the Form 55002014-06-01142
Number of retired or separated participants receiving benefits2014-06-0115
Number of other retired or separated participants entitled to future benefits2014-06-010
Total of all active and inactive participants2014-06-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-06-010
Total participants2014-06-01157
Number of participants with account balances2014-06-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-06-018
2013: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-06-01141
Total number of active participants reported on line 7a of the Form 55002013-06-01107
Number of retired or separated participants receiving benefits2013-06-012
Number of other retired or separated participants entitled to future benefits2013-06-0123
Total of all active and inactive participants2013-06-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-06-010
Total participants2013-06-01132
Number of participants with account balances2013-06-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-06-013
2012: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-06-01130
Total number of active participants reported on line 7a of the Form 55002012-06-01122
Number of retired or separated participants receiving benefits2012-06-012
Number of other retired or separated participants entitled to future benefits2012-06-0117
Total of all active and inactive participants2012-06-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-06-010
Total participants2012-06-01141
Number of participants with account balances2012-06-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-06-014
2011: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-06-01128
Total number of active participants reported on line 7a of the Form 55002011-06-01106
Number of retired or separated participants receiving benefits2011-06-013
Number of other retired or separated participants entitled to future benefits2011-06-0117
Total of all active and inactive participants2011-06-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-06-010
Total participants2011-06-01126
Number of participants with account balances2011-06-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-06-019
2009: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-06-01129
Total number of active participants reported on line 7a of the Form 55002009-06-01108
Number of retired or separated participants receiving benefits2009-06-010
Number of other retired or separated participants entitled to future benefits2009-06-0120
Total of all active and inactive participants2009-06-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-06-010
Total participants2009-06-01128
Number of participants with account balances2009-06-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-06-014

Financial Data on DOKKEN ENGINEERING 401K PROFIT SHARING PLAN

Measure Date Value
2022 : DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,908,450
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,161,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,042,574
Value of total corrective distributions2022-12-31$56,319
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,222,612
Value of total assets at end of year2022-12-31$25,867,385
Value of total assets at beginning of year2022-12-31$29,937,630
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$62,902
Total interest from all sources2022-12-31$36,862
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$48,260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$48,260
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,325,447
Participant contributions at end of year2022-12-31$149,856
Participant contributions at beginning of year2022-12-31$100,705
Participant contributions at beginning of year2022-12-31$6,500
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$60,061
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,070,245
Value of net assets at end of year (total assets less liabilities)2022-12-31$25,867,385
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$29,937,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,659,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,814,588
Interest on participant loans2022-12-31$8,461
Interest earned on other investments2022-12-31$28,401
Value of interest in common/collective trusts at end of year2022-12-31$22,048,713
Value of interest in common/collective trusts at beginning of year2022-12-31$26,023,043
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$2,009,016
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,992,794
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-379,472
Net investment gain or loss from common/collective trusts2022-12-31$-4,836,712
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$837,104
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,042,574
Contract administrator fees2022-12-31$62,902
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CAMPBELL TAYLOR WASHBURN
Accountancy firm EIN2022-12-31680251243
2021 : DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$6,233,946
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,656,055
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,535,124
Value of total corrective distributions2021-12-31$39,634
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,495,029
Value of total assets at end of year2021-12-31$29,937,630
Value of total assets at beginning of year2021-12-31$25,359,739
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$81,297
Total interest from all sources2021-12-31$42,799
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$45,850
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$45,850
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,242,692
Participant contributions at end of year2021-12-31$100,705
Participant contributions at beginning of year2021-12-31$145,909
Participant contributions at end of year2021-12-31$6,500
Participant contributions at beginning of year2021-12-31$397
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$402,409
Other income not declared elsewhere2021-12-31$204
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,577,891
Value of net assets at end of year (total assets less liabilities)2021-12-31$29,937,630
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$25,359,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,814,588
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$2,974,801
Interest on participant loans2021-12-31$6,835
Interest earned on other investments2021-12-31$35,964
Value of interest in common/collective trusts at end of year2021-12-31$26,023,043
Value of interest in common/collective trusts at beginning of year2021-12-31$19,981,097
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,992,794
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$2,257,138
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$190,220
Net investment gain or loss from common/collective trusts2021-12-31$3,459,844
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$849,928
Employer contributions (assets) at beginning of year2021-12-31$397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,535,124
Contract administrator fees2021-12-31$81,297
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CAMPBELL TAYLOR WASHBURN
Accountancy firm EIN2021-12-31680251243
2020 : DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$5,199,725
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,162,375
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,836,620
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$245,581
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,142,262
Value of total assets at end of year2020-12-31$25,359,739
Value of total assets at beginning of year2020-12-31$22,322,389
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$80,174
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$47,480
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$43,788
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$43,788
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$1,212,381
Participant contributions at end of year2020-12-31$145,909
Participant contributions at beginning of year2020-12-31$183,595
Participant contributions at end of year2020-12-31$397
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$220,755
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$2,375
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,037,350
Value of net assets at end of year (total assets less liabilities)2020-12-31$25,359,739
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$22,322,389
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$2,974,801
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$5,524,806
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$317,808
Interest on participant loans2020-12-31$11,068
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$36,412
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$19,981,097
Value of interest in common/collective trusts at beginning of year2020-12-31$14,646,495
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,257,138
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,649,685
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$440,644
Net investment gain/loss from pooled separate accounts2020-12-31$3,247
Net investment gain or loss from common/collective trusts2020-12-31$2,519,929
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$709,126
Employer contributions (assets) at end of year2020-12-31$397
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,836,620
Contract administrator fees2020-12-31$80,174
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CAMPBELL TAYLOR WASHBURN
Accountancy firm EIN2020-12-31680251243
2019 : DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$50,183
Total transfer of assets to this plan2019-12-31$50,183
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$5,789,798
Total income from all sources (including contributions)2019-12-31$5,789,798
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$940,766
Total of all expenses incurred2019-12-31$940,766
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$874,923
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$874,923
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$0
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,919,511
Value of total assets at end of year2019-12-31$22,322,389
Value of total assets at beginning of year2019-12-31$17,423,174
Value of total assets at beginning of year2019-12-31$17,423,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$65,843
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$65,843
Total income from rents2019-12-31$0
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$38,222
Total interest from all sources2019-12-31$38,222
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$75,897
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$75,897
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$75,897
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$75,897
Administrative expenses professional fees incurred2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Contributions received from participants2019-12-31$1,087,408
Contributions received from participants2019-12-31$1,087,408
Participant contributions at end of year2019-12-31$183,595
Participant contributions at end of year2019-12-31$183,595
Participant contributions at beginning of year2019-12-31$157,851
Participant contributions at beginning of year2019-12-31$157,851
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$69,410
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$69,410
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$14,483
Other income not declared elsewhere2019-12-31$14,483
Administrative expenses (other) incurred2019-12-31$0
Administrative expenses (other) incurred2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,849,032
Value of net income/loss2019-12-31$4,849,032
Value of net assets at end of year (total assets less liabilities)2019-12-31$22,322,389
Value of net assets at end of year (total assets less liabilities)2019-12-31$22,322,389
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,423,174
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,423,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Investment advisory and management fees2019-12-31$0
Investment advisory and management fees2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$5,524,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,001,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,001,572
Value of interest in pooled separate accounts at end of year2019-12-31$317,808
Value of interest in pooled separate accounts at end of year2019-12-31$317,808
Value of interest in pooled separate accounts at beginning of year2019-12-31$153,370
Value of interest in pooled separate accounts at beginning of year2019-12-31$153,370
Interest on participant loans2019-12-31$11,299
Interest on participant loans2019-12-31$11,299
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$26,923
Interest earned on other investments2019-12-31$26,923
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$14,646,495
Value of interest in common/collective trusts at end of year2019-12-31$14,646,495
Value of interest in common/collective trusts at beginning of year2019-12-31$11,675,826
Value of interest in common/collective trusts at beginning of year2019-12-31$11,675,826
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,649,685
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,649,685
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,434,555
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,434,555
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$984,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$984,620
Net investment gain/loss from pooled separate accounts2019-12-31$48,444
Net investment gain/loss from pooled separate accounts2019-12-31$48,444
Net investment gain or loss from common/collective trusts2019-12-31$2,708,621
Net investment gain or loss from common/collective trusts2019-12-31$2,708,621
Net gain/loss from 103.12 investment entities2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$762,693
Contributions received in cash from employer2019-12-31$762,693
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$874,923
Contract administrator fees2019-12-31$65,843
Contract administrator fees2019-12-31$65,843
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CAMPBELL TAYLOR WASHBURN
Accountancy firm name2019-12-31CAMPBELL TAYLOR WASHBURN
Accountancy firm EIN2019-12-31680251243
Accountancy firm EIN2019-12-31680251243
2018 : DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$20,171
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$845,354
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,812,375
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,656,821
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$87,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,003,209
Value of total assets at end of year2018-12-31$17,423,174
Value of total assets at beginning of year2018-12-31$18,370,024
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$67,581
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$45,266
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$87,911
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$87,911
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Amount of non-exempt transactions with any party-in-interest2018-12-31$0
Contributions received from participants2018-12-31$1,016,997
Participant contributions at end of year2018-12-31$157,851
Participant contributions at beginning of year2018-12-31$99,433
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$293,697
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$12,043
Administrative expenses (other) incurred2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-967,021
Value of net assets at end of year (total assets less liabilities)2018-12-31$17,423,174
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$18,370,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-12-31$0
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2018-12-31$0
Investment advisory and management fees2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$4,001,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,200,196
Value of interest in pooled separate accounts at end of year2018-12-31$153,370
Value of interest in pooled separate accounts at beginning of year2018-12-31$191,503
Interest on participant loans2018-12-31$6,936
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$38,330
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$11,675,826
Value of interest in common/collective trusts at beginning of year2018-12-31$9,243,416
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,434,555
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,635,476
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-262,191
Net investment gain/loss from pooled separate accounts2018-12-31$-24,763
Net investment gain or loss from common/collective trusts2018-12-31$-1,016,121
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$692,515
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,656,821
Contract administrator fees2018-12-31$67,581
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CAMPBELL TAYLOR & COMPANY
Accountancy firm EIN2018-12-31680251243
2017 : DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,809,187
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$329,161
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$292,893
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,385,836
Value of total assets at end of year2017-12-31$18,370,024
Value of total assets at beginning of year2017-12-31$15,889,998
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$36,268
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$28,772
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$75,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$75,275
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Amount of non-exempt transactions with any party-in-interest2017-12-31$0
Contributions received from participants2017-12-31$562,313
Participant contributions at end of year2017-12-31$99,433
Participant contributions at beginning of year2017-12-31$74,674
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$443,635
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$2,009
Administrative expenses (other) incurred2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,480,026
Value of net assets at end of year (total assets less liabilities)2017-12-31$18,370,024
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$15,889,998
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-12-31$0
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-12-31$0
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,200,196
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,087,565
Value of interest in pooled separate accounts at end of year2017-12-31$191,503
Value of interest in pooled separate accounts at beginning of year2017-12-31$163,811
Interest on participant loans2017-12-31$2,578
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$26,194
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$9,243,416
Value of interest in common/collective trusts at beginning of year2017-12-31$7,761,634
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,635,476
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,802,314
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$505,036
Net investment gain/loss from pooled separate accounts2017-12-31$18,449
Net investment gain or loss from common/collective trusts2017-12-31$793,810
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$379,888
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$292,893
Contract administrator fees2017-12-31$36,268
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CAMPBELL TAYLOR & COMPANY
Accountancy firm EIN2017-12-31680251243
Unrealized appreciation/depreciation of real estate assets2017-05-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-05-31$0
Total unrealized appreciation/depreciation of assets2017-05-31$0
Total transfer of assets to this plan2017-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-05-31$0
Expenses. Interest paid2017-05-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-05-31$0
Total income from all sources (including contributions)2017-05-31$3,435,969
Total loss/gain on sale of assets2017-05-31$0
Total of all expenses incurred2017-05-31$2,440,956
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-05-31$2,361,234
Expenses. Certain deemed distributions of participant loans2017-05-31$0
Value of total corrective distributions2017-05-31$16,276
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-05-31$1,618,707
Value of total assets at end of year2017-05-31$15,889,998
Value of total assets at beginning of year2017-05-31$14,894,985
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-05-31$63,446
Total income from rents2017-05-31$0
Total interest from all sources2017-05-31$43,123
Total dividends received (eg from common stock, registered investment company shares)2017-05-31$47,868
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-05-31$47,868
Administrative expenses professional fees incurred2017-05-31$0
Was this plan covered by a fidelity bond2017-05-31Yes
Value of fidelity bond cover2017-05-31$1,000,000
If this is an individual account plan, was there a blackout period2017-05-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-05-31No
Amount of non-exempt transactions with any party-in-interest2017-05-31$0
Contributions received from participants2017-05-31$871,935
Participant contributions at end of year2017-05-31$74,674
Participant contributions at beginning of year2017-05-31$152,218
Participant contributions at end of year2017-05-31$0
Participant contributions at beginning of year2017-05-31$0
Assets. Other investments not covered elsewhere at end of year2017-05-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-05-31$124,886
Income. Received or receivable in cash from other sources (including rollovers)2017-05-31$88,737
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-05-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-05-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-05-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-05-31$0
Other income not declared elsewhere2017-05-31$118
Administrative expenses (other) incurred2017-05-31$30,623
Liabilities. Value of operating payables at beginning of year2017-05-31$0
Total non interest bearing cash at end of year2017-05-31$0
Total non interest bearing cash at beginning of year2017-05-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-05-31No
Income. Non cash contributions2017-05-31$0
Value of net income/loss2017-05-31$995,013
Value of net assets at end of year (total assets less liabilities)2017-05-31$15,889,998
Value of net assets at beginning of year (total assets less liabilities)2017-05-31$14,894,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-05-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-05-31$0
Were any leases to which the plan was party in default or uncollectible2017-05-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-05-31$0
Investment advisory and management fees2017-05-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-05-31$5,087,565
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-05-31$13,307,741
Value of interest in pooled separate accounts at end of year2017-05-31$163,811
Value of interest in pooled separate accounts at beginning of year2017-05-31$0
Interest on participant loans2017-05-31$6,184
Income. Interest from loans (other than to participants)2017-05-31$0
Interest earned on other investments2017-05-31$26,091
Income. Interest from US Government securities2017-05-31$0
Income. Interest from corporate debt instruments2017-05-31$0
Value of interest in common/collective trusts at end of year2017-05-31$7,761,634
Value of interest in common/collective trusts at beginning of year2017-05-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-05-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-05-31$1,310,140
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-05-31$1,310,140
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-05-31$10,848
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-05-31$2,802,314
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-05-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-05-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-05-31$898,744
Net investment gain/loss from pooled separate accounts2017-05-31$2,620
Net investment gain or loss from common/collective trusts2017-05-31$824,789
Net gain/loss from 103.12 investment entities2017-05-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-05-31No
Was there a failure to transmit to the plan any participant contributions2017-05-31No
Has the plan failed to provide any benefit when due under the plan2017-05-31No
Contributions received in cash from employer2017-05-31$658,035
Employer contributions (assets) at end of year2017-05-31$0
Employer contributions (assets) at beginning of year2017-05-31$0
Income. Dividends from preferred stock2017-05-31$0
Income. Dividends from common stock2017-05-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-05-31$2,361,234
Contract administrator fees2017-05-31$32,823
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-05-31Yes
Liabilities. Value of benefit claims payable at beginning of year2017-05-31$0
Did the plan have assets held for investment2017-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-05-31No
Aggregate proceeds on sale of assets2017-05-31$0
Aggregate carrying amount (costs) on sale of assets2017-05-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-05-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-05-31Yes
Opinion of an independent qualified public accountant for this plan2017-05-31Disclaimer
Accountancy firm name2017-05-31BFBA, LLP
Accountancy firm EIN2017-05-31680000424
2016 : DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-05-31$0
Total income from all sources (including contributions)2016-05-31$1,182,856
Total loss/gain on sale of assets2016-05-31$0
Total of all expenses incurred2016-05-31$2,007,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-05-31$2,006,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-05-31$1,403,303
Value of total assets at end of year2016-05-31$14,894,985
Value of total assets at beginning of year2016-05-31$15,719,544
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-05-31$778
Total interest from all sources2016-05-31$11,017
Total dividends received (eg from common stock, registered investment company shares)2016-05-31$795,955
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-05-31$795,955
Was this plan covered by a fidelity bond2016-05-31Yes
Value of fidelity bond cover2016-05-31$500,000
If this is an individual account plan, was there a blackout period2016-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-05-31$0
Were there any nonexempt tranactions with any party-in-interest2016-05-31No
Contributions received from participants2016-05-31$771,116
Participant contributions at end of year2016-05-31$152,218
Participant contributions at beginning of year2016-05-31$211,301
Participant contributions at end of year2016-05-31$0
Participant contributions at beginning of year2016-05-31$236
Assets. Other investments not covered elsewhere at end of year2016-05-31$124,886
Assets. Other investments not covered elsewhere at beginning of year2016-05-31$146,862
Income. Received or receivable in cash from other sources (including rollovers)2016-05-31$85,330
Administrative expenses (other) incurred2016-05-31$778
Liabilities. Value of operating payables at end of year2016-05-31$0
Liabilities. Value of operating payables at beginning of year2016-05-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-31No
Income. Non cash contributions2016-05-31$0
Value of net income/loss2016-05-31$-824,559
Value of net assets at end of year (total assets less liabilities)2016-05-31$14,894,985
Value of net assets at beginning of year (total assets less liabilities)2016-05-31$15,719,544
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-05-31No
Were any leases to which the plan was party in default or uncollectible2016-05-31No
Assets. partnership/joint venture interests at end of year2016-05-31$0
Assets. partnership/joint venture interests at beginning of year2016-05-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-05-31$13,307,741
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-05-31$13,965,505
Value of interest in pooled separate accounts at end of year2016-05-31$0
Value of interest in pooled separate accounts at beginning of year2016-05-31$0
Interest on participant loans2016-05-31$11,017
Value of interest in common/collective trusts at end of year2016-05-31$0
Value of interest in common/collective trusts at beginning of year2016-05-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-05-31$1,310,140
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-05-31$1,395,424
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-05-31$1,395,424
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-05-31$-1,027,419
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-05-31No
Was there a failure to transmit to the plan any participant contributions2016-05-31No
Has the plan failed to provide any benefit when due under the plan2016-05-31No
Contributions received in cash from employer2016-05-31$546,857
Employer contributions (assets) at end of year2016-05-31$0
Employer contributions (assets) at beginning of year2016-05-31$216
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-05-31$2,006,637
Did the plan have assets held for investment2016-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-05-31Yes
Opinion of an independent qualified public accountant for this plan2016-05-31Disclaimer
Accountancy firm name2016-05-31BFBA, LLP
Accountancy firm EIN2016-05-31680000424
2015 : DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-05-31$0
Total income from all sources (including contributions)2015-05-31$2,249,811
Total loss/gain on sale of assets2015-05-31$0
Total of all expenses incurred2015-05-31$1,234,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-05-31$1,233,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-05-31$1,371,686
Value of total assets at end of year2015-05-31$15,719,544
Value of total assets at beginning of year2015-05-31$14,704,302
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-05-31$788
Total interest from all sources2015-05-31$14,414
Total dividends received (eg from common stock, registered investment company shares)2015-05-31$881,872
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-05-31$881,872
Was this plan covered by a fidelity bond2015-05-31Yes
Value of fidelity bond cover2015-05-31$500,000
If this is an individual account plan, was there a blackout period2015-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-05-31$0
Were there any nonexempt tranactions with any party-in-interest2015-05-31No
Contributions received from participants2015-05-31$777,380
Participant contributions at end of year2015-05-31$211,301
Participant contributions at beginning of year2015-05-31$369,282
Participant contributions at end of year2015-05-31$236
Participant contributions at beginning of year2015-05-31$0
Assets. Other investments not covered elsewhere at end of year2015-05-31$146,862
Assets. Other investments not covered elsewhere at beginning of year2015-05-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-05-31$2,502
Administrative expenses (other) incurred2015-05-31$788
Liabilities. Value of operating payables at end of year2015-05-31$0
Liabilities. Value of operating payables at beginning of year2015-05-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-05-31No
Income. Non cash contributions2015-05-31$0
Value of net income/loss2015-05-31$1,015,242
Value of net assets at end of year (total assets less liabilities)2015-05-31$15,719,544
Value of net assets at beginning of year (total assets less liabilities)2015-05-31$14,704,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-05-31No
Were any leases to which the plan was party in default or uncollectible2015-05-31No
Assets. partnership/joint venture interests at end of year2015-05-31$0
Assets. partnership/joint venture interests at beginning of year2015-05-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-05-31$13,965,505
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-05-31$12,779,061
Value of interest in pooled separate accounts at end of year2015-05-31$0
Value of interest in pooled separate accounts at beginning of year2015-05-31$0
Interest on participant loans2015-05-31$14,414
Value of interest in common/collective trusts at end of year2015-05-31$0
Value of interest in common/collective trusts at beginning of year2015-05-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-05-31$1,395,424
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-05-31$1,555,919
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-05-31$1,555,919
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-05-31$-18,161
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-05-31No
Was there a failure to transmit to the plan any participant contributions2015-05-31Yes
Has the plan failed to provide any benefit when due under the plan2015-05-31No
Contributions received in cash from employer2015-05-31$591,804
Employer contributions (assets) at end of year2015-05-31$216
Employer contributions (assets) at beginning of year2015-05-31$40
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-05-31$1,233,781
Did the plan have assets held for investment2015-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-05-31Yes
Opinion of an independent qualified public accountant for this plan2015-05-31Disclaimer
Accountancy firm name2015-05-31BFBA, LLP
Accountancy firm EIN2015-05-31680000424
2014 : DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-05-31$758
Total income from all sources (including contributions)2014-05-31$2,788,828
Total loss/gain on sale of assets2014-05-31$0
Total of all expenses incurred2014-05-31$288,497
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-05-31$274,893
Value of total corrective distributions2014-05-31$13,205
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-05-31$1,314,470
Value of total assets at end of year2014-05-31$14,704,302
Value of total assets at beginning of year2014-05-31$12,204,729
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-05-31$399
Total interest from all sources2014-05-31$15,193
Total dividends received (eg from common stock, registered investment company shares)2014-05-31$395,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-05-31$395,315
Was this plan covered by a fidelity bond2014-05-31Yes
Value of fidelity bond cover2014-05-31$500,000
If this is an individual account plan, was there a blackout period2014-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-05-31$0
Were there any nonexempt tranactions with any party-in-interest2014-05-31No
Contributions received from participants2014-05-31$724,920
Participant contributions at end of year2014-05-31$369,282
Participant contributions at beginning of year2014-05-31$372,012
Participant contributions at end of year2014-05-31$0
Participant contributions at beginning of year2014-05-31$0
Assets. Other investments not covered elsewhere at end of year2014-05-31$-3
Assets. Other investments not covered elsewhere at beginning of year2014-05-31$-2
Income. Received or receivable in cash from other sources (including rollovers)2014-05-31$8,279
Administrative expenses (other) incurred2014-05-31$399
Liabilities. Value of operating payables at end of year2014-05-31$0
Liabilities. Value of operating payables at beginning of year2014-05-31$758
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-05-31No
Value of net income/loss2014-05-31$2,500,331
Value of net assets at end of year (total assets less liabilities)2014-05-31$14,704,302
Value of net assets at beginning of year (total assets less liabilities)2014-05-31$12,203,971
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-05-31No
Were any leases to which the plan was party in default or uncollectible2014-05-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-05-31$151,103
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-05-31$159,938
Value of interest in pooled separate accounts at end of year2014-05-31$14,183,877
Value of interest in pooled separate accounts at beginning of year2014-05-31$11,672,781
Interest on participant loans2014-05-31$15,193
Value of interest in common/collective trusts at end of year2014-05-31$0
Value of interest in common/collective trusts at beginning of year2014-05-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-05-31$1,555,919
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-05-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-05-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-05-31$1,063,850
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-05-31No
Was there a failure to transmit to the plan any participant contributions2014-05-31No
Has the plan failed to provide any benefit when due under the plan2014-05-31No
Contributions received in cash from employer2014-05-31$581,271
Employer contributions (assets) at end of year2014-05-31$43
Employer contributions (assets) at beginning of year2014-05-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-05-31$274,893
Did the plan have assets held for investment2014-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-05-31No
Opinion of an independent qualified public accountant for this plan2014-05-31Unqualified
Accountancy firm name2014-05-31MACIAS GINI O'CONNELL LLP
Accountancy firm EIN2014-05-31680300457
2013 : DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-05-31$758
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-05-31$17,313
Total income from all sources (including contributions)2013-05-31$2,553,414
Total loss/gain on sale of assets2013-05-31$0
Total of all expenses incurred2013-05-31$840,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-05-31$839,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-05-31$1,201,827
Value of total assets at end of year2013-05-31$12,204,729
Value of total assets at beginning of year2013-05-31$10,508,298
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-05-31$473
Total interest from all sources2013-05-31$14,082
Total dividends received (eg from common stock, registered investment company shares)2013-05-31$221,592
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-05-31$221,592
Was this plan covered by a fidelity bond2013-05-31Yes
Value of fidelity bond cover2013-05-31$1,000,000
If this is an individual account plan, was there a blackout period2013-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-05-31$0
Were there any nonexempt tranactions with any party-in-interest2013-05-31No
Contributions received from participants2013-05-31$691,692
Participant contributions at end of year2013-05-31$372,012
Participant contributions at beginning of year2013-05-31$281,380
Participant contributions at end of year2013-05-31$0
Participant contributions at beginning of year2013-05-31$0
Assets. Other investments not covered elsewhere at end of year2013-05-31$-2
Assets. Other investments not covered elsewhere at beginning of year2013-05-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-05-31$49,809
Administrative expenses (other) incurred2013-05-31$473
Liabilities. Value of operating payables at end of year2013-05-31$758
Liabilities. Value of operating payables at beginning of year2013-05-31$17,313
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-05-31No
Value of net income/loss2013-05-31$1,712,986
Value of net assets at end of year (total assets less liabilities)2013-05-31$12,203,971
Value of net assets at beginning of year (total assets less liabilities)2013-05-31$10,490,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-05-31No
Were any leases to which the plan was party in default or uncollectible2013-05-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-05-31$159,938
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-05-31$8,386,977
Value of interest in pooled separate accounts at end of year2013-05-31$11,672,781
Value of interest in pooled separate accounts at beginning of year2013-05-31$0
Interest on participant loans2013-05-31$14,082
Value of interest in common/collective trusts at end of year2013-05-31$0
Value of interest in common/collective trusts at beginning of year2013-05-31$1,839,941
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-05-31$1,115,913
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-05-31No
Was there a failure to transmit to the plan any participant contributions2013-05-31No
Has the plan failed to provide any benefit when due under the plan2013-05-31No
Contributions received in cash from employer2013-05-31$460,326
Employer contributions (assets) at end of year2013-05-31$0
Employer contributions (assets) at beginning of year2013-05-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-05-31$839,955
Did the plan have assets held for investment2013-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-05-31No
Opinion of an independent qualified public accountant for this plan2013-05-31Unqualified
Accountancy firm name2013-05-31MACIAS GINI O'CONNELL LLP
Accountancy firm EIN2013-05-31680300457
2012 : DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-05-31$17,313
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-05-31$0
Total income from all sources (including contributions)2012-05-31$143,330
Total loss/gain on sale of assets2012-05-31$0
Total of all expenses incurred2012-05-31$398,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-05-31$398,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-05-31$1,177,028
Value of total assets at end of year2012-05-31$10,508,298
Value of total assets at beginning of year2012-05-31$10,745,959
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-05-31$12
Total interest from all sources2012-05-31$10,222
Total dividends received (eg from common stock, registered investment company shares)2012-05-31$189,178
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-05-31$189,178
Was this plan covered by a fidelity bond2012-05-31Yes
Value of fidelity bond cover2012-05-31$1,000,000
If this is an individual account plan, was there a blackout period2012-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-05-31$0
Were there any nonexempt tranactions with any party-in-interest2012-05-31No
Contributions received from participants2012-05-31$686,138
Participant contributions at end of year2012-05-31$281,380
Participant contributions at beginning of year2012-05-31$67,887
Participant contributions at end of year2012-05-31$0
Participant contributions at beginning of year2012-05-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-05-31$9,173
Administrative expenses (other) incurred2012-05-31$12
Liabilities. Value of operating payables at end of year2012-05-31$17,313
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-05-31No
Value of net income/loss2012-05-31$-254,974
Value of net assets at end of year (total assets less liabilities)2012-05-31$10,490,985
Value of net assets at beginning of year (total assets less liabilities)2012-05-31$10,745,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-05-31No
Were any leases to which the plan was party in default or uncollectible2012-05-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-05-31$8,386,977
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-05-31$9,434,615
Interest on participant loans2012-05-31$10,222
Value of interest in common/collective trusts at end of year2012-05-31$1,839,941
Value of interest in common/collective trusts at beginning of year2012-05-31$1,243,457
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-05-31$-1,233,098
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-05-31No
Was there a failure to transmit to the plan any participant contributions2012-05-31No
Has the plan failed to provide any benefit when due under the plan2012-05-31No
Contributions received in cash from employer2012-05-31$481,717
Employer contributions (assets) at end of year2012-05-31$0
Employer contributions (assets) at beginning of year2012-05-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-05-31$398,292
Did the plan have assets held for investment2012-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-05-31No
Opinion of an independent qualified public accountant for this plan2012-05-31Unqualified
Accountancy firm name2012-05-31MACIAS GINI O'CONNELL LLP
Accountancy firm EIN2012-05-31680300457
2011 : DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-05-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-05-31$655
Total income from all sources (including contributions)2011-05-31$2,819,326
Total loss/gain on sale of assets2011-05-31$0
Total of all expenses incurred2011-05-31$644,362
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-05-31$597,818
Value of total corrective distributions2011-05-31$46,352
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-05-31$1,089,327
Value of total assets at end of year2011-05-31$10,745,959
Value of total assets at beginning of year2011-05-31$8,571,650
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-05-31$192
Total interest from all sources2011-05-31$5,809
Total dividends received (eg from common stock, registered investment company shares)2011-05-31$146,017
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-05-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-05-31$146,017
Was this plan covered by a fidelity bond2011-05-31Yes
Value of fidelity bond cover2011-05-31$1,000,000
If this is an individual account plan, was there a blackout period2011-05-31No
Were there any nonexempt tranactions with any party-in-interest2011-05-31No
Contributions received from participants2011-05-31$633,761
Participant contributions at end of year2011-05-31$67,887
Participant contributions at beginning of year2011-05-31$105,726
Participant contributions at end of year2011-05-31$0
Participant contributions at beginning of year2011-05-31$162
Liabilities. Value of operating payables at beginning of year2011-05-31$655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-05-31No
Value of net income/loss2011-05-31$2,174,964
Value of net assets at end of year (total assets less liabilities)2011-05-31$10,745,959
Value of net assets at beginning of year (total assets less liabilities)2011-05-31$8,570,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-05-31No
Were any leases to which the plan was party in default or uncollectible2011-05-31No
Investment advisory and management fees2011-05-31$192
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-05-31$9,434,615
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-05-31$7,370,465
Interest on participant loans2011-05-31$5,809
Value of interest in common/collective trusts at end of year2011-05-31$1,243,457
Value of interest in common/collective trusts at beginning of year2011-05-31$1,095,033
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-05-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-05-31$1,578,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-05-31No
Was there a failure to transmit to the plan any participant contributions2011-05-31No
Has the plan failed to provide any benefit when due under the plan2011-05-31No
Contributions received in cash from employer2011-05-31$455,566
Employer contributions (assets) at end of year2011-05-31$0
Employer contributions (assets) at beginning of year2011-05-31$264
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-05-31$597,818
Did the plan have assets held for investment2011-05-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-05-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-05-31No
Opinion of an independent qualified public accountant for this plan2011-05-31Unqualified
Accountancy firm name2011-05-31WILLIAM CHESSUM
Accountancy firm EIN2011-05-31942906743

Form 5500 Responses for DOKKEN ENGINEERING 401K PROFIT SHARING PLAN

2022: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-06-01Type of plan entitySingle employer plan
2017-06-01This submission is the final filingNo
2017-06-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-06-01Plan is a collectively bargained planNo
2017-06-01Plan funding arrangement – InsuranceYes
2017-06-01Plan funding arrangement – TrustYes
2017-06-01Plan benefit arrangement – InsuranceYes
2017-06-01Plan benefit arrangement - TrustYes
2016: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-06-01Type of plan entitySingle employer plan
2016-06-01This submission is the final filingNo
2016-06-01This return/report is a short plan year return/report (less than 12 months)No
2016-06-01Plan is a collectively bargained planNo
2016-06-01Plan funding arrangement – InsuranceYes
2016-06-01Plan funding arrangement – TrustYes
2016-06-01Plan benefit arrangement – InsuranceYes
2016-06-01Plan benefit arrangement - TrustYes
2015: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-06-01Type of plan entitySingle employer plan
2015-06-01Submission has been amendedNo
2015-06-01This submission is the final filingNo
2015-06-01This return/report is a short plan year return/report (less than 12 months)No
2015-06-01Plan is a collectively bargained planNo
2015-06-01Plan funding arrangement – InsuranceYes
2015-06-01Plan funding arrangement – TrustYes
2015-06-01Plan benefit arrangement – InsuranceYes
2015-06-01Plan benefit arrangement - TrustYes
2014: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-06-01Type of plan entitySingle employer plan
2014-06-01Submission has been amendedNo
2014-06-01This submission is the final filingNo
2014-06-01This return/report is a short plan year return/report (less than 12 months)No
2014-06-01Plan is a collectively bargained planNo
2014-06-01Plan funding arrangement – InsuranceYes
2014-06-01Plan funding arrangement – TrustYes
2014-06-01Plan benefit arrangement – InsuranceYes
2014-06-01Plan benefit arrangement - TrustYes
2013: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-06-01Type of plan entitySingle employer plan
2013-06-01Submission has been amendedYes
2013-06-01This submission is the final filingNo
2013-06-01This return/report is a short plan year return/report (less than 12 months)No
2013-06-01Plan is a collectively bargained planNo
2013-06-01Plan funding arrangement – InsuranceYes
2013-06-01Plan funding arrangement – TrustYes
2013-06-01Plan benefit arrangement – InsuranceYes
2013-06-01Plan benefit arrangement - TrustYes
2012: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-06-01Type of plan entitySingle employer plan
2012-06-01Submission has been amendedNo
2012-06-01This submission is the final filingNo
2012-06-01This return/report is a short plan year return/report (less than 12 months)No
2012-06-01Plan is a collectively bargained planNo
2012-06-01Plan funding arrangement – InsuranceYes
2012-06-01Plan funding arrangement – TrustYes
2012-06-01Plan benefit arrangement – InsuranceYes
2012-06-01Plan benefit arrangement - TrustYes
2011: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-06-01Type of plan entitySingle employer plan
2011-06-01Submission has been amendedNo
2011-06-01This submission is the final filingNo
2011-06-01This return/report is a short plan year return/report (less than 12 months)No
2011-06-01Plan is a collectively bargained planNo
2011-06-01Plan funding arrangement – InsuranceYes
2011-06-01Plan funding arrangement – TrustYes
2011-06-01Plan benefit arrangement – InsuranceYes
2011-06-01Plan benefit arrangement - TrustYes
2009: DOKKEN ENGINEERING 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-06-01Type of plan entitySingle employer plan
2009-06-01Submission has been amendedNo
2009-06-01This submission is the final filingNo
2009-06-01This return/report is a short plan year return/report (less than 12 months)No
2009-06-01Plan is a collectively bargained planNo
2009-06-01Plan funding arrangement – InsuranceYes
2009-06-01Plan funding arrangement – TrustYes
2009-06-01Plan benefit arrangement – InsuranceYes
2009-06-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered166
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered162
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number626068
Policy instance 2
Insurance contract or identification number626068
Number of Individuals Covered168
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered168
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number626068
Policy instance 2
Insurance contract or identification number626068
Number of Individuals Covered161
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered161
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 3
Insurance contract or identification number613953
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-01-18
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number813504
Policy instance 4
Insurance contract or identification number813504
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-01-18
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number626068
Policy instance 2
Insurance contract or identification number626068
Number of Individuals Covered156
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered156
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered144
Insurance policy start date2017-06-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number813504
Policy instance 2
Insurance contract or identification number813504
Number of Individuals Covered144
Insurance policy start date2017-06-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberGA-831981
Policy instance 1
Insurance contract or identification numberGA-831981
Number of Individuals Covered106
Insurance policy start date2015-06-01
Insurance policy end date2016-05-31
Total amount of commissions paid to insurance brokerUSD $39,771
Total amount of fees paid to insurance companyUSD $7,228
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $36,141
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameBENEFIT RESOURCES, INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberGA-831981
Policy instance 1
Insurance contract or identification numberGA-831981
Number of Individuals Covered104
Insurance policy start date2014-06-01
Insurance policy end date2015-05-31
Total amount of commissions paid to insurance brokerUSD $39,212
Total amount of fees paid to insurance companyUSD $6,535
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $32,677
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameBENEFIT RESOURCES, INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberGA-831981
Policy instance 1
Insurance contract or identification numberGA-831981
Number of Individuals Covered105
Insurance policy start date2013-06-01
Insurance policy end date2014-05-31
Total amount of commissions paid to insurance brokerUSD $29,946
Total amount of fees paid to insurance companyUSD $5,416
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $27,082
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameBENEFIT RESOURCES, INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-831981
Policy instance 1
Insurance contract or identification numberGA-831981
Number of Individuals Covered101
Insurance policy start date2012-06-01
Insurance policy end date2013-05-31
Total amount of commissions paid to insurance brokerUSD $12,607
Total amount of fees paid to insurance companyUSD $2,521
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,607
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameBENEFIT RESOURCES, INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-710043
Policy instance 1
Insurance contract or identification numberGA-710043
Number of Individuals Covered102
Insurance policy start date2011-06-01
Insurance policy end date2012-05-31
Total amount of commissions paid to insurance brokerUSD $31,062
Total amount of fees paid to insurance companyUSD $5,033
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-710043
Policy instance 1
Insurance contract or identification numberGA-710043
Number of Individuals Covered91
Insurance policy start date2010-06-01
Insurance policy end date2011-05-31
Total amount of commissions paid to insurance brokerUSD $28,342
Total amount of fees paid to insurance companyUSD $3,519
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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