401k Plan data: THE CASTLE, INC. (2014) plan

THE CASTLE, INC. (2014) 401k Plan overview

Plan Name	THE CASTLE, INC. (2014)
Plan identification number	002

THE CASTLE, INC. (2014) Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE CASTLE, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE CASTLE, INC.

Employer identification number (EIN): 680103954

NAIC Classification: 333100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE CASTLE, INC. (2014)

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-07-01 ANNETTE O'CONNOR

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2014-07-01	ANNETTE O'CONNOR

Plan Statistics for THE CASTLE, INC. (2014)

401k plan membership statisitcs for THE CASTLE, INC. (2014)

Measure Date Value
2014: THE CASTLE, INC. (2014) 2014 401k membership
Total participants, beginning-of-year 2014-07-01 10
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 10
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 0
Total of all active and inactive participants 2014-07-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 10
Number of participants with account balances 2014-07-01 10

Measure	Date	Value
2014: THE CASTLE, INC. (2014) 2014 401k membership
Total participants, beginning-of-year	2014-07-01	10
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	10
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	0
Total of all active and inactive participants	2014-07-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	10
Number of participants with account balances	2014-07-01	10

Financial Data on THE CASTLE, INC. (2014)

Measure	Date	Value
2014 : THE CASTLE, INC. (2014) 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$3,330
Expenses. Total of all expenses incurred	2014-12-31	$100
Total plan assets at end of year	2014-12-31	$182,397
Total plan assets at beginning of year	2014-12-31	$179,167
Value of fidelity bond covering the plan	2014-12-31	$100,000
Total contributions received or receivable from participants	2014-12-31	$7,858
Other income received	2014-12-31	$-4,528
Net income (gross income less expenses)	2014-12-31	$3,230
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$182,397
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$179,167
Total contributions received or receivable from employer(s)	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$100
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0

Form 5500 Responses for THE CASTLE, INC. (2014)

2014: THE CASTLE, INC. (2014) 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

UNION CENTRAL LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 80837 )

Policy contract number

E35 2081

Policy instance

Insurance contract or identification number	E35 2081
Number of Individuals Covered	10
Insurance policy start date	2014-07-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $274
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $176
Insurance broker organization code?	3
Insurance broker name	20 20 FINANCIAL ADVISERS LLC

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Company Name:	THE CASTLE, INC.
Employer identification number (EIN):	680103954
NAIC Classification:	333100