401k Plan data: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST plan

ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 401k Plan overview

Plan Name	ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST
Plan identification number	003

ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROGER B STEPHENS MD A CALIFORNIA PROFESSIONAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: ROGER B STEPHENS MD A CALIFORNIA PROFESSIONAL CORPORATION

Employer identification number (EIN): 680150531

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Additional information about ROGER B STEPHENS MD A CALIFORNIA PROFESSIONAL CORPORATION

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: C1602953

More information about ROGER B STEPHENS MD A CALIFORNIA PROFESSIONAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2022-01-01
003 2021-01-01
003 2020-01-01
003 2019-01-01
003 2018-01-01
003 2017-01-01
003 2017-01-01
003 2016-01-01
003 2015-01-01
003 2014-01-01
003 2014-01-01
003 2013-01-01
003 2012-01-01 ROGER B. STEPHENS ROGER B. STEPHENS 2013-10-15
003 2011-01-01 PENSION FILERS
003 2010-01-01 PENSION FILERS
003 2009-01-01 ASSOCIATED PENSION CONSULTANTS

Plan Statistics for ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST

401k plan membership statisitcs for ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST

Measure Date Value
2017: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 10
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 3
Total of all active and inactive participants 2017-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 13
Number of participants with account balances 2017-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 11
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 2
Total of all active and inactive participants 2016-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 13
Number of participants with account balances 2016-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 10
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 11
Number of participants with account balances 2015-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 10
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 11
Number of participants with account balances 2014-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 10
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 3
Total of all active and inactive participants 2013-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 13
Number of participants with account balances 2013-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 11
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 2
Total of all active and inactive participants 2012-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 13
Number of participants with account balances 2012-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 12
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 12
Number of participants with account balances 2011-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 10
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 10
Number of participants with account balances 2010-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 10
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 2
Total of all active and inactive participants 2009-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 12
Number of participants with account balances 2009-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2017: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	10
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	3
Total of all active and inactive participants	2017-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	13
Number of participants with account balances	2017-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	11
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	2
Total of all active and inactive participants	2016-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	13
Number of participants with account balances	2016-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	10
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	11
Number of participants with account balances	2015-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	10
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	11
Number of participants with account balances	2014-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	10
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	3
Total of all active and inactive participants	2013-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	13
Number of participants with account balances	2013-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	11
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	2
Total of all active and inactive participants	2012-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	13
Number of participants with account balances	2012-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	12
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	12
Number of participants with account balances	2011-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	10
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	10
Number of participants with account balances	2010-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	10
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	2
Total of all active and inactive participants	2009-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	12
Number of participants with account balances	2009-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST

Measure	Date	Value
2017 : ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2017 401k financial data
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$312,597
Expenses. Total of all expenses incurred	2017-12-31	$35,903
Benefits paid (including direct rollovers)	2017-12-31	$26,089
Total plan assets at end of year	2017-12-31	$1,712,674
Total plan assets at beginning of year	2017-12-31	$1,419,361
Value of fidelity bond covering the plan	2017-12-31	$250,000
Total contributions received or receivable from participants	2017-12-31	$63,896
Other income received	2017-12-31	$183,825
Net income (gross income less expenses)	2017-12-31	$276,694
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$1,712,674
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,419,361
Assets. Value of participant loans	2017-12-31	$5,538
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$16,619
Total contributions received or receivable from employer(s)	2017-12-31	$64,868
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$9,814
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$611
Total income from all sources	2016-12-31	$254,933
Expenses. Total of all expenses incurred	2016-12-31	$41,495
Benefits paid (including direct rollovers)	2016-12-31	$32,635
Total plan assets at end of year	2016-12-31	$1,419,361
Total plan assets at beginning of year	2016-12-31	$1,206,534
Value of fidelity bond covering the plan	2016-12-31	$250,000
Total contributions received or receivable from participants	2016-12-31	$90,104
Contributions received from other sources (not participants or employers)	2016-12-31	$6,000
Other income received	2016-12-31	$81,616
Net income (gross income less expenses)	2016-12-31	$213,438
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,419,361
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,205,923
Assets. Value of participant loans	2016-12-31	$12,907
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$16,635
Total contributions received or receivable from employer(s)	2016-12-31	$77,213
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$8,860
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$611
Total plan liabilities at beginning of year	2015-12-31	$2,965
Total income from all sources	2015-12-31	$114,327
Expenses. Total of all expenses incurred	2015-12-31	$16,010
Benefits paid (including direct rollovers)	2015-12-31	$7,795
Total plan assets at end of year	2015-12-31	$1,206,534
Total plan assets at beginning of year	2015-12-31	$1,110,571
Value of fidelity bond covering the plan	2015-12-31	$250,000
Total contributions received or receivable from participants	2015-12-31	$83,718
Other income received	2015-12-31	$-39,876
Net income (gross income less expenses)	2015-12-31	$98,317
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,205,923
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,107,606
Assets. Value of participant loans	2015-12-31	$31,100
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$16,657
Total contributions received or receivable from employer(s)	2015-12-31	$70,485
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$8,215
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$1,271
Total income from all sources	2014-12-31	$209,200
Expenses. Total of all expenses incurred	2014-12-31	$244,400
Benefits paid (including direct rollovers)	2014-12-31	$235,466
Total plan assets at end of year	2014-12-31	$1,091,481
Total plan assets at beginning of year	2014-12-31	$1,127,952
Value of fidelity bond covering the plan	2014-12-31	$250,000
Total contributions received or receivable from participants	2014-12-31	$92,542
Other income received	2014-12-31	$41,602
Net income (gross income less expenses)	2014-12-31	$-35,200
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,091,481
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,126,681
Assets. Value of participant loans	2014-12-31	$39,324
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$16,678
Total contributions received or receivable from employer(s)	2014-12-31	$75,056
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$8,934
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$1,271
Total plan liabilities at beginning of year	2013-12-31	$832
Total income from all sources	2013-12-31	$230,296
Expenses. Total of all expenses incurred	2013-12-31	$19,160
Benefits paid (including direct rollovers)	2013-12-31	$12,764
Total plan assets at end of year	2013-12-31	$1,127,952
Total plan assets at beginning of year	2013-12-31	$916,377
Value of fidelity bond covering the plan	2013-12-31	$250,000
Total contributions received or receivable from participants	2013-12-31	$92,530
Other income received	2013-12-31	$67,359
Net income (gross income less expenses)	2013-12-31	$211,136
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,126,681
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$915,545
Assets. Value of participant loans	2013-12-31	$46,911
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$16,694
Total contributions received or receivable from employer(s)	2013-12-31	$70,407
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$6,396
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$832
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$259,004
Expenses. Total of all expenses incurred	2012-12-31	$139,242
Benefits paid (including direct rollovers)	2012-12-31	$137,408
Total plan assets at end of year	2012-12-31	$916,377
Total plan assets at beginning of year	2012-12-31	$795,783
Value of fidelity bond covering the plan	2012-12-31	$250,000
Total contributions received or receivable from participants	2012-12-31	$86,043
Other income received	2012-12-31	$101,386
Net income (gross income less expenses)	2012-12-31	$119,762
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$915,545
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$795,783
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$16,710
Total contributions received or receivable from employer(s)	2012-12-31	$71,575
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$1,834
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2011 401k financial data
Total plan liabilities at beginning of year	2011-12-31	$6,496
Total income from all sources	2011-12-31	$219,553
Expenses. Total of all expenses incurred	2011-12-31	$1,625
Benefits paid (including direct rollovers)	2011-12-31	$1,575
Total plan assets at end of year	2011-12-31	$795,783
Total plan assets at beginning of year	2011-12-31	$584,351
Value of fidelity bond covering the plan	2011-12-31	$250,000
Total contributions received or receivable from participants	2011-12-31	$80,243
Assets. Value of loans (other than to participants)	2011-12-31	$0
Other income received	2011-12-31	$66,105
Net income (gross income less expenses)	2011-12-31	$217,928
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$795,783
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$577,855
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$22,869
Total contributions received or receivable from employer(s)	2011-12-31	$73,205
Value of certain deemed distributions of participant loans	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$50
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$6,496
Total income from all sources	2010-12-31	$685,515
Expenses. Total of all expenses incurred	2010-12-31	$1,849,728
Benefits paid (including direct rollovers)	2010-12-31	$1,849,728
Total plan assets at end of year	2010-12-31	$584,351
Total plan assets at beginning of year	2010-12-31	$1,742,068
Value of fidelity bond covering the plan	2010-12-31	$250,000
Total contributions received or receivable from participants	2010-12-31	$79,158
Assets. Value of loans (other than to participants)	2010-12-31	$4,000
Contributions received from other sources (not participants or employers)	2010-12-31	$107,375
Other income received	2010-12-31	$394,307
Net income (gross income less expenses)	2010-12-31	$-1,164,213
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$577,855
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,742,068
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$25,042
Total contributions received or receivable from employer(s)	2010-12-31	$104,675
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST

2017: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ROGER B STEPHENS MD SAFE HARBOR 401K PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	ROGER B STEPHENS MD A CALIFORNIA PROFESSIONAL CORPORATION
Employer identification number (EIN):	680150531
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C1602953

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2022-01-01
003	2021-01-01
003	2020-01-01
003	2019-01-01
003	2018-01-01
003	2017-01-01
003	2017-01-01
003	2016-01-01
003	2015-01-01
003	2014-01-01
003	2014-01-01
003	2013-01-01
003	2012-01-01	ROGER B. STEPHENS	ROGER B. STEPHENS	2013-10-15
003	2011-01-01	PENSION FILERS
003	2010-01-01	PENSION FILERS
003	2009-01-01	ASSOCIATED PENSION CONSULTANTS