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SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 401k Plan overview

Plan NameSWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN
Plan identification number 001

SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SWANK CONSTRUCTION INC has sponsored the creation of one or more 401k plans.

Company Name:SWANK CONSTRUCTION INC
Employer identification number (EIN):680164454
NAIC Classification:236200

Additional information about SWANK CONSTRUCTION INC

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C1623626

More information about SWANK CONSTRUCTION INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01SARA SWAFFORD2024-06-10
0012022-01-01SARA SWAFFORD2023-03-13
0012021-01-01SARA SWAFFORD2022-06-21
0012020-01-01SARA SWAFFORD2021-07-02
0012019-01-01SARA SWAFFORD2020-03-17
0012018-01-01SARA SWAFFORD
0012017-01-01JAMIE ROMANO JAMIE ROMANO2018-07-09
0012016-01-01JAMIE ROMANO JAMIE ROMANO2017-07-25
0012015-01-01JAMIE ROMANO JAMIE ROMANO2016-07-28
0012014-01-01STEPHANIE FORSYTHE STEPHANIE FORSYTHE2015-09-11
0012013-01-01GERALD E. SWANK GERALD E. SWANK2014-07-25
0012012-01-01STEPHANIE FORSYTHE STEPHANIE FORSYTHE2013-07-18
0012011-01-01GERALD E. SWANK GERALD E. SWANK2012-06-27
0012009-01-01STEPHANIE FORSYTHE STEPHANIE FORSYTHE2010-07-22

Plan Statistics for SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN

401k plan membership statisitcs for SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN

Measure Date Value
2018: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0115
Total number of active participants reported on line 7a of the Form 55002018-01-0111
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-016
Total of all active and inactive participants2018-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0117
Number of participants with account balances2018-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0115
Total number of active participants reported on line 7a of the Form 55002017-01-019
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-014
Total of all active and inactive participants2017-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0113
Number of participants with account balances2017-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0112
Total number of active participants reported on line 7a of the Form 55002016-01-0110
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-012
Total of all active and inactive participants2016-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0112
Number of participants with account balances2016-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0116
Total number of active participants reported on line 7a of the Form 55002015-01-0111
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-013
Total of all active and inactive participants2015-01-0114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0114
Number of participants with account balances2015-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0113
Total number of active participants reported on line 7a of the Form 55002014-01-0112
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0112
Number of participants with account balances2014-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0113
Total number of active participants reported on line 7a of the Form 55002013-01-0113
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0113
Number of participants with account balances2013-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-019
Total number of active participants reported on line 7a of the Form 55002012-01-0113
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0113
Number of participants with account balances2012-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-018
Total number of active participants reported on line 7a of the Form 55002011-01-019
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-019
Number of participants with account balances2011-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0111
Total number of active participants reported on line 7a of the Form 55002009-01-0111
Number of retired or separated participants receiving benefits2009-01-019
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-0120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0120
Number of participants with account balances2009-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN

Measure Date Value
2018 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$-10,272
Expenses. Total of all expenses incurred2018-12-31$27,277
Benefits paid (including direct rollovers)2018-12-31$20,170
Total plan assets at end of year2018-12-31$1,149,008
Total plan assets at beginning of year2018-12-31$1,186,557
Value of fidelity bond covering the plan2018-12-31$119,000
Total contributions received or receivable from participants2018-12-31$26,044
Contributions received from other sources (not participants or employers)2018-12-31$2,764
Other income received2018-12-31$-44,583
Net income (gross income less expenses)2018-12-31$-37,549
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,149,008
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,186,557
Total contributions received or receivable from employer(s)2018-12-31$5,503
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$7,107
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$198,379
Expenses. Total of all expenses incurred2017-12-31$24,960
Benefits paid (including direct rollovers)2017-12-31$15,254
Total plan assets at end of year2017-12-31$1,186,557
Total plan assets at beginning of year2017-12-31$1,013,138
Value of fidelity bond covering the plan2017-12-31$102,000
Total contributions received or receivable from participants2017-12-31$12,387
Other income received2017-12-31$183,515
Net income (gross income less expenses)2017-12-31$173,419
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,186,557
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,013,138
Total contributions received or receivable from employer(s)2017-12-31$2,477
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$9,706
2016 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$84,882
Expenses. Total of all expenses incurred2016-12-31$8,524
Total plan assets at end of year2016-12-31$1,013,138
Total plan assets at beginning of year2016-12-31$936,780
Value of fidelity bond covering the plan2016-12-31$102,000
Total contributions received or receivable from participants2016-12-31$9,025
Other income received2016-12-31$74,052
Net income (gross income less expenses)2016-12-31$76,358
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,013,138
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$936,780
Total contributions received or receivable from employer(s)2016-12-31$1,805
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$8,524
2015 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$9,189
Expenses. Total of all expenses incurred2015-12-31$44,132
Benefits paid (including direct rollovers)2015-12-31$35,409
Total plan assets at end of year2015-12-31$936,780
Total plan assets at beginning of year2015-12-31$971,723
Value of fidelity bond covering the plan2015-12-31$30,000
Total contributions received or receivable from participants2015-12-31$8,431
Other income received2015-12-31$-928
Net income (gross income less expenses)2015-12-31$-34,943
Net plan assets at end of year (total assets less liabilities)2015-12-31$936,780
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$971,723
Total contributions received or receivable from employer(s)2015-12-31$1,686
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$8,723
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$98,242
Expenses. Total of all expenses incurred2014-12-31$33,021
Benefits paid (including direct rollovers)2014-12-31$24,478
Total plan assets at end of year2014-12-31$971,723
Total plan assets at beginning of year2014-12-31$906,502
Value of fidelity bond covering the plan2014-12-31$30,000
Total contributions received or receivable from participants2014-12-31$8,878
Other income received2014-12-31$87,588
Net income (gross income less expenses)2014-12-31$65,221
Net plan assets at end of year (total assets less liabilities)2014-12-31$971,723
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$906,502
Total contributions received or receivable from employer(s)2014-12-31$1,776
Value of corrective distributions2014-12-31$195
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$8,348
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$210,520
Expenses. Total of all expenses incurred2013-12-31$6,948
Total plan assets at end of year2013-12-31$906,502
Total plan assets at beginning of year2013-12-31$702,930
Value of fidelity bond covering the plan2013-12-31$30,000
Total contributions received or receivable from participants2013-12-31$20,827
Other income received2013-12-31$185,528
Net income (gross income less expenses)2013-12-31$203,572
Net plan assets at end of year (total assets less liabilities)2013-12-31$906,502
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$702,930
Total contributions received or receivable from employer(s)2013-12-31$4,165
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$6,948
2012 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$113,403
Expenses. Total of all expenses incurred2012-12-31$5,691
Total plan assets at end of year2012-12-31$702,930
Total plan assets at beginning of year2012-12-31$595,217
Value of fidelity bond covering the plan2012-12-31$30,000
Total contributions received or receivable from participants2012-12-31$27,772
Other income received2012-12-31$80,077
Net income (gross income less expenses)2012-12-31$107,712
Net plan assets at end of year (total assets less liabilities)2012-12-31$702,930
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$595,217
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022012-12-31$327
Total contributions received or receivable from employer(s)2012-12-31$5,554
Value of corrective distributions2012-12-31$13
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$5,678
2011 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$34,256
Expenses. Total of all expenses incurred2011-12-31$80,299
Benefits paid (including direct rollovers)2011-12-31$75,000
Total plan assets at end of year2011-12-31$595,217
Total plan assets at beginning of year2011-12-31$641,260
Value of fidelity bond covering the plan2011-12-31$30,000
Total contributions received or receivable from participants2011-12-31$23,640
Other income received2011-12-31$5,888
Net income (gross income less expenses)2011-12-31$-46,043
Net plan assets at end of year (total assets less liabilities)2011-12-31$595,217
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$641,260
Total contributions received or receivable from employer(s)2011-12-31$4,728
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$5,299
2010 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$135,370
Expenses. Total of all expenses incurred2010-12-31$25,490
Benefits paid (including direct rollovers)2010-12-31$366
Total plan assets at end of year2010-12-31$641,260
Total plan assets at beginning of year2010-12-31$531,380
Value of fidelity bond covering the plan2010-12-31$30,000
Total contributions received or receivable from participants2010-12-31$51,073
Other income received2010-12-31$74,082
Net income (gross income less expenses)2010-12-31$109,880
Net plan assets at end of year (total assets less liabilities)2010-12-31$641,260
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$531,380
Total contributions received or receivable from employer(s)2010-12-31$10,215
Value of corrective distributions2010-12-31$20,298
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$4,826
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN

2018: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

HARTFORD LIFE & ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 19682 )
Policy contract number57BDDFG2270
Policy instance 1
Insurance contract or identification number57BDDFG2270
Number of Individuals Covered12
Insurance policy start date2017-11-15
Insurance policy end date2018-11-14
Total amount of commissions paid to insurance brokerUSD $9
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number12106
Policy instance 1
Insurance contract or identification number12106
Number of Individuals Covered12
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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