401k Plan data: THE SUN VALLEY GROUP, INC. 401(K) PLAN plan

THE SUN VALLEY GROUP, INC. 401(K) PLAN 401k Plan overview

Plan Name	THE SUN VALLEY GROUP, INC. 401(K) PLAN
Plan identification number	001

THE SUN VALLEY GROUP, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE SUN VALLEY GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE SUN VALLEY GROUP, INC.

Employer identification number (EIN): 680265986

NAIC Classification: 111400
NAIC Description: Greenhouse, Nursery, and Floriculture Production

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SUN VALLEY GROUP, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01
001 2020-01-01
001 2019-01-01 DARRELL BILLINGS 2020-10-04
001 2018-01-01 LANE DEVRIES 2020-01-27
001 2017-01-01
001 2016-01-01
001 2015-01-01 CASEY RAZMA
001 2014-01-01 CASEY RAZMA
001 2013-01-01
001 2012-01-01 TODD WALKER TODD WALKER 2013-10-11
001 2011-01-01 TODD WALKER TODD WALKER 2012-10-11
001 2009-01-01 TODD WALKER TODD WALKER 2010-10-08
001 2009-01-01 TODD WALKER TODD WALKER 2010-10-08
001 2009-01-01 TODD WALKER TODD WALKER 2010-10-08

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-01-01
001	2020-01-01
001	2019-01-01	DARRELL BILLINGS	2020-10-04
001	2018-01-01	LANE DEVRIES	2020-01-27
001	2017-01-01
001	2016-01-01
001	2015-01-01	CASEY RAZMA
001	2014-01-01	CASEY RAZMA
001	2013-01-01
001	2012-01-01	TODD WALKER		TODD WALKER	2013-10-11
001	2011-01-01	TODD WALKER		TODD WALKER	2012-10-11
001	2009-01-01	TODD WALKER		TODD WALKER	2010-10-08
001	2009-01-01	TODD WALKER		TODD WALKER	2010-10-08
001	2009-01-01	TODD WALKER		TODD WALKER	2010-10-08

Plan Statistics for THE SUN VALLEY GROUP, INC. 401(K) PLAN

401k plan membership statisitcs for THE SUN VALLEY GROUP, INC. 401(K) PLAN

Measure Date Value
2021: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 379
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 223
Number of retired or separated participants receiving benefits 2021-01-01 4
Number of other retired or separated participants entitled to future benefits 2021-01-01 124
Total of all active and inactive participants 2021-01-01 351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 351
Number of participants with account balances 2021-01-01 188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 369
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 263
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 116
Total of all active and inactive participants 2020-01-01 379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 379
Number of participants with account balances 2020-01-01 187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 9
2019: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 438
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 267
Number of retired or separated participants receiving benefits 2019-01-01 3
Number of other retired or separated participants entitled to future benefits 2019-01-01 98
Total of all active and inactive participants 2019-01-01 368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 369
Number of participants with account balances 2019-01-01 214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 491
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 331
Number of retired or separated participants receiving benefits 2018-01-01 2
Number of other retired or separated participants entitled to future benefits 2018-01-01 85
Total of all active and inactive participants 2018-01-01 418
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 419
Number of participants with account balances 2018-01-01 210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 520
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 418
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 71
Total of all active and inactive participants 2017-01-01 490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 491
Number of participants with account balances 2017-01-01 217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 578
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 414
Number of retired or separated participants receiving benefits 2016-01-01 2
Number of other retired or separated participants entitled to future benefits 2016-01-01 103
Total of all active and inactive participants 2016-01-01 519
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 519
Number of participants with account balances 2016-01-01 239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 515
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 475
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 103
Total of all active and inactive participants 2015-01-01 578
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 578
Number of participants with account balances 2015-01-01 227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 544
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 417
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 98
Total of all active and inactive participants 2014-01-01 515
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 515
Number of participants with account balances 2014-01-01 228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 477
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 370
Number of other retired or separated participants entitled to future benefits 2013-01-01 99
Total of all active and inactive participants 2013-01-01 469
Total participants 2013-01-01 469
Number of participants with account balances 2013-01-01 222
2012: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 459
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 374
Number of other retired or separated participants entitled to future benefits 2012-01-01 103
Total of all active and inactive participants 2012-01-01 477
Total participants 2012-01-01 477
Number of participants with account balances 2012-01-01 229
2011: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 493
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 367
Number of other retired or separated participants entitled to future benefits 2011-01-01 92
Total of all active and inactive participants 2011-01-01 459
Total participants 2011-01-01 459
Number of participants with account balances 2011-01-01 228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 357
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 319
Number of other retired or separated participants entitled to future benefits 2009-01-01 92
Total of all active and inactive participants 2009-01-01 411
Total participants 2009-01-01 411
Number of participants with account balances 2009-01-01 210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 4

Measure	Date	Value
2021: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	379
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	223
Number of retired or separated participants receiving benefits	2021-01-01	4
Number of other retired or separated participants entitled to future benefits	2021-01-01	124
Total of all active and inactive participants	2021-01-01	351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	351
Number of participants with account balances	2021-01-01	188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	369
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	263
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	116
Total of all active and inactive participants	2020-01-01	379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	379
Number of participants with account balances	2020-01-01	187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	9
2019: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	438
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	267
Number of retired or separated participants receiving benefits	2019-01-01	3
Number of other retired or separated participants entitled to future benefits	2019-01-01	98
Total of all active and inactive participants	2019-01-01	368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	369
Number of participants with account balances	2019-01-01	214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	491
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	331
Number of retired or separated participants receiving benefits	2018-01-01	2
Number of other retired or separated participants entitled to future benefits	2018-01-01	85
Total of all active and inactive participants	2018-01-01	418
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	419
Number of participants with account balances	2018-01-01	210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	520
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	418
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	71
Total of all active and inactive participants	2017-01-01	490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	491
Number of participants with account balances	2017-01-01	217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	578
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	414
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	103
Total of all active and inactive participants	2016-01-01	519
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	519
Number of participants with account balances	2016-01-01	239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	515
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	475
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	103
Total of all active and inactive participants	2015-01-01	578
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	578
Number of participants with account balances	2015-01-01	227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	544
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	417
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	98
Total of all active and inactive participants	2014-01-01	515
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	515
Number of participants with account balances	2014-01-01	228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	477
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	370
Number of other retired or separated participants entitled to future benefits	2013-01-01	99
Total of all active and inactive participants	2013-01-01	469
Total participants	2013-01-01	469
Number of participants with account balances	2013-01-01	222
2012: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	459
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	374
Number of other retired or separated participants entitled to future benefits	2012-01-01	103
Total of all active and inactive participants	2012-01-01	477
Total participants	2012-01-01	477
Number of participants with account balances	2012-01-01	229
2011: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	493
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	367
Number of other retired or separated participants entitled to future benefits	2011-01-01	92
Total of all active and inactive participants	2011-01-01	459
Total participants	2011-01-01	459
Number of participants with account balances	2011-01-01	228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	357
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	319
Number of other retired or separated participants entitled to future benefits	2009-01-01	92
Total of all active and inactive participants	2009-01-01	411
Total participants	2009-01-01	411
Number of participants with account balances	2009-01-01	210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	4

Financial Data on THE SUN VALLEY GROUP, INC. 401(K) PLAN

Measure	Date	Value
2021 : THE SUN VALLEY GROUP, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$759,511
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$692,556
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$645,910
Expenses. Certain deemed distributions of participant loans	2021-12-31	$1,551
Value of total corrective distributions	2021-12-31	$10,523
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$211,802
Value of total assets at end of year	2021-12-31	$4,790,108
Value of total assets at beginning of year	2021-12-31	$4,723,153
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$34,572
Total interest from all sources	2021-12-31	$12,434
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$222
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$222
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$211,802
Participant contributions at end of year	2021-12-31	$126,748
Participant contributions at beginning of year	2021-12-31	$92,235
Other income not declared elsewhere	2021-12-31	$13,853
Administrative expenses (other) incurred	2021-12-31	$34,572
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$66,955
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$4,790,108
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$4,723,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$3,929,913
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$3,886,132
Interest on participant loans	2021-12-31	$4,961
Interest earned on other investments	2021-12-31	$7,473
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$733,447
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$744,786
Net investment gain/loss from pooled separate accounts	2021-12-31	$521,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$645,910
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	GREEN HASSON JANKS
Accountancy firm EIN	2021-12-31	951777440
2020 : THE SUN VALLEY GROUP, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$773,736
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$977,916
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$929,222
Value of total corrective distributions	2020-12-31	$22,644
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$277,918
Value of total assets at end of year	2020-12-31	$4,723,153
Value of total assets at beginning of year	2020-12-31	$4,927,333
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$26,050
Total interest from all sources	2020-12-31	$14,114
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$26,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$26,686
Administrative expenses professional fees incurred	2020-12-31	$25,725
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$277,918
Participant contributions at end of year	2020-12-31	$92,235
Participant contributions at beginning of year	2020-12-31	$134,352
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$3,210
Other income not declared elsewhere	2020-12-31	$9,242
Administrative expenses (other) incurred	2020-12-31	$325
Total non interest bearing cash at end of year	2020-12-31	$0
Total non interest bearing cash at beginning of year	2020-12-31	$25,287
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$-204,180
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$4,723,153
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$4,927,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$3,886,132
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$4,053,236
Interest on participant loans	2020-12-31	$13,130
Interest earned on other investments	2020-12-31	$984
Value of interest in common/collective trusts at end of year	2020-12-31	$0
Value of interest in common/collective trusts at beginning of year	2020-12-31	$711,248
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$744,786
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$191,417
Net investment gain/loss from pooled separate accounts	2020-12-31	$244,512
Net investment gain or loss from common/collective trusts	2020-12-31	$9,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$929,222
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	Yes
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	GREEN HASSON JANKS
Accountancy firm EIN	2020-12-31	951777744
2019 : THE SUN VALLEY GROUP, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$1,066,165
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$302,914
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$281,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$304,946
Value of total assets at end of year	2019-12-31	$4,927,333
Value of total assets at beginning of year	2019-12-31	$4,164,082
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$21,587
Total interest from all sources	2019-12-31	$5,382
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$280,727
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$280,727
Administrative expenses professional fees incurred	2019-12-31	$21,587
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$304,946
Participant contributions at end of year	2019-12-31	$134,352
Participant contributions at beginning of year	2019-12-31	$131,486
Participant contributions at beginning of year	2019-12-31	$5,751
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$3,210
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$986
Total non interest bearing cash at end of year	2019-12-31	$25,287
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$763,251
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,927,333
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,164,082
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$4,053,236
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,388,273
Income. Interest from loans (other than to participants)	2019-12-31	$5,382
Value of interest in common/collective trusts at end of year	2019-12-31	$711,248
Value of interest in common/collective trusts at beginning of year	2019-12-31	$637,159
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$427
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$427
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$463,200
Net investment gain or loss from common/collective trusts	2019-12-31	$11,910
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$281,327
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	GREEN HASSON JANKS
Accountancy firm EIN	2019-12-31	951777744
2018 : THE SUN VALLEY GROUP, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$144,790
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$298,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$268,152
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$364,890
Value of total assets at end of year	2018-12-31	$4,164,082
Value of total assets at beginning of year	2018-12-31	$4,318,059
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$30,615
Total interest from all sources	2018-12-31	$5,678
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$298,779
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$298,779
Administrative expenses professional fees incurred	2018-12-31	$30,615
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$289,890
Participant contributions at end of year	2018-12-31	$131,486
Participant contributions at beginning of year	2018-12-31	$146,767
Participant contributions at end of year	2018-12-31	$5,751
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$75,000
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$986
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-153,977
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$4,164,082
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,318,059
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$3,388,273
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$3,604,297
Income. Interest from loans (other than to participants)	2018-12-31	$5,678
Value of interest in common/collective trusts at end of year	2018-12-31	$637,159
Value of interest in common/collective trusts at beginning of year	2018-12-31	$566,988
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$427
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$7
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$7
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-535,487
Net investment gain or loss from common/collective trusts	2018-12-31	$10,930
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$268,152
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	GREEN HASSON JANKS
Accountancy firm EIN	2018-12-31	951777744
2017 : THE SUN VALLEY GROUP, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$697,512
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$99,916
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$77,191
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$262,673
Value of total assets at end of year	2017-12-31	$4,318,059
Value of total assets at beginning of year	2017-12-31	$3,720,463
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$22,725
Total interest from all sources	2017-12-31	$4,994
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$169,308
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$169,308
Administrative expenses professional fees incurred	2017-12-31	$22,725
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$262,673
Participant contributions at end of year	2017-12-31	$146,767
Participant contributions at beginning of year	2017-12-31	$140,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$597,596
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,318,059
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,720,463
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$3,604,297
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$3,270,129
Interest on participant loans	2017-12-31	$4,994
Value of interest in common/collective trusts at end of year	2017-12-31	$566,988
Value of interest in common/collective trusts at beginning of year	2017-12-31	$304,637
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$7
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$5,532
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$5,532
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$253,230
Net investment gain or loss from common/collective trusts	2017-12-31	$7,307
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$77,191
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2017-12-31	942290202
2016 : THE SUN VALLEY GROUP, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$483,526
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$116,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$98,471
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$246,368
Value of total assets at end of year	2016-12-31	$3,720,463
Value of total assets at beginning of year	2016-12-31	$3,353,702
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$18,294
Total interest from all sources	2016-12-31	$5,174
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$140,505
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$140,505
Administrative expenses professional fees incurred	2016-12-31	$18,294
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$246,368
Participant contributions at end of year	2016-12-31	$140,165
Participant contributions at beginning of year	2016-12-31	$132,104
Participant contributions at beginning of year	2016-12-31	$3,889
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$366,761
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,720,463
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,353,702
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$3,270,129
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,963,668
Interest on participant loans	2016-12-31	$5,174
Value of interest in common/collective trusts at end of year	2016-12-31	$304,637
Value of interest in common/collective trusts at beginning of year	2016-12-31	$254,041
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$5,532
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$87,048
Net investment gain or loss from common/collective trusts	2016-12-31	$4,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$98,471
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2016-12-31	942290202
2015 : THE SUN VALLEY GROUP, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$218,474
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$294,834
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$276,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$224,154
Value of total assets at end of year	2015-12-31	$3,353,702
Value of total assets at beginning of year	2015-12-31	$3,430,062
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$17,998
Total interest from all sources	2015-12-31	$5,534
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$168,813
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$168,813
Administrative expenses professional fees incurred	2015-12-31	$17,998
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$224,154
Participant contributions at end of year	2015-12-31	$132,104
Participant contributions at beginning of year	2015-12-31	$162,435
Participant contributions at end of year	2015-12-31	$3,889
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-76,360
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,353,702
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,430,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,963,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,962,351
Interest on participant loans	2015-12-31	$5,534
Value of interest in common/collective trusts at end of year	2015-12-31	$254,041
Value of interest in common/collective trusts at beginning of year	2015-12-31	$305,276
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-184,449
Net investment gain or loss from common/collective trusts	2015-12-31	$4,422
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$276,836
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BURR, PILGER, MAYER
Accountancy firm EIN	2015-12-31	263839190
2014 : THE SUN VALLEY GROUP, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$371,836
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$437,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$419,869
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$191,930
Value of total assets at end of year	2014-12-31	$3,430,062
Value of total assets at beginning of year	2014-12-31	$3,495,916
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$17,821
Total interest from all sources	2014-12-31	$7,592
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$185,310
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$185,310
Administrative expenses professional fees incurred	2014-12-31	$17,821
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$191,930
Participant contributions at end of year	2014-12-31	$162,435
Participant contributions at beginning of year	2014-12-31	$190,739
Participant contributions at beginning of year	2014-12-31	$2,843
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-65,854
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,430,062
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,495,916
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,962,351
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,851,515
Interest on participant loans	2014-12-31	$7,592
Value of interest in common/collective trusts at end of year	2014-12-31	$305,276
Value of interest in common/collective trusts at beginning of year	2014-12-31	$447,372
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-16,809
Net investment gain or loss from common/collective trusts	2014-12-31	$3,813
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$3,447
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$419,869
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BURR PILGER MAYER
Accountancy firm EIN	2014-12-31	263839190
2013 : THE SUN VALLEY GROUP, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$598,390
Total of all expenses incurred	2013-12-31	$122,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$109,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$187,115
Value of total assets at end of year	2013-12-31	$3,495,916
Value of total assets at beginning of year	2013-12-31	$3,019,744
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$12,336
Total interest from all sources	2013-12-31	$8,161
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$147,179
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$147,179
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$300,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$177,115
Participant contributions at end of year	2013-12-31	$190,739
Participant contributions at beginning of year	2013-12-31	$210,173
Participant contributions at end of year	2013-12-31	$3,447
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$10,000
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$2,843
Total non interest bearing cash at beginning of year	2013-12-31	$5,264
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$476,172
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,495,916
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,019,744
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,851,515
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,434,805
Interest on participant loans	2013-12-31	$8,161
Value of interest in common/collective trusts at end of year	2013-12-31	$447,372
Value of interest in common/collective trusts at beginning of year	2013-12-31	$369,502
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$250,097
Net investment gain or loss from common/collective trusts	2013-12-31	$5,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$109,882
Contract administrator fees	2013-12-31	$12,336
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DAVID L. MOONIE & CO., LLP
Accountancy firm EIN	2013-12-31	941056328
2012 : THE SUN VALLEY GROUP, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$453,980
Total of all expenses incurred	2012-12-31	$156,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$135,245
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$193,260
Value of total assets at end of year	2012-12-31	$3,019,744
Value of total assets at beginning of year	2012-12-31	$2,722,310
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$21,301
Total interest from all sources	2012-12-31	$8,526
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$49,605
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$49,605
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$300,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$189,523
Participant contributions at end of year	2012-12-31	$210,173
Participant contributions at beginning of year	2012-12-31	$189,343
Participant contributions at beginning of year	2012-12-31	$3,046
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$3,737
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$1,188
Total non interest bearing cash at end of year	2012-12-31	$5,264
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$297,434
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,019,744
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,722,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,434,805
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,174,748
Interest on participant loans	2012-12-31	$8,526
Value of interest in common/collective trusts at end of year	2012-12-31	$369,502
Value of interest in common/collective trusts at beginning of year	2012-12-31	$353,985
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$195,635
Net investment gain or loss from common/collective trusts	2012-12-31	$6,954
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$135,245
Contract administrator fees	2012-12-31	$21,301
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DAVID L. MOONIE & CO., LLP
Accountancy firm EIN	2012-12-31	941056328
2011 : THE SUN VALLEY GROUP, INC. 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$165,014
Total of all expenses incurred	2011-12-31	$107,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$75,929
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$167,860
Value of total assets at end of year	2011-12-31	$2,722,310
Value of total assets at beginning of year	2011-12-31	$2,664,711
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$31,486
Total interest from all sources	2011-12-31	$9,751
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$40,557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$40,557
Administrative expenses professional fees incurred	2011-12-31	$15,550
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$300,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$167,860
Participant contributions at end of year	2011-12-31	$189,343
Participant contributions at beginning of year	2011-12-31	$165,573
Participant contributions at end of year	2011-12-31	$3,046
Participant contributions at beginning of year	2011-12-31	$3,282
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$1,188
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$1,286
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$57,599
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,722,310
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,664,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,174,748
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,180,648
Interest on participant loans	2011-12-31	$9,751
Value of interest in common/collective trusts at end of year	2011-12-31	$353,985
Value of interest in common/collective trusts at beginning of year	2011-12-31	$313,922
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-63,230
Net investment gain or loss from common/collective trusts	2011-12-31	$10,076
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$75,929
Contract administrator fees	2011-12-31	$15,936
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DAVID L. MOONIE & CO., LLP
Accountancy firm EIN	2011-12-31	941056328
2010 : THE SUN VALLEY GROUP, INC. 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$440,577
Total loss/gain on sale of assets	2010-12-31	$-2,729
Total of all expenses incurred	2010-12-31	$236,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$232,960
Expenses. Certain deemed distributions of participant loans	2010-12-31	$1,129
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$182,432
Value of total assets at end of year	2010-12-31	$2,664,711
Value of total assets at beginning of year	2010-12-31	$2,460,173
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,950
Total interest from all sources	2010-12-31	$8,548
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$38,989
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$38,989
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$300,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$180,156
Participant contributions at end of year	2010-12-31	$165,573
Participant contributions at beginning of year	2010-12-31	$107,025
Participant contributions at end of year	2010-12-31	$3,282
Participant contributions at beginning of year	2010-12-31	$3,345
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$2,276
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$1,286
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$1,015
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$204,538
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,664,711
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,460,173
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,180,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,928,637
Interest on participant loans	2010-12-31	$8,548
Value of interest in common/collective trusts at end of year	2010-12-31	$313,922
Value of interest in common/collective trusts at beginning of year	2010-12-31	$420,151
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$224,470
Net investment gain or loss from common/collective trusts	2010-12-31	$-11,133
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$232,960
Contract administrator fees	2010-12-31	$1,950
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$466,646
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$469,375
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DAVID L. MOONIE & CO., LLP
Accountancy firm EIN	2010-12-31	941056328

Form 5500 Responses for THE SUN VALLEY GROUP, INC. 401(K) PLAN

2021: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE SUN VALLEY GROUP, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

YH4526

Policy instance

Insurance contract or identification number	YH4526
Number of Individuals Covered	322
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

YH4526

Policy instance

Insurance contract or identification number	YH4526
Number of Individuals Covered	351
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

YH4526

Policy instance

Insurance contract or identification number	YH4526
Number of Individuals Covered	379
Insurance policy start date	2020-10-30
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	THE SUN VALLEY GROUP, INC.
Employer identification number (EIN):	680265986
NAIC Classification:	111400
NAIC Description:	Greenhouse, Nursery, and Floriculture Production