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BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 401k Plan overview

Plan NameBILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN
Plan identification number 001

BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT has sponsored the creation of one or more 401k plans.

Company Name:BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT
Employer identification number (EIN):680379193
NAIC Classification:711410
NAIC Description:Agents and Managers for Artists, Athletes, Entertainers, and Other Public Figures

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01WILLIAM A. DUFFY2021-08-31
0012019-01-01WILLIAM A. DUFFY2020-05-27
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01RAY SHOJINAGA
0012013-01-01RAY SHOJINAGA
0012012-01-01WILLIAM A. DUFFY WILLIAM A. DUFFY2013-02-07
0012011-01-01WILLIAM A. DUFFY WILLIAM A. DUFFY2012-03-03
0012010-01-01WILLIAM A. DUFFY WILLIAM A. DUFFY2011-04-09
0012009-01-01SUSAN JAHROMI

Plan Statistics for BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN

401k plan membership statisitcs for BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN

Measure Date Value
2020: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0110
Total number of active participants reported on line 7a of the Form 55002020-01-019
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-012
Total of all active and inactive participants2020-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0111
Number of participants with account balances2020-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0111
Total number of active participants reported on line 7a of the Form 55002019-01-017
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-011
Total of all active and inactive participants2019-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-018
Number of participants with account balances2019-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-013
2018: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0111
Total number of active participants reported on line 7a of the Form 55002018-01-018
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-013
Total of all active and inactive participants2018-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0111
Number of participants with account balances2018-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0111
Total number of active participants reported on line 7a of the Form 55002017-01-0110
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0110
Number of participants with account balances2017-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0111
Total number of active participants reported on line 7a of the Form 55002016-01-019
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-011
Total of all active and inactive participants2016-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0110
Number of participants with account balances2016-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0111
Total number of active participants reported on line 7a of the Form 55002015-01-0110
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011
Total of all active and inactive participants2015-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0111
Number of participants with account balances2015-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-017
Total number of active participants reported on line 7a of the Form 55002014-01-017
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-017
Number of participants with account balances2014-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015
Total number of active participants reported on line 7a of the Form 55002013-01-016
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-016
Number of participants with account balances2013-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-015
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-015
Number of participants with account balances2012-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015
Total number of active participants reported on line 7a of the Form 55002011-01-014
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-015
Number of participants with account balances2011-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-014
Total number of active participants reported on line 7a of the Form 55002010-01-014
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-011
Total of all active and inactive participants2010-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-015
Number of participants with account balances2010-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013
Total number of active participants reported on line 7a of the Form 55002009-01-013
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-014
Total participants2009-01-014
Number of participants with account balances2009-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN

Measure Date Value
2020 : BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2020 401k financial data
Total income from all sources2020-12-31$696,658
Expenses. Total of all expenses incurred2020-12-31$10,742
Benefits paid (including direct rollovers)2020-12-31$5,468
Total plan assets at end of year2020-12-31$3,768,268
Total plan assets at beginning of year2020-12-31$3,082,352
Value of fidelity bond covering the plan2020-12-31$300,000
Total contributions received or receivable from participants2020-12-31$69,800
Contributions received from other sources (not participants or employers)2020-12-31$22,939
Other income received2020-12-31$518,329
Net income (gross income less expenses)2020-12-31$685,916
Net plan assets at end of year (total assets less liabilities)2020-12-31$3,768,268
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$3,082,352
Assets. Value of participant loans2020-12-31$11,528
Total contributions received or receivable from employer(s)2020-12-31$85,590
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$5,274
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2019 401k financial data
Total income from all sources2019-12-31$553,095
Expenses. Total of all expenses incurred2019-12-31$23,588
Benefits paid (including direct rollovers)2019-12-31$18,090
Total plan assets at end of year2019-12-31$3,082,352
Total plan assets at beginning of year2019-12-31$2,552,845
Value of fidelity bond covering the plan2019-12-31$300,000
Total contributions received or receivable from participants2019-12-31$66,758
Other income received2019-12-31$412,834
Net income (gross income less expenses)2019-12-31$529,507
Net plan assets at end of year (total assets less liabilities)2019-12-31$3,082,352
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$2,552,845
Assets. Value of participant loans2019-12-31$19,974
Total contributions received or receivable from employer(s)2019-12-31$73,503
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$5,498
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2018 401k financial data
Total income from all sources2018-12-31$-63,097
Expenses. Total of all expenses incurred2018-12-31$5,181
Total plan assets at end of year2018-12-31$2,552,845
Total plan assets at beginning of year2018-12-31$2,621,123
Value of fidelity bond covering the plan2018-12-31$300,000
Total contributions received or receivable from participants2018-12-31$67,633
Other income received2018-12-31$-207,014
Net income (gross income less expenses)2018-12-31$-68,278
Net plan assets at end of year (total assets less liabilities)2018-12-31$2,552,845
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$2,621,123
Assets. Value of participant loans2018-12-31$28,022
Total contributions received or receivable from employer(s)2018-12-31$76,284
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$5,181
2017 : BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2017 401k financial data
Total income from all sources2017-12-31$467,274
Expenses. Total of all expenses incurred2017-12-31$7,972
Benefits paid (including direct rollovers)2017-12-31$2,363
Total plan assets at end of year2017-12-31$2,621,123
Total plan assets at beginning of year2017-12-31$2,161,821
Value of fidelity bond covering the plan2017-12-31$225,000
Total contributions received or receivable from participants2017-12-31$67,050
Other income received2017-12-31$320,202
Net income (gross income less expenses)2017-12-31$459,302
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,621,123
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,161,821
Assets. Value of participant loans2017-12-31$35,693
Total contributions received or receivable from employer(s)2017-12-31$80,022
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$5,609
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2016 401k financial data
Total income from all sources2016-12-31$281,826
Expenses. Total of all expenses incurred2016-12-31$5,469
Benefits paid (including direct rollovers)2016-12-31$1,067
Total plan assets at end of year2016-12-31$2,161,821
Total plan assets at beginning of year2016-12-31$1,885,464
Value of fidelity bond covering the plan2016-12-31$200,000
Total contributions received or receivable from participants2016-12-31$67,050
Other income received2016-12-31$126,125
Net income (gross income less expenses)2016-12-31$276,357
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,161,821
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,885,464
Total contributions received or receivable from employer(s)2016-12-31$88,651
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$4,402
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2015 401k financial data
Total income from all sources2015-12-31$137,271
Expenses. Total of all expenses incurred2015-12-31$197,785
Benefits paid (including direct rollovers)2015-12-31$193,203
Total plan assets at end of year2015-12-31$1,882,848
Total plan assets at beginning of year2015-12-31$1,943,362
Value of fidelity bond covering the plan2015-12-31$200,000
Total contributions received or receivable from participants2015-12-31$64,800
Other income received2015-12-31$-1,051
Net income (gross income less expenses)2015-12-31$-60,514
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,882,848
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,943,362
Total contributions received or receivable from employer(s)2015-12-31$73,522
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$4,582
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$217,267
Expenses. Total of all expenses incurred2014-12-31$4,488
Total plan assets at end of year2014-12-31$1,945,979
Total plan assets at beginning of year2014-12-31$1,733,200
Value of fidelity bond covering the plan2014-12-31$200,000
Total contributions received or receivable from participants2014-12-31$62,799
Expenses. Other expenses not covered elsewhere2014-12-31$4,488
Other income received2014-12-31$86,644
Net income (gross income less expenses)2014-12-31$212,779
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,945,979
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,733,200
Total contributions received or receivable from employer(s)2014-12-31$67,824
2013 : BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$389,540
Expenses. Total of all expenses incurred2013-12-31$613
Benefits paid (including direct rollovers)2013-12-31$0
Total plan assets at end of year2013-12-31$1,733,200
Total plan assets at beginning of year2013-12-31$1,344,273
Value of fidelity bond covering the plan2013-12-31$200,000
Total contributions received or receivable from participants2013-12-31$62,800
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$264,373
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$388,927
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,733,200
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,344,273
Total contributions received or receivable from employer(s)2013-12-31$62,367
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$613
2012 : BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$251,739
Expenses. Total of all expenses incurred2012-12-31$1,709
Benefits paid (including direct rollovers)2012-12-31$1,709
Total plan assets at end of year2012-12-31$1,344,273
Total plan assets at beginning of year2012-12-31$1,094,243
Value of fidelity bond covering the plan2012-12-31$200,000
Total contributions received or receivable from participants2012-12-31$60,700
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$130,272
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$250,030
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,344,273
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,094,243
Total contributions received or receivable from employer(s)2012-12-31$60,767
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$0
2011 : BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$70,186
Expenses. Total of all expenses incurred2011-12-31$0
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$1,094,243
Total plan assets at beginning of year2011-12-31$1,024,057
Value of fidelity bond covering the plan2011-12-31$200,000
Total contributions received or receivable from participants2011-12-31$54,300
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$373
Other income received2011-12-31$-49,479
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$70,186
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,094,243
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,024,057
Total contributions received or receivable from employer(s)2011-12-31$64,992
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$0
2010 : BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$385,209
Expenses. Total of all expenses incurred2010-12-31$0
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$1,024,057
Total plan assets at beginning of year2010-12-31$638,848
Value of fidelity bond covering the plan2010-12-31$75,000
Total contributions received or receivable from participants2010-12-31$54,300
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$170,206
Other income received2010-12-31$101,486
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$385,209
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,024,057
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$638,848
Total contributions received or receivable from employer(s)2010-12-31$59,217
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0

Form 5500 Responses for BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN

2020: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: BILL A. DUFFY, INC. DBA BDA SPORTS MANAGEMENT 401(K) PS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number998671-000
Policy instance 1
Insurance contract or identification number998671-000
Number of Individuals Covered9
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,546
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1546
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATOR FEES
Insurance broker organization code?5
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number998671-000
Policy instance 1
Insurance contract or identification number998671-000
Number of Individuals Covered8
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,359
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1359
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATOR FEES
Insurance broker organization code?5
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number998671-000
Policy instance 1
Insurance contract or identification number998671-000
Number of Individuals Covered10
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,280
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1280
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATOR FEES
Insurance broker organization code?5
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number998671-000
Policy instance 1
Insurance contract or identification number998671-000
Number of Individuals Covered10
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,159
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1159
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATOR FEES
Insurance broker organization code?5
Insurance broker nameFLYNN, SHOJINAGA & ASSOCIATES, INC.

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