401k Plan data: NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN plan

NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 401k Plan overview

Plan Name	NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN
Plan identification number	001

NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NOTMAN FINANCIAL GROUP has sponsored the creation of one or more 401k plans.

Company Name: NOTMAN FINANCIAL GROUP

Employer identification number (EIN): 680400547

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01
001 2012-01-01 JOHN S NOTMAN JOHN S NOTMAN 2013-09-16
001 2011-01-01 PENSION FILERS
001 2009-01-01 ASSOCIATED PENSION CONSULTANTS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01
001	2012-01-01	JOHN S NOTMAN	JOHN S NOTMAN	2013-09-16
001	2011-01-01	PENSION FILERS
001	2009-01-01	ASSOCIATED PENSION CONSULTANTS

Plan Statistics for NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN

401k plan membership statisitcs for NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN

Measure Date Value
2013: NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 5
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 5
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 5
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 5
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	5
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	5
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	5
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	5
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN

Measure	Date	Value
2013 : NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$10,012
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$117,492
Expenses. Total of all expenses incurred	2013-12-31	$7,179
Total plan assets at end of year	2013-12-31	$1,853,952
Total plan assets at beginning of year	2013-12-31	$1,733,627
Value of fidelity bond covering the plan	2013-12-31	$1,900,000
Total contributions received or receivable from participants	2013-12-31	$0
Assets. Value of loans (other than to participants)	2013-12-31	$1,060,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$58,191
Net income (gross income less expenses)	2013-12-31	$110,313
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,843,940
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,733,627
Assets. Value of participant loans	2013-12-31	$61,408
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$50,000
Assets. Value of real-estate (other than employer real property)	2013-12-31	$567,366
Total contributions received or receivable from employer(s)	2013-12-31	$59,301
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$7,179
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$-19,900
Expenses. Total of all expenses incurred	2012-12-31	$175
Total plan assets at end of year	2012-12-31	$1,733,627
Total plan assets at beginning of year	2012-12-31	$1,753,702
Value of fidelity bond covering the plan	2012-12-31	$1,900,000
Assets. Value of loans (other than to participants)	2012-12-31	$1,060,000
Other income received	2012-12-31	$-22,900
Net income (gross income less expenses)	2012-12-31	$-20,075
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,733,627
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,753,702
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$50,000
Assets. Value of real-estate (other than employer real property)	2012-12-31	$509,770
Total contributions received or receivable from employer(s)	2012-12-31	$3,000
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$175
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 2011 401k financial data
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$-49,811
Expenses. Total of all expenses incurred	2011-12-31	$4,420
Total plan assets at end of year	2011-12-31	$1,753,702
Total plan assets at beginning of year	2011-12-31	$1,807,933
Value of fidelity bond covering the plan	2011-12-31	$1,600,000
Assets. Value of loans (other than to participants)	2011-12-31	$1,060,000
Other income received	2011-12-31	$-49,811
Net income (gross income less expenses)	2011-12-31	$-54,231
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,753,702
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,807,933
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$50,000
Assets. Value of real-estate (other than employer real property)	2011-12-31	$534,740
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$4,420
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$122,042
Expenses. Total of all expenses incurred	2010-12-31	$3,366
Total plan assets at end of year	2010-12-31	$1,807,933
Total plan assets at beginning of year	2010-12-31	$1,689,257
Value of fidelity bond covering the plan	2010-12-31	$1,600,000
Assets. Value of loans (other than to participants)	2010-12-31	$960,000
Other income received	2010-12-31	$15,042
Net income (gross income less expenses)	2010-12-31	$118,676
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,807,933
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,689,257
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$50,000
Assets. Value of real-estate (other than employer real property)	2010-12-31	$589,370
Total contributions received or receivable from employer(s)	2010-12-31	$107,000
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$3,366
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN

2013: NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NOTMAN FINANCIAL GROUP DEFINED BENEFIT PENSION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NOTMAN FINANCIAL GROUP
Employer identification number (EIN):	680400547
NAIC Classification:	523900