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DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 401k Plan overview

Plan NameDELTA TRUST AND BANK 401K PROFIT SHARING PLAN
Plan identification number 001

DELTA TRUST AND BANK 401K PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SIMMONS FIRST NATIONAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:SIMMONS FIRST NATIONAL CORPORATION
Employer identification number (EIN):710010032
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DELTA TRUST AND BANK 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01GREG GOUGH
0012013-01-01JIM SHENEP
0012012-01-01JIM SHENEP JIM SHENEP2013-10-11
0012011-01-01JIM SHENUP JIM SHENEP2012-10-15
0012010-01-01JIM SHENUP JIM SHENEP2011-10-03
0012009-01-01JIM SHENEP JIM SHENEP2010-09-30

Plan Statistics for DELTA TRUST AND BANK 401K PROFIT SHARING PLAN

401k plan membership statisitcs for DELTA TRUST AND BANK 401K PROFIT SHARING PLAN

Measure Date Value
2015: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01137
Total number of active participants reported on line 7a of the Form 55002015-01-0163
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0148
Total of all active and inactive participants2015-01-01111
Total participants2015-01-01111
Number of participants with account balances2015-01-0188
2013: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01142
Total number of active participants reported on line 7a of the Form 55002013-01-01105
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0127
Total of all active and inactive participants2013-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01132
Number of participants with account balances2013-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01144
Total number of active participants reported on line 7a of the Form 55002012-01-01108
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0128
Total of all active and inactive participants2012-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01136
Number of participants with account balances2012-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01131
Total number of active participants reported on line 7a of the Form 55002011-01-01111
Number of retired or separated participants receiving benefits2011-01-013
Number of other retired or separated participants entitled to future benefits2011-01-0121
Total of all active and inactive participants2011-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01135
Number of participants with account balances2011-01-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2010: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01135
Total number of active participants reported on line 7a of the Form 55002010-01-01102
Number of retired or separated participants receiving benefits2010-01-013
Number of other retired or separated participants entitled to future benefits2010-01-0137
Total of all active and inactive participants2010-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01142
Number of participants with account balances2010-01-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01122
Total number of active participants reported on line 7a of the Form 55002009-01-0194
Number of retired or separated participants receiving benefits2009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-0124
Total of all active and inactive participants2009-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01121
Number of participants with account balances2009-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on DELTA TRUST AND BANK 401K PROFIT SHARING PLAN

Measure Date Value
2015 : DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,020
Total income from all sources (including contributions)2015-12-31$-34,248
Total of all expenses incurred2015-12-31$1,537,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,535,847
Value of total assets at end of year2015-12-31$2,294,328
Value of total assets at beginning of year2015-12-31$3,864,520
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,117
Total interest from all sources2015-12-31$3,213
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$2,117
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$2,020
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,572,212
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,292,308
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,864,520
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$1,925,241
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,644,976
Interest earned on other investments2015-12-31$3,213
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$369,087
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$219,544
Net investment gain/loss from pooled separate accounts2015-12-31$-37,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,535,847
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERWIN AND COMPANY
Accountancy firm EIN2015-12-31710653587
2013 : DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,017,237
Total of all expenses incurred2013-12-31$102,629
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$101,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$458,894
Value of total assets at end of year2013-12-31$3,457,442
Value of total assets at beginning of year2013-12-31$2,542,834
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,092
Total interest from all sources2013-12-31$4,298
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$1,092
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$326,543
Participant contributions at end of year2013-12-31$29,342
Participant contributions at beginning of year2013-12-31$8,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$914,608
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,457,442
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,542,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$3,125,449
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,310,664
Interest earned on other investments2013-12-31$4,298
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$267,205
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$194,106
Net investment gain/loss from pooled separate accounts2013-12-31$554,045
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$132,351
Employer contributions (assets) at end of year2013-12-31$35,446
Employer contributions (assets) at beginning of year2013-12-31$29,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$101,537
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERWIN AND COMPANY
Accountancy firm EIN2013-12-31710653587
2012 : DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$640,779
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$149,470
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$128,994
Value of total corrective distributions2012-12-31$2,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$421,210
Value of total assets at end of year2012-12-31$2,542,834
Value of total assets at beginning of year2012-12-31$2,051,525
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$17,479
Total interest from all sources2012-12-31$861
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$21,129
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$21,129
Administrative expenses professional fees incurred2012-12-31$5,401
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$292,347
Participant contributions at end of year2012-12-31$8,364
Participant contributions at beginning of year2012-12-31$8,017
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$500
Other income not declared elsewhere2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$491,309
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,542,834
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,051,525
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$12,078
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,019,008
Value of interest in pooled separate accounts at end of year2012-12-31$2,310,664
Interest earned on other investments2012-12-31$861
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$194,106
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$202,715
Net investment gain/loss from pooled separate accounts2012-12-31$-5,136
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$128,363
Employer contributions (assets) at end of year2012-12-31$29,700
Employer contributions (assets) at beginning of year2012-12-31$24,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$128,994
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERWIN AND COMPANY
Accountancy firm EIN2012-12-31710653587
2011 : DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$295,812
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$55,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$21,510
Value of total corrective distributions2011-12-31$20,847
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$349,753
Value of total assets at end of year2011-12-31$2,051,525
Value of total assets at beginning of year2011-12-31$1,810,848
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$12,778
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$63,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$256,332
Participant contributions at end of year2011-12-31$8,017
Participant contributions at beginning of year2011-12-31$6,447
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$978
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$240,677
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,051,525
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,810,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,019,008
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,781,837
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-117,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$92,443
Employer contributions (assets) at end of year2011-12-31$24,500
Employer contributions (assets) at beginning of year2011-12-31$22,564
Income. Dividends from common stock2011-12-31$63,952
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$21,510
Contract administrator fees2011-12-31$12,778
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERWIN & COMPANY
Accountancy firm EIN2011-12-31710653587
2010 : DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$601,279
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$122,409
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$111,437
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$373,756
Value of total assets at end of year2010-12-31$1,810,848
Value of total assets at beginning of year2010-12-31$1,331,978
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$10,972
Total interest from all sources2010-12-31$7
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$18,243
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$10,972
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$248,237
Participant contributions at end of year2010-12-31$6,447
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$52,057
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$8,334
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$478,870
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,810,848
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,331,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,781,837
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,229,809
Interest earned on other investments2010-12-31$7
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$87,925
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$87,925
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$209,273
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$73,462
Employer contributions (assets) at end of year2010-12-31$22,564
Employer contributions (assets) at beginning of year2010-12-31$5,910
Income. Dividends from preferred stock2010-12-31$18,243
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$111,437
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERWIN & COMPANY
Accountancy firm EIN2010-12-31710653587

Form 5500 Responses for DELTA TRUST AND BANK 401K PROFIT SHARING PLAN

2015: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2013: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: DELTA TRUST AND BANK 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803457-000
Policy instance 1
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803457-000
Policy instance 1
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803457-000
Policy instance 1

Potentially related plans

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