401k Plan data: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN plan

JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 401k Plan overview

Plan Name	JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN
Plan identification number	001

JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JANES, INC D/B/A DRAKE SALES has sponsored the creation of one or more 401k plans.

Company Name: JANES, INC D/B/A DRAKE SALES

Employer identification number (EIN): 710424848

NAIC Classification: 511210
NAIC Description: Software Publishers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-09-01 MARGARET ANN JONES 2021-06-04 MARGARET ANN JONES 2021-06-04
001 2018-09-01 MARGARET ANN JONES 2020-02-07 MARGARET ANN JONES 2020-02-07
001 2018-09-01 MARGARET JONES 2020-05-12
001 2017-09-01 MARGARET ANN JONES 2019-06-17 MARGARET ANN JONES 2019-06-17
001 2016-09-01
001 2015-09-01
001 2014-09-01
001 2013-09-01
001 2012-09-01 LOREN JANES LOREN JANES 2014-06-09
001 2011-09-01 LOREN JANES LOREN JANES 2013-06-10

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-09-01	MARGARET ANN JONES	2021-06-04	MARGARET ANN JONES	2021-06-04
001	2018-09-01	MARGARET ANN JONES	2020-02-07	MARGARET ANN JONES	2020-02-07
001	2018-09-01	MARGARET JONES	2020-05-12
001	2017-09-01	MARGARET ANN JONES	2019-06-17	MARGARET ANN JONES	2019-06-17
001	2016-09-01
001	2015-09-01
001	2014-09-01
001	2013-09-01
001	2012-09-01	LOREN JANES		LOREN JANES	2014-06-09
001	2011-09-01	LOREN JANES		LOREN JANES	2013-06-10

Plan Statistics for JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN

401k plan membership statisitcs for JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN

Measure Date Value
2019: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-09-01 1
Total number of active participants reported on line 7a of the Form 5500 2019-09-01 0
Number of retired or separated participants receiving benefits 2019-09-01 0
Number of other retired or separated participants entitled to future benefits 2019-09-01 0
Total of all active and inactive participants 2019-09-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-09-01 0
Total participants 2019-09-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-09-01 0
2018: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-09-01 2
Total number of active participants reported on line 7a of the Form 5500 2018-09-01 1
Number of retired or separated participants receiving benefits 2018-09-01 0
Number of other retired or separated participants entitled to future benefits 2018-09-01 0
Total of all active and inactive participants 2018-09-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-09-01 0
Total participants 2018-09-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-09-01 0
2017: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-09-01 2
Total number of active participants reported on line 7a of the Form 5500 2017-09-01 2
Number of retired or separated participants receiving benefits 2017-09-01 0
Number of other retired or separated participants entitled to future benefits 2017-09-01 0
Total of all active and inactive participants 2017-09-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-09-01 0
Total participants 2017-09-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-09-01 0
2016: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-09-01 2
Total number of active participants reported on line 7a of the Form 5500 2016-09-01 2
Number of retired or separated participants receiving benefits 2016-09-01 0
Number of other retired or separated participants entitled to future benefits 2016-09-01 0
Total of all active and inactive participants 2016-09-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-09-01 0
Total participants 2016-09-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-09-01 0
2015: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-09-01 2
Total number of active participants reported on line 7a of the Form 5500 2015-09-01 2
Number of retired or separated participants receiving benefits 2015-09-01 0
Number of other retired or separated participants entitled to future benefits 2015-09-01 0
Total of all active and inactive participants 2015-09-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-09-01 0
Total participants 2015-09-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-09-01 0
2014: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-09-01 2
Total number of active participants reported on line 7a of the Form 5500 2014-09-01 2
Number of retired or separated participants receiving benefits 2014-09-01 0
Number of other retired or separated participants entitled to future benefits 2014-09-01 0
Total of all active and inactive participants 2014-09-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-09-01 0
Total participants 2014-09-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-09-01 0
2013: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-09-01 2
Total number of active participants reported on line 7a of the Form 5500 2013-09-01 2
Number of retired or separated participants receiving benefits 2013-09-01 0
Number of other retired or separated participants entitled to future benefits 2013-09-01 0
Total of all active and inactive participants 2013-09-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-09-01 0
Total participants 2013-09-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-09-01 0
2012: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-09-01 2
Total number of active participants reported on line 7a of the Form 5500 2012-09-01 2
Number of retired or separated participants receiving benefits 2012-09-01 0
Number of other retired or separated participants entitled to future benefits 2012-09-01 0
Total of all active and inactive participants 2012-09-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-09-01 0
Total participants 2012-09-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-09-01 0
2011: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-09-01 2
Total number of active participants reported on line 7a of the Form 5500 2011-09-01 2
Number of retired or separated participants receiving benefits 2011-09-01 0
Number of other retired or separated participants entitled to future benefits 2011-09-01 0
Total of all active and inactive participants 2011-09-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-09-01 0
Total participants 2011-09-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-09-01 0

Measure	Date	Value
2019: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-09-01	1
Total number of active participants reported on line 7a of the Form 5500	2019-09-01	0
Number of retired or separated participants receiving benefits	2019-09-01	0
Number of other retired or separated participants entitled to future benefits	2019-09-01	0
Total of all active and inactive participants	2019-09-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-09-01	0
Total participants	2019-09-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-09-01	0
2018: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-09-01	2
Total number of active participants reported on line 7a of the Form 5500	2018-09-01	1
Number of retired or separated participants receiving benefits	2018-09-01	0
Number of other retired or separated participants entitled to future benefits	2018-09-01	0
Total of all active and inactive participants	2018-09-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-09-01	0
Total participants	2018-09-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-09-01	0
2017: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-09-01	2
Total number of active participants reported on line 7a of the Form 5500	2017-09-01	2
Number of retired or separated participants receiving benefits	2017-09-01	0
Number of other retired or separated participants entitled to future benefits	2017-09-01	0
Total of all active and inactive participants	2017-09-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-09-01	0
Total participants	2017-09-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-09-01	0
2016: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-09-01	2
Total number of active participants reported on line 7a of the Form 5500	2016-09-01	2
Number of retired or separated participants receiving benefits	2016-09-01	0
Number of other retired or separated participants entitled to future benefits	2016-09-01	0
Total of all active and inactive participants	2016-09-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-09-01	0
Total participants	2016-09-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-09-01	0
2015: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-09-01	2
Total number of active participants reported on line 7a of the Form 5500	2015-09-01	2
Number of retired or separated participants receiving benefits	2015-09-01	0
Number of other retired or separated participants entitled to future benefits	2015-09-01	0
Total of all active and inactive participants	2015-09-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-09-01	0
Total participants	2015-09-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-09-01	0
2014: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-09-01	2
Total number of active participants reported on line 7a of the Form 5500	2014-09-01	2
Number of retired or separated participants receiving benefits	2014-09-01	0
Number of other retired or separated participants entitled to future benefits	2014-09-01	0
Total of all active and inactive participants	2014-09-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-09-01	0
Total participants	2014-09-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-09-01	0
2013: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-09-01	2
Total number of active participants reported on line 7a of the Form 5500	2013-09-01	2
Number of retired or separated participants receiving benefits	2013-09-01	0
Number of other retired or separated participants entitled to future benefits	2013-09-01	0
Total of all active and inactive participants	2013-09-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-09-01	0
Total participants	2013-09-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-09-01	0
2012: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-09-01	2
Total number of active participants reported on line 7a of the Form 5500	2012-09-01	2
Number of retired or separated participants receiving benefits	2012-09-01	0
Number of other retired or separated participants entitled to future benefits	2012-09-01	0
Total of all active and inactive participants	2012-09-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-09-01	0
Total participants	2012-09-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-09-01	0
2011: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-09-01	2
Total number of active participants reported on line 7a of the Form 5500	2011-09-01	2
Number of retired or separated participants receiving benefits	2011-09-01	0
Number of other retired or separated participants entitled to future benefits	2011-09-01	0
Total of all active and inactive participants	2011-09-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-09-01	0
Total participants	2011-09-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-09-01	0

Form 5500 Responses for JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN

2019: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2019 form 5500 responses
2019-09-01	Type of plan entity	Single employer plan
2019-09-01	Submission has been amended	No
2019-09-01	This submission is the final filing	Yes
2019-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-09-01	Plan is a collectively bargained plan	No
2019-09-01	Plan funding arrangement – Section 412(e)(3) insurance Contracts	Yes
2019-09-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2018: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2018 form 5500 responses
2018-09-01	Type of plan entity	Single employer plan
2018-09-01	Submission has been amended	No
2018-09-01	This submission is the final filing	No
2018-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-09-01	Plan is a collectively bargained plan	No
2018-09-01	Plan funding arrangement – Section 412(e)(3) insurance Contracts	Yes
2018-09-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2017: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2017 form 5500 responses
2017-09-01	Type of plan entity	Single employer plan
2017-09-01	Submission has been amended	No
2017-09-01	This submission is the final filing	No
2017-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-09-01	Plan is a collectively bargained plan	No
2017-09-01	Plan funding arrangement – Section 412(e)(3) insurance Contracts	Yes
2017-09-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2016: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2016 form 5500 responses
2016-09-01	Type of plan entity	Single employer plan
2016-09-01	Submission has been amended	No
2016-09-01	This submission is the final filing	No
2016-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-09-01	Plan is a collectively bargained plan	No
2016-09-01	Plan funding arrangement – Section 412(e)(3) insurance Contracts	Yes
2016-09-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2015: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2015 form 5500 responses
2015-09-01	Type of plan entity	Single employer plan
2015-09-01	Submission has been amended	No
2015-09-01	This submission is the final filing	No
2015-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-09-01	Plan is a collectively bargained plan	No
2015-09-01	Plan funding arrangement – Section 412(e)(3) insurance Contracts	Yes
2015-09-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2014: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2014 form 5500 responses
2014-09-01	Type of plan entity	Single employer plan
2014-09-01	Submission has been amended	No
2014-09-01	This submission is the final filing	No
2014-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-09-01	Plan is a collectively bargained plan	No
2014-09-01	Plan funding arrangement – Section 412(e)(3) insurance Contracts	Yes
2014-09-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2013: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2013 form 5500 responses
2013-09-01	Type of plan entity	Single employer plan
2013-09-01	Submission has been amended	No
2013-09-01	This submission is the final filing	No
2013-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-09-01	Plan is a collectively bargained plan	No
2013-09-01	Plan funding arrangement – Section 412(e)(3) insurance Contracts	Yes
2013-09-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2012: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2012 form 5500 responses
2012-09-01	Type of plan entity	Single employer plan
2012-09-01	Submission has been amended	No
2012-09-01	This submission is the final filing	No
2012-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-09-01	Plan is a collectively bargained plan	No
2012-09-01	Plan funding arrangement – Section 412(e)(3) insurance Contracts	Yes
2012-09-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes
2011: JANES, INC D/B/A DRAKE SALES DEFINED BENEFIT PLAN 2011 form 5500 responses
2011-09-01	Type of plan entity	Single employer plan
2011-09-01	Submission has been amended	No
2011-09-01	This submission is the final filing	No
2011-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-09-01	Plan is a collectively bargained plan	No
2011-09-01	Plan funding arrangement – Section 412(e)(3) insurance Contracts	Yes
2011-09-01	Plan benefit arrangement – Section 412(e)(3) insurance Contracts	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

00060159513

Policy instance

Insurance contract or identification number	00060159513
Insurance policy start date	2019-09-01
Insurance policy end date	2020-08-31

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

Policy instance

Insurance policy start date	2019-09-01
Insurance policy end date	2020-08-31

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

00060159513

Policy instance

Insurance contract or identification number	00060159513
Number of Individuals Covered	1
Insurance policy start date	2018-09-01
Insurance policy end date	2019-08-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

Policy instance

Number of Individuals Covered	1
Insurance policy start date	2018-09-01
Insurance policy end date	2019-08-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

00060159513

Policy instance

Insurance contract or identification number	00060159513
Number of Individuals Covered	2
Insurance policy start date	2017-09-01
Insurance policy end date	2018-08-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

Policy instance

Number of Individuals Covered	2
Insurance policy start date	2017-09-01
Insurance policy end date	2018-08-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0

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Company Name:	JANES, INC D/B/A DRAKE SALES
Employer identification number (EIN):	710424848
NAIC Classification:	511210
NAIC Description:	Software Publishers