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R. SCOTT HAUPT MD, P.C. 401k Plan overview

Plan NameR. SCOTT HAUPT MD, P.C.
Plan identification number 001

R. SCOTT HAUPT MD, P.C. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

R. SCOTT HAUPT MD, P.C. has sponsored the creation of one or more 401k plans.

Company Name:R. SCOTT HAUPT MD, P.C.
Employer identification number (EIN):710929033
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan R. SCOTT HAUPT MD, P.C.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012009-01-01SCOTT HAUPT
0012009-01-01SCOTT HAUPT
0012009-01-01SCOTT HAUPT
0012009-01-01SCOTT HAUPT

Plan Statistics for R. SCOTT HAUPT MD, P.C.

401k plan membership statisitcs for R. SCOTT HAUPT MD, P.C.

Measure Date Value
2009: R. SCOTT HAUPT MD, P.C. 2009 401k membership
Total participants, beginning-of-year2009-01-0110
Total number of active participants reported on line 7a of the Form 55002009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-017
Total of all active and inactive participants2009-01-0110
Total participants2009-01-0110
Number of participants with account balances2009-01-0110

Financial Data on R. SCOTT HAUPT MD, P.C.

Measure Date Value
2010 : R. SCOTT HAUPT MD, P.C. 2010 401k financial data
Total income from all sources2010-12-31$65,828
Expenses. Total of all expenses incurred2010-12-31$2,656
Total plan assets at end of year2010-12-31$370,590
Total plan assets at beginning of year2010-12-31$307,418
Value of fidelity bond covering the plan2010-12-31$40,000
Total contributions received or receivable from participants2010-12-31$20,317
Expenses. Other expenses not covered elsewhere2010-12-31$2,656
Other income received2010-12-31$42,140
Net income (gross income less expenses)2010-12-31$63,172
Net plan assets at end of year (total assets less liabilities)2010-12-31$370,590
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$307,418
Assets. Value of participant loans2010-12-31$51,667
Total contributions received or receivable from employer(s)2010-12-31$3,371

Form 5500 Responses for R. SCOTT HAUPT MD, P.C.

2009: R. SCOTT HAUPT MD, P.C. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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