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NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN 401k Plan overview

Plan NameNELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN
Plan identification number 001

NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

NELSON & ASSOCIATES, A PROF. LAW CORP. has sponsored the creation of one or more 401k plans.

Company Name:NELSON & ASSOCIATES, A PROF. LAW CORP.
Employer identification number (EIN):710986970
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01FRANKLIN NELSON2017-10-13 FRANKLIN NELSON2017-10-13
0012015-01-01FRANKLIN NELSON2016-10-03 FRANKLIN NELSON2016-10-03
0012014-01-01FRANKLIN NELSON2015-04-14 FRANKLIN NELSON2015-04-14
0012013-01-01FRANKLIN W. NELSON FRANKLIN W. NELSON2014-10-14
0012012-01-01FRANKLIN W. NELSON FRANKLIN W. NELSON2013-06-12
0012011-01-01FRANKLIN W. NELSON FRANKLIN W. NELSON2012-06-12
0012009-01-01FRANKLIN W. NELSON FRANKLIN W. NELSON2010-09-23

Plan Statistics for NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN

401k plan membership statisitcs for NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN

Measure Date Value
2013: NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013
Total number of active participants reported on line 7a of the Form 55002013-01-012
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-013
Number of participants with account balances2013-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016
Total number of active participants reported on line 7a of the Form 55002012-01-013
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-013
Number of participants with account balances2012-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-017
Total number of active participants reported on line 7a of the Form 55002011-01-013
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-013
Total of all active and inactive participants2011-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-016
Number of participants with account balances2011-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015
Total number of active participants reported on line 7a of the Form 55002009-01-016
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-017
Number of participants with account balances2009-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN

Measure Date Value
2013 : NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$4,756
Expenses. Total of all expenses incurred2013-12-31$0
Total plan assets at end of year2013-12-31$32,576
Total plan assets at beginning of year2013-12-31$27,820
Other income received2013-12-31$4,756
Net income (gross income less expenses)2013-12-31$4,756
Net plan assets at end of year (total assets less liabilities)2013-12-31$32,576
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$27,820
2012 : NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$3,316
Expenses. Total of all expenses incurred2012-12-31$6,059
Benefits paid (including direct rollovers)2012-12-31$6,059
Total plan assets at end of year2012-12-31$27,820
Total plan assets at beginning of year2012-12-31$30,563
Other income received2012-12-31$3,316
Net income (gross income less expenses)2012-12-31$-2,743
Net plan assets at end of year (total assets less liabilities)2012-12-31$27,820
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$30,563
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$-1,127
Expenses. Total of all expenses incurred2011-12-31$0
Total plan assets at end of year2011-12-31$30,563
Total plan assets at beginning of year2011-12-31$31,690
Other income received2011-12-31$-1,127
Net income (gross income less expenses)2011-12-31$-1,127
Net plan assets at end of year (total assets less liabilities)2011-12-31$30,563
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$31,690
2010 : NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$3,192
Expenses. Total of all expenses incurred2010-12-31$1,909
Benefits paid (including direct rollovers)2010-12-31$1,909
Total plan assets at end of year2010-12-31$31,690
Total plan assets at beginning of year2010-12-31$30,407
Other income received2010-12-31$3,192
Net income (gross income less expenses)2010-12-31$1,283
Net plan assets at end of year (total assets less liabilities)2010-12-31$31,690
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$30,407
Assets. Value of participant loans2010-12-31$0

Form 5500 Responses for NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN

2013: NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NELSON & ASSOCIATES, A PROF. LAW CORP. 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number999564
Policy instance 1
Insurance contract or identification number999564
Number of Individuals Covered2
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $78
Total amount of fees paid to insurance companyUSD $16
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $78
Insurance broker organization code?3
Amount paid for insurance broker fees16
Additional information about fees paid to insurance brokerTPA SERVICES
Insurance broker nameINCENTIVE BENEFITS, INC.
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number999564
Policy instance 1
Insurance contract or identification number999564
Number of Individuals Covered5
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $79
Total amount of fees paid to insurance companyUSD $16
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number999564
Policy instance 1
Insurance contract or identification number999564
Number of Individuals Covered5
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $64
Total amount of fees paid to insurance companyUSD $14
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $64
Insurance broker organization code?3
Amount paid for insurance broker fees14
Additional information about fees paid to insurance brokerTPA SERVICES
Insurance broker nameINCENTIVE BENEFITS, INC.

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