401k Plan data: ELECTRONIC SYSTEMS PROTECTION INC plan

ELECTRONIC SYSTEMS PROTECTION INC 401k Plan overview

Plan Name	ELECTRONIC SYSTEMS PROTECTION INC
Plan identification number	001

ELECTRONIC SYSTEMS PROTECTION INC Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ELECTRONIC SYSTEMS PROTECTION has sponsored the creation of one or more 401k plans.

Company Name: ELECTRONIC SYSTEMS PROTECTION

Employer identification number (EIN): 711043511

NAIC Classification: 335900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ELECTRONIC SYSTEMS PROTECTION INC

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 TARA GREENBAUM TARA GREENBAUM 2017-08-16
001 2015-01-01 TARA GREENBAUM TARA GREENBAUM 2016-10-17
001 2015-01-01 TARA GREENBAUM TARA GREENBAUM 2016-10-12
001 2014-01-01 TARA GREENBAUM TARA GREENBAUM 2015-07-21
001 2013-01-01 TARA GREENBAUM 2014-06-19
001 2012-01-01 TARA GREENBAUM 2013-08-21
001 2011-01-01 TARA GREENBAUM 2013-08-21
001 2010-01-01 NANCY KINDERKNECHT 2011-10-17

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	TARA GREENBAUM		TARA GREENBAUM	2017-08-16
001	2015-01-01	TARA GREENBAUM		TARA GREENBAUM	2016-10-17
001	2015-01-01	TARA GREENBAUM		TARA GREENBAUM	2016-10-12
001	2014-01-01	TARA GREENBAUM		TARA GREENBAUM	2015-07-21
001	2013-01-01	TARA GREENBAUM	2014-06-19
001	2012-01-01	TARA GREENBAUM	2013-08-21
001	2011-01-01	TARA GREENBAUM	2013-08-21
001	2010-01-01	NANCY KINDERKNECHT	2011-10-17

Plan Statistics for ELECTRONIC SYSTEMS PROTECTION INC

401k plan membership statisitcs for ELECTRONIC SYSTEMS PROTECTION INC

Measure Date Value
2016: ELECTRONIC SYSTEMS PROTECTION INC 2016 401k membership
Total participants, beginning-of-year 2016-01-01 138
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 5
2015: ELECTRONIC SYSTEMS PROTECTION INC 2015 401k membership
Total participants, beginning-of-year 2015-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 102
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 31
Total of all active and inactive participants 2015-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 133
Number of participants with account balances 2015-01-01 128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 7
2014: ELECTRONIC SYSTEMS PROTECTION INC 2014 401k membership
Total participants, beginning-of-year 2014-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 100
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 30
Total of all active and inactive participants 2014-01-01 130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 130
Number of participants with account balances 2014-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 8

Measure	Date	Value
2016: ELECTRONIC SYSTEMS PROTECTION INC 2016 401k membership
Total participants, beginning-of-year	2016-01-01	138
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	5
2015: ELECTRONIC SYSTEMS PROTECTION INC 2015 401k membership
Total participants, beginning-of-year	2015-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	102
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	31
Total of all active and inactive participants	2015-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	133
Number of participants with account balances	2015-01-01	128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	7
2014: ELECTRONIC SYSTEMS PROTECTION INC 2014 401k membership
Total participants, beginning-of-year	2014-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	100
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	30
Total of all active and inactive participants	2014-01-01	130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	130
Number of participants with account balances	2014-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	8

Financial Data on ELECTRONIC SYSTEMS PROTECTION INC

Measure	Date	Value
2016 : ELECTRONIC SYSTEMS PROTECTION INC 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-10-31	$0
Total transfer of assets to this plan	2016-10-31	$0
Total transfer of assets from this plan	2016-10-31	$3,489,218
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-10-31	$0
Total income from all sources (including contributions)	2016-10-31	$507,611
Total loss/gain on sale of assets	2016-10-31	$0
Total of all expenses incurred	2016-10-31	$414,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-10-31	$388,107
Expenses. Certain deemed distributions of participant loans	2016-10-31	$11,861
Value of total corrective distributions	2016-10-31	$13,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-10-31	$327,343
Value of total assets at end of year	2016-10-31	$0
Value of total assets at beginning of year	2016-10-31	$3,396,590
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-10-31	$1,909
Total interest from all sources	2016-10-31	$3,469
Total dividends received (eg from common stock, registered investment company shares)	2016-10-31	$62,027
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-10-31	$62,027
Was this plan covered by a fidelity bond	2016-10-31	Yes
Value of fidelity bond cover	2016-10-31	$340,000
If this is an individual account plan, was there a blackout period	2016-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-10-31	No
Contributions received from participants	2016-10-31	$241,145
Participant contributions at beginning of year	2016-10-31	$80,034
Administrative expenses (other) incurred	2016-10-31	$1,909
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-10-31	No
Value of net income/loss	2016-10-31	$92,628
Value of net assets at end of year (total assets less liabilities)	2016-10-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-10-31	$3,396,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-10-31	No
Were any leases to which the plan was party in default or uncollectible	2016-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-10-31	$3,231,301
Interest on participant loans	2016-10-31	$3,469
Value of interest in common/collective trusts at beginning of year	2016-10-31	$85,255
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-10-31	$112,657
Net investment gain or loss from common/collective trusts	2016-10-31	$2,115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-10-31	No
Was there a failure to transmit to the plan any participant contributions	2016-10-31	No
Has the plan failed to provide any benefit when due under the plan	2016-10-31	No
Contributions received in cash from employer	2016-10-31	$86,198
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-10-31	$388,107
Did the plan have assets held for investment	2016-10-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-10-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-10-31	Disclaimer
Accountancy firm name	2016-10-31	BERNARD ROBINSON & COMPANY, LLP
Accountancy firm EIN	2016-10-31	560571159
2015 : ELECTRONIC SYSTEMS PROTECTION INC 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$591,761
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$116,950
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$103,449
Expenses. Certain deemed distributions of participant loans	2015-12-31	$251
Value of total corrective distributions	2015-12-31	$11,050
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$675,003
Value of total assets at end of year	2015-12-31	$3,396,590
Value of total assets at beginning of year	2015-12-31	$2,921,779
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,200
Total interest from all sources	2015-12-31	$4,331
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$182,171
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$182,171
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$293,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$314,213
Participant contributions at end of year	2015-12-31	$80,034
Participant contributions at beginning of year	2015-12-31	$87,633
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$233,498
Administrative expenses (other) incurred	2015-12-31	$2,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$474,811
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,396,590
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,921,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,231,301
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,734,827
Interest on participant loans	2015-12-31	$4,331
Value of interest in common/collective trusts at end of year	2015-12-31	$85,255
Value of interest in common/collective trusts at beginning of year	2015-12-31	$99,319
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-269,708
Net investment gain or loss from common/collective trusts	2015-12-31	$-36
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$127,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$103,449
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BERNARD ROBINSON & COMPANY, LLP
Accountancy firm EIN	2015-12-31	560571159
2014 : ELECTRONIC SYSTEMS PROTECTION INC 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$489,921
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$208,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$200,792
Expenses. Certain deemed distributions of participant loans	2014-12-31	$4,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$386,753
Value of total assets at end of year	2014-12-31	$2,921,779
Value of total assets at beginning of year	2014-12-31	$2,640,148
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,713
Total interest from all sources	2014-12-31	$4,975
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$176,937
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$176,937
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$265,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$279,419
Participant contributions at end of year	2014-12-31	$87,633
Participant contributions at beginning of year	2014-12-31	$106,698
Administrative expenses (other) incurred	2014-12-31	$2,713
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$281,631
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,921,779
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,640,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,734,827
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,421,185
Interest on participant loans	2014-12-31	$4,975
Value of interest in common/collective trusts at end of year	2014-12-31	$99,319
Value of interest in common/collective trusts at beginning of year	2014-12-31	$112,265
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-79,661
Net investment gain or loss from common/collective trusts	2014-12-31	$917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$107,334
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$200,792
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BERNARD ROBINSON & COMPANY, LLP
Accountancy firm EIN	2014-12-31	560571159

Form 5500 Responses for ELECTRONIC SYSTEMS PROTECTION INC

2016: ELECTRONIC SYSTEMS PROTECTION INC 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ELECTRONIC SYSTEMS PROTECTION INC 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ELECTRONIC SYSTEMS PROTECTION INC 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ELECTRONIC SYSTEMS PROTECTION
Employer identification number (EIN):	711043511
NAIC Classification:	335900