AQUION ENERGY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan AQUION ENERGY 401K RETIREMENT PLAN
Measure | Date | Value |
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2017 : AQUION ENERGY 401K RETIREMENT PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-11-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $0 |
Total income from all sources (including contributions) | 2017-11-30 | $431,738 |
Total loss/gain on sale of assets | 2017-11-30 | $0 |
Total of all expenses incurred | 2017-11-30 | $2,717,834 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-11-30 | $2,707,205 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-11-30 | $173,095 |
Value of total assets at end of year | 2017-11-30 | $0 |
Value of total assets at beginning of year | 2017-11-30 | $2,286,096 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-11-30 | $10,629 |
Total interest from all sources | 2017-11-30 | $1,304 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-11-30 | $10,648 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-11-30 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2017-11-30 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-11-30 | $10,648 |
Was this plan covered by a fidelity bond | 2017-11-30 | Yes |
Value of fidelity bond cover | 2017-11-30 | $198,000 |
If this is an individual account plan, was there a blackout period | 2017-11-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-11-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-11-30 | No |
Contributions received from participants | 2017-11-30 | $170,385 |
Participant contributions at end of year | 2017-11-30 | $0 |
Participant contributions at beginning of year | 2017-11-30 | $71,408 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-11-30 | $2,710 |
Administrative expenses (other) incurred | 2017-11-30 | $348 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
Value of net income/loss | 2017-11-30 | $-2,286,096 |
Value of net assets at end of year (total assets less liabilities) | 2017-11-30 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-11-30 | $2,286,096 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-11-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-11-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-11-30 | No |
Investment advisory and management fees | 2017-11-30 | $4,098 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-11-30 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-11-30 | $2,172,830 |
Interest on participant loans | 2017-11-30 | $1,304 |
Value of interest in common/collective trusts at end of year | 2017-11-30 | $0 |
Value of interest in common/collective trusts at beginning of year | 2017-11-30 | $41,858 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-11-30 | $243,438 |
Net investment gain or loss from common/collective trusts | 2017-11-30 | $3,253 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-11-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-11-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-11-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-11-30 | $2,707,205 |
Contract administrator fees | 2017-11-30 | $6,183 |
Did the plan have assets held for investment | 2017-11-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-11-30 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-11-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-11-30 | Disclaimer |
Accountancy firm name | 2017-11-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2017-11-30 | 390859910 |
2016 : AQUION ENERGY 401K RETIREMENT PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $761,506 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $449,106 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $442,215 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $581,258 |
Value of total assets at end of year | 2016-12-31 | $2,286,096 |
Value of total assets at beginning of year | 2016-12-31 | $1,973,696 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $6,891 |
Total interest from all sources | 2016-12-31 | $2,391 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $57,756 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-12-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $57,756 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $198,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $547,048 |
Participant contributions at end of year | 2016-12-31 | $71,408 |
Participant contributions at beginning of year | 2016-12-31 | $80,647 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $34,109 |
Administrative expenses (other) incurred | 2016-12-31 | $150 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $312,400 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $2,286,096 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $1,973,696 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $5,609 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $2,172,830 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $1,866,690 |
Income. Interest from loans (other than to participants) | 2016-12-31 | $2,391 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $41,858 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $26,359 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $119,805 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $296 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $101 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $442,215 |
Contract administrator fees | 2016-12-31 | $1,132 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2016-12-31 | 390859910 |
2015 : AQUION ENERGY 401K RETIREMENT PLAN 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $663,304 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $228,397 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $216,172 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $5,805 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $655,377 |
Value of total assets at end of year | 2015-12-31 | $1,973,696 |
Value of total assets at beginning of year | 2015-12-31 | $1,538,789 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $6,420 |
Total interest from all sources | 2015-12-31 | $1,793 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $76,058 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $76,058 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $198,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $581,326 |
Participant contributions at end of year | 2015-12-31 | $80,647 |
Participant contributions at beginning of year | 2015-12-31 | $47,176 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $74,051 |
Administrative expenses (other) incurred | 2015-12-31 | $100 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $434,907 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $1,973,696 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,538,789 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $4,516 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $1,866,690 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $1,481,659 |
Interest on participant loans | 2015-12-31 | $1,793 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $26,359 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $9,954 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-70,042 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $118 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $216,172 |
Contract administrator fees | 2015-12-31 | $1,804 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2015-12-31 | 390859910 |
2014 : AQUION ENERGY 401K RETIREMENT PLAN 2014 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $872,790 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $119,658 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $116,166 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $812,386 |
Value of total assets at end of year | 2014-12-31 | $1,538,789 |
Value of total assets at beginning of year | 2014-12-31 | $785,657 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $3,492 |
Total interest from all sources | 2014-12-31 | $1,987 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $65,773 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $65,773 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $154,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $493,332 |
Participant contributions at end of year | 2014-12-31 | $47,176 |
Participant contributions at beginning of year | 2014-12-31 | $45,093 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $319,054 |
Administrative expenses (other) incurred | 2014-12-31 | $50 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $753,132 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $1,538,789 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $785,657 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $2,474 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $1,481,659 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $737,568 |
Interest on participant loans | 2014-12-31 | $1,987 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $9,954 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $2,996 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-7,387 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $31 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $116,166 |
Contract administrator fees | 2014-12-31 | $968 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2014-12-31 | 390859910 |