401k Plan data: UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST plan

UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST 401k Plan overview

Plan Name	UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST
Plan identification number	001

UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UNION SERVICE & MAINTENANCE has sponsored the creation of one or more 401k plans.

Company Name: UNION SERVICE & MAINTENANCE

Employer identification number (EIN): 720643668

NAIC Classification: 238220
NAIC Description: Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 KENNY D. WALTERS 2023-07-10 KENNY D. WALTERS 2023-07-10
001 2021-01-01 KENNY D. WALTERS 2022-08-31
001 2020-01-01 KENNY D. WALTERS 2021-07-13
001 2019-01-01 KENNY D. WALTERS 2020-10-12 KENNY D. WALTERS 2020-10-12
001 2018-01-01 KENNY WALTERS 2019-07-11
001 2017-01-01 KENNY WALTERS 2018-07-26
001 2016-01-01 KENNY D WALTERS 2017-07-21
001 2015-01-01 KENNY D. WALTERS 2016-07-28
001 2014-01-01 KENNY WALTERS 2015-06-29
001 2013-01-01 KENNY D WALTERS 2014-07-28
001 2012-01-01 UNION SERVICE MAINTENANCE 2013-07-12
001 2011-01-01 UNION SERVICE MAINTENANCE
001 2008-10-01 KENNY WALTERS
001 2007-10-01 KENNY WALTERS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	KENNY D. WALTERS	2023-07-10	KENNY D. WALTERS	2023-07-10
001	2021-01-01	KENNY D. WALTERS	2022-08-31
001	2020-01-01	KENNY D. WALTERS	2021-07-13
001	2019-01-01	KENNY D. WALTERS	2020-10-12	KENNY D. WALTERS	2020-10-12
001	2018-01-01	KENNY WALTERS	2019-07-11
001	2017-01-01	KENNY WALTERS	2018-07-26
001	2016-01-01	KENNY D WALTERS	2017-07-21
001	2015-01-01	KENNY D. WALTERS	2016-07-28
001	2014-01-01	KENNY WALTERS	2015-06-29
001	2013-01-01	KENNY D WALTERS	2014-07-28
001	2012-01-01	UNION SERVICE MAINTENANCE	2013-07-12
001	2011-01-01	UNION SERVICE MAINTENANCE
001	2008-10-01	KENNY WALTERS
001	2007-10-01	KENNY WALTERS

Plan Statistics for UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST

401k plan membership statisitcs for UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST

Measure Date Value
2011: UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 28
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 5
Total of all active and inactive participants 2011-01-01 33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 33
Number of participants with account balances 2011-01-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2008: UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST 2008 401k membership
Total participants, beginning-of-year 2008-10-01 35
Total number of active participants reported on line 7a of the Form 5500 2008-10-01 31
Number of retired or separated participants receiving benefits 2008-10-01 0
Number of other retired or separated participants entitled to future benefits 2008-10-01 5
Total of all active and inactive participants 2008-10-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-10-01 0
Total participants 2008-10-01 36
Number of participants with account balances 2008-10-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-10-01 3
2007: UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST 2007 401k membership
Total participants, beginning-of-year 2007-10-01 29
Total number of active participants reported on line 7a of the Form 5500 2007-10-01 31
Number of retired or separated participants receiving benefits 2007-10-01 0
Number of other retired or separated participants entitled to future benefits 2007-10-01 4
Total of all active and inactive participants 2007-10-01 35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-10-01 0
Total participants 2007-10-01 35
Number of participants with account balances 2007-10-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-10-01 0

Measure	Date	Value
2011: UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	28
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	5
Total of all active and inactive participants	2011-01-01	33
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	33
Number of participants with account balances	2011-01-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2008: UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST 2008 401k membership
Total participants, beginning-of-year	2008-10-01	35
Total number of active participants reported on line 7a of the Form 5500	2008-10-01	31
Number of retired or separated participants receiving benefits	2008-10-01	0
Number of other retired or separated participants entitled to future benefits	2008-10-01	5
Total of all active and inactive participants	2008-10-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-10-01	0
Total participants	2008-10-01	36
Number of participants with account balances	2008-10-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-10-01	3
2007: UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST 2007 401k membership
Total participants, beginning-of-year	2007-10-01	29
Total number of active participants reported on line 7a of the Form 5500	2007-10-01	31
Number of retired or separated participants receiving benefits	2007-10-01	0
Number of other retired or separated participants entitled to future benefits	2007-10-01	4
Total of all active and inactive participants	2007-10-01	35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-10-01	0
Total participants	2007-10-01	35
Number of participants with account balances	2007-10-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-10-01	0

Financial Data on UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST

Measure	Date	Value
2011 : UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$1,153,853
Expenses. Total of all expenses incurred	2011-12-31	$189,164
Benefits paid (including direct rollovers)	2011-12-31	$188,969
Total plan assets at end of year	2011-12-31	$964,689
Total plan assets at beginning of year	2011-12-31	$0
Value of fidelity bond covering the plan	2011-12-31	$0
Total contributions received or receivable from participants	2011-12-31	$113,692
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$1,040,161
Net income (gross income less expenses)	2011-12-31	$964,689
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$964,689
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$0
Assets. Value of participant loans	2011-12-31	$14,454
Total contributions received or receivable from employer(s)	2011-12-31	$0
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$195
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
2009 : UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST 2009 401k financial data
Total income from all sources	2009-09-30	$97,653
Expenses. Total of all expenses incurred	2009-09-30	$20,672
Benefits paid (including direct rollovers)	2009-09-30	$20,246
Total plan assets at end of year	2009-09-30	$1,014,928
Total plan assets at beginning of year	2009-09-30	$937,947
Total contributions received or receivable from participants	2009-09-30	$119,361
Expenses. Other expenses not covered elsewhere	2009-09-30	$426
Other income received	2009-09-30	$-21,708
Net income (gross income less expenses)	2009-09-30	$76,981
Net plan assets at end of year (total assets less liabilities)	2009-09-30	$1,014,928
Net plan assets at beginning of year (total assets less liabilities)	2009-09-30	$937,947
Assets. Value of participant loans	2009-09-30	$3,730

Form 5500 Responses for UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST

2011: UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2008: UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST 2008 form 5500 responses
2008-10-01	Type of plan entity	Single employer plan
2008-10-01	Submission has been amended	Yes
2008-10-01	This submission is the final filing	No
2008-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-10-01	Plan is a collectively bargained plan	No
2008-10-01	Plan funding arrangement – Insurance	Yes
2008-10-01	Plan funding arrangement – Trust	Yes
2008-10-01	Plan benefit arrangement – Insurance	Yes
2008-10-01	Plan benefit arrangement - Trust	Yes
2007: UNION SERVICE MAINTENANCE CO 401 K PROFIT SHARING PLAN TRUST 2007 form 5500 responses
2007-10-01	Type of plan entity	Single employer plan
2007-10-01	Submission has been amended	No
2007-10-01	This submission is the final filing	No
2007-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-10-01	Plan is a collectively bargained plan	No
2007-10-01	Plan funding arrangement – Insurance	Yes
2007-10-01	Plan funding arrangement – Trust	Yes
2007-10-01	Plan benefit arrangement – Insurance	Yes
2007-10-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )

Policy contract number

0062901

Policy instance

Insurance contract or identification number	0062901
Number of Individuals Covered	33
Insurance policy start date	2008-10-01
Insurance policy end date	2009-09-30
Total amount of commissions paid to insurance broker	USD $3,266
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	UNION SERVICE & MAINTENANCE
Employer identification number (EIN):	720643668
NAIC Classification:	238220
NAIC Description:	Plumbing, Heating, and Air-Conditioning Contractors