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GORDON, INC. 401(K) PLAN 401k Plan overview

Plan NameGORDON, INC. 401(K) PLAN
Plan identification number 001

GORDON, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GORDON SALES, INC. has sponsored the creation of one or more 401k plans.

Company Name:GORDON SALES, INC.
Employer identification number (EIN):720785239
NAIC Classification:423300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GORDON, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JONATHAN ALDRICH2018-09-13
0012016-01-01JONATHAN ALDRICH2017-06-29
0012015-01-01JONATHAN ALDRICH2016-07-12
0012014-01-01JONATHAN ALDRICH2015-07-30
0012013-01-01JONATHAN ALDRICH2014-07-14
0012012-01-01JONATHAN ALDRICH
0012011-01-01KEVIN HUDSON KEVIN HUDSON2012-09-28
0012010-02-26KEVIN HUDSON KEVIN HUDSON2011-10-10
0012009-01-01KEVIN HUDSON

Plan Statistics for GORDON, INC. 401(K) PLAN

401k plan membership statisitcs for GORDON, INC. 401(K) PLAN

Measure Date Value
2022: GORDON, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01141
Total number of active participants reported on line 7a of the Form 55002022-01-01139
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-015
Total of all active and inactive participants2022-01-01144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01144
Number of participants with account balances2022-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: GORDON, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01127
Total number of active participants reported on line 7a of the Form 55002021-01-01115
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-013
Total of all active and inactive participants2021-01-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01118
Number of participants with account balances2021-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: GORDON, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01117
Total number of active participants reported on line 7a of the Form 55002020-01-01119
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-012
Total of all active and inactive participants2020-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01121
Number of participants with account balances2020-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: GORDON, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01134
Total number of active participants reported on line 7a of the Form 55002019-01-01108
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-014
Total of all active and inactive participants2019-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01114
Number of participants with account balances2019-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: GORDON, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01133
Total number of active participants reported on line 7a of the Form 55002018-01-01111
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0113
Total of all active and inactive participants2018-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01125
Number of participants with account balances2018-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2012: GORDON, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01103
Total number of active participants reported on line 7a of the Form 55002012-01-0186
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-013
Total of all active and inactive participants2012-01-0189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0189
Number of participants with account balances2012-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: GORDON, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01111
Total number of active participants reported on line 7a of the Form 55002011-01-0186
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-016
Total of all active and inactive participants2011-01-0192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0192
Number of participants with account balances2011-01-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2010: GORDON, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-02-26104
Total number of active participants reported on line 7a of the Form 55002010-02-26100
Number of retired or separated participants receiving benefits2010-02-260
Number of other retired or separated participants entitled to future benefits2010-02-2611
Total of all active and inactive participants2010-02-26111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-02-260
Total participants2010-02-26111
Number of participants with account balances2010-02-26104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-02-260
2009: GORDON, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01152
Total number of active participants reported on line 7a of the Form 55002009-01-01206
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0111
Total of all active and inactive participants2009-01-01218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01218
Number of participants with account balances2009-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0124

Financial Data on GORDON, INC. 401(K) PLAN

Measure Date Value
2022 : GORDON, INC. 401(K) PLAN 2022 401k financial data
Total transfer of assets to this plan2022-12-31$145,993
Total income from all sources (including contributions)2022-12-31$-889,339
Total of all expenses incurred2022-12-31$385,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$341,524
Expenses. Certain deemed distributions of participant loans2022-12-31$-6,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$597,692
Value of total assets at end of year2022-12-31$8,220,181
Value of total assets at beginning of year2022-12-31$9,348,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$49,631
Total interest from all sources2022-12-31$9,083
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$124,373
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$124,373
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$593,806
Participant contributions at end of year2022-12-31$206,391
Participant contributions at beginning of year2022-12-31$230,400
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,886
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$159
Administrative expenses (other) incurred2022-12-31$29,174
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,274,494
Value of net assets at end of year (total assets less liabilities)2022-12-31$8,220,181
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$9,348,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$20,457
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$7,369,401
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$8,619,154
Interest on participant loans2022-12-31$9,083
Value of interest in common/collective trusts at end of year2022-12-31$644,389
Value of interest in common/collective trusts at beginning of year2022-12-31$498,969
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,635,161
Net investment gain or loss from common/collective trusts2022-12-31$14,674
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$341,524
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HEARD, MCELROY, & VESTAL, LLC
Accountancy firm EIN2022-12-31720398470
2021 : GORDON, INC. 401(K) PLAN 2021 401k financial data
Total transfer of assets to this plan2021-12-31$187,282
Total income from all sources (including contributions)2021-12-31$1,598,377
Total of all expenses incurred2021-12-31$441,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$388,113
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$516,933
Value of total assets at end of year2021-12-31$9,348,682
Value of total assets at beginning of year2021-12-31$8,004,796
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$53,660
Total interest from all sources2021-12-31$12,050
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$143,963
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$143,963
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$516,933
Participant contributions at end of year2021-12-31$230,400
Participant contributions at beginning of year2021-12-31$305,482
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$159
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$164
Administrative expenses (other) incurred2021-12-31$32,635
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,156,604
Value of net assets at end of year (total assets less liabilities)2021-12-31$9,348,682
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$8,004,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$21,025
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$8,619,154
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$7,241,776
Interest on participant loans2021-12-31$12,050
Value of interest in common/collective trusts at end of year2021-12-31$498,969
Value of interest in common/collective trusts at beginning of year2021-12-31$457,374
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$915,868
Net investment gain or loss from common/collective trusts2021-12-31$9,563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$388,113
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HEARD, MCELROY, & VESTAL, LLC
Accountancy firm EIN2021-12-31720398470
2020 : GORDON, INC. 401(K) PLAN 2020 401k financial data
Total transfer of assets to this plan2020-12-31$230,954
Total income from all sources (including contributions)2020-12-31$1,548,129
Total of all expenses incurred2020-12-31$852,269
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$799,321
Expenses. Certain deemed distributions of participant loans2020-12-31$6,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$497,868
Value of total assets at end of year2020-12-31$8,004,796
Value of total assets at beginning of year2020-12-31$7,077,982
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$46,811
Total interest from all sources2020-12-31$13,644
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$116,356
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$116,356
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$483,518
Participant contributions at end of year2020-12-31$305,482
Participant contributions at beginning of year2020-12-31$279,556
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$14,350
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$164
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$245
Administrative expenses (other) incurred2020-12-31$30,559
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$695,860
Value of net assets at end of year (total assets less liabilities)2020-12-31$8,004,796
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$7,077,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$16,252
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,241,776
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,521,443
Interest on participant loans2020-12-31$13,644
Value of interest in common/collective trusts at end of year2020-12-31$457,374
Value of interest in common/collective trusts at beginning of year2020-12-31$276,738
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$911,457
Net investment gain or loss from common/collective trusts2020-12-31$8,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$799,321
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HEARD, MCELROY, & VESTAL, LLC
Accountancy firm EIN2020-12-31720398470
2019 : GORDON, INC. 401(K) PLAN 2019 401k financial data
Total transfer of assets to this plan2019-12-31$1,069,751
Total income from all sources (including contributions)2019-12-31$1,613,742
Total of all expenses incurred2019-12-31$457,220
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$413,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$463,374
Value of total assets at end of year2019-12-31$7,077,982
Value of total assets at beginning of year2019-12-31$4,851,709
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$43,698
Total interest from all sources2019-12-31$11,449
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$125,535
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$125,535
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$442,705
Participant contributions at end of year2019-12-31$279,556
Participant contributions at beginning of year2019-12-31$195,751
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$20,669
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$245
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$124
Administrative expenses (other) incurred2019-12-31$26,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,156,522
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,077,982
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,851,709
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$17,021
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,521,443
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,640,027
Interest on participant loans2019-12-31$11,449
Value of interest in common/collective trusts at end of year2019-12-31$276,738
Value of interest in common/collective trusts at beginning of year2019-12-31$15,807
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,010,414
Net investment gain or loss from common/collective trusts2019-12-31$2,970
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$413,522
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HEARD, MCELROY, & VESTAL, LLC
Accountancy firm EIN2019-12-31720398470
2018 : GORDON, INC. 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$158,857
Total of all expenses incurred2018-12-31$173,867
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$136,477
Expenses. Certain deemed distributions of participant loans2018-12-31$2,134
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$481,229
Value of total assets at end of year2018-12-31$4,851,709
Value of total assets at beginning of year2018-12-31$4,866,719
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$35,256
Total interest from all sources2018-12-31$8,241
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$102,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$102,930
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$474,309
Participant contributions at end of year2018-12-31$195,751
Participant contributions at beginning of year2018-12-31$169,705
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$6,920
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$124
Administrative expenses (other) incurred2018-12-31$23,098
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-15,010
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,851,709
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,866,719
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$12,158
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$4,640,027
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$4,685,554
Interest on participant loans2018-12-31$8,241
Value of interest in common/collective trusts at end of year2018-12-31$15,807
Value of interest in common/collective trusts at beginning of year2018-12-31$11,460
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-433,941
Net investment gain or loss from common/collective trusts2018-12-31$398
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$136,477
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HEARD, MCELROY, & VESTAL, LLC
Accountancy firm EIN2018-12-31720398470
2012 : GORDON, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$648,016
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$975,729
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$951,850
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$277,590
Value of total assets at end of year2012-12-31$2,667,094
Value of total assets at beginning of year2012-12-31$2,994,807
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$23,879
Total interest from all sources2012-12-31$5,223
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$39,636
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$39,636
Administrative expenses professional fees incurred2012-12-31$14,682
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$277,590
Participant contributions at end of year2012-12-31$126,397
Participant contributions at beginning of year2012-12-31$151,860
Participant contributions at beginning of year2012-12-31$1,184
Other income not declared elsewhere2012-12-31$235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-327,713
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,667,094
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,994,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$9,197
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,517,587
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,819,236
Interest on participant loans2012-12-31$5,223
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$22,527
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$22,527
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$23,110
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$325,332
Net investment gain/loss from pooled separate accounts2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$951,850
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HEARD, MCELROY, & VESTAL
Accountancy firm EIN2012-12-31720398470
2011 : GORDON, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$147,998
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$344,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$321,908
Expenses. Certain deemed distributions of participant loans2011-12-31$472
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$293,832
Value of total assets at end of year2011-12-31$2,994,807
Value of total assets at beginning of year2011-12-31$3,191,074
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$21,885
Total interest from all sources2011-12-31$6,158
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$293,832
Participant contributions at end of year2011-12-31$151,860
Participant contributions at beginning of year2011-12-31$131,605
Participant contributions at end of year2011-12-31$1,184
Participant contributions at beginning of year2011-12-31$1,881
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-196,267
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,994,807
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,191,074
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$21,885
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,819,236
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,025,409
Interest on participant loans2011-12-31$5,723
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$22,527
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$32,179
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$32,179
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$435
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-151,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$321,908
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HEARD, MCELROY, & VESTAL
Accountancy firm EIN2011-12-31720398470
2010 : GORDON, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$2,725,891
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$559,004
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$93,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$83,101
Value of total corrective distributions2010-12-31$3,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$287,205
Value of total assets at end of year2010-12-31$3,191,074
Value of total assets at beginning of year2010-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$7,208
Total interest from all sources2010-12-31$1,947
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$287,205
Participant contributions at end of year2010-12-31$131,605
Participant contributions at end of year2010-12-31$1,881
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$465,183
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,191,074
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$7,208
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,025,409
Interest on participant loans2010-12-31$1,947
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$32,179
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$269,852
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$83,101
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31RBM. LLP
Accountancy firm EIN2010-12-31201260436
2009 : GORDON, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for GORDON, INC. 401(K) PLAN

2022: GORDON, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: GORDON, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: GORDON, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: GORDON, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: GORDON, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2012: GORDON, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: GORDON, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: GORDON, INC. 401(K) PLAN 2010 form 5500 responses
2010-02-26Type of plan entitySingle employer plan
2010-02-26First time form 5500 has been submittedYes
2010-02-26Submission has been amendedNo
2010-02-26This submission is the final filingNo
2010-02-26This return/report is a short plan year return/report (less than 12 months)Yes
2010-02-26Plan is a collectively bargained planNo
2010-02-26Plan funding arrangement – TrustYes
2010-02-26Plan benefit arrangement - TrustYes
2009: GORDON, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512007-000
Policy instance 1
Insurance contract or identification number512007-000
Number of Individuals Covered80
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $55
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $55
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameJULIENNE BUXTON

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