401k Plan data: TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN plan

TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN 401k Plan overview

Plan Name	TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN
Plan identification number	001

TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRICO MARINE OPERATORS, INC. has sponsored the creation of one or more 401k plans.

Company Name: TRICO MARINE OPERATORS, INC.

Employer identification number (EIN): 721096124

NAIC Classification: 423990
NAIC Description: Other Miscellaneous Durable Goods Merchant Wholesalers

Additional information about TRICO MARINE OPERATORS, INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 1993-10-25

Company Identification Number: 0009743506

Legal Registered Office Address: 2101 CEDAR SPRINGS RD STE 1100

DALLAS
United States of America (USA)
75201

More information about TRICO MARINE OPERATORS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-01-01 STEPHEN MORRELL
001 2010-01-01 STEPHEN MORRELL
001 2009-01-01 JEFFREY FAVRET

Plan id#	Filing Submission Date	Name of Administrator
001	2011-01-01	STEPHEN MORRELL
001	2010-01-01	STEPHEN MORRELL
001	2009-01-01	JEFFREY FAVRET

Plan Statistics for TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN

401k plan membership statisitcs for TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN

Measure Date Value
2011: TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 0
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 231
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 31
Number of retired or separated participants receiving benefits 2010-01-01 15
Number of other retired or separated participants entitled to future benefits 2010-01-01 80
Total of all active and inactive participants 2010-01-01 126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 2
Total participants 2010-01-01 128
Number of participants with account balances 2010-01-01 125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 15
2009: TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 327
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 79
Number of retired or separated participants receiving benefits 2009-01-01 7
Number of other retired or separated participants entitled to future benefits 2009-01-01 145
Total of all active and inactive participants 2009-01-01 231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 231
Number of participants with account balances 2009-01-01 195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 6

Measure	Date	Value
2011: TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	0
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	231
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	31
Number of retired or separated participants receiving benefits	2010-01-01	15
Number of other retired or separated participants entitled to future benefits	2010-01-01	80
Total of all active and inactive participants	2010-01-01	126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	2
Total participants	2010-01-01	128
Number of participants with account balances	2010-01-01	125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	15
2009: TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	327
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	79
Number of retired or separated participants receiving benefits	2009-01-01	7
Number of other retired or separated participants entitled to future benefits	2009-01-01	145
Total of all active and inactive participants	2009-01-01	231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	231
Number of participants with account balances	2009-01-01	195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	6

Financial Data on TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN

Measure	Date	Value
2011 : TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-08-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-08-31	$0
Total income from all sources (including contributions)	2011-08-31	$352,187
Total loss/gain on sale of assets	2011-08-31	$0
Total of all expenses incurred	2011-08-31	$4,851,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-08-31	$4,816,079
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-08-31	$228,326
Value of total assets at end of year	2011-08-31	$0
Value of total assets at beginning of year	2011-08-31	$4,498,930
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-08-31	$35,038
Total interest from all sources	2011-08-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-08-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-08-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-08-31	$0
Was this plan covered by a fidelity bond	2011-08-31	Yes
Value of fidelity bond cover	2011-08-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-08-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-08-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-08-31	No
Contributions received from participants	2011-08-31	$137,359
Income. Received or receivable in cash from other sources (including rollovers)	2011-08-31	$2,315
Administrative expenses (other) incurred	2011-08-31	$23,216
Total non interest bearing cash at end of year	2011-08-31	$0
Total non interest bearing cash at beginning of year	2011-08-31	$38,658
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-08-31	No
Value of net income/loss	2011-08-31	$-4,498,930
Value of net assets at end of year (total assets less liabilities)	2011-08-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2011-08-31	$4,498,930
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-08-31	No
Were any leases to which the plan was party in default or uncollectible	2011-08-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-08-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-08-31	$4,460,272
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-08-31	$123,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-08-31	No
Was there a failure to transmit to the plan any participant contributions	2011-08-31	No
Has the plan failed to provide any benefit when due under the plan	2011-08-31	No
Contributions received in cash from employer	2011-08-31	$88,652
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-08-31	$4,816,079
Contract administrator fees	2011-08-31	$11,822
Did the plan have assets held for investment	2011-08-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-08-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-08-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-08-31	Disclaimer
Accountancy firm name	2011-08-31	POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN	2011-08-31	721202445
2010 : TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,004,796
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,100,230
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,087,560
Value of total corrective distributions	2010-12-31	$7,325
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,434,726
Value of total assets at end of year	2010-12-31	$4,498,930
Value of total assets at beginning of year	2010-12-31	$4,594,364
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$5,345
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$520,556
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$13,696
Total non interest bearing cash at end of year	2010-12-31	$38,658
Total non interest bearing cash at beginning of year	2010-12-31	$73,739
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-95,434
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,498,930
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,594,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$4,460,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,520,625
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$570,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$900,474
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,087,560
Contract administrator fees	2010-12-31	$5,345
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN	2010-12-31	721202445
2009 : TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN

2011: TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	Yes
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: TRICO MARINE OPERATORS, INC. 401K RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	TRICO MARINE OPERATORS, INC.
Employer identification number (EIN):	721096124
NAIC Classification:	423990
NAIC Description:	Other Miscellaneous Durable Goods Merchant Wholesalers

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	1993-10-25
Company Identification Number:	0009743506
Legal Registered Office Address:	2101 CEDAR SPRINGS RD STE 1100 DALLAS United States of America (USA) 75201