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EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 401k Plan overview

Plan NameEMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC.
Plan identification number 502

EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Health (other than dental or vision)
  • Life insurance
  • Dental
  • Long-term disability cover

401k Sponsoring company profile

GOODWILL INDUSTRIES OF TULSA, INC. has sponsored the creation of one or more 401k plans.

Company Name:GOODWILL INDUSTRIES OF TULSA, INC.
Employer identification number (EIN):730614297
NAIC Classification:624310
NAIC Description:Vocational Rehabilitation Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5022022-10-01JOSEPH MCKELLAR2024-04-30 JOSEPH MCKELLAR2024-04-30
5022021-10-01KARLA DAVIS2023-03-27 KARLA DAVIS2023-03-27
5022020-10-01KARLA DAVIS2022-04-28 KARLA DAVIS2022-04-28
5022019-10-01KARLA DAVIS2021-04-30 KARLA DAVIS2021-04-30
5022018-10-01KARLA DAVIS2020-05-26 KARLA DAVIS2020-05-26
5022017-10-01KARLA DAVIS2019-05-02 KARLA DAVIS2019-05-02
5022016-10-01
5022015-10-01
5022014-10-01
5022014-10-01
5022012-10-01KARLA DAVIS
5022011-10-01KARLA DAVIS
5022010-10-01KARLA DAVIS
5022009-10-01GREG A HILL
5022008-10-01

Plan Statistics for EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC.

401k plan membership statisitcs for EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC.

Measure Date Value
2022: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2022 401k membership
Total participants, beginning-of-year2022-10-01159
Total number of active participants reported on line 7a of the Form 55002022-10-01197
Number of retired or separated participants receiving benefits2022-10-011
Total of all active and inactive participants2022-10-01198
Total participants2022-10-01198
2021: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2021 401k membership
Total participants, beginning-of-year2021-10-01195
Total number of active participants reported on line 7a of the Form 55002021-10-01159
Number of retired or separated participants receiving benefits2021-10-011
Total of all active and inactive participants2021-10-01160
Total participants2021-10-01160
2020: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2020 401k membership
Total participants, beginning-of-year2020-10-01187
Total number of active participants reported on line 7a of the Form 55002020-10-01199
Number of retired or separated participants receiving benefits2020-10-011
Total of all active and inactive participants2020-10-01200
Total participants2020-10-01200
2019: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2019 401k membership
Total participants, beginning-of-year2019-10-01215
Total number of active participants reported on line 7a of the Form 55002019-10-01204
Number of retired or separated participants receiving benefits2019-10-011
Total of all active and inactive participants2019-10-01205
Total participants2019-10-01205
2018: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2018 401k membership
Total participants, beginning-of-year2018-10-01192
Total number of active participants reported on line 7a of the Form 55002018-10-01196
Number of retired or separated participants receiving benefits2018-10-014
Total of all active and inactive participants2018-10-01200
Total participants2018-10-01200
2017: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2017 401k membership
Total participants, beginning-of-year2017-10-01238
Total number of active participants reported on line 7a of the Form 55002017-10-01214
Number of retired or separated participants receiving benefits2017-10-013
Number of other retired or separated participants entitled to future benefits2017-10-010
Total of all active and inactive participants2017-10-01217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-01217
Number of participants with account balances2017-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
Number of employers contributing to the scheme2017-10-010
2016: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2016 401k membership
Total participants, beginning-of-year2016-10-01247
Total number of active participants reported on line 7a of the Form 55002016-10-01244
Number of retired or separated participants receiving benefits2016-10-016
Total of all active and inactive participants2016-10-01250
Total participants2016-10-01250
2015: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2015 401k membership
Total participants, beginning-of-year2015-10-01243
Total number of active participants reported on line 7a of the Form 55002015-10-01256
Total of all active and inactive participants2015-10-01256
Total participants2015-10-01256
2014: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2014 401k membership
Total participants, beginning-of-year2014-10-01240
Total number of active participants reported on line 7a of the Form 55002014-10-01242
Number of retired or separated participants receiving benefits2014-10-011
Number of other retired or separated participants entitled to future benefits2014-10-010
Total of all active and inactive participants2014-10-01243
Total participants2014-10-01243
2012: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2012 401k membership
Total participants, beginning-of-year2012-10-01222
Total number of active participants reported on line 7a of the Form 55002012-10-01252
Number of retired or separated participants receiving benefits2012-10-013
Total of all active and inactive participants2012-10-01255
Total participants2012-10-01255
2011: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2011 401k membership
Total participants, beginning-of-year2011-10-01181
Total number of active participants reported on line 7a of the Form 55002011-10-01222
Number of retired or separated participants receiving benefits2011-10-010
Total of all active and inactive participants2011-10-01222
Total participants2011-10-01222
2010: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2010 401k membership
Total participants, beginning-of-year2010-10-01159
Total number of active participants reported on line 7a of the Form 55002010-10-01181
Number of retired or separated participants receiving benefits2010-10-010
Total of all active and inactive participants2010-10-01181
Total participants2010-10-01181
2009: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2009 401k membership
Total participants, beginning-of-year2009-10-01146
Total number of active participants reported on line 7a of the Form 55002009-10-01155
Number of retired or separated participants receiving benefits2009-10-014
Total of all active and inactive participants2009-10-01159
Total participants2009-10-01159

Form 5500 Responses for EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC.

2022: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2022 form 5500 responses
2022-10-01Type of plan entitySingle employer plan
2022-10-01Plan funding arrangement – InsuranceYes
2022-10-01Plan benefit arrangement – InsuranceYes
2021: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Plan funding arrangement – InsuranceYes
2021-10-01Plan benefit arrangement – InsuranceYes
2020: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Plan funding arrangement – InsuranceYes
2020-10-01Plan benefit arrangement – InsuranceYes
2019: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Plan funding arrangement – InsuranceYes
2019-10-01Plan benefit arrangement – InsuranceYes
2018: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan benefit arrangement – InsuranceYes
2017: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan benefit arrangement – InsuranceYes
2016: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan benefit arrangement – InsuranceYes
2015: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan benefit arrangement – InsuranceYes
2014: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan benefit arrangement – InsuranceYes
2012: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan benefit arrangement – InsuranceYes
2011: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan benefit arrangement – InsuranceYes
2010: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Plan funding arrangement – InsuranceYes
2010-10-01Plan benefit arrangement – InsuranceYes
2009: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan benefit arrangement – InsuranceYes
2008: EMPLOYEE FRINGE BENEFIT PLAN OF GOODWILL INDUSTRIES OF TULSA, INC. 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

COMMUNITY CARE (National Association of Insurance Commissioners NAIC id number: 10001 )
Policy contract numberC10214
Policy instance 5
Insurance contract or identification numberC10214
Number of Individuals Covered143
Insurance policy start date2022-10-01
Insurance policy end date2023-09-30
Total amount of commissions paid to insurance brokerUSD $59,220
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,377,238
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $59,220
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
AMERICAN HERITAGE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60534 )
Policy contract number31737
Policy instance 4
Insurance contract or identification number31737
Number of Individuals Covered40
Insurance policy start date2022-10-01
Insurance policy end date2023-09-30
Total amount of commissions paid to insurance brokerUSD $3,837
Other welfare benefits providedACCIDENT, CANCER, CRITICAL ILLNESS
Welfare Benefit Premiums Paid to CarrierUSD $16,691
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,837
Insurance broker organization code?3
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number638019
Policy instance 3
Insurance contract or identification number638019
Number of Individuals Covered55
Insurance policy start date2022-10-01
Insurance policy end date2023-09-30
Total amount of commissions paid to insurance brokerUSD $2,103
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $14,019
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,103
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number12882
Policy instance 2
Insurance contract or identification number12882
Number of Individuals Covered198
Insurance policy start date2022-10-01
Insurance policy end date2023-09-30
Total amount of commissions paid to insurance brokerUSD $10,701
Total amount of fees paid to insurance companyUSD $40
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $64,699
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,701
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees40
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number00417151
Policy instance 1
Insurance contract or identification number00417151
Number of Individuals Covered184
Insurance policy start date2022-10-01
Insurance policy end date2023-09-30
Total amount of commissions paid to insurance brokerUSD $4,559
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $82,800
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,559
Insurance broker organization code?3
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number00417151
Policy instance 1
Insurance contract or identification number00417151
Number of Individuals Covered166
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $4,454
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $76,766
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,454
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number12882
Policy instance 2
Insurance contract or identification number12882
Number of Individuals Covered153
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $8,420
Total amount of fees paid to insurance companyUSD $26
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $50,478
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,420
Insurance broker organization code?3
Amount paid for insurance broker fees26
Additional information about fees paid to insurance brokerTPA FEES
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number638019
Policy instance 3
Insurance contract or identification number638019
Number of Individuals Covered55
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $2,041
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $13,603
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,041
Insurance broker organization code?3
AMERICAN HERITAGE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60534 )
Policy contract number31737
Policy instance 4
Insurance contract or identification number31737
Number of Individuals Covered39
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $4,004
Other welfare benefits providedACCIDENT, CANCER, CRITICAL ILLNESS
Welfare Benefit Premiums Paid to CarrierUSD $20,114
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,004
Insurance broker organization code?3
COMMUNITY CARE (National Association of Insurance Commissioners NAIC id number: 10001 )
Policy contract numberC10214
Policy instance 5
Insurance contract or identification numberC10214
Number of Individuals Covered159
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of fees paid to insurance companyUSD $62,755
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,232,770
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees62755
Additional information about fees paid to insurance brokerSERVICE FEE
Insurance broker organization code?3
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number00417151
Policy instance 1
Insurance contract or identification number00417151
Number of Individuals Covered182
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $4,860
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $90,425
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,860
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number12882
Policy instance 2
Insurance contract or identification number12882
Number of Individuals Covered180
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $9,305
Total amount of fees paid to insurance companyUSD $39
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Other welfare benefits providedSHORT TERM DISABILITY, ADD
Welfare Benefit Premiums Paid to CarrierUSD $56,183
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,305
Insurance broker organization code?3
Amount paid for insurance broker fees39
Additional information about fees paid to insurance brokerTPA FEES
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number638019
Policy instance 3
Insurance contract or identification number638019
Number of Individuals Covered46
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $1,620
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $10,073
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $109
Insurance broker organization code?3
AMERICAN HERITAGE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60534 )
Policy contract number31737
Policy instance 4
Insurance contract or identification number31737
Number of Individuals Covered42
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $3,892
Other welfare benefits providedACCIDENT, CANCER, CRITICAL ILLNESS
Welfare Benefit Premiums Paid to CarrierUSD $23,451
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,892
Insurance broker organization code?3
COMMUNITY CARE (National Association of Insurance Commissioners NAIC id number: 10001 )
Policy contract numberC10214
Policy instance 5
Insurance contract or identification numberC10214
Number of Individuals Covered171
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of fees paid to insurance companyUSD $76,160
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,459,714
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees76160
Additional information about fees paid to insurance brokerSERVICE FEE
Insurance broker organization code?3
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number00417151
Policy instance 1
Insurance contract or identification number00417151
Number of Individuals Covered208
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $5,054
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $98,316
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,054
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number12882
Policy instance 2
Insurance contract or identification number12882
Number of Individuals Covered202
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $9,674
Total amount of fees paid to insurance companyUSD $54
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $58,573
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,674
Insurance broker organization code?3
Amount paid for insurance broker fees26
Additional information about fees paid to insurance brokerTPA FEES
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number638019
Policy instance 3
Insurance contract or identification number638019
Number of Individuals Covered48
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $1,617
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $10,852
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,617
Insurance broker organization code?3
AMERICAN HERITAGE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60534 )
Policy contract number31737
Policy instance 4
Insurance contract or identification number31737
Number of Individuals Covered46
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $5,409
Other welfare benefits providedACCIDENT, CANCER, CRITICAL ILLNESS
Welfare Benefit Premiums Paid to CarrierUSD $39,644
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,409
Insurance broker organization code?3
COMMUNITY CARE (National Association of Insurance Commissioners NAIC id number: 10001 )
Policy contract numberC10214
Policy instance 5
Insurance contract or identification numberC10214
Number of Individuals Covered194
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of fees paid to insurance companyUSD $82,005
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,572,902
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees82005
Additional information about fees paid to insurance brokerSERVICE FEE
Insurance broker organization code?3
COMMUNITY CARE (National Association of Insurance Commissioners NAIC id number: 10001 )
Policy contract numberC10214
Policy instance 5
Insurance contract or identification number86509
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-05-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Total amount of fees paid to insurance companyUSD $79,660
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,620,240
Amount paid for insurance broker fees79660
Additional information about fees paid to insurance brokerSERVICE FEE
Insurance broker organization code?3
AMERICAN HERITAGE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60534 )
Policy contract number31737
Policy instance 4
Insurance contract or identification number31737
Number of Individuals Covered32
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $6,937
Other welfare benefits providedACCIDENT, CANCER, CRITICAL ILLNESS
Welfare Benefit Premiums Paid to CarrierUSD $24,437
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,937
Insurance broker organization code?3
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number638019
Policy instance 3
Insurance contract or identification number638019
Number of Individuals Covered52
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $1,677
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $11,179
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,677
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number12882
Policy instance 2
Insurance contract or identification number12882
Number of Individuals Covered215
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $9,489
Total amount of fees paid to insurance companyUSD $77
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Other welfare benefits providedSHORT TERM DISABILITY, ADD
Welfare Benefit Premiums Paid to CarrierUSD $58,437
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,489
Insurance broker organization code?3
Amount paid for insurance broker fees77
Additional information about fees paid to insurance brokerTPA FEES
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number0002B375
Policy instance 1
Insurance contract or identification number0002B375
Number of Individuals Covered229
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $5,129
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $101,677
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,129
Insurance broker organization code?3
COMMUNITY CARE (National Association of Insurance Commissioners NAIC id number: 10001 )
Policy contract numberC10214
Policy instance 5
Insurance contract or identification numberC10214
Number of Individuals Covered197
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of fees paid to insurance companyUSD $79,905
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,679,337
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN HERITAGE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60534 )
Policy contract number31737
Policy instance 4
Insurance contract or identification number31737
Number of Individuals Covered28
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $14,544
Other welfare benefits providedACCIDENT, CANCER, CRITICAL ILLNESS
Welfare Benefit Premiums Paid to CarrierUSD $22,878
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number12882
Policy instance 2
Insurance contract or identification number12882
Number of Individuals Covered214
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $12,848
Total amount of fees paid to insurance companyUSD $95
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Other welfare benefits providedSHORT TERM DISABILITY, ADD
Welfare Benefit Premiums Paid to CarrierUSD $61,288
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number638019
Policy instance 3
Insurance contract or identification number638019
Number of Individuals Covered45
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $1,573
Total amount of fees paid to insurance companyUSD $89
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $10,490
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number0002B375
Policy instance 1
Insurance contract or identification number0002B375
Number of Individuals Covered230
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $5,196
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $105,867
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number638019
Policy instance 3
Insurance contract or identification number638019
Number of Individuals Covered49
Insurance policy start date2015-10-01
Insurance policy end date2016-09-30
Total amount of commissions paid to insurance brokerUSD $1,663
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $10,256
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,663
Insurance broker organization code?3
Insurance broker nameSUMMIT FINANCIAL GROUP INC
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number12882
Policy instance 2
Insurance contract or identification number12882
Number of Individuals Covered246
Insurance policy start date2015-10-01
Insurance policy end date2016-09-30
Total amount of commissions paid to insurance brokerUSD $11,953
Total amount of fees paid to insurance companyUSD $88
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Other welfare benefits providedSHORT TERM DISABILITY, ADD
Welfare Benefit Premiums Paid to CarrierUSD $113,772
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,749
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees88
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Insurance broker nameAXA ASSISTANCE, USA
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number00417151
Policy instance 1
Insurance contract or identification number00417151
Number of Individuals Covered216
Insurance policy start date2015-10-01
Insurance policy end date2016-09-30
Total amount of commissions paid to insurance brokerUSD $5,034
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $97,022
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,034
Insurance broker organization code?3
Insurance broker nameSUMMIT FINANCIAL GROUP
COMMUNITY CARE (National Association of Insurance Commissioners NAIC id number: 10001 )
Policy contract numberC10214
Policy instance 4
Insurance contract or identification numberC10214
Number of Individuals Covered186
Insurance policy start date2015-10-01
Insurance policy end date2016-09-30
Total amount of commissions paid to insurance brokerUSD $74,865
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,531,631
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $74,865
Insurance broker organization code?3
Insurance broker nameSUMMIT FINANCIAL GROUP
COMMUNITY CARE (National Association of Insurance Commissioners NAIC id number: 10001 )
Policy contract numberC10214
Policy instance 4
Insurance contract or identification numberC10214
Number of Individuals Covered167
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Total amount of commissions paid to insurance brokerUSD $62,300
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,364,672
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $62,300
Insurance broker organization code?3
Insurance broker nameSUMMIT FINANCIAL GROUP
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number12882
Policy instance 2
Insurance contract or identification number12882
Number of Individuals Covered235
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Total amount of fees paid to insurance companyUSD $5,242
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Other welfare benefits providedSTD
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Total amount of commissions paid to insurance brokerUSD $8,884
Welfare Benefit Premiums Paid to CarrierUSD $109,076
Commission paid to Insurance BrokerUSD $8,884
Insurance broker organization code?3
Amount paid for insurance broker fees86
Additional information about fees paid to insurance brokerTHIRD PARTY ADMIN FEES
Insurance broker nameAXA ASSISTANCE USA
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number00417151
Policy instance 1
Insurance contract or identification number00417151
Number of Individuals Covered187
Insurance policy start date2012-10-01
Insurance policy end date2013-09-30
Total amount of commissions paid to insurance brokerUSD $4,435
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Welfare Benefit Premiums Paid to CarrierUSD $93,346
Commission paid to Insurance BrokerUSD $4,931
Insurance broker organization code?3
Insurance broker nameSUMMIT FINANCIAL GROUP
COMMUNITY CARE (National Association of Insurance Commissioners NAIC id number: 10001 )
Policy contract numberC10214
Policy instance 3
Insurance contract or identification numberC10214
Number of Individuals Covered167
Insurance policy start date2012-10-01
Insurance policy end date2013-09-30
Total amount of commissions paid to insurance brokerUSD $49,454
Health Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number638019
Policy instance 3
Insurance contract or identification number638019
Number of Individuals Covered48
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Total amount of commissions paid to insurance brokerUSD $1,402
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $10,176
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,402
Insurance broker organization code?3
Insurance broker nameSUMMIT FINANCIAL GROUP
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number12882
Policy instance 2
Insurance contract or identification number12882
Number of Individuals Covered236
Insurance policy start date2012-10-01
Insurance policy end date2013-09-30
Total amount of commissions paid to insurance brokerUSD $8,814
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Other welfare benefits providedSTD
Welfare Benefit Premiums Paid to CarrierUSD $105,209
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,733
Insurance broker organization code?3
Insurance broker nameAXA ASSISTANCE, USA
COMMUNITY CARE (National Association of Insurance Commissioners NAIC id number: 10001 )
Policy contract numberC10214
Policy instance 3
Insurance contract or identification numberC10214
Number of Individuals Covered167
Insurance policy start date2012-10-01
Insurance policy end date2013-09-30
Total amount of commissions paid to insurance brokerUSD $56,812
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,109,523
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $56,812
Insurance broker organization code?3
Insurance broker nameSUMMIT FINANCIAL GROUP, INC.
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number00417151
Policy instance 1
Insurance contract or identification number00417151
Number of Individuals Covered187
Insurance policy start date2012-10-01
Insurance policy end date2013-09-30
Total amount of commissions paid to insurance brokerUSD $4,435
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $76,960
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,435
Insurance broker organization code?3
Insurance broker nameSUMMIT FINANCIAL GROUP, INC.
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number12882
Policy instance 2
Insurance contract or identification numberCR13823
Number of Individuals Covered57
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $5,277
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,277
Insurance broker organization code?4
Other welfare benefits providedSTD
Welfare Benefit Premiums Paid to CarrierUSD $96,244
COMMUNITY CARE (National Association of Insurance Commissioners NAIC id number: 10001 )
Policy contract number221018
Policy instance 4
Insurance contract or identification number221018
Number of Individuals Covered146
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Total amount of commissions paid to insurance brokerUSD $47,952
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $992,986
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number00417151
Policy instance 1
Insurance contract or identification number00417151
Number of Individuals Covered173
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Total amount of commissions paid to insurance brokerUSD $4,176
Total amount of fees paid to insurance companyUSD $1,276
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $67,857
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
COMMUNITY CARE (National Association of Insurance Commissioners NAIC id number: 10001 )
Policy contract numberIC0J19
Policy instance 3
Insurance contract or identification numberIC0J19
Number of Individuals Covered7
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Total amount of commissions paid to insurance brokerUSD $2,499
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $52,313
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number638019
Policy instance 2
Insurance contract or identification number638019
Number of Individuals Covered181
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $2,708
Life Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
COMMUNITY CARE (National Association of Insurance Commissioners NAIC id number: 10001 )
Policy contract number221018
Policy instance 5
Insurance contract or identification number221018
Number of Individuals Covered155
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $46,612
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $978,800
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
COMMUNITYCARE (National Association of Insurance Commissioners NAIC id number: 89008 )
Policy contract numberIC0J19
Policy instance 4
Insurance contract or identification numberIC0J19
Number of Individuals Covered7
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $2,197
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $46,742
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number638019
Policy instance 3
Insurance contract or identification number638019
Number of Individuals Covered40
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $1,272
Long Term Disability Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number00417151
Policy instance 1
Insurance contract or identification number00417151
Number of Individuals Covered162
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $4,415
Total amount of fees paid to insurance companyUSD $1,979
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $73,686
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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