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RAE CORPORATION 401(K) PLAN 401k Plan overview

Plan NameRAE CORPORATION 401(K) PLAN
Plan identification number 001

RAE CORPORATION 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Life insurance

401k Sponsoring company profile

RAE CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:RAE CORPORATION
Employer identification number (EIN):730798677
NAIC Classification:333410

Additional information about RAE CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0567803

More information about RAE CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RAE CORPORATION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01DAN CROFFORD
0012016-01-01DAN CROFFORD
0012015-01-01DAN CROFFORD DAN CROFFORD2016-09-22
0012014-01-01DANIEL CROFFORD DANIEL CROFFORD2015-08-17
0012013-01-01DAN CROFFORD DAN CROFFORD2014-09-24
0012012-01-01DAN CROFFORD DAN CROFFORD2013-09-18
0012011-01-01VICKIE STEPHENS VICKIE STEPHENS2012-06-29
0012009-01-01VICKIE STEPHENS VICKIE STEPHENS2010-10-08

Plan Statistics for RAE CORPORATION 401(K) PLAN

401k plan membership statisitcs for RAE CORPORATION 401(K) PLAN

Measure Date Value
2022: RAE CORPORATION 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01643
Total number of active participants reported on line 7a of the Form 55002022-01-01519
Number of other retired or separated participants entitled to future benefits2022-01-01109
Total of all active and inactive participants2022-01-01628
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-014
Total participants2022-01-01632
Number of participants with account balances2022-01-01597
2021: RAE CORPORATION 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01556
Total number of active participants reported on line 7a of the Form 55002021-01-01547
Number of other retired or separated participants entitled to future benefits2021-01-0194
Total of all active and inactive participants2021-01-01641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01643
Number of participants with account balances2021-01-01597
2020: RAE CORPORATION 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01561
Total number of active participants reported on line 7a of the Form 55002020-01-01372
Number of other retired or separated participants entitled to future benefits2020-01-01183
Total of all active and inactive participants2020-01-01555
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01556
Number of participants with account balances2020-01-01527
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: RAE CORPORATION 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01513
Total number of active participants reported on line 7a of the Form 55002019-01-01400
Number of other retired or separated participants entitled to future benefits2019-01-01160
Total of all active and inactive participants2019-01-01560
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01561
Number of participants with account balances2019-01-01521
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-013
2018: RAE CORPORATION 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01448
Total number of active participants reported on line 7a of the Form 55002018-01-01390
Number of other retired or separated participants entitled to future benefits2018-01-01123
Total of all active and inactive participants2018-01-01513
Total participants2018-01-01513
Number of participants with account balances2018-01-01471
2017: RAE CORPORATION 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01375
Total number of active participants reported on line 7a of the Form 55002017-01-01378
Number of retired or separated participants receiving benefits2017-01-0170
Total of all active and inactive participants2017-01-01448
Total participants2017-01-01448
Number of participants with account balances2017-01-01387
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: RAE CORPORATION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01287
Total number of active participants reported on line 7a of the Form 55002016-01-01334
Number of retired or separated participants receiving benefits2016-01-0141
Total of all active and inactive participants2016-01-01375
Total participants2016-01-01375
Number of participants with account balances2016-01-01324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: RAE CORPORATION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01254
Total number of active participants reported on line 7a of the Form 55002015-01-01262
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0120
Total of all active and inactive participants2015-01-01283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01284
Number of participants with account balances2015-01-01213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0113
2014: RAE CORPORATION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01224
Total number of active participants reported on line 7a of the Form 55002014-01-01212
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0116
Total of all active and inactive participants2014-01-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01230
Number of participants with account balances2014-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0119
2013: RAE CORPORATION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01216
Total number of active participants reported on line 7a of the Form 55002013-01-01212
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0110
Total of all active and inactive participants2013-01-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01224
Number of participants with account balances2013-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0120
2012: RAE CORPORATION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01177
Total number of active participants reported on line 7a of the Form 55002012-01-01173
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-018
Total of all active and inactive participants2012-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01183
Number of participants with account balances2012-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: RAE CORPORATION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01189
Total number of active participants reported on line 7a of the Form 55002011-01-01160
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0110
Total of all active and inactive participants2011-01-01171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01172
Number of participants with account balances2011-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0112
2009: RAE CORPORATION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01185
Total number of active participants reported on line 7a of the Form 55002009-01-01181
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0125
Total of all active and inactive participants2009-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01207
Number of participants with account balances2009-01-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0111

Financial Data on RAE CORPORATION 401(K) PLAN

Measure Date Value
2022 : RAE CORPORATION 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-1,082,984
Total of all expenses incurred2022-12-31$1,054,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$954,784
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,943,968
Value of total assets at end of year2022-12-31$17,142,350
Value of total assets at beginning of year2022-12-31$19,279,690
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$99,572
Total interest from all sources2022-12-31$42,530
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$271,261
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$271,261
Administrative expenses professional fees incurred2022-12-31$99,572
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,124,974
Participant contributions at end of year2022-12-31$665,652
Participant contributions at beginning of year2022-12-31$617,298
Participant contributions at end of year2022-12-31$20,873
Participant contributions at beginning of year2022-12-31$18,757
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$93,148
Total non interest bearing cash at beginning of year2022-12-31$13,109
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,137,340
Value of net assets at end of year (total assets less liabilities)2022-12-31$17,142,350
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$19,279,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$15,281,200
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$17,908,384
Interest on participant loans2022-12-31$28,664
Value of interest in common/collective trusts at end of year2022-12-31$292,349
Value of interest in common/collective trusts at beginning of year2022-12-31$28,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$871,727
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$684,192
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$684,192
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$13,866
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,110,438
Net investment gain or loss from common/collective trusts2022-12-31$-1,230,305
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$725,846
Employer contributions (assets) at end of year2022-12-31$10,549
Employer contributions (assets) at beginning of year2022-12-31$9,361
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$954,784
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CURZON CUMBEY & KUNKEL PLLC
Accountancy firm EIN2022-12-31731528194
2021 : RAE CORPORATION 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$4,075,666
Total of all expenses incurred2021-12-31$871,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$781,712
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,552,423
Value of total assets at end of year2021-12-31$19,279,690
Value of total assets at beginning of year2021-12-31$16,075,434
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$89,698
Total interest from all sources2021-12-31$22,723
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$446,443
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$446,443
Administrative expenses professional fees incurred2021-12-31$89,698
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$954,232
Participant contributions at end of year2021-12-31$617,298
Participant contributions at beginning of year2021-12-31$596,101
Participant contributions at end of year2021-12-31$18,757
Participant contributions at beginning of year2021-12-31$21,463
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$89
Total non interest bearing cash at end of year2021-12-31$13,109
Total non interest bearing cash at beginning of year2021-12-31$3,883
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,204,256
Value of net assets at end of year (total assets less liabilities)2021-12-31$19,279,690
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$16,075,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$17,908,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$14,702,557
Interest on participant loans2021-12-31$22,541
Value of interest in common/collective trusts at end of year2021-12-31$28,589
Value of interest in common/collective trusts at beginning of year2021-12-31$27,412
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$684,192
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$712,578
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$712,578
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$182
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,076,063
Net investment gain or loss from common/collective trusts2021-12-31$978,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$598,191
Employer contributions (assets) at end of year2021-12-31$9,361
Employer contributions (assets) at beginning of year2021-12-31$11,351
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$781,712
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CURZON CUMBEY & KUNKEL PLLC
Accountancy firm EIN2021-12-31731528194
2020 : RAE CORPORATION 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$3,571,153
Total of all expenses incurred2020-12-31$1,439,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,358,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,619,196
Value of total assets at end of year2020-12-31$16,075,434
Value of total assets at beginning of year2020-12-31$13,944,208
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$81,092
Total interest from all sources2020-12-31$29,932
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$278,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$278,344
Administrative expenses professional fees incurred2020-12-31$81,092
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$851,970
Participant contributions at end of year2020-12-31$596,101
Participant contributions at beginning of year2020-12-31$594,771
Participant contributions at end of year2020-12-31$21,463
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$254,964
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$89
Total non interest bearing cash at end of year2020-12-31$3,883
Total non interest bearing cash at beginning of year2020-12-31$29,016
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,131,226
Value of net assets at end of year (total assets less liabilities)2020-12-31$16,075,434
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$13,944,208
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$14,702,557
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$13,128,935
Interest on participant loans2020-12-31$27,543
Value of interest in common/collective trusts at end of year2020-12-31$27,412
Value of interest in common/collective trusts at beginning of year2020-12-31$99,317
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$712,578
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$92,169
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$92,169
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2,389
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$881,948
Net investment gain or loss from common/collective trusts2020-12-31$761,733
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$512,262
Employer contributions (assets) at end of year2020-12-31$11,351
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,358,835
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CURZON CUMBEY & KUNKEL PLLC
Accountancy firm EIN2020-12-31731528194
2019 : RAE CORPORATION 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$3,738,217
Total income from all sources (including contributions)2019-12-31$3,738,217
Total of all expenses incurred2019-12-31$861,262
Total of all expenses incurred2019-12-31$861,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$790,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,297,676
Value of total assets at end of year2019-12-31$13,944,208
Value of total assets at beginning of year2019-12-31$11,067,253
Value of total assets at beginning of year2019-12-31$11,067,253
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$70,585
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$70,585
Total interest from all sources2019-12-31$32,024
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$261,411
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$261,411
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$261,411
Administrative expenses professional fees incurred2019-12-31$70,585
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$810,639
Participant contributions at end of year2019-12-31$594,771
Participant contributions at beginning of year2019-12-31$601,714
Participant contributions at beginning of year2019-12-31$601,714
Participant contributions at beginning of year2019-12-31$15,548
Participant contributions at beginning of year2019-12-31$15,548
Total non interest bearing cash at end of year2019-12-31$29,016
Total non interest bearing cash at end of year2019-12-31$29,016
Total non interest bearing cash at beginning of year2019-12-31$6,435
Total non interest bearing cash at beginning of year2019-12-31$6,435
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,876,955
Value of net income/loss2019-12-31$2,876,955
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,944,208
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,067,253
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,067,253
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$13,128,935
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,386,866
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,386,866
Interest on participant loans2019-12-31$30,989
Value of interest in common/collective trusts at end of year2019-12-31$99,317
Value of interest in common/collective trusts at beginning of year2019-12-31$25,355
Value of interest in common/collective trusts at beginning of year2019-12-31$25,355
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$92,169
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$23,428
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$23,428
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$23,428
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$23,428
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,035
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,311,152
Net investment gain or loss from common/collective trusts2019-12-31$835,954
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$487,037
Employer contributions (assets) at beginning of year2019-12-31$7,907
Employer contributions (assets) at beginning of year2019-12-31$7,907
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$790,677
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CURZON CUMBEY & KUNKEL PLLC
Accountancy firm name2019-12-31CURZON CUMBEY & KUNKEL PLLC
Accountancy firm EIN2019-12-31731528194
Accountancy firm EIN2019-12-31731528194
2018 : RAE CORPORATION 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$880,223
Total of all expenses incurred2018-12-31$726,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$669,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,476,989
Value of total assets at end of year2018-12-31$11,067,253
Value of total assets at beginning of year2018-12-31$10,913,857
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$57,741
Total interest from all sources2018-12-31$28,457
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$274,482
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$274,482
Administrative expenses professional fees incurred2018-12-31$57,741
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$733,507
Participant contributions at end of year2018-12-31$601,714
Participant contributions at beginning of year2018-12-31$602,011
Participant contributions at end of year2018-12-31$15,548
Participant contributions at beginning of year2018-12-31$2,573
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$281,314
Total non interest bearing cash at end of year2018-12-31$6,435
Total non interest bearing cash at beginning of year2018-12-31$38,020
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$153,396
Value of net assets at end of year (total assets less liabilities)2018-12-31$11,067,253
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$10,913,857
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$10,386,866
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$10,253,471
Interest on participant loans2018-12-31$28,143
Value of interest in common/collective trusts at end of year2018-12-31$25,355
Value of interest in common/collective trusts at beginning of year2018-12-31$71
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$23,428
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$15,863
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$15,863
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$314
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-680,106
Net investment gain or loss from common/collective trusts2018-12-31$-219,599
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$462,168
Employer contributions (assets) at end of year2018-12-31$7,907
Employer contributions (assets) at beginning of year2018-12-31$1,848
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$669,086
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CURZON CUMBEY & KUNKEL
Accountancy firm EIN2018-12-31731528194
2017 : RAE CORPORATION 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$2,541,744
Total of all expenses incurred2017-12-31$1,045,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$989,907
Expenses. Certain deemed distributions of participant loans2017-12-31$1,709
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,133,413
Value of total assets at end of year2017-12-31$10,913,857
Value of total assets at beginning of year2017-12-31$9,417,986
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$54,257
Total interest from all sources2017-12-31$22,453
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$194,261
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$194,261
Administrative expenses professional fees incurred2017-12-31$54,257
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$700,674
Participant contributions at end of year2017-12-31$602,011
Participant contributions at beginning of year2017-12-31$499,142
Participant contributions at end of year2017-12-31$2,573
Participant contributions at beginning of year2017-12-31$1,523
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$6,150
Total non interest bearing cash at end of year2017-12-31$38,020
Total non interest bearing cash at beginning of year2017-12-31$33,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,495,871
Value of net assets at end of year (total assets less liabilities)2017-12-31$10,913,857
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$9,417,986
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$10,253,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,871,108
Interest on participant loans2017-12-31$22,351
Value of interest in common/collective trusts at end of year2017-12-31$71
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$15,863
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$11,213
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$11,213
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$102
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$732,932
Net investment gain or loss from common/collective trusts2017-12-31$458,685
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$426,589
Employer contributions (assets) at end of year2017-12-31$1,848
Employer contributions (assets) at beginning of year2017-12-31$1,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$989,907
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CURZON CUMBEY & KUNKEL PLLC
Accountancy firm EIN2017-12-31731528194
2016 : RAE CORPORATION 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,514,893
Total of all expenses incurred2016-12-31$861,741
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$840,826
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$915,228
Value of total assets at end of year2016-12-31$9,417,986
Value of total assets at beginning of year2016-12-31$8,764,834
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$20,915
Total interest from all sources2016-12-31$18,027
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$97,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$97,661
Administrative expenses professional fees incurred2016-12-31$20,915
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$563,262
Participant contributions at end of year2016-12-31$499,142
Participant contributions at beginning of year2016-12-31$367,634
Participant contributions at end of year2016-12-31$1,523
Participant contributions at beginning of year2016-12-31$216
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$84,663
Total non interest bearing cash at end of year2016-12-31$33,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$653,152
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,417,986
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,764,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$6,262,804
Value of interest in pooled separate accounts at beginning of year2016-12-31$6,186,970
Interest on participant loans2016-12-31$18,011
Value of interest in common/collective trusts at end of year2016-12-31$2,608,304
Value of interest in common/collective trusts at beginning of year2016-12-31$2,172,084
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$11,213
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$16
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$37,280
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-37,448
Net investment gain or loss from common/collective trusts2016-12-31$521,425
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$267,303
Employer contributions (assets) at end of year2016-12-31$1,125
Employer contributions (assets) at beginning of year2016-12-31$650
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$840,826
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CURZON CUMBEY & KUNKEL PLLC
Accountancy firm EIN2016-12-31731528194
2015 : RAE CORPORATION 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$825,847
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$733,437
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$716,127
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$749,776
Value of total assets at end of year2015-12-31$8,764,834
Value of total assets at beginning of year2015-12-31$8,672,424
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$17,310
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$14,710
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Amount of non-exempt transactions with any party-in-interest2015-12-31$0
Contributions received from participants2015-12-31$522,217
Participant contributions at end of year2015-12-31$367,634
Participant contributions at beginning of year2015-12-31$370,678
Participant contributions at end of year2015-12-31$216
Participant contributions at beginning of year2015-12-31$15,439
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$6,035
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$167
Administrative expenses (other) incurred2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$92,410
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,764,834
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,672,424
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$0
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in pooled separate accounts at end of year2015-12-31$6,186,970
Value of interest in pooled separate accounts at beginning of year2015-12-31$6,161,311
Interest on participant loans2015-12-31$14,579
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$131
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$2,172,084
Value of interest in common/collective trusts at beginning of year2015-12-31$1,360,502
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$37,280
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$758,087
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$0
Net investment gain/loss from pooled separate accounts2015-12-31$48,964
Net investment gain or loss from common/collective trusts2015-12-31$12,230
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$221,524
Employer contributions (assets) at end of year2015-12-31$650
Employer contributions (assets) at beginning of year2015-12-31$6,407
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$716,127
Contract administrator fees2015-12-31$17,310
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HOGANTAYLOR LLP
Accountancy firm EIN2015-12-31731413977
2014 : RAE CORPORATION 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,121,967
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$301,482
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$284,777
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$710,715
Value of total assets at end of year2014-12-31$8,672,424
Value of total assets at beginning of year2014-12-31$7,851,939
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$16,705
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$16,243
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Amount of non-exempt transactions with any party-in-interest2014-12-31$0
Contributions received from participants2014-12-31$492,568
Participant contributions at end of year2014-12-31$370,678
Participant contributions at beginning of year2014-12-31$409,767
Participant contributions at end of year2014-12-31$15,439
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$4,316
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$820,485
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,672,424
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,851,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$0
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in pooled separate accounts at end of year2014-12-31$6,161,311
Value of interest in pooled separate accounts at beginning of year2014-12-31$5,359,595
Interest on participant loans2014-12-31$15,592
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$651
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$1,360,502
Value of interest in common/collective trusts at beginning of year2014-12-31$685,019
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$758,087
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,397,558
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$0
Net investment gain/loss from pooled separate accounts2014-12-31$370,568
Net investment gain or loss from common/collective trusts2014-12-31$20,125
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$218,147
Employer contributions (assets) at end of year2014-12-31$6,407
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$284,777
Contract administrator fees2014-12-31$16,705
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HOGANTAYLOR LLP
Accountancy firm EIN2014-12-31731413977
2013 : RAE CORPORATION 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,636,643
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$335,422
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$315,763
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$4,735
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$666,743
Value of total assets at end of year2013-12-31$7,851,939
Value of total assets at beginning of year2013-12-31$6,550,718
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$14,924
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$20,414
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$450,360
Participant contributions at end of year2013-12-31$409,767
Participant contributions at beginning of year2013-12-31$459,608
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$18,883
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$4,310
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,301,221
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,851,939
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,550,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$0
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$5,359,595
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,621,488
Interest on participant loans2013-12-31$19,102
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$1,312
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$685,019
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,397,558
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,469,622
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$0
Net investment gain/loss from pooled separate accounts2013-12-31$936,335
Net investment gain or loss from common/collective trusts2013-12-31$8,841
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$197,500
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$315,763
Contract administrator fees2013-12-31$14,924
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HARTOG, KALLENBERGER & SWARTHOUT
Accountancy firm EIN2013-12-31271125182
2012 : RAE CORPORATION 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,087,487
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$773,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$758,235
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$3,588
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$581,017
Value of total assets at end of year2012-12-31$6,550,718
Value of total assets at beginning of year2012-12-31$6,236,934
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$11,880
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$21,458
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$378,546
Participant contributions at end of year2012-12-31$459,608
Participant contributions at beginning of year2012-12-31$430,368
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$16,861
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$-119
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$313,784
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,550,718
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,236,934
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in pooled separate accounts at end of year2012-12-31$4,621,488
Value of interest in pooled separate accounts at beginning of year2012-12-31$4,179,763
Interest on participant loans2012-12-31$19,023
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$2,435
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,469,622
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,626,803
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$485,131
Net investment gain or loss from common/collective trusts2012-12-31$0
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$185,610
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$0
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$758,235
Contract administrator fees2012-12-31$11,880
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HARTOG, KALLENBERGER & SWARTHOUT
Accountancy firm EIN2012-12-31271125182
2011 : RAE CORPORATION 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$573,451
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$915,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$901,497
Expenses. Certain deemed distributions of participant loans2011-12-31$1,710
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$658,132
Value of total assets at end of year2011-12-31$6,236,934
Value of total assets at beginning of year2011-12-31$6,579,431
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$12,741
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$24,981
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$361,875
Participant contributions at end of year2011-12-31$430,368
Participant contributions at beginning of year2011-12-31$428,257
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$125,673
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$630
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-342,497
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,236,934
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,579,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in pooled separate accounts at end of year2011-12-31$4,179,763
Value of interest in pooled separate accounts at beginning of year2011-12-31$4,717,534
Interest on participant loans2011-12-31$19,636
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$5,345
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,626,803
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,433,640
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$-110,292
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$170,584
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$901,497
Contract administrator fees2011-12-31$12,741
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HARTOG, KALLENBERGER & SWARTHOUT
Accountancy firm EIN2011-12-31271125182
2010 : RAE CORPORATION 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,213,467
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$378,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$362,136
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$1,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$602,039
Value of total assets at end of year2010-12-31$6,579,431
Value of total assets at beginning of year2010-12-31$5,744,249
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$14,456
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$30,538
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$361,203
Participant contributions at end of year2010-12-31$428,257
Participant contributions at beginning of year2010-12-31$394,149
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$71,878
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$-2,899
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$835,182
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,579,431
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,744,249
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$4,717,534
Value of interest in pooled separate accounts at beginning of year2010-12-31$3,868,022
Interest on participant loans2010-12-31$19,738
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$10,800
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,433,640
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,482,078
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$65,276
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$583,789
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$168,958
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$296,860
Contract administrator fees2010-12-31$14,456
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HARTOG KALLENBERGER SWARTHOUT PLLC
Accountancy firm EIN2010-12-31271125182
2009 : RAE CORPORATION 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RAE CORPORATION 401(K) PLAN

2022: RAE CORPORATION 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RAE CORPORATION 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RAE CORPORATION 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RAE CORPORATION 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RAE CORPORATION 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RAE CORPORATION 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RAE CORPORATION 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RAE CORPORATION 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RAE CORPORATION 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RAE CORPORATION 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RAE CORPORATION 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RAE CORPORATION 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RAE CORPORATION 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number382948
Policy instance 1
Insurance contract or identification number382948
Number of Individuals Covered284
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $6,420
Total amount of fees paid to insurance companyUSD $724
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,420
Amount paid for insurance broker fees724
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameHAWKINS, JOHN C.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number382948
Policy instance 1
Insurance contract or identification number382948
Number of Individuals Covered230
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $6,122
Total amount of fees paid to insurance companyUSD $425
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,122
Amount paid for insurance broker fees425
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameHAWKINS, JOHN C.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number382948
Policy instance 1
Insurance contract or identification number382948
Number of Individuals Covered224
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $7,239
Total amount of fees paid to insurance companyUSD $595
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,239
Amount paid for insurance broker fees595
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameHAWKINS, JOHN C.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number382948
Policy instance 1
Insurance contract or identification number382948
Number of Individuals Covered183
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $6,784
Total amount of fees paid to insurance companyUSD $745
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,784
Amount paid for insurance broker fees745
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameHAWKINS, JOHN C.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number382948
Policy instance 1
Insurance contract or identification number382948
Number of Individuals Covered172
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $6,519
Total amount of fees paid to insurance companyUSD $654
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number382948
Policy instance 1
Insurance contract or identification number382948
Number of Individuals Covered183
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $8,318
Total amount of fees paid to insurance companyUSD $531
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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