401k Plan data: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN plan

STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 401k Plan overview

Plan Name	STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN
Plan identification number	001

STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STOTTS, BARCLAY, PETTUS, WHIPPLE LITTLETON & RUEF has sponsored the creation of one or more 401k plans.

Company Name: STOTTS, BARCLAY, PETTUS, WHIPPLE LITTLETON & RUEF

Employer identification number (EIN): 731134600

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 JOHN WHIPPLE JOHN WHIPPLE 2016-04-27
001 2014-01-01 JOHN WHIPPLE JOHN WHIPPLE 2015-02-18
001 2013-01-01 JOHN WHIPPLE JOHN WHIPPLE 2014-10-07
001 2012-01-01 JOHN WHIPPLE JOHN WHIPPLE 2013-10-01
001 2011-01-01 JOHN WHIPPLE JOHN WHIPPLE 2012-08-06
001 2009-01-01 JULIE L. RUEF JULIE L. RUEF 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	JOHN WHIPPLE	JOHN WHIPPLE	2016-04-27
001	2014-01-01	JOHN WHIPPLE	JOHN WHIPPLE	2015-02-18
001	2013-01-01	JOHN WHIPPLE	JOHN WHIPPLE	2014-10-07
001	2012-01-01	JOHN WHIPPLE	JOHN WHIPPLE	2013-10-01
001	2011-01-01	JOHN WHIPPLE	JOHN WHIPPLE	2012-08-06
001	2009-01-01	JULIE L. RUEF	JULIE L. RUEF	2010-10-14

Plan Statistics for STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN

401k plan membership statisitcs for STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN

Measure Date Value
2015: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 7
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 7
Number of participants with account balances 2014-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 25
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 25
Number of participants with account balances 2013-01-01 25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 24
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 24
Number of participants with account balances 2012-01-01 24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 23
Total of all active and inactive participants 2011-01-01 23
Total participants 2011-01-01 23
Number of participants with account balances 2011-01-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2009: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 24
Total of all active and inactive participants 2009-01-01 24
Total participants 2009-01-01 24
Number of participants with account balances 2009-01-01 24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	7
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	7
Number of participants with account balances	2014-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	25
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	25
Number of participants with account balances	2013-01-01	25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	24
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	24
Number of participants with account balances	2012-01-01	24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	23
Total of all active and inactive participants	2011-01-01	23
Total participants	2011-01-01	23
Number of participants with account balances	2011-01-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2009: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	24
Total of all active and inactive participants	2009-01-01	24
Total participants	2009-01-01	24
Number of participants with account balances	2009-01-01	24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN

Measure	Date	Value
2015 : STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$0
Expenses. Total of all expenses incurred	2015-12-31	$159,160
Benefits paid (including direct rollovers)	2015-12-31	$159,160
Total plan assets at end of year	2015-12-31	$0
Total plan assets at beginning of year	2015-12-31	$159,160
Value of fidelity bond covering the plan	2015-12-31	$25,000
Net income (gross income less expenses)	2015-12-31	$-159,160
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$159,160
Assets. Value of participant loans	2015-12-31	$0
2014 : STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$118,531
Expenses. Total of all expenses incurred	2014-12-31	$1,596,581
Benefits paid (including direct rollovers)	2014-12-31	$1,596,581
Total plan assets at end of year	2014-12-31	$159,160
Total plan assets at beginning of year	2014-12-31	$1,637,210
Value of fidelity bond covering the plan	2014-12-31	$10,000
Other income received	2014-12-31	$4,905
Net income (gross income less expenses)	2014-12-31	$-1,478,050
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$159,160
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,637,210
Assets. Value of participant loans	2014-12-31	$2,700
Total contributions received or receivable from employer(s)	2014-12-31	$113,626
2013 : STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$312,121
Total plan assets at end of year	2013-12-31	$1,938,855
Total plan assets at beginning of year	2013-12-31	$1,626,734
Total contributions received or receivable from participants	2013-12-31	$48,975
Other income received	2013-12-31	$248,943
Net income (gross income less expenses)	2013-12-31	$312,121
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,938,855
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,626,734
Assets. Value of participant loans	2013-12-31	$60,373
Total contributions received or receivable from employer(s)	2013-12-31	$14,203
2012 : STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$267,605
Expenses. Total of all expenses incurred	2012-12-31	$68,412
Benefits paid (including direct rollovers)	2012-12-31	$68,412
Total plan assets at end of year	2012-12-31	$1,626,734
Total plan assets at beginning of year	2012-12-31	$1,427,541
Value of fidelity bond covering the plan	2012-12-31	$150,000
Total contributions received or receivable from participants	2012-12-31	$50,569
Contributions received from other sources (not participants or employers)	2012-12-31	$204,896
Net income (gross income less expenses)	2012-12-31	$199,193
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,626,734
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,427,541
Total contributions received or receivable from employer(s)	2012-12-31	$12,140
2011 : STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$-30,155
Expenses. Total of all expenses incurred	2011-12-31	$168,789
Benefits paid (including direct rollovers)	2011-12-31	$168,789
Total plan assets at end of year	2011-12-31	$1,427,542
Total plan assets at beginning of year	2011-12-31	$1,626,486
Value of fidelity bond covering the plan	2011-12-31	$150,000
Total contributions received or receivable from participants	2011-12-31	$42,986
Other income received	2011-12-31	$-83,780
Net income (gross income less expenses)	2011-12-31	$-198,944
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,427,542
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,626,486
Total contributions received or receivable from employer(s)	2011-12-31	$10,639
2010 : STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$280,483
Expenses. Total of all expenses incurred	2010-12-31	$2,120
Benefits paid (including direct rollovers)	2010-12-31	$2,120
Total plan assets at end of year	2010-12-31	$1,626,486
Total plan assets at beginning of year	2010-12-31	$1,348,123
Value of fidelity bond covering the plan	2010-12-31	$150,000
Total contributions received or receivable from participants	2010-12-31	$47,582
Other income received	2010-12-31	$222,706
Net income (gross income less expenses)	2010-12-31	$278,363
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,626,486
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,348,123
Total contributions received or receivable from employer(s)	2010-12-31	$10,195

Form 5500 Responses for STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN

2015: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	This submission is the final filing	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: STOTTS, BARCLAY, PETTUS, WHIPPLE, LITTLETON & RUEF PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	STOTTS, BARCLAY, PETTUS, WHIPPLE LITTLETON & RUEF
Employer identification number (EIN):	731134600
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants