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FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameFRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN
Plan identification number 001

FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Life insurance

401k Sponsoring company profile

FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. has sponsored the creation of one or more 401k plans.

Company Name:FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C.
Employer identification number (EIN):731188758
NAIC Classification:541330
NAIC Description:Engineering Services

Additional information about FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C.

Jurisdiction of Incorporation: Alaska Department Commerce, Community & Economic Development
Incorporation Date: 1993-01-19
Company Identification Number: 50936D
Legal Registered Office Address: 9101 VANGUARD DR

ANCHORAGE
United States of America (USA)
99507

More information about FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012017-01-01STEVE SHRUM
0012016-01-01STEVE SHRUM
0012015-01-01STEVE SHRUM
0012015-01-01STEVE SHRUM
0012014-01-01STEVE SHRUM2015-05-06
0012013-01-01STEVE SHRUM2014-07-29
0012012-01-01STEVE SHRUM2013-05-24
0012011-01-01STEVE SHRUM2012-06-15
0012010-01-01STEVE SHRUM2011-07-20
0012009-01-01STEVE SHRUM

Plan Statistics for FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2023: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01261
Total number of active participants reported on line 7a of the Form 55002023-01-01195
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-0162
Total of all active and inactive participants2023-01-01257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-012
Total participants2023-01-01259
Number of participants with account balances2023-01-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0134
2022: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01222
Total number of active participants reported on line 7a of the Form 55002022-01-01206
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0150
Total of all active and inactive participants2022-01-01256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01257
Number of participants with account balances2022-01-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0118
2021: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01195
Total number of active participants reported on line 7a of the Form 55002021-01-01184
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0134
Total of all active and inactive participants2021-01-01218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01219
Number of participants with account balances2021-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-019
2020: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01184
Total number of active participants reported on line 7a of the Form 55002020-01-01148
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0138
Total of all active and inactive participants2020-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01187
Number of participants with account balances2020-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01187
Total number of active participants reported on line 7a of the Form 55002019-01-01145
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0137
Total of all active and inactive participants2019-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01183
Number of participants with account balances2019-01-01143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-016
2018: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01178
Total number of active participants reported on line 7a of the Form 55002018-01-01155
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0131
Total of all active and inactive participants2018-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01186
Number of participants with account balances2018-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-014
2017: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01160
Total number of active participants reported on line 7a of the Form 55002017-01-01139
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0134
Total of all active and inactive participants2017-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01173
Number of participants with account balances2017-01-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01145
Total number of active participants reported on line 7a of the Form 55002016-01-01136
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0121
Total of all active and inactive participants2016-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01157
Number of participants with account balances2016-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01127
Total number of active participants reported on line 7a of the Form 55002015-01-01117
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0121
Total of all active and inactive participants2015-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01138
Number of participants with account balances2015-01-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-014
2009: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01105
Total number of active participants reported on line 7a of the Form 55002009-01-01100
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0110
Total of all active and inactive participants2009-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01112
Number of participants with account balances2009-01-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2023 : FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total transfer of assets to this plan2023-12-31$0
Total transfer of assets from this plan2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$4,605,561
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$3,655,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$3,650,992
Expenses. Certain deemed distributions of participant loans2023-12-31$572
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$2,186,503
Value of total assets at end of year2023-12-31$16,703,547
Value of total assets at beginning of year2023-12-31$15,753,334
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$3,784
Total interest from all sources2023-12-31$2,167
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$136,384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$136,384
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,423,401
Participant contributions at end of year2023-12-31$47,386
Participant contributions at beginning of year2023-12-31$49,130
Assets. Other investments not covered elsewhere at end of year2023-12-31$938,429
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$1,478,364
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$172,591
Other income not declared elsewhere2023-12-31$154,707
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$950,213
Value of net assets at end of year (total assets less liabilities)2023-12-31$16,703,547
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$15,753,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$7,748,542
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$6,687,985
Interest on participant loans2023-12-31$2,167
Value of interest in common/collective trusts at end of year2023-12-31$7,969,190
Value of interest in common/collective trusts at beginning of year2023-12-31$7,537,855
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$1,293,254
Net investment gain or loss from common/collective trusts2023-12-31$832,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$590,511
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$3,650,992
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31EIDE BAILLY LLP
Accountancy firm EIN2023-12-31450250958
2022 : FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,041,183
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,967,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,938,058
Expenses. Certain deemed distributions of participant loans2022-12-31$10,573
Value of total corrective distributions2022-12-31$16,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,715,200
Value of total assets at end of year2022-12-31$15,753,334
Value of total assets at beginning of year2022-12-31$18,761,768
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$2,292
Total interest from all sources2022-12-31$4,133
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$199,810
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$199,810
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,152,949
Participant contributions at end of year2022-12-31$49,130
Participant contributions at beginning of year2022-12-31$77,238
Assets. Other investments not covered elsewhere at end of year2022-12-31$1,478,364
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,629,654
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$59,185
Other income not declared elsewhere2022-12-31$-196,167
Administrative expenses (other) incurred2022-12-31$2,292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,008,434
Value of net assets at end of year (total assets less liabilities)2022-12-31$15,753,334
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$18,761,768
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$6,687,985
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$9,632,472
Interest on participant loans2022-12-31$4,133
Value of interest in common/collective trusts at end of year2022-12-31$7,537,855
Value of interest in common/collective trusts at beginning of year2022-12-31$7,422,404
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,136,083
Net investment gain or loss from common/collective trusts2022-12-31$-628,076
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$503,066
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,938,058
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EIDE BAILLY LLP
Accountancy firm EIN2022-12-31450250958
2021 : FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,079,054
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,934,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,910,518
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,631,436
Value of total assets at end of year2021-12-31$18,761,768
Value of total assets at beginning of year2021-12-31$16,617,601
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$24,369
Total interest from all sources2021-12-31$4,501
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$702,102
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$44,689
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,115,849
Participant contributions at end of year2021-12-31$77,238
Participant contributions at beginning of year2021-12-31$91,416
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,629,654
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,360,203
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$23,861
Other income not declared elsewhere2021-12-31$79,407
Administrative expenses (other) incurred2021-12-31$24,369
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,144,167
Value of net assets at end of year (total assets less liabilities)2021-12-31$18,761,768
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$16,617,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$9,632,472
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$14,353,032
Interest on participant loans2021-12-31$4,501
Income. Interest from US Government securities2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$7,422,404
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$787,196
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$787,196
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$25,754
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,378,540
Net investment gain or loss from common/collective trusts2021-12-31$283,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$491,726
Income. Dividends from preferred stock2021-12-31$657,413
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,910,518
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EIDE BAILLY LLP
Accountancy firm EIN2021-12-31450250958
2020 : FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,571,693
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,342,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,289,034
Value of total corrective distributions2020-12-31$4,367
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,362,880
Value of total assets at end of year2020-12-31$16,617,601
Value of total assets at beginning of year2020-12-31$14,388,072
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$48,763
Total interest from all sources2020-12-31$217,629
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$584,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$584,350
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$887,790
Participant contributions at end of year2020-12-31$91,416
Participant contributions at beginning of year2020-12-31$78,421
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,360,203
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$1,093,495
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$92,133
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,229,529
Value of net assets at end of year (total assets less liabilities)2020-12-31$16,617,601
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$14,388,072
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$14,353,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$11,601,358
Interest on participant loans2020-12-31$5,793
Interest earned on other investments2020-12-31$209,596
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$787,196
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,590,157
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,590,157
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2,240
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$25,754
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$24,641
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,406,834
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$382,957
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,289,034
Contract administrator fees2020-12-31$48,763
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31EIDE BAILLY LLP
Accountancy firm EIN2020-12-31450250958
2019 : FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,573,286
Total income from all sources (including contributions)2019-12-31$3,573,286
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$482,315
Total of all expenses incurred2019-12-31$482,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$418,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$418,835
Value of total corrective distributions2019-12-31$19,553
Value of total corrective distributions2019-12-31$19,553
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,203,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,203,788
Value of total assets at end of year2019-12-31$14,388,072
Value of total assets at end of year2019-12-31$14,388,072
Value of total assets at beginning of year2019-12-31$11,297,101
Value of total assets at beginning of year2019-12-31$11,297,101
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$43,927
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$43,927
Total interest from all sources2019-12-31$153,350
Total interest from all sources2019-12-31$153,350
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$740,714
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$740,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$740,714
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$740,714
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$801,896
Contributions received from participants2019-12-31$801,896
Participant contributions at end of year2019-12-31$78,421
Participant contributions at end of year2019-12-31$78,421
Participant contributions at beginning of year2019-12-31$62,419
Participant contributions at beginning of year2019-12-31$62,419
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,093,495
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,093,495
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$1,036,624
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$1,036,624
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$69,237
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$69,237
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,090,971
Value of net income/loss2019-12-31$3,090,971
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,388,072
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,388,072
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,297,101
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,297,101
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,601,358
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,601,358
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,644,541
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,644,541
Interest on participant loans2019-12-31$3,456
Interest on participant loans2019-12-31$3,456
Interest earned on other investments2019-12-31$141,945
Interest earned on other investments2019-12-31$141,945
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,590,157
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,590,157
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$529,991
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$529,991
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$529,991
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$529,991
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$7,949
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$7,949
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$24,641
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$24,641
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$23,526
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$23,526
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,475,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,475,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$332,655
Contributions received in cash from employer2019-12-31$332,655
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$418,835
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$418,835
Contract administrator fees2019-12-31$43,927
Contract administrator fees2019-12-31$43,927
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EIDE BAILLY LLP
Accountancy firm name2019-12-31EIDE BAILLY LLP
Accountancy firm EIN2019-12-31450250958
Accountancy firm EIN2019-12-31450250958
2018 : FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$620,046
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,305,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,273,669
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,221,055
Value of total assets at end of year2018-12-31$11,297,101
Value of total assets at beginning of year2018-12-31$11,982,478
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$31,754
Total interest from all sources2018-12-31$22,760
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$707,379
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$707,379
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$732,038
Participant contributions at end of year2018-12-31$62,419
Participant contributions at beginning of year2018-12-31$41,981
Assets. Other investments not covered elsewhere at end of year2018-12-31$1,036,624
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$963,433
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$162,179
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-685,377
Value of net assets at end of year (total assets less liabilities)2018-12-31$11,297,101
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$11,982,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,644,541
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$10,619,780
Interest on participant loans2018-12-31$1,018
Interest earned on other investments2018-12-31$18,392
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$529,991
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$334,857
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$334,857
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$3,350
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$23,526
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$22,427
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,331,148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$326,838
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,273,669
Contract administrator fees2018-12-31$31,754
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EIDE BAILLY LLP
Accountancy firm EIN2018-12-31450250958
2017 : FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$127,610
Total unrealized appreciation/depreciation of assets2017-12-31$127,610
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,627,881
Total loss/gain on sale of assets2017-12-31$27,796
Total of all expenses incurred2017-12-31$604,077
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$581,415
Value of total corrective distributions2017-12-31$22,662
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$962,301
Value of total assets at end of year2017-12-31$11,982,478
Value of total assets at beginning of year2017-12-31$9,958,674
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$6,203
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$623,363
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$623,363
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$681,267
Participant contributions at end of year2017-12-31$41,981
Participant contributions at beginning of year2017-12-31$44,610
Assets. Other investments not covered elsewhere at end of year2017-12-31$963,433
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$1,150,794
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,023,804
Value of net assets at end of year (total assets less liabilities)2017-12-31$11,982,478
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$9,958,674
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$10,619,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,741,913
Interest on participant loans2017-12-31$1,820
Interest earned on other investments2017-12-31$4,293
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$334,857
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$90
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$22,427
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$21,357
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$880,608
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$281,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$581,415
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$680,747
Aggregate carrying amount (costs) on sale of assets2017-12-31$652,951
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31EIDE BAILLY LLP
Accountancy firm EIN2017-12-31450250958
2016 : FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,662,393
Total loss/gain on sale of assets2016-12-31$-22,811
Total of all expenses incurred2016-12-31$296,742
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$296,742
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$985,017
Value of total assets at end of year2016-12-31$9,958,674
Value of total assets at beginning of year2016-12-31$8,593,023
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$56,536
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$344,211
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$344,211
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$657,468
Participant contributions at end of year2016-12-31$44,610
Participant contributions at beginning of year2016-12-31$73,904
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$1,150,794
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,207,110
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$59,260
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Liabilities. Value of operating payables at end of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,365,651
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,958,674
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,593,023
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,741,913
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,291,719
Interest on participant loans2016-12-31$2,338
Interest earned on other investments2016-12-31$54,198
Value of interest in master investment trust accounts at end of year2016-12-31$0
Value of interest in master investment trust accounts at beginning of year2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$21,357
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$20,290
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$299,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Assets. Value of employer real property at end of year2016-12-31$0
Assets. Value of employer real property at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$268,289
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$296,742
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$2,966,809
Aggregate carrying amount (costs) on sale of assets2016-12-31$2,989,620
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31EIDE BAILLY LLP
Accountancy firm EIN2016-12-31450250958
2015 : FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$805,487
Total loss/gain on sale of assets2015-12-31$-3,366
Total of all expenses incurred2015-12-31$601,436
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$598,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$883,278
Value of total assets at end of year2015-12-31$8,593,023
Value of total assets at beginning of year2015-12-31$8,388,972
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,098
Total interest from all sources2015-12-31$-3,988
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$419,971
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$419,971
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$560,609
Participant contributions at end of year2015-12-31$73,904
Participant contributions at beginning of year2015-12-31$50,127
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,207,110
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,137,643
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$98,040
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$204,051
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,593,023
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,388,972
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,291,719
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,181,446
Interest on participant loans2015-12-31$2,584
Interest earned on other investments2015-12-31$-6,572
Value of interest in master investment trust accounts at end of year2015-12-31$0
Value of interest in master investment trust accounts at beginning of year2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$20,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$19,756
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-490,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Assets. Value of employer real property at end of year2015-12-31$0
Assets. Value of employer real property at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$224,629
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$598,338
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Contract administrator fees2015-12-31$3,098
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$2,867,713
Aggregate carrying amount (costs) on sale of assets2015-12-31$2,871,079
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31EIDE BAILLY LLP
Accountancy firm EIN2015-12-31450250958
2009 : FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN

2023: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2009: FRANKFURT-SHORT-BRUZA ASSOCIATES, P.C. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 91596 )
Policy contract numberP8096751
Policy instance 1
Insurance contract or identification numberP8096751
Number of Individuals Covered2
Insurance policy start date2021-01-01
Insurance policy end date2021-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 91596 )
Policy contract numberP8096751
Policy instance 1
Insurance contract or identification numberP8096751
Number of Individuals Covered2
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 91596 )
Policy contract numberP8096751
Policy instance 1
Insurance contract or identification numberP8096751
Number of Individuals Covered2
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 91596 )
Policy contract numberP8096751
Policy instance 1
Insurance contract or identification numberP8096751
Number of Individuals Covered2
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 91596 )
Policy contract numberP8096751
Policy instance 1
Insurance contract or identification numberP8096751
Number of Individuals Covered2
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 91596 )
Policy contract numberP8096751
Policy instance 1
Insurance contract or identification numberP8096751
Number of Individuals Covered2
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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