401k Plan data: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN plan

SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 401k Plan overview

Plan Name	SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN
Plan identification number	001

SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SMITH CARNEY & CO PC has sponsored the creation of one or more 401k plans.

Company Name: SMITH CARNEY & CO PC

Employer identification number (EIN): 731225615

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 EDWARD W GRANGER 2023-06-27 EDWARD W GRANGER 2023-06-27
001 2021-01-01 EDWARD W GRANGER 2022-05-19 EDWARD W GRANGER 2022-05-19
001 2020-01-01 EDWARD W GRANGER 2021-06-09 EDWARD W GRANGER 2021-06-09
001 2019-01-01 EDWARD W GRANGER GRANGER 2020-06-02 EDWARD W GRANGER GRANGER 2020-06-02
001 2018-01-01 EDWARD GRANGER 2019-07-18 EDWARD GRANGER 2019-07-18
001 2017-01-01 EDWARD W GRANGER EDWARD W GRANGER 2018-07-20
001 2016-01-01 EDWARD W GRANGER EDWARD W GRANGER 2017-07-25
001 2015-01-01 EDWARD W GRANGER EDWARD W GRANGER 2016-08-02
001 2014-01-01 EDWARD W GRANGER EDWARD W GRANGER 2015-07-20
001 2013-01-01 EDWARD W GRANGER EDWARD W GRANGER 2014-07-29
001 2012-01-01 EDWARD W GRANGER EDWARD W GRANGER 2013-08-16
001 2011-01-01 EDWARD W GRANGER EDWARD W GRANGER 2012-09-07
001 2009-01-01 JOSEPH W HORNICK JOSEPH W HORNICK 2010-09-30

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	EDWARD W GRANGER	2023-06-27	EDWARD W GRANGER	2023-06-27
001	2021-01-01	EDWARD W GRANGER	2022-05-19	EDWARD W GRANGER	2022-05-19
001	2020-01-01	EDWARD W GRANGER	2021-06-09	EDWARD W GRANGER	2021-06-09
001	2019-01-01	EDWARD W GRANGER GRANGER	2020-06-02	EDWARD W GRANGER GRANGER	2020-06-02
001	2018-01-01	EDWARD GRANGER	2019-07-18	EDWARD GRANGER	2019-07-18
001	2017-01-01	EDWARD W GRANGER		EDWARD W GRANGER	2018-07-20
001	2016-01-01	EDWARD W GRANGER		EDWARD W GRANGER	2017-07-25
001	2015-01-01	EDWARD W GRANGER		EDWARD W GRANGER	2016-08-02
001	2014-01-01	EDWARD W GRANGER		EDWARD W GRANGER	2015-07-20
001	2013-01-01	EDWARD W GRANGER		EDWARD W GRANGER	2014-07-29
001	2012-01-01	EDWARD W GRANGER		EDWARD W GRANGER	2013-08-16
001	2011-01-01	EDWARD W GRANGER		EDWARD W GRANGER	2012-09-07
001	2009-01-01	JOSEPH W HORNICK		JOSEPH W HORNICK	2010-09-30

Plan Statistics for SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN

401k plan membership statisitcs for SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN

Measure Date Value
2017: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 41
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 39
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 4
Total of all active and inactive participants 2017-01-01 43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 43
Number of participants with account balances 2017-01-01 41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 36
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 34
Number of other retired or separated participants entitled to future benefits 2016-01-01 1
Total of all active and inactive participants 2016-01-01 35
Total participants 2016-01-01 35
Number of participants with account balances 2016-01-01 35
2015: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 37
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 30
Number of retired or separated participants receiving benefits 2015-01-01 6
Total of all active and inactive participants 2015-01-01 36
Total participants 2015-01-01 36
Number of participants with account balances 2015-01-01 36
2014: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 35
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 33
Number of other retired or separated participants entitled to future benefits 2014-01-01 4
Total of all active and inactive participants 2014-01-01 37
Total participants 2014-01-01 37
Number of participants with account balances 2014-01-01 37
2013: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 37
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 27
Number of other retired or separated participants entitled to future benefits 2013-01-01 8
Total of all active and inactive participants 2013-01-01 35
Total participants 2013-01-01 35
Number of participants with account balances 2013-01-01 35
2012: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 36
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 33
Number of other retired or separated participants entitled to future benefits 2012-01-01 4
Total of all active and inactive participants 2012-01-01 37
Total participants 2012-01-01 37
Number of participants with account balances 2012-01-01 37
2011: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 42
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 31
Number of other retired or separated participants entitled to future benefits 2011-01-01 5
Total of all active and inactive participants 2011-01-01 36
Total participants 2011-01-01 36
Number of participants with account balances 2011-01-01 36
2009: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 38
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 31
Number of other retired or separated participants entitled to future benefits 2009-01-01 7
Total of all active and inactive participants 2009-01-01 38
Total participants 2009-01-01 38
Number of participants with account balances 2009-01-01 38

Measure	Date	Value
2017: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	41
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	39
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	4
Total of all active and inactive participants	2017-01-01	43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	43
Number of participants with account balances	2017-01-01	41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	36
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	34
Number of other retired or separated participants entitled to future benefits	2016-01-01	1
Total of all active and inactive participants	2016-01-01	35
Total participants	2016-01-01	35
Number of participants with account balances	2016-01-01	35
2015: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	37
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	30
Number of retired or separated participants receiving benefits	2015-01-01	6
Total of all active and inactive participants	2015-01-01	36
Total participants	2015-01-01	36
Number of participants with account balances	2015-01-01	36
2014: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	35
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	33
Number of other retired or separated participants entitled to future benefits	2014-01-01	4
Total of all active and inactive participants	2014-01-01	37
Total participants	2014-01-01	37
Number of participants with account balances	2014-01-01	37
2013: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	37
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	27
Number of other retired or separated participants entitled to future benefits	2013-01-01	8
Total of all active and inactive participants	2013-01-01	35
Total participants	2013-01-01	35
Number of participants with account balances	2013-01-01	35
2012: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	36
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	33
Number of other retired or separated participants entitled to future benefits	2012-01-01	4
Total of all active and inactive participants	2012-01-01	37
Total participants	2012-01-01	37
Number of participants with account balances	2012-01-01	37
2011: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	42
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	31
Number of other retired or separated participants entitled to future benefits	2011-01-01	5
Total of all active and inactive participants	2011-01-01	36
Total participants	2011-01-01	36
Number of participants with account balances	2011-01-01	36
2009: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	38
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	31
Number of other retired or separated participants entitled to future benefits	2009-01-01	7
Total of all active and inactive participants	2009-01-01	38
Total participants	2009-01-01	38
Number of participants with account balances	2009-01-01	38

Financial Data on SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN

Measure	Date	Value
2017 : SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$1,004,972
Expenses. Total of all expenses incurred	2017-12-31	$3,592,131
Benefits paid (including direct rollovers)	2017-12-31	$3,592,071
Total plan assets at end of year	2017-12-31	$4,223,765
Total plan assets at beginning of year	2017-12-31	$6,810,924
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$296,896
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$708,076
Net income (gross income less expenses)	2017-12-31	$-2,587,159
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$4,223,765
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$6,810,924
Assets. Value of participant loans	2017-12-31	$963
Total contributions received or receivable from employer(s)	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$60
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$891,770
Expenses. Total of all expenses incurred	2016-12-31	$192,106
Benefits paid (including direct rollovers)	2016-12-31	$181,813
Total plan assets at end of year	2016-12-31	$6,810,924
Total plan assets at beginning of year	2016-12-31	$6,111,260
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$303,293
Other income received	2016-12-31	$452,442
Net income (gross income less expenses)	2016-12-31	$699,664
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$6,810,924
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$6,111,260
Assets. Value of participant loans	2016-12-31	$0
Total contributions received or receivable from employer(s)	2016-12-31	$136,035
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$10,293
2015 : SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$282,863
Expenses. Total of all expenses incurred	2015-12-31	$840,719
Benefits paid (including direct rollovers)	2015-12-31	$829,373
Total plan assets at end of year	2015-12-31	$6,111,260
Total plan assets at beginning of year	2015-12-31	$6,669,116
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$301,007
Other income received	2015-12-31	$-152,508
Net income (gross income less expenses)	2015-12-31	$-557,856
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$6,111,260
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$6,669,116
Assets. Value of participant loans	2015-12-31	$8,644
Total contributions received or receivable from employer(s)	2015-12-31	$134,364
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$11,346
2014 : SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$528,887
Expenses. Total of all expenses incurred	2014-12-31	$138,419
Benefits paid (including direct rollovers)	2014-12-31	$127,203
Total plan assets at end of year	2014-12-31	$6,669,116
Total plan assets at beginning of year	2014-12-31	$6,278,648
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$270,241
Contributions received from other sources (not participants or employers)	2014-12-31	$2,982
Other income received	2014-12-31	$140,157
Net income (gross income less expenses)	2014-12-31	$390,468
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$6,669,116
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$6,278,648
Assets. Value of participant loans	2014-12-31	$15,933
Total contributions received or receivable from employer(s)	2014-12-31	$115,507
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$11,216
2013 : SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$957,862
Expenses. Total of all expenses incurred	2013-12-31	$23,913
Benefits paid (including direct rollovers)	2013-12-31	$13,983
Total plan assets at end of year	2013-12-31	$6,278,648
Total plan assets at beginning of year	2013-12-31	$5,344,699
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$287,833
Other income received	2013-12-31	$552,846
Net income (gross income less expenses)	2013-12-31	$933,949
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$6,278,648
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$5,344,699
Assets. Value of participant loans	2013-12-31	$22,306
Total contributions received or receivable from employer(s)	2013-12-31	$117,183
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$9,930
2012 : SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$707,900
Expenses. Total of all expenses incurred	2012-12-31	$76,869
Benefits paid (including direct rollovers)	2012-12-31	$67,533
Total plan assets at end of year	2012-12-31	$5,344,699
Total plan assets at beginning of year	2012-12-31	$4,713,668
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$285,991
Other income received	2012-12-31	$300,083
Net income (gross income less expenses)	2012-12-31	$631,031
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$5,344,699
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$4,713,668
Assets. Value of participant loans	2012-12-31	$32,602
Total contributions received or receivable from employer(s)	2012-12-31	$121,826
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$9,336
2011 : SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$425,395
Expenses. Total of all expenses incurred	2011-12-31	$137,636
Benefits paid (including direct rollovers)	2011-12-31	$128,503
Total plan assets at end of year	2011-12-31	$4,713,668
Total plan assets at beginning of year	2011-12-31	$4,425,909
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$281,180
Other income received	2011-12-31	$26,825
Net income (gross income less expenses)	2011-12-31	$287,759
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$4,713,668
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$4,425,909
Assets. Value of participant loans	2011-12-31	$15,163
Assets. Value of real-estate (other than employer real property)	2011-12-31	$95,040
Total contributions received or receivable from employer(s)	2011-12-31	$117,390
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$9,133
2010 : SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$646,735
Expenses. Total of all expenses incurred	2010-12-31	$14,482
Benefits paid (including direct rollovers)	2010-12-31	$8,167
Total plan assets at end of year	2010-12-31	$4,425,909
Total plan assets at beginning of year	2010-12-31	$3,793,656
Value of fidelity bond covering the plan	2010-12-31	$400,000
Total contributions received or receivable from participants	2010-12-31	$264,844
Other income received	2010-12-31	$272,174
Net income (gross income less expenses)	2010-12-31	$632,253
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$4,425,909
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$3,793,656
Assets. Value of participant loans	2010-12-31	$24,662
Assets. Value of real-estate (other than employer real property)	2010-12-31	$90,000
Total contributions received or receivable from employer(s)	2010-12-31	$109,717
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$6,315

Form 5500 Responses for SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN

2017: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SMITH CARNEY & CO PC EMPLOYEES PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )

Policy contract number

069150

Policy instance

Insurance contract or identification number	069150
Number of Individuals Covered	43
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	SMITH CARNEY & CO PC
Employer identification number (EIN):	731225615
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants