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ADVANCE RESEARCH CHEMICALS 401(K) PLAN 401k Plan overview

Plan NameADVANCE RESEARCH CHEMICALS 401(K) PLAN
Plan identification number 001

ADVANCE RESEARCH CHEMICALS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ADVANCE RESEARCH CHEMICALS has sponsored the creation of one or more 401k plans.

Company Name:ADVANCE RESEARCH CHEMICALS
Employer identification number (EIN):731256604
NAIC Classification:325100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADVANCE RESEARCH CHEMICALS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01ADRIAN BART
0012017-01-01ADRIAN BART
0012017-01-01ADRIAN BART
0012016-01-01ADRIAN BART2017-07-13
0012015-01-01ADRIAN BART2016-07-29
0012014-01-01ADRIAN BART ADRIAN BART2015-06-29
0012013-01-01ADRIAN BART
0012012-01-01ADRIAN BART
0012011-01-01ADRIAN BART
0012009-01-01ADRIAN BART ADRIAN BART2010-10-11

Plan Statistics for ADVANCE RESEARCH CHEMICALS 401(K) PLAN

401k plan membership statisitcs for ADVANCE RESEARCH CHEMICALS 401(K) PLAN

Measure Date Value
2022: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01163
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01165
Total number of active participants reported on line 7a of the Form 55002021-01-01114
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0139
Total of all active and inactive participants2021-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01156
Number of participants with account balances2021-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01215
Total number of active participants reported on line 7a of the Form 55002020-01-01139
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0123
Total of all active and inactive participants2020-01-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01163
Number of participants with account balances2020-01-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01184
Total number of active participants reported on line 7a of the Form 55002019-01-01114
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0199
Total of all active and inactive participants2019-01-01213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01213
Number of participants with account balances2019-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01171
Total number of active participants reported on line 7a of the Form 55002018-01-01121
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0153
Total of all active and inactive participants2018-01-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01174
Number of participants with account balances2018-01-01150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01137
Number of other retired or separated participants entitled to future benefits2017-01-0146
Total of all active and inactive participants2017-01-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0146
Number of participants with account balances2017-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2014: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0161
Total number of active participants reported on line 7a of the Form 55002014-01-0150
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0112
Total of all active and inactive participants2014-01-0162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0162
Number of participants with account balances2014-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0161
Total number of active participants reported on line 7a of the Form 55002013-01-0150
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0112
Total of all active and inactive participants2013-01-0162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0162
Number of participants with account balances2013-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0156
Total number of active participants reported on line 7a of the Form 55002012-01-0145
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0112
Total of all active and inactive participants2012-01-0157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0157
Number of participants with account balances2012-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0152
Total number of active participants reported on line 7a of the Form 55002011-01-0142
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-016
Total of all active and inactive participants2011-01-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0148
Number of participants with account balances2011-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0147
Total number of active participants reported on line 7a of the Form 55002009-01-0133
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0111
Total of all active and inactive participants2009-01-0144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0144
Number of participants with account balances2009-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ADVANCE RESEARCH CHEMICALS 401(K) PLAN

Measure Date Value
2022 : ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2022 401k financial data
Total transfer of assets from this plan2022-12-30$5,379,474
Total income from all sources (including contributions)2022-12-30$-2,024,442
Total of all expenses incurred2022-12-30$7,612,282
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-30$7,595,822
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-30$693,989
Value of total assets at end of year2022-12-30$0
Value of total assets at beginning of year2022-12-30$15,016,198
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-30$16,460
Total interest from all sources2022-12-30$8,141
Total dividends received (eg from common stock, registered investment company shares)2022-12-30$203,407
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-12-30$0
Total dividends received from registered investment company shares (eg mutual funds)2022-12-30$203,407
Was this plan covered by a fidelity bond2022-12-30Yes
Value of fidelity bond cover2022-12-30$1,000,000
If this is an individual account plan, was there a blackout period2022-12-30Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-30No
Contributions received from participants2022-12-30$410,285
Participant contributions at end of year2022-12-30$0
Participant contributions at beginning of year2022-12-30$205,316
Participant contributions at end of year2022-12-30$0
Participant contributions at beginning of year2022-12-30$17,285
Income. Received or receivable in cash from other sources (including rollovers)2022-12-30$23,100
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-30$559
Administrative expenses (other) incurred2022-12-30$16,460
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-30No
Value of net income/loss2022-12-30$-9,636,724
Value of net assets at end of year (total assets less liabilities)2022-12-30$0
Value of net assets at beginning of year (total assets less liabilities)2022-12-30$15,016,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-30No
Were any leases to which the plan was party in default or uncollectible2022-12-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-30$13,131,418
Value of interest in pooled separate accounts at end of year2022-12-30$0
Value of interest in pooled separate accounts at beginning of year2022-12-30$1,651,830
Interest on participant loans2022-12-30$8,141
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-30$-2,936,557
Net investment gain/loss from pooled separate accounts2022-12-30$6,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-30No
Was there a failure to transmit to the plan any participant contributions2022-12-30Yes
Has the plan failed to provide any benefit when due under the plan2022-12-30No
Contributions received in cash from employer2022-12-30$260,604
Employer contributions (assets) at end of year2022-12-30$0
Employer contributions (assets) at beginning of year2022-12-30$9,790
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-30$7,595,822
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-30Yes
Did the plan have assets held for investment2022-12-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-30Yes
Opinion of an independent qualified public accountant for this plan2022-12-30Unqualified
Accountancy firm name2022-12-30EIDE BAILLY
Accountancy firm EIN2022-12-30450250958
2021 : ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$2,405,302
Total of all expenses incurred2021-12-31$320,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$298,725
Value of total corrective distributions2021-12-31$638
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$885,467
Value of total assets at end of year2021-12-31$15,016,198
Value of total assets at beginning of year2021-12-31$12,931,355
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$21,096
Total interest from all sources2021-12-31$9,526
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$199,190
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$199,190
Was this plan covered by a fidelity bond2021-12-31No
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$585,551
Participant contributions at end of year2021-12-31$205,316
Participant contributions at beginning of year2021-12-31$190,627
Participant contributions at end of year2021-12-31$17,285
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$4,696
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$559
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$297
Administrative expenses (other) incurred2021-12-31$21,096
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,084,843
Value of net assets at end of year (total assets less liabilities)2021-12-31$15,016,198
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$12,931,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$13,131,418
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$12,201,612
Value of interest in pooled separate accounts at end of year2021-12-31$1,651,830
Value of interest in pooled separate accounts at beginning of year2021-12-31$538,819
Interest on participant loans2021-12-31$9,526
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,306,418
Net investment gain/loss from pooled separate accounts2021-12-31$4,701
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$295,220
Employer contributions (assets) at end of year2021-12-31$9,790
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$298,725
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EIDE BAILLY
Accountancy firm EIN2021-12-31450250958
2020 : ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$2,725,499
Total of all expenses incurred2020-12-31$309,090
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$293,572
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$867,454
Value of total assets at end of year2020-12-31$12,931,355
Value of total assets at beginning of year2020-12-31$10,514,946
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$15,518
Total interest from all sources2020-12-31$8,420
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$154,050
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$154,050
Was this plan covered by a fidelity bond2020-12-31No
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$580,011
Participant contributions at end of year2020-12-31$190,627
Participant contributions at beginning of year2020-12-31$139,510
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$297
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$627
Administrative expenses (other) incurred2020-12-31$15,518
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,416,409
Value of net assets at end of year (total assets less liabilities)2020-12-31$12,931,355
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$10,514,946
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$12,201,612
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$9,699,598
Value of interest in pooled separate accounts at end of year2020-12-31$538,819
Value of interest in pooled separate accounts at beginning of year2020-12-31$675,211
Interest on participant loans2020-12-31$8,420
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,686,770
Net investment gain/loss from pooled separate accounts2020-12-31$8,805
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$287,443
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$293,572
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31EIDE BAILLY
Accountancy firm EIN2020-12-31450250958
2019 : ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$2,929,405
Total of all expenses incurred2019-12-31$413,435
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$389,457
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$798,844
Value of total assets at end of year2019-12-31$10,514,946
Value of total assets at beginning of year2019-12-31$7,998,976
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$23,978
Total interest from all sources2019-12-31$7,315
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$131,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$131,315
Was this plan covered by a fidelity bond2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$491,018
Participant contributions at end of year2019-12-31$139,510
Participant contributions at beginning of year2019-12-31$107,539
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$627
Administrative expenses (other) incurred2019-12-31$23,978
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,515,970
Value of net assets at end of year (total assets less liabilities)2019-12-31$10,514,946
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,998,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$9,699,598
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$7,559,491
Value of interest in pooled separate accounts at end of year2019-12-31$675,211
Value of interest in pooled separate accounts at beginning of year2019-12-31$331,946
Interest on participant loans2019-12-31$7,315
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,983,054
Net investment gain/loss from pooled separate accounts2019-12-31$8,877
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$307,826
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$389,457
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EIDE BAILLY
Accountancy firm EIN2019-12-31450250958
2018 : ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$18,371
Total of all expenses incurred2018-12-31$162,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$144,223
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$671,873
Value of total assets at end of year2018-12-31$7,998,976
Value of total assets at beginning of year2018-12-31$8,143,474
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$18,646
Total interest from all sources2018-12-31$7,606
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$213,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$213,663
Was this plan covered by a fidelity bond2018-12-31No
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$438,238
Participant contributions at end of year2018-12-31$107,539
Participant contributions at beginning of year2018-12-31$201,918
Administrative expenses (other) incurred2018-12-31$18,646
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-144,498
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,998,976
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,143,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$7,559,491
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$7,586,826
Value of interest in pooled separate accounts at end of year2018-12-31$331,946
Value of interest in pooled separate accounts at beginning of year2018-12-31$354,730
Interest on participant loans2018-12-31$7,606
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-880,034
Net investment gain/loss from pooled separate accounts2018-12-31$5,263
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$233,635
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$144,223
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EIDE BAILLY
Accountancy firm EIN2018-12-31450250958
2017 : ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,840,950
Total of all expenses incurred2017-12-31$274,335
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$259,810
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$595,354
Value of total assets at end of year2017-12-31$8,143,474
Value of total assets at beginning of year2017-12-31$6,576,859
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$14,525
Total interest from all sources2017-12-31$8,785
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$121,662
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$121,662
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$378,372
Participant contributions at end of year2017-12-31$201,918
Participant contributions at beginning of year2017-12-31$179,537
Administrative expenses (other) incurred2017-12-31$14,525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,566,615
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,143,474
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,576,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$7,586,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,911,351
Value of interest in pooled separate accounts at end of year2017-12-31$354,730
Value of interest in pooled separate accounts at beginning of year2017-12-31$485,971
Interest on participant loans2017-12-31$8,785
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,110,230
Net investment gain/loss from pooled separate accounts2017-12-31$4,919
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$216,982
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$259,810
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31EIDE BAILLY
Accountancy firm EIN2017-12-31450250958
2014 : ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$14,170
Total income from all sources2014-12-31$700,243
Expenses. Total of all expenses incurred2014-12-31$61,039
Benefits paid (including direct rollovers)2014-12-31$59,570
Total plan assets at end of year2014-12-31$4,155,259
Total plan assets at beginning of year2014-12-31$3,501,885
Value of fidelity bond covering the plan2014-12-31$1,000,000
Total contributions received or receivable from participants2014-12-31$222,626
Expenses. Other expenses not covered elsewhere2014-12-31$1,469
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$339,867
Net income (gross income less expenses)2014-12-31$639,204
Net plan assets at end of year (total assets less liabilities)2014-12-31$4,155,259
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,501,885
Assets. Value of participant loans2014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$137,750
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total income from all sources2013-12-31$1,053,126
Expenses. Total of all expenses incurred2013-12-31$64,523
Benefits paid (including direct rollovers)2013-12-31$64,173
Total plan assets at end of year2013-12-31$3,501,885
Total plan assets at beginning of year2013-12-31$2,513,282
Value of fidelity bond covering the plan2013-12-31$1,000,000
Total contributions received or receivable from participants2013-12-31$216,916
Expenses. Other expenses not covered elsewhere2013-12-31$350
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$710,158
Net income (gross income less expenses)2013-12-31$988,603
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,501,885
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,513,282
Assets. Value of participant loans2013-12-31$212,059
Total contributions received or receivable from employer(s)2013-12-31$126,052
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
2012 : ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total income from all sources2012-12-31$537,735
Expenses. Total of all expenses incurred2012-12-31$4,350
Benefits paid (including direct rollovers)2012-12-31$4,000
Total plan assets at end of year2012-12-31$2,513,282
Total plan assets at beginning of year2012-12-31$1,979,897
Value of fidelity bond covering the plan2012-12-31$1,000,000
Total contributions received or receivable from participants2012-12-31$174,381
Expenses. Other expenses not covered elsewhere2012-12-31$350
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$255,637
Net income (gross income less expenses)2012-12-31$533,385
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,513,282
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,979,897
Assets. Value of participant loans2012-12-31$202,364
Total contributions received or receivable from employer(s)2012-12-31$107,717
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total income from all sources2011-12-31$149,817
Expenses. Total of all expenses incurred2011-12-31$45,746
Benefits paid (including direct rollovers)2011-12-31$45,186
Total plan assets at end of year2011-12-31$1,979,897
Total plan assets at beginning of year2011-12-31$1,875,826
Value of fidelity bond covering the plan2011-12-31$1,000,000
Total contributions received or receivable from participants2011-12-31$149,368
Expenses. Other expenses not covered elsewhere2011-12-31$560
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-103,102
Net income (gross income less expenses)2011-12-31$104,071
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,979,897
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,875,826
Assets. Value of participant loans2011-12-31$199,492
Total contributions received or receivable from employer(s)2011-12-31$103,551
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total income from all sources2010-12-31$431,743
Expenses. Total of all expenses incurred2010-12-31$24,452
Benefits paid (including direct rollovers)2010-12-31$23,752
Total plan assets at end of year2010-12-31$1,875,826
Total plan assets at beginning of year2010-12-31$1,468,535
Value of fidelity bond covering the plan2010-12-31$1,000,000
Total contributions received or receivable from participants2010-12-31$132,841
Expenses. Other expenses not covered elsewhere2010-12-31$700
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$208,908
Net income (gross income less expenses)2010-12-31$407,291
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,875,826
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,468,535
Assets. Value of participant loans2010-12-31$226,137
Total contributions received or receivable from employer(s)2010-12-31$89,994
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
2009 : ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for ADVANCE RESEARCH CHEMICALS 401(K) PLAN

2022: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2014: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: ADVANCE RESEARCH CHEMICALS 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512309
Policy instance 1
Insurance contract or identification number512309
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512309
Policy instance 1
Insurance contract or identification number512309
Number of Individuals Covered130
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512309
Policy instance 1
Insurance contract or identification number512309
Number of Individuals Covered137
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512309
Policy instance 1
Insurance contract or identification number512309
Number of Individuals Covered197
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512309
Policy instance 1
Insurance contract or identification number512309
Number of Individuals Covered150
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512309
Policy instance 1
Insurance contract or identification number512309
Number of Individuals Covered139
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-200268
Policy instance 1
Insurance contract or identification numberGA-200268
Number of Individuals Covered56
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $12,016
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,817
Insurance broker organization code?3
Insurance broker nameCOMMERCE INSURANCE SERVICES INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-200268
Policy instance 1
Insurance contract or identification numberGA-200268
Number of Individuals Covered56
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $8,766
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,766
Insurance broker organization code?3
Insurance broker nameSBHU LIFE AGCY INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-200268
Policy instance 1
Insurance contract or identification numberGA-200268
Number of Individuals Covered45
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $6,732
Total amount of fees paid to insurance companyUSD $107
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,732
Insurance broker organization code?3
Amount paid for insurance broker fees82
Additional information about fees paid to insurance brokerSALES/MARKETING
Insurance broker nameMORGANSTANLEY SMITHBARNEY LLC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-200268
Policy instance 1
Insurance contract or identification numberGA-200268
Number of Individuals Covered48
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $5,938
Total amount of fees paid to insurance companyUSD $101
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-200268
Policy instance 1
Insurance contract or identification numberGA-200268
Number of Individuals Covered47
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $4,720
Total amount of fees paid to insurance companyUSD $76
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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