401k Plan data: UTILITY TRI-STATE 401(K) PLAN plan

UTILITY TRI-STATE 401(K) PLAN 401k Plan overview

Plan Name	UTILITY TRI-STATE 401(K) PLAN
Plan identification number	001

UTILITY TRI-STATE 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UTILITY TRI-STATE, INC. has sponsored the creation of one or more 401k plans.

Company Name: UTILITY TRI-STATE, INC.

Employer identification number (EIN): 731312253

NAIC Classification: 423100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UTILITY TRI-STATE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 JOHN BELIE 2019-08-06
001 2017-01-01 JOHN BELIE 2018-08-30
001 2016-01-01 JOHN BELIE 2017-09-27

Plan Statistics for UTILITY TRI-STATE 401(K) PLAN

401k plan membership statisitcs for UTILITY TRI-STATE 401(K) PLAN

Measure Date Value
2023: UTILITY TRI-STATE 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 201
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 211
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 22
Total of all active and inactive participants 2023-01-01 233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 233
Number of participants with account balances 2023-01-01 222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2022: UTILITY TRI-STATE 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 177
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 174
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 14
Total of all active and inactive participants 2022-01-01 188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 188
Number of participants with account balances 2022-01-01 175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: UTILITY TRI-STATE 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 158
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 132
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 8
Total of all active and inactive participants 2021-01-01 140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 140
Number of participants with account balances 2021-01-01 96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: UTILITY TRI-STATE 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 143
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 7
Total of all active and inactive participants 2020-01-01 150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 150
Number of participants with account balances 2020-01-01 96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: UTILITY TRI-STATE 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 119
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 137
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 4
Total of all active and inactive participants 2019-01-01 141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 141
Number of participants with account balances 2019-01-01 94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0

Measure	Date	Value
2023: UTILITY TRI-STATE 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	201
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	211
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	22
Total of all active and inactive participants	2023-01-01	233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	233
Number of participants with account balances	2023-01-01	222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2022: UTILITY TRI-STATE 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	177
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	174
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	14
Total of all active and inactive participants	2022-01-01	188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	188
Number of participants with account balances	2022-01-01	175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: UTILITY TRI-STATE 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	158
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	132
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	8
Total of all active and inactive participants	2021-01-01	140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	140
Number of participants with account balances	2021-01-01	96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: UTILITY TRI-STATE 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	143
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	7
Total of all active and inactive participants	2020-01-01	150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	150
Number of participants with account balances	2020-01-01	96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: UTILITY TRI-STATE 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	119
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	137
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	4
Total of all active and inactive participants	2019-01-01	141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	141
Number of participants with account balances	2019-01-01	94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0

Financial Data on UTILITY TRI-STATE 401(K) PLAN

Measure	Date	Value
2023 : UTILITY TRI-STATE 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$3,166,245
Total loss/gain on sale of assets	2023-12-31	$69,332
Total of all expenses incurred	2023-12-31	$266,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$262,538
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$2,041,770
Value of total assets at end of year	2023-12-31	$7,682,885
Value of total assets at beginning of year	2023-12-31	$4,783,572
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$4,394
Total interest from all sources	2023-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$27,035
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$27,035
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$500,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$1,160,158
Value of other receiveables (less allowance for doubtful accounts) at end of year	2023-12-31	$471
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2023-12-31	$491
Administrative expenses (other) incurred	2023-12-31	$43
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$2,899,313
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$7,682,885
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$4,783,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Investment advisory and management fees	2023-12-31	$217
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$2,615,656
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$1,557,283
Value of interest in common/collective trusts at end of year	2023-12-31	$5,018,615
Value of interest in common/collective trusts at beginning of year	2023-12-31	$3,125,066
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2023-12-31	$48,143
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2023-12-31	$100,732
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2023-12-31	$100,732
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$419,324
Net investment gain or loss from common/collective trusts	2023-12-31	$608,784
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$881,612
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$262,538
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Aggregate proceeds on sale of assets	2023-12-31	$518,492
Aggregate carrying amount (costs) on sale of assets	2023-12-31	$449,160
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2023-12-31	410746749
2022 : UTILITY TRI-STATE 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$867,697
Total loss/gain on sale of assets	2022-12-31	$57,865
Total of all expenses incurred	2022-12-31	$228,323
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$220,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,801,505
Value of total assets at end of year	2022-12-31	$4,783,572
Value of total assets at beginning of year	2022-12-31	$4,144,198
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$7,885
Total interest from all sources	2022-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$17,601
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$17,601
Administrative expenses professional fees incurred	2022-12-31	$7,885
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,032,743
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$491
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$61
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$639,374
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$4,783,572
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$4,144,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$1,557,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$1,589,746
Value of interest in common/collective trusts at end of year	2022-12-31	$3,125,066
Value of interest in common/collective trusts at beginning of year	2022-12-31	$2,509,793
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$100,732
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$44,598
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$44,598
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-513,496
Net investment gain or loss from common/collective trusts	2022-12-31	$-495,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$768,762
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$220,438
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$511,938
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$454,073
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2022-12-31	410746749
2021 : UTILITY TRI-STATE 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$1,319,663
Total loss/gain on sale of assets	2021-12-31	$109,376
Total of all expenses incurred	2021-12-31	$96,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$94,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$827,929
Value of total assets at end of year	2021-12-31	$4,144,198
Value of total assets at beginning of year	2021-12-31	$2,921,232
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$2,021
Total interest from all sources	2021-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$10,786
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$10,786
Administrative expenses professional fees incurred	2021-12-31	$2,021
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$400,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$566,784
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$61
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$55
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,222,966
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$4,144,198
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$2,921,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$1,589,746
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$1,103,151
Value of interest in common/collective trusts at end of year	2021-12-31	$2,509,793
Value of interest in common/collective trusts at beginning of year	2021-12-31	$1,777,717
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$44,598
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$40,309
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$40,309
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$150,842
Net investment gain or loss from common/collective trusts	2021-12-31	$220,730
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$261,145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$94,676
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Aggregate proceeds on sale of assets	2021-12-31	$270,471
Aggregate carrying amount (costs) on sale of assets	2021-12-31	$161,095
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2021-12-31	410746749
2020 : UTILITY TRI-STATE 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,173,486
Total loss/gain on sale of assets	2020-12-31	$46,471
Total of all expenses incurred	2020-12-31	$125,622
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$123,151
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$715,979
Value of total assets at end of year	2020-12-31	$2,921,232
Value of total assets at beginning of year	2020-12-31	$1,873,368
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$2,471
Total interest from all sources	2020-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$7,860
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$7,860
Administrative expenses professional fees incurred	2020-12-31	$2,471
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$300,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$473,695
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$55
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$95
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,047,864
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$2,921,232
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$1,873,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$1,103,151
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$646,146
Value of interest in common/collective trusts at end of year	2020-12-31	$1,777,717
Value of interest in common/collective trusts at beginning of year	2020-12-31	$1,192,809
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$40,309
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$34,318
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$34,318
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$181,479
Net investment gain or loss from common/collective trusts	2020-12-31	$221,697
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$242,284
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$123,151
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$374,926
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$328,455
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2020-12-31	410746749
2019 : UTILITY TRI-STATE 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$966,354
Total loss/gain on sale of assets	2019-12-31	$15,561
Total of all expenses incurred	2019-12-31	$26,483
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$22,810
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$681,772
Value of total assets at end of year	2019-12-31	$1,873,368
Value of total assets at beginning of year	2019-12-31	$933,497
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$3,673
Total interest from all sources	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$6,571
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$6,571
Administrative expenses professional fees incurred	2019-12-31	$3,673
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$300,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$445,047
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$8,972
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$95
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$85
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$939,871
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$1,873,368
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$933,497
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$646,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$254,263
Value of interest in common/collective trusts at end of year	2019-12-31	$1,192,809
Value of interest in common/collective trusts at beginning of year	2019-12-31	$652,881
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$34,318
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$26,268
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$26,268
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$86,583
Net investment gain or loss from common/collective trusts	2019-12-31	$175,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$227,753
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$22,810
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$141,744
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$126,183
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2019-12-31	410746749

Form 5500 Responses for UTILITY TRI-STATE 401(K) PLAN

2023: UTILITY TRI-STATE 401(K) PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: UTILITY TRI-STATE 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: UTILITY TRI-STATE 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: UTILITY TRI-STATE 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: UTILITY TRI-STATE 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	UTILITY TRI-STATE, INC.
Employer identification number (EIN):	731312253
NAIC Classification:	423100