401k Plan data: SMILE SOLUTIONS, PLLC 401(K) PLAN plan

SMILE SOLUTIONS, PLLC 401(K) PLAN 401k Plan overview

Plan Name	SMILE SOLUTIONS, PLLC 401(K) PLAN
Plan identification number	001

SMILE SOLUTIONS, PLLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SMILE SOLUTIONS, PLLC has sponsored the creation of one or more 401k plans.

Company Name: SMILE SOLUTIONS, PLLC

Employer identification number (EIN): 731508750

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMILE SOLUTIONS, PLLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01 BRETT LEEMASTER 2022-06-14
001 2020-01-01 BRETT LEEMASTER 2021-07-21
001 2019-01-01 BRETT LEEMASTER 2020-07-27
001 2018-01-01 BRETT LEEMASTER 2019-07-25
001 2017-01-01 BRETT LEEMASTER 2018-07-11
001 2016-01-01 BRETT LEEMASTER 2017-07-27
001 2015-01-01 BRETT LEEMASTER 2016-09-16
001 2014-01-01 BRETT LEEMASTER 2015-05-11
001 2013-01-01 BRETT LEEMASTER 2014-07-24
001 2012-01-01 JIM SPURGEON
001 2011-01-01 JIM SPURGEON
001 2010-01-01 JIM SPURGEON JIM SPURGEON 2011-09-19
001 2009-01-01 JIM SPURGEON JIM SPURGEON 2010-09-30

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-01-01	BRETT LEEMASTER	2022-06-14
001	2020-01-01	BRETT LEEMASTER	2021-07-21
001	2019-01-01	BRETT LEEMASTER	2020-07-27
001	2018-01-01	BRETT LEEMASTER	2019-07-25
001	2017-01-01	BRETT LEEMASTER	2018-07-11
001	2016-01-01	BRETT LEEMASTER	2017-07-27
001	2015-01-01	BRETT LEEMASTER	2016-09-16
001	2014-01-01	BRETT LEEMASTER	2015-05-11
001	2013-01-01	BRETT LEEMASTER	2014-07-24
001	2012-01-01	JIM SPURGEON
001	2011-01-01	JIM SPURGEON
001	2010-01-01	JIM SPURGEON		JIM SPURGEON	2011-09-19
001	2009-01-01	JIM SPURGEON		JIM SPURGEON	2010-09-30

Plan Statistics for SMILE SOLUTIONS, PLLC 401(K) PLAN

401k plan membership statisitcs for SMILE SOLUTIONS, PLLC 401(K) PLAN

Measure Date Value
2012: SMILE SOLUTIONS, PLLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 27
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 16
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 10
Total of all active and inactive participants 2012-01-01 26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 26
Number of participants with account balances 2012-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SMILE SOLUTIONS, PLLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 28
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 18
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 8
Total of all active and inactive participants 2011-01-01 26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 26
Number of participants with account balances 2011-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: SMILE SOLUTIONS, PLLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 26
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 21
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 7
Total of all active and inactive participants 2010-01-01 28
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 28
Number of participants with account balances 2010-01-01 28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: SMILE SOLUTIONS, PLLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 26
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 20
Number of retired or separated participants receiving benefits 2009-01-01 3
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 26
Number of participants with account balances 2009-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2012: SMILE SOLUTIONS, PLLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	27
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	16
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	10
Total of all active and inactive participants	2012-01-01	26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	26
Number of participants with account balances	2012-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SMILE SOLUTIONS, PLLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	28
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	18
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	8
Total of all active and inactive participants	2011-01-01	26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	26
Number of participants with account balances	2011-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: SMILE SOLUTIONS, PLLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	26
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	21
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	7
Total of all active and inactive participants	2010-01-01	28
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	28
Number of participants with account balances	2010-01-01	28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: SMILE SOLUTIONS, PLLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	26
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	20
Number of retired or separated participants receiving benefits	2009-01-01	3
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	26
Number of participants with account balances	2009-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SMILE SOLUTIONS, PLLC 401(K) PLAN

Measure	Date	Value
2012 : SMILE SOLUTIONS, PLLC 401(K) PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$272,384
Expenses. Total of all expenses incurred	2012-12-31	$39,668
Benefits paid (including direct rollovers)	2012-12-31	$38,748
Total plan assets at end of year	2012-12-31	$2,392,135
Total plan assets at beginning of year	2012-12-31	$2,159,419
Value of fidelity bond covering the plan	2012-12-31	$100,000
Total contributions received or receivable from participants	2012-12-31	$98,883
Contributions received from other sources (not participants or employers)	2012-12-31	$678
Other income received	2012-12-31	$68,469
Net income (gross income less expenses)	2012-12-31	$232,716
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,392,135
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,159,419
Assets. Value of participant loans	2012-12-31	$85,781
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2012-12-31	$840,251
Total contributions received or receivable from employer(s)	2012-12-31	$104,354
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$920
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : SMILE SOLUTIONS, PLLC 401(K) PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$-49,117
Expenses. Total of all expenses incurred	2011-12-31	$2,647
Benefits paid (including direct rollovers)	2011-12-31	$1,759
Total plan assets at end of year	2011-12-31	$2,159,225
Total plan assets at beginning of year	2011-12-31	$2,210,989
Value of fidelity bond covering the plan	2011-12-31	$100,000
Total contributions received or receivable from participants	2011-12-31	$98,046
Expenses. Other expenses not covered elsewhere	2011-12-31	$786
Other income received	2011-12-31	$-254,711
Net income (gross income less expenses)	2011-12-31	$-51,764
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,159,225
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,210,989
Assets. Value of participant loans	2011-12-31	$89,607
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2011-12-31	$744,316
Total contributions received or receivable from employer(s)	2011-12-31	$107,548
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$888
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : SMILE SOLUTIONS, PLLC 401(K) PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$237,648
Expenses. Total of all expenses incurred	2010-12-31	$1,651
Benefits paid (including direct rollovers)	2010-12-31	$1,651
Total plan assets at end of year	2010-12-31	$2,210,989
Total plan assets at beginning of year	2010-12-31	$1,974,992
Total contributions received or receivable from participants	2010-12-31	$97,089
Other income received	2010-12-31	$33,980
Net income (gross income less expenses)	2010-12-31	$235,997
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,210,989
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,974,992
Assets. Value of participant loans	2010-12-31	$133,329
Total contributions received or receivable from employer(s)	2010-12-31	$106,579
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : SMILE SOLUTIONS, PLLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SMILE SOLUTIONS, PLLC 401(K) PLAN

2012: SMILE SOLUTIONS, PLLC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SMILE SOLUTIONS, PLLC 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SMILE SOLUTIONS, PLLC 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SMILE SOLUTIONS, PLLC 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SMILE SOLUTIONS, PLLC
Employer identification number (EIN):	731508750
NAIC Classification:	621210
NAIC Description:	Offices of Dentists