401k Plan data: MOODY NATIONAL BANK 401(K) PLAN plan

MOODY NATIONAL BANK 401(K) PLAN 401k Plan overview

Plan Name	MOODY NATIONAL BANK 401(K) PLAN
Plan identification number	001

MOODY NATIONAL BANK 401(K) PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MOODY NATIONAL BANK has sponsored the creation of one or more 401k plans.

Company Name: MOODY NATIONAL BANK

Employer identification number (EIN): 740560665

NAIC Classification: 551111
NAIC Description: Offices of Bank Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MOODY NATIONAL BANK 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 JULIE KEENA VICTOR PIERSON 2014-10-15
001 2012-01-01 JULIE KEENA VICTOR PIERSON 2013-10-09
001 2011-01-01 JULIE KEENA VICTOR PIERSON 2012-10-12
001 2009-01-01 JOANN POHORILES JOANN POHORILES 2010-10-15
001 2009-01-01 JOANN POHORILES JOANN POHORILES 2010-09-23
001 2009-01-01 JOANN POHORILES JOANN POHORILES 2010-09-23
001 2009-01-01 JOANN POHORILES JOANN POHORILES 2010-10-15
001 2009-01-01 JULIE KEENA VICTOR PIERSON 2010-10-13
001 2009-01-01 JOANN POHORILES JOANN POHORILES 2010-09-23

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	JULIE KEENA	VICTOR PIERSON	2014-10-15
001	2012-01-01	JULIE KEENA	VICTOR PIERSON	2013-10-09
001	2011-01-01	JULIE KEENA	VICTOR PIERSON	2012-10-12
001	2009-01-01	JOANN POHORILES	JOANN POHORILES	2010-10-15
001	2009-01-01	JOANN POHORILES	JOANN POHORILES	2010-09-23
001	2009-01-01	JOANN POHORILES	JOANN POHORILES	2010-09-23
001	2009-01-01	JOANN POHORILES	JOANN POHORILES	2010-10-15
001	2009-01-01	JULIE KEENA	VICTOR PIERSON	2010-10-13
001	2009-01-01	JOANN POHORILES	JOANN POHORILES	2010-09-23

Plan Statistics for MOODY NATIONAL BANK 401(K) PLAN

401k plan membership statisitcs for MOODY NATIONAL BANK 401(K) PLAN

Measure Date Value
2013: MOODY NATIONAL BANK 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 160
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: MOODY NATIONAL BANK 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 172
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 121
Number of retired or separated participants receiving benefits 2012-01-01 10
Number of other retired or separated participants entitled to future benefits 2012-01-01 29
Total of all active and inactive participants 2012-01-01 160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: MOODY NATIONAL BANK 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 181
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 134
Number of retired or separated participants receiving benefits 2011-01-01 9
Number of other retired or separated participants entitled to future benefits 2011-01-01 29
Total of all active and inactive participants 2011-01-01 172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: MOODY NATIONAL BANK 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 237
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 218
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 18
Total of all active and inactive participants 2009-01-01 236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 237
Number of participants with account balances 2009-01-01 86
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: MOODY NATIONAL BANK 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	160
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: MOODY NATIONAL BANK 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	172
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	121
Number of retired or separated participants receiving benefits	2012-01-01	10
Number of other retired or separated participants entitled to future benefits	2012-01-01	29
Total of all active and inactive participants	2012-01-01	160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: MOODY NATIONAL BANK 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	181
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	134
Number of retired or separated participants receiving benefits	2011-01-01	9
Number of other retired or separated participants entitled to future benefits	2011-01-01	29
Total of all active and inactive participants	2011-01-01	172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: MOODY NATIONAL BANK 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	237
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	218
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	18
Total of all active and inactive participants	2009-01-01	236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	237
Number of participants with account balances	2009-01-01	86
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on MOODY NATIONAL BANK 401(K) PLAN

Measure	Date	Value
2013 : MOODY NATIONAL BANK 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$6,634
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,576,932
Total loss/gain on sale of assets	2013-12-31	$691,395
Total of all expenses incurred	2013-12-31	$15,292,925
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$15,180,337
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,726,064
Value of total assets at end of year	2013-12-31	$6,634
Value of total assets at beginning of year	2013-12-31	$11,715,993
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$112,588
Total interest from all sources	2013-12-31	$93,971
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$64,827
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$541
Administrative expenses professional fees incurred	2013-12-31	$105,868
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$6,684
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$46,183
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$6,634
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$675
Administrative expenses (other) incurred	2013-12-31	$6,720
Total non interest bearing cash at end of year	2013-12-31	$-50
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-11,715,993
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$11,715,993
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,644,937
Income. Interest from US Government securities	2013-12-31	$1,734
Income. Interest from corporate debt instruments	2013-12-31	$92,237
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$1,539,652
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$151,597
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$2,726,064
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$963,947
Income. Dividends from common stock	2013-12-31	$64,286
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$13,640,685
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$4,100,469
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$4,808,860
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	Yes
Aggregate proceeds on sale of assets	2013-12-31	$26,326,920
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$25,635,525
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	EDWARD J. WALSH AND ASSOCIATES, CPA
Accountancy firm EIN	2013-12-31	760625995
2012 : MOODY NATIONAL BANK 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$608,022
Total unrealized appreciation/depreciation of assets	2012-12-31	$608,022
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,435,137
Total loss/gain on sale of assets	2012-12-31	$13,099
Total of all expenses incurred	2012-12-31	$516,188
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$464,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,556,003
Value of total assets at end of year	2012-12-31	$11,715,993
Value of total assets at beginning of year	2012-12-31	$9,797,044
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$51,928
Total interest from all sources	2012-12-31	$147,388
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$110,625
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$583
Administrative expenses professional fees incurred	2012-12-31	$45,005
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$7,500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$46,183
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$39,058
Administrative expenses (other) incurred	2012-12-31	$6,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,918,949
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$11,715,993
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$9,797,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,644,937
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,841,850
Income. Interest from US Government securities	2012-12-31	$19,154
Income. Interest from corporate debt instruments	2012-12-31	$128,234
Asset value of US Government securities at end of year	2012-12-31	$151,597
Asset value of US Government securities at beginning of year	2012-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,556,003
Employer contributions (assets) at end of year	2012-12-31	$963,947
Employer contributions (assets) at beginning of year	2012-12-31	$957,766
Income. Dividends from common stock	2012-12-31	$110,042
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$464,260
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$4,100,469
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$3,162,430
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$4,808,860
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$3,795,940
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$1,045,423
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$1,032,324
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	EDWARD J. WALSH AND ASSOCIATES, CPA
Accountancy firm EIN	2012-12-31	760625995
2011 : MOODY NATIONAL BANK 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$69,238
Total unrealized appreciation/depreciation of assets	2011-12-31	$69,238
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,689,636
Total loss/gain on sale of assets	2011-12-31	$4,572
Total of all expenses incurred	2011-12-31	$505,595
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$449,095
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,399,912
Value of total assets at end of year	2011-12-31	$9,797,044
Value of total assets at beginning of year	2011-12-31	$8,613,003
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$56,500
Total interest from all sources	2011-12-31	$124,077
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$90,592
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$98
Administrative expenses professional fees incurred	2011-12-31	$50,165
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$7,500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$39,058
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$29,403
Other income not declared elsewhere	2011-12-31	$1,245
Administrative expenses (other) incurred	2011-12-31	$6,335
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,184,041
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$9,797,044
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$8,613,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,841,850
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$835,874
Income. Interest from US Government securities	2011-12-31	$6,696
Income. Interest from corporate debt instruments	2011-12-31	$117,381
Asset value of US Government securities at end of year	2011-12-31	$0
Asset value of US Government securities at beginning of year	2011-12-31	$393,413
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,399,912
Employer contributions (assets) at end of year	2011-12-31	$957,766
Employer contributions (assets) at beginning of year	2011-12-31	$1,069,752
Income. Dividends from common stock	2011-12-31	$90,494
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$449,095
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$3,162,430
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$2,414,461
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$3,795,940
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$3,870,100
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$2,021,857
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$2,017,285
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	EDWARD J. WALSH AND ASSOCIATES, CPA
Accountancy firm EIN	2011-12-31	760625995
2010 : MOODY NATIONAL BANK 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$261,502
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$23,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$21,110
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$166,742
Value of total assets at end of year	2010-12-31	$1,098,916
Value of total assets at beginning of year	2010-12-31	$860,824
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,300
Total interest from all sources	2010-12-31	$1,045
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$119
Administrative expenses professional fees incurred	2010-12-31	$40,780
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$7,500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$161,347
Participant contributions at end of year	2010-12-31	$21,144
Participant contributions at beginning of year	2010-12-31	$21,124
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$5,395
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$29,403
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$29,950
Other income not declared elsewhere	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$2,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$238,092
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,098,916
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$860,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,077,772
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$839,700
Value of interest in pooled separate accounts at end of year	2010-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$0
Interest on participant loans	2010-12-31	$1,045
Interest earned on other investments	2010-12-31	$0
Income. Interest from US Government securities	2010-12-31	$20,824
Income. Interest from corporate debt instruments	2010-12-31	$91,161
Value of interest in common/collective trusts at end of year	2010-12-31	$0
Value of interest in common/collective trusts at beginning of year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Asset value of US Government securities at end of year	2010-12-31	$393,413
Asset value of US Government securities at beginning of year	2010-12-31	$524,614
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$0
Net investment gain/loss from pooled separate accounts	2010-12-31	$93,715
Net investment gain or loss from common/collective trusts	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$0
Assets. Invements in employer securities at beginning of year	2010-12-31	$0
Contributions received in cash from employer	2010-12-31	$0
Employer contributions (assets) at end of year	2010-12-31	$1,069,752
Employer contributions (assets) at beginning of year	2010-12-31	$431,534
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$21,110
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$1,530,490
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$1,532,533
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DRDA, PLLC
Accountancy firm EIN	2010-12-31	760229852
2009 : MOODY NATIONAL BANK 401(K) PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$0
Amount contributed by the employer to the plan for this plan year	2009-12-31	$0

Form 5500 Responses for MOODY NATIONAL BANK 401(K) PLAN

2013: MOODY NATIONAL BANK 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: MOODY NATIONAL BANK 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: MOODY NATIONAL BANK 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: MOODY NATIONAL BANK 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	MOODY NATIONAL BANK
Employer identification number (EIN):	740560665
NAIC Classification:	551111
NAIC Description:	Offices of Bank Holding Companies