401k Plan data: SPJST EMPLOYEES 401(K) PLAN plan

SPJST EMPLOYEES 401(K) PLAN 401k Plan overview

Plan Name	SPJST EMPLOYEES 401(K) PLAN
Plan identification number	002

SPJST EMPLOYEES 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SPJST has sponsored the creation of one or more 401k plans.

Company Name: SPJST

Employer identification number (EIN): 740902250

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Additional information about SPJST

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 1977-07-07

Company Identification Number: 0003227101

Legal Registered Office Address: PO BOX 100

TEMPLE
United States of America (USA)
76503

More information about SPJST

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPJST EMPLOYEES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 NANCY MILLER 2023-06-13
002 2021-01-01 NANCY MILLER 2022-07-14
002 2020-01-01 NANCY MILLER 2021-10-15 NANCY MILLER 2021-10-15
002 2019-01-01 LYNETTE TALASEK 2020-06-08 LYNETTE TALASEK 2020-06-08
002 2018-01-01 LYNETTE TALASEK 2019-06-05
002 2017-01-01 BRIAN VANICEK 2018-05-17
002 2016-01-01 BRIAN VANICEK 2017-05-11
002 2015-01-01 BRIAN VANICEK 2016-04-05
002 2014-01-01 BRIAN VANICEK 2015-05-12
002 2013-01-01 BRIAN VANICEK 2014-05-19
002 2012-01-01 BRIAN VANICEK 2013-05-06
002 2011-01-01 BRIAN VANICEK 2012-05-15
002 2009-01-01 BRIAN VANICEK

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01	NANCY MILLER	2023-06-13
002	2021-01-01	NANCY MILLER	2022-07-14
002	2020-01-01	NANCY MILLER	2021-10-15	NANCY MILLER	2021-10-15
002	2019-01-01	LYNETTE TALASEK	2020-06-08	LYNETTE TALASEK	2020-06-08
002	2018-01-01	LYNETTE TALASEK	2019-06-05
002	2017-01-01	BRIAN VANICEK	2018-05-17
002	2016-01-01	BRIAN VANICEK	2017-05-11
002	2015-01-01	BRIAN VANICEK	2016-04-05
002	2014-01-01	BRIAN VANICEK	2015-05-12
002	2013-01-01	BRIAN VANICEK	2014-05-19
002	2012-01-01	BRIAN VANICEK	2013-05-06
002	2011-01-01	BRIAN VANICEK	2012-05-15
002	2009-01-01	BRIAN VANICEK

Plan Statistics for SPJST EMPLOYEES 401(K) PLAN

401k plan membership statisitcs for SPJST EMPLOYEES 401(K) PLAN

Measure Date Value
2009: SPJST EMPLOYEES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 60
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 39
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 6
Total of all active and inactive participants 2009-01-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 45
Number of participants with account balances 2009-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2009: SPJST EMPLOYEES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	60
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	39
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	6
Total of all active and inactive participants	2009-01-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	45
Number of participants with account balances	2009-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on SPJST EMPLOYEES 401(K) PLAN

Measure	Date	Value
2010 : SPJST EMPLOYEES 401(K) PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$357,717
Expenses. Total of all expenses incurred	2010-12-31	$91,932
Benefits paid (including direct rollovers)	2010-12-31	$91,932
Total plan assets at end of year	2010-12-31	$1,727,547
Total plan assets at beginning of year	2010-12-31	$1,461,762
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$128,276
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$18
Other income received	2010-12-31	$156,227
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$265,785
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,727,547
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,461,762
Assets. Value of participant loans	2010-12-31	$3,639
Total contributions received or receivable from employer(s)	2010-12-31	$73,196
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : SPJST EMPLOYEES 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SPJST EMPLOYEES 401(K) PLAN

2009: SPJST EMPLOYEES 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-712030

Policy instance

Insurance contract or identification number	GA-712030
Number of Individuals Covered	39
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $3,016
Total amount of fees paid to insurance company	USD $722
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,016
Insurance broker organization code?	4
Amount paid for insurance broker fees	722
Additional information about fees paid to insurance broker	SALES/ADMINISTRATION
Insurance broker name	JULY BUSINESS SERVICES

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Company Name:	SPJST
Employer identification number (EIN):	740902250
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	1977-07-07
Company Identification Number:	0003227101
Legal Registered Office Address:	PO BOX 100 TEMPLE United States of America (USA) 76503