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SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 401k Plan overview

Plan NameSOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN
Plan identification number 502

SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Health (other than dental or vision)
  • Dental

401k Sponsoring company profile

SOUTHWEST RESEARCH INSTITUTE has sponsored the creation of one or more 401k plans.

Company Name:SOUTHWEST RESEARCH INSTITUTE
Employer identification number (EIN):741070544
NAIC Classification:541700

Additional information about SOUTHWEST RESEARCH INSTITUTE

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1966-10-13
Company Identification Number: 0022861301
Legal Registered Office Address: 6220 CULEBRA RD

SAN ANTONIO
United States of America (USA)
78238

More information about SOUTHWEST RESEARCH INSTITUTE

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5022023-01-01
5022022-01-01
5022021-01-01
5022020-01-01
5022019-01-01
5022018-01-01
5022017-01-01BETH ANN RAFFERTY
5022016-01-01BETH ANN RAFFERTY
5022015-01-01BETH ANN RAFFERTY
5022014-01-01BETH ANN RAFFERTY
5022013-01-01BETH ANN RAFFERTY
5022012-01-01BETH ANN RAFFERTY BETH ANN RAFFERTY2013-10-08
5022011-01-01BETH ANN RAFFERTY BETH ANN RAFFERTY2012-10-12
5022010-01-01BETH ANN RAFFERTY BETH ANN RAFFERTY2011-09-09
5022009-01-01JOHN F. SPRENCEL

Plan Statistics for SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN

401k plan membership statisitcs for SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN

Measure Date Value
2023: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-012,912
Total number of active participants reported on line 7a of the Form 55002023-01-013,036
Number of retired or separated participants receiving benefits2023-01-0160
Total of all active and inactive participants2023-01-013,096
2022: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,815
Total number of active participants reported on line 7a of the Form 55002022-01-012,843
Number of retired or separated participants receiving benefits2022-01-0169
Total of all active and inactive participants2022-01-012,912
2021: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-012,824
Total number of active participants reported on line 7a of the Form 55002021-01-012,759
Number of retired or separated participants receiving benefits2021-01-0156
Total of all active and inactive participants2021-01-012,815
2020: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,745
Total number of active participants reported on line 7a of the Form 55002020-01-012,749
Number of retired or separated participants receiving benefits2020-01-0175
Total of all active and inactive participants2020-01-012,824
2019: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,599
Total number of active participants reported on line 7a of the Form 55002019-01-012,682
Number of retired or separated participants receiving benefits2019-01-0163
Total of all active and inactive participants2019-01-012,745
2018: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,533
Total number of active participants reported on line 7a of the Form 55002018-01-012,531
Number of retired or separated participants receiving benefits2018-01-0168
Total of all active and inactive participants2018-01-012,599
2017: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,628
Total number of active participants reported on line 7a of the Form 55002017-01-012,475
Number of retired or separated participants receiving benefits2017-01-0158
Total of all active and inactive participants2017-01-012,533
2016: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,714
Total number of active participants reported on line 7a of the Form 55002016-01-012,569
Number of retired or separated participants receiving benefits2016-01-0159
Total of all active and inactive participants2016-01-012,628
2015: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,743
Total number of active participants reported on line 7a of the Form 55002015-01-012,662
Number of retired or separated participants receiving benefits2015-01-0152
Total of all active and inactive participants2015-01-012,714
2014: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,793
Total number of active participants reported on line 7a of the Form 55002014-01-012,681
Number of retired or separated participants receiving benefits2014-01-0162
Total of all active and inactive participants2014-01-012,743
2013: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,552
Total number of active participants reported on line 7a of the Form 55002013-01-012,742
Number of retired or separated participants receiving benefits2013-01-0151
Total of all active and inactive participants2013-01-012,793
2012: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,988
Total number of active participants reported on line 7a of the Form 55002012-01-012,542
Number of retired or separated participants receiving benefits2012-01-0110
Total of all active and inactive participants2012-01-012,552
2011: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,181
Total number of active participants reported on line 7a of the Form 55002011-01-012,952
Number of retired or separated participants receiving benefits2011-01-0136
Total of all active and inactive participants2011-01-012,988
2010: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-013,287
Total number of active participants reported on line 7a of the Form 55002010-01-013,052
Number of retired or separated participants receiving benefits2010-01-01129
Total of all active and inactive participants2010-01-013,181
2009: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013,285
Total number of active participants reported on line 7a of the Form 55002009-01-013,138
Number of retired or separated participants receiving benefits2009-01-01149
Total of all active and inactive participants2009-01-013,287

Financial Data on SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN

Measure Date Value
2023 : SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2023 401k financial data
Total income from all sources (including contributions)2023-12-31$35,094,908
Total of all expenses incurred2023-12-31$34,962,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$34,944,557
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$34,980,133
Value of total assets at end of year2023-12-31$4,410,088
Value of total assets at beginning of year2023-12-31$4,277,450
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$17,713
Total interest from all sources2023-12-31$114,775
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$10,000,000
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$13,118,961
Administrative expenses (other) incurred2023-12-31$17,713
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$132,638
Value of net assets at end of year (total assets less liabilities)2023-12-31$4,410,088
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$4,277,450
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$4,410,088
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$4,277,450
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$4,277,450
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$114,775
Expenses. Payments to insurance carriers foe the provision of benefits2023-12-31$1,620,803
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31Yes
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$21,861,172
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$33,323,754
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31RSM US, LLP
Accountancy firm EIN2023-12-31420714325
2022 : SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$33,302,240
Total of all expenses incurred2022-12-31$32,779,376
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$32,763,695
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$33,280,710
Value of total assets at end of year2022-12-31$4,277,450
Value of total assets at beginning of year2022-12-31$3,754,586
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$15,681
Total interest from all sources2022-12-31$21,530
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$12,183,937
Administrative expenses (other) incurred2022-12-31$15,681
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$522,864
Value of net assets at end of year (total assets less liabilities)2022-12-31$4,277,450
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,754,586
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$4,277,450
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$3,754,586
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$3,754,586
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$21,530
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$21,096,773
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$32,763,695
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RSM US, LLP
Accountancy firm EIN2022-12-31420714325
2021 : SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2021 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$400,000
Total income from all sources (including contributions)2021-12-31$33,783,488
Total of all expenses incurred2021-12-31$33,143,430
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$33,130,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$33,767,254
Value of total assets at end of year2021-12-31$3,754,586
Value of total assets at beginning of year2021-12-31$3,514,528
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$13,312
Total interest from all sources2021-12-31$16,234
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$12,164,831
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$400,000
Administrative expenses (other) incurred2021-12-31$13,312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$640,058
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,754,586
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$3,114,528
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$3,754,586
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$3,514,528
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$3,514,528
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$16,234
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$21,602,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$33,130,118
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RSM US, LLP
Accountancy firm EIN2021-12-31420714325
2020 : SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$400,000
Total income from all sources (including contributions)2020-12-31$26,203,343
Total of all expenses incurred2020-12-31$25,904,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$25,891,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$26,157,477
Value of total assets at end of year2020-12-31$3,514,528
Value of total assets at beginning of year2020-12-31$2,815,356
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$12,247
Total interest from all sources2020-12-31$45,866
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$12,060,445
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$400,000
Administrative expenses (other) incurred2020-12-31$12,247
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$299,172
Value of net assets at end of year (total assets less liabilities)2020-12-31$3,114,528
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,815,356
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$3,514,528
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$2,815,356
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$2,815,356
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$45,866
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$14,097,032
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$25,891,924
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US, LLP
Accountancy firm EIN2020-12-31420714325
2019 : SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$27,472,898
Total of all expenses incurred2019-12-31$27,115,364
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$27,104,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$27,426,225
Value of total assets at end of year2019-12-31$2,815,356
Value of total assets at beginning of year2019-12-31$2,457,822
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$11,139
Total interest from all sources2019-12-31$46,673
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$11,039,167
Administrative expenses (other) incurred2019-12-31$11,139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$357,534
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,815,356
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,457,822
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,815,356
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$2,457,822
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$2,457,822
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$46,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$16,387,058
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$27,104,225
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
2018 : SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$22,400,137
Total of all expenses incurred2018-12-31$22,622,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$22,610,854
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$22,360,855
Value of total assets at end of year2018-12-31$2,457,822
Value of total assets at beginning of year2018-12-31$2,680,219
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$11,680
Total interest from all sources2018-12-31$39,282
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$10,702,305
Administrative expenses (other) incurred2018-12-31$11,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-222,397
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,457,822
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,680,219
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$2,457,822
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$2,680,219
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$2,680,219
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$39,282
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$11,658,550
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$22,610,854
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$27,814,406
Total of all expenses incurred2017-12-31$27,845,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$27,833,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$27,783,954
Value of total assets at end of year2017-12-31$2,680,219
Value of total assets at beginning of year2017-12-31$2,711,537
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$11,769
Total interest from all sources2017-12-31$30,452
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$10,803,141
Administrative expenses (other) incurred2017-12-31$11,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-31,318
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,680,219
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,711,537
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2,680,219
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,711,537
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,711,537
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$30,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$16,980,813
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$27,833,955
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$29,599,392
Total of all expenses incurred2016-12-31$29,538,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$29,526,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$29,571,410
Value of total assets at end of year2016-12-31$2,711,537
Value of total assets at beginning of year2016-12-31$2,650,226
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$11,671
Total interest from all sources2016-12-31$27,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$11,277,248
Administrative expenses (other) incurred2016-12-31$11,671
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$61,311
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,711,537
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,650,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,711,537
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$2,650,226
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$2,650,226
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$27,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$18,294,162
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$29,526,410
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325
2015 : SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$29,472,441
Total of all expenses incurred2015-12-31$29,266,020
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$29,254,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$29,444,773
Value of total assets at end of year2015-12-31$2,650,226
Value of total assets at beginning of year2015-12-31$2,443,805
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$11,247
Total interest from all sources2015-12-31$27,668
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$10,966,536
Administrative expenses (other) incurred2015-12-31$11,247
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$206,421
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,650,226
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,443,805
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,650,226
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,443,805
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,443,805
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$27,668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$18,478,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$29,254,773
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PADGETT STRATEMANN & COMPANY, LLP
Accountancy firm EIN2015-12-31741650885
2014 : SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$28,591,346
Total of all expenses incurred2014-12-31$28,548,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$28,537,921
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$28,559,921
Value of total assets at end of year2014-12-31$2,443,805
Value of total assets at beginning of year2014-12-31$2,401,438
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,058
Total interest from all sources2014-12-31$31,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$10,068,973
Administrative expenses (other) incurred2014-12-31$11,058
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$42,367
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,443,805
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,401,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,443,805
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,401,438
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,401,438
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$31,425
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$18,490,948
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$28,537,921
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PADGETT STRATEMANN & COMPANY, LLP
Accountancy firm EIN2014-12-31741650885
2013 : SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$30,206,441
Total of all expenses incurred2013-12-31$30,179,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$30,168,674
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$30,168,674
Value of total assets at end of year2013-12-31$2,401,438
Value of total assets at beginning of year2013-12-31$2,374,637
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$10,966
Total interest from all sources2013-12-31$37,767
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$9,748,812
Administrative expenses (other) incurred2013-12-31$10,966
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$26,801
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,401,438
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,374,637
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,401,438
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,374,637
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,374,637
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$37,767
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$20,419,862
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$30,168,674
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG
Accountancy firm EIN2013-12-31346565596
2012 : SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$29,855,072
Total of all expenses incurred2012-12-31$29,821,489
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$29,810,542
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$29,810,542
Value of total assets at end of year2012-12-31$2,374,637
Value of total assets at beginning of year2012-12-31$2,341,054
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$10,947
Total interest from all sources2012-12-31$44,530
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$9,649,138
Administrative expenses (other) incurred2012-12-31$10,947
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$33,583
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,374,637
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,341,054
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$2,374,637
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,341,054
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,341,054
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$44,530
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$20,161,404
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$29,810,542
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2012-12-31346565596
2011 : SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$28,735,434
Total of all expenses incurred2011-12-31$29,229,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$29,218,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$28,669,691
Value of total assets at end of year2011-12-31$2,341,054
Value of total assets at beginning of year2011-12-31$2,835,411
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$11,780
Total interest from all sources2011-12-31$65,743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$7,762,998
Administrative expenses (other) incurred2011-12-31$11,780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-494,357
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,341,054
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,835,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,341,054
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$2,835,411
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$2,835,411
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$65,743
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$20,906,693
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$29,218,011
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$25,230,363
Total of all expenses incurred2010-12-31$25,123,198
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$25,111,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$25,142,308
Value of total assets at end of year2010-12-31$2,835,411
Value of total assets at beginning of year2010-12-31$2,728,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$11,948
Total interest from all sources2010-12-31$88,055
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$7,410,462
Administrative expenses (other) incurred2010-12-31$11,948
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$100,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$107,165
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,835,411
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,728,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$2,835,411
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,628,246
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,628,246
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$88,055
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$17,731,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$25,111,250
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2010-12-31346565596

Form 5500 Responses for SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN

2023: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan funding arrangement – General assets of the sponsorYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2023-01-01Plan benefit arrangement – General assets of the sponsorYes
2022: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan funding arrangement – General assets of the sponsorYes
2022-01-01Plan benefit arrangement - TrustYes
2022-01-01Plan benefit arrangement – General assets of the sponsorYes
2021: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan funding arrangement – General assets of the sponsorYes
2021-01-01Plan benefit arrangement - TrustYes
2021-01-01Plan benefit arrangement – General assets of the sponsorYes
2020: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan funding arrangement – General assets of the sponsorYes
2020-01-01Plan benefit arrangement - TrustYes
2020-01-01Plan benefit arrangement – General assets of the sponsorYes
2019: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan funding arrangement – General assets of the sponsorYes
2019-01-01Plan benefit arrangement - TrustYes
2019-01-01Plan benefit arrangement – General assets of the sponsorYes
2018: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan funding arrangement – General assets of the sponsorYes
2018-01-01Plan benefit arrangement - TrustYes
2018-01-01Plan benefit arrangement – General assets of the sponsorYes
2017: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan funding arrangement – General assets of the sponsorYes
2017-01-01Plan benefit arrangement - TrustYes
2017-01-01Plan benefit arrangement – General assets of the sponsorYes
2016: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan funding arrangement – General assets of the sponsorYes
2016-01-01Plan benefit arrangement - TrustYes
2016-01-01Plan benefit arrangement – General assets of the sponsorYes
2015: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan funding arrangement – General assets of the sponsorYes
2015-01-01Plan benefit arrangement - TrustYes
2015-01-01Plan benefit arrangement – General assets of the sponsorYes
2014: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan funding arrangement – General assets of the sponsorYes
2014-01-01Plan benefit arrangement - TrustYes
2014-01-01Plan benefit arrangement – General assets of the sponsorYes
2013: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan funding arrangement – General assets of the sponsorYes
2013-01-01Plan benefit arrangement - TrustYes
2013-01-01Plan benefit arrangement – General assets of the sponsorYes
2012: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan funding arrangement – General assets of the sponsorYes
2012-01-01Plan benefit arrangement - TrustYes
2012-01-01Plan benefit arrangement – General assets of the sponsorYes
2011: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan funding arrangement – General assets of the sponsorYes
2011-01-01Plan benefit arrangement - TrustYes
2011-01-01Plan benefit arrangement – General assets of the sponsorYes
2010: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan funding arrangement – General assets of the sponsorYes
2010-01-01Plan benefit arrangement - TrustYes
2010-01-01Plan benefit arrangement – General assets of the sponsorYes
2009: SOUTHWEST RESEARCH INSTITUTE EMPLOYEES' HEALTH CARE EXPENSE BENEFIT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan funding arrangement – General assets of the sponsorYes
2009-01-01Plan benefit arrangement - TrustYes
2009-01-01Plan benefit arrangement – General assets of the sponsorYes

Insurance Providers Used on plan

UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number700722
Policy instance 1
Insurance contract or identification number700722
Number of Individuals Covered5425
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Welfare Benefit Premiums Paid to CarrierUSD $1,620,803
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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