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WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 401k Plan overview

Plan NameWILLIAM MARSH RICE UNIVERSITY 403(B) PLAN
Plan identification number 002

WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

WILLIAM MARSH RICE UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:WILLIAM MARSH RICE UNIVERSITY
Employer identification number (EIN):741109620
NAIC Classification:611000

Additional information about WILLIAM MARSH RICE UNIVERSITY

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1900-05-20
Company Identification Number: 0000509501
Legal Registered Office Address: 6100 MAIN ST STOP 70

HOUSTON
United States of America (USA)
77005

More information about WILLIAM MARSH RICE UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01MARY CRONIN MARY CRONIN2018-07-12
0022016-01-01MARY CRONIN MARY CRONIN2017-07-21
0022015-01-01MARY CRONIN MARY CRONIN2016-08-01
0022014-01-01MARY CRONIN MARY CRONIN2015-10-07
0022013-01-01ELAINE BRITT MARY CRONIN2014-10-12
0022012-01-01ELAINE BRITT MARY A. CRONIN2013-10-10
0022011-01-01ELAINE BRITT MARY A. CRONIN2012-10-16
0022010-01-01ELAINE BRITT MARY CRONIN2011-10-14
0022009-01-01MARY CRONIN
0022009-01-01MARY CRONIN
0022009-01-01 MARY CRONIN2011-06-27
0022009-01-01ELAINE BRITT MARY CRONIN2011-07-08
0022009-01-01ELAINE BRITT MARY CRONIN2011-07-08
0022009-01-01 MARY CRONIN2011-07-08

Plan Statistics for WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN

401k plan membership statisitcs for WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN

Measure Date Value
2023: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-019,086
Total number of active participants reported on line 7a of the Form 55002023-01-015,226
Number of retired or separated participants receiving benefits2023-01-0113
Number of other retired or separated participants entitled to future benefits2023-01-013,903
Total of all active and inactive participants2023-01-019,142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-0143
Total participants2023-01-019,185
Number of participants with account balances2023-01-017,907
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-018,632
Total number of active participants reported on line 7a of the Form 55002022-01-015,347
Number of retired or separated participants receiving benefits2022-01-0111
Number of other retired or separated participants entitled to future benefits2022-01-013,590
Total of all active and inactive participants2022-01-018,948
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01138
Total participants2022-01-019,086
Number of participants with account balances2022-01-017,575
2021: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-016,150
Total number of active participants reported on line 7a of the Form 55002021-01-015,213
Number of retired or separated participants receiving benefits2021-01-0110
Number of other retired or separated participants entitled to future benefits2021-01-013,279
Total of all active and inactive participants2021-01-018,502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01130
Total participants2021-01-018,632
Number of participants with account balances2021-01-017,030
2020: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-017,533
Total number of active participants reported on line 7a of the Form 55002020-01-013,298
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-012,830
Total of all active and inactive participants2020-01-016,128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0122
Total participants2020-01-016,150
Number of participants with account balances2020-01-016,074
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-016,682
Total number of active participants reported on line 7a of the Form 55002019-01-014,538
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-012,966
Total of all active and inactive participants2019-01-017,509
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0124
Total participants2019-01-017,533
Number of participants with account balances2019-01-017,274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-016,131
Total number of active participants reported on line 7a of the Form 55002018-01-013,973
Number of retired or separated participants receiving benefits2018-01-015
Number of other retired or separated participants entitled to future benefits2018-01-012,685
Total of all active and inactive participants2018-01-016,663
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0119
Total participants2018-01-016,682
Number of participants with account balances2018-01-016,408
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-015,798
Total number of active participants reported on line 7a of the Form 55002017-01-013,727
Number of retired or separated participants receiving benefits2017-01-0111
Number of other retired or separated participants entitled to future benefits2017-01-012,374
Total of all active and inactive participants2017-01-016,112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0119
Total participants2017-01-016,131
Number of participants with account balances2017-01-016,131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-015,428
Total number of active participants reported on line 7a of the Form 55002016-01-013,666
Number of retired or separated participants receiving benefits2016-01-01169
Number of other retired or separated participants entitled to future benefits2016-01-011,949
Total of all active and inactive participants2016-01-015,784
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0114
Total participants2016-01-015,798
Number of participants with account balances2016-01-015,798
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014,163
Total number of active participants reported on line 7a of the Form 55002015-01-013,466
Number of retired or separated participants receiving benefits2015-01-0162
Number of other retired or separated participants entitled to future benefits2015-01-011,889
Total of all active and inactive participants2015-01-015,417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0111
Total participants2015-01-015,428
Number of participants with account balances2015-01-015,428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,624
Total number of active participants reported on line 7a of the Form 55002014-01-012,824
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011,325
Total of all active and inactive participants2014-01-014,149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0114
Total participants2014-01-014,163
Number of participants with account balances2014-01-014,163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,071
Total number of active participants reported on line 7a of the Form 55002013-01-012,108
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-011,509
Total of all active and inactive participants2013-01-013,618
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-013,624
Number of participants with account balances2013-01-013,624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014,050
Total number of active participants reported on line 7a of the Form 55002012-01-011,772
Number of retired or separated participants receiving benefits2012-01-01106
Number of other retired or separated participants entitled to future benefits2012-01-011,187
Total of all active and inactive participants2012-01-013,065
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-016
Total participants2012-01-013,071
Number of participants with account balances2012-01-013,071
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,202
Total number of active participants reported on line 7a of the Form 55002011-01-011,660
Number of retired or separated participants receiving benefits2011-01-01230
Number of other retired or separated participants entitled to future benefits2011-01-012,156
Total of all active and inactive participants2011-01-014,046
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-014,050
Number of participants with account balances2011-01-014,050
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-012,837
Total number of active participants reported on line 7a of the Form 55002010-01-011,253
Number of other retired or separated participants entitled to future benefits2010-01-011,949
Total of all active and inactive participants2010-01-013,202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-013,202
Number of participants with account balances2010-01-013,202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,727
Total number of active participants reported on line 7a of the Form 55002009-01-011,475
Number of retired or separated participants receiving benefits2009-01-01174
Number of other retired or separated participants entitled to future benefits2009-01-011,188
Total of all active and inactive participants2009-01-012,837
Total participants2009-01-012,837
Number of participants with account balances2009-01-012,837
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN

Measure Date Value
2023 : WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2023-12-31$-22,093
Total unrealized appreciation/depreciation of assets2023-12-31$-22,093
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$139,035,512
Total loss/gain on sale of assets2023-12-31$4,055
Total of all expenses incurred2023-12-31$41,468,892
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$41,403,812
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$39,205,890
Value of total assets at end of year2023-12-31$763,696,889
Value of total assets at beginning of year2023-12-31$666,130,269
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$65,080
Total interest from all sources2023-12-31$7,774,826
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$13,239,026
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$13,239,026
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$5,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$28,432,771
Participant contributions at end of year2023-12-31$1,437,895
Participant contributions at beginning of year2023-12-31$740,480
Assets. Other investments not covered elsewhere at end of year2023-12-31$19,261,611
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$16,689,164
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$10,773,119
Other income not declared elsewhere2023-12-31$371,020
Administrative expenses (other) incurred2023-12-31$4
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$97,566,620
Value of net assets at end of year (total assets less liabilities)2023-12-31$763,696,889
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$666,130,269
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$29,623
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$558,659,285
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$461,577,441
Value of interest in pooled separate accounts at end of year2023-12-31$16,750,582
Value of interest in pooled separate accounts at beginning of year2023-12-31$21,327,190
Interest on participant loans2023-12-31$69,948
Interest earned on other investments2023-12-31$7,292,579
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$412,299
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$167,587,516
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$165,795,994
Expenses. Payments to insurance carriers foe the provision of benefits2023-12-31$2,788,870
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$81,246,798
Net investment gain/loss from pooled separate accounts2023-12-31$-2,784,010
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$38,614,942
Contract administrator fees2023-12-31$22,305
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Aggregate proceeds on sale of assets2023-12-31$32,012
Aggregate carrying amount (costs) on sale of assets2023-12-31$27,957
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31FORVIS MAZARS, LLP
Accountancy firm EIN2023-12-31440160260
2022 : WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-65,699,580
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$40,825,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$40,755,738
Expenses. Certain deemed distributions of participant loans2022-12-31$0
Value of total corrective distributions2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$29,408,853
Value of total assets at end of year2022-12-31$666,130,269
Value of total assets at beginning of year2022-12-31$772,655,074
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$69,487
Total interest from all sources2022-12-31$6,590,618
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$14,593,128
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$14,593,128
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$24,965,855
Participant contributions at end of year2022-12-31$740,480
Participant contributions at beginning of year2022-12-31$299,993
Assets. Other investments not covered elsewhere at end of year2022-12-31$16,689,164
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$19,980,532
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$4,442,998
Other income not declared elsewhere2022-12-31$-146,447
Administrative expenses (other) incurred2022-12-31$9,105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-106,524,805
Value of net assets at end of year (total assets less liabilities)2022-12-31$666,130,269
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$772,655,074
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$6,550
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$461,577,441
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$560,076,708
Value of interest in pooled separate accounts at end of year2022-12-31$21,327,190
Value of interest in pooled separate accounts at beginning of year2022-12-31$20,065,191
Interest on participant loans2022-12-31$25,127
Interest earned on other investments2022-12-31$6,442,566
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$122,925
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$165,795,994
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$172,232,650
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$1,657,800
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-117,790,311
Net investment gain/loss from pooled separate accounts2022-12-31$1,644,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$39,097,938
Contract administrator fees2022-12-31$53,832
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS LLP
Accountancy firm EIN2022-12-31440160260
2021 : WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$118,151,995
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$44,795,558
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$44,682,033
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$29,508,480
Value of total assets at end of year2021-12-31$772,655,074
Value of total assets at beginning of year2021-12-31$699,298,637
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$113,525
Total interest from all sources2021-12-31$5,755,234
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$18,132,168
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$18,132,168
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$23,653,632
Participant contributions at end of year2021-12-31$299,993
Participant contributions at beginning of year2021-12-31$38,800
Assets. Other investments not covered elsewhere at end of year2021-12-31$19,980,532
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$16,826,859
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$5,854,848
Other income not declared elsewhere2021-12-31$472,319
Administrative expenses (other) incurred2021-12-31$1,025
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$73,356,437
Value of net assets at end of year (total assets less liabilities)2021-12-31$772,655,074
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$699,298,637
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$125
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$560,076,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$493,843,663
Value of interest in pooled separate accounts at end of year2021-12-31$20,065,191
Value of interest in pooled separate accounts at beginning of year2021-12-31$16,987,832
Interest on participant loans2021-12-31$0
Interest earned on other investments2021-12-31$5,753,612
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$1,622
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$172,232,650
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$171,601,483
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$1,131,346
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$61,223,297
Net investment gain/loss from pooled separate accounts2021-12-31$3,060,497
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$43,550,687
Contract administrator fees2021-12-31$112,375
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS LLP
Accountancy firm EIN2021-12-31440160260
2020 : WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$107,466,763
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$34,007,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$33,917,042
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$29,311,570
Value of total assets at end of year2020-12-31$699,298,637
Value of total assets at beginning of year2020-12-31$625,839,774
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$90,858
Total interest from all sources2020-12-31$6,147,755
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$9,959,734
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$9,959,734
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$23,165,698
Participant contributions at end of year2020-12-31$38,800
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$16,826,859
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$13,088,747
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$6,145,872
Other income not declared elsewhere2020-12-31$302,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$73,458,863
Value of net assets at end of year (total assets less liabilities)2020-12-31$699,298,637
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$625,839,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$90,858
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$493,843,663
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$428,576,498
Value of interest in pooled separate accounts at end of year2020-12-31$16,987,832
Value of interest in pooled separate accounts at beginning of year2020-12-31$20,635,392
Interest earned on other investments2020-12-31$6,147,755
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$171,601,483
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$163,539,137
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$1,357,718
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$61,918,388
Net investment gain/loss from pooled separate accounts2020-12-31$-173,558
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$32,559,324
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BKD, LLP
Accountancy firm EIN2020-12-31440160260
2019 : WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$123,945,373
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$32,208,574
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$32,110,628
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$31,431,648
Value of total assets at end of year2019-12-31$625,839,774
Value of total assets at beginning of year2019-12-31$534,102,975
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$97,946
Total interest from all sources2019-12-31$5,943,078
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$8,038,672
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$8,038,672
Administrative expenses professional fees incurred2019-12-31$33,000
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$22,366,496
Assets. Other investments not covered elsewhere at end of year2019-12-31$13,088,747
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$8,246,377
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$9,065,152
Other income not declared elsewhere2019-12-31$488,504
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$91,736,799
Value of net assets at end of year (total assets less liabilities)2019-12-31$625,839,774
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$534,102,975
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$64,946
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$428,576,498
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$348,234,824
Value of interest in pooled separate accounts at end of year2019-12-31$20,635,392
Value of interest in pooled separate accounts at beginning of year2019-12-31$19,436,071
Interest earned on other investments2019-12-31$5,943,078
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$163,539,137
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$158,185,703
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$792,711
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$76,960,149
Net investment gain/loss from pooled separate accounts2019-12-31$1,083,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$31,317,917
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GRANT THORNTON, LLP
Accountancy firm EIN2019-12-31366055558
2018 : WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$6,712,657
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$37,623,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$37,464,757
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$25,606,825
Value of total assets at end of year2018-12-31$534,102,975
Value of total assets at beginning of year2018-12-31$565,013,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$158,340
Total interest from all sources2018-12-31$6,007,421
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$8,856,254
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$8,856,254
Administrative expenses professional fees incurred2018-12-31$158,340
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$18,481,028
Assets. Other investments not covered elsewhere at end of year2018-12-31$8,246,377
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$8,722,275
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$7,125,797
Other income not declared elsewhere2018-12-31$94,682
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-30,910,440
Value of net assets at end of year (total assets less liabilities)2018-12-31$534,102,975
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$565,013,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$348,234,824
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$379,806,011
Value of interest in pooled separate accounts at end of year2018-12-31$19,436,071
Value of interest in pooled separate accounts at beginning of year2018-12-31$19,253,755
Interest earned on other investments2018-12-31$6,007,421
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$158,185,703
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$157,231,374
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$2,606,720
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-34,767,003
Net investment gain/loss from pooled separate accounts2018-12-31$914,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$34,858,037
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GRANT THORNTON LLP
Accountancy firm EIN2018-12-31366055558
2017 : WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$100,750,026
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$33,040,018
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$32,940,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$31,826,704
Value of total assets at end of year2017-12-31$565,013,415
Value of total assets at beginning of year2017-12-31$497,303,407
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$99,396
Total interest from all sources2017-12-31$5,871,350
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$6,764,081
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$6,764,081
Administrative expenses professional fees incurred2017-12-31$99,396
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$17,600,921
Assets. Other investments not covered elsewhere at end of year2017-12-31$8,722,275
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$7,743,222
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$14,225,783
Other income not declared elsewhere2017-12-31$223,346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$67,710,008
Value of net assets at end of year (total assets less liabilities)2017-12-31$565,013,415
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$497,303,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$379,806,011
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$318,277,168
Value of interest in pooled separate accounts at end of year2017-12-31$19,253,755
Value of interest in pooled separate accounts at beginning of year2017-12-31$18,229,251
Interest earned on other investments2017-12-31$5,871,350
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$157,231,374
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$153,053,766
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$2,349,350
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$55,253,419
Net investment gain/loss from pooled separate accounts2017-12-31$811,126
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$30,591,272
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRANT THORNTON LLP
Accountancy firm EIN2017-12-31366055558
2016 : WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$58,916,739
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$24,095,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$23,652,016
Expenses. Certain deemed distributions of participant loans2016-12-31$338,422
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$28,234,434
Value of total assets at end of year2016-12-31$497,303,407
Value of total assets at beginning of year2016-12-31$462,482,130
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$105,024
Total interest from all sources2016-12-31$6,044,067
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,204,659
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,204,659
Administrative expenses professional fees incurred2016-12-31$105,024
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$17,042,205
Assets. Other investments not covered elsewhere at end of year2016-12-31$7,743,222
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$15,288,454
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$11,192,229
Other income not declared elsewhere2016-12-31$199,293
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$34,821,277
Value of net assets at end of year (total assets less liabilities)2016-12-31$497,303,407
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$462,482,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$318,277,168
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$289,076,670
Value of interest in pooled separate accounts at end of year2016-12-31$18,229,251
Value of interest in pooled separate accounts at beginning of year2016-12-31$17,343,467
Interest earned on other investments2016-12-31$6,044,067
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$153,053,766
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$140,773,539
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$835,600
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$19,328,863
Net investment gain/loss from pooled separate accounts2016-12-31$905,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$22,816,416
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRANT THORNTON, LLP
Accountancy firm EIN2016-12-31366055558
2015 : WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$37,034,697
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$31,236,257
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$31,132,789
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$30,680,411
Value of total assets at end of year2015-12-31$462,482,130
Value of total assets at beginning of year2015-12-31$456,683,690
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$103,468
Total interest from all sources2015-12-31$5,510,903
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,356,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,356,275
Administrative expenses professional fees incurred2015-12-31$103,468
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$16,057,685
Assets. Other investments not covered elsewhere at end of year2015-12-31$15,288,454
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$11,906,116
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$14,622,726
Other income not declared elsewhere2015-12-31$139,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$5,798,440
Value of net assets at end of year (total assets less liabilities)2015-12-31$462,482,130
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$456,683,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$289,076,670
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$293,963,922
Value of interest in pooled separate accounts at end of year2015-12-31$17,343,467
Value of interest in pooled separate accounts at beginning of year2015-12-31$15,422,704
Interest earned on other investments2015-12-31$5,510,903
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$140,773,539
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$135,390,948
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$1,485,373
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-4,939,135
Net investment gain/loss from pooled separate accounts2015-12-31$1,286,879
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$29,647,416
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THORNTON, LLP
Accountancy firm EIN2015-12-31366055558
2014 : WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$49,611,886
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$26,962,781
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$26,915,396
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$22,411,165
Value of total assets at end of year2014-12-31$456,683,690
Value of total assets at beginning of year2014-12-31$434,034,585
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$47,385
Total interest from all sources2014-12-31$5,568,289
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,238,654
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,238,654
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$482,815
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$14,574,116
Assets. Other investments not covered elsewhere at end of year2014-12-31$11,906,116
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$8,223,423
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$7,837,049
Other income not declared elsewhere2014-12-31$846,253
Administrative expenses (other) incurred2014-12-31$47,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$22,649,105
Value of net assets at end of year (total assets less liabilities)2014-12-31$456,683,690
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$434,034,585
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$293,963,922
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$277,239,831
Value of interest in pooled separate accounts at end of year2014-12-31$15,422,704
Value of interest in pooled separate accounts at beginning of year2014-12-31$13,206,916
Interest earned on other investments2014-12-31$5,568,289
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$135,390,948
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$134,881,600
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$1,793,615
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$14,908,050
Net investment gain/loss from pooled separate accounts2014-12-31$1,639,475
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$25,121,781
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON, LLP
Accountancy firm EIN2014-12-31366055558
2013 : WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$76,915,011
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$23,077,257
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$23,050,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$19,732,067
Value of total assets at end of year2013-12-31$434,034,585
Value of total assets at beginning of year2013-12-31$380,196,831
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$26,409
Total interest from all sources2013-12-31$5,289,388
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,966,694
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,966,694
Assets. Real estate other than employer real property at end of year2013-12-31$482,815
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$26,409
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$13,212,711
Assets. Other investments not covered elsewhere at end of year2013-12-31$8,223,423
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$100,000
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$6,519,356
Other income not declared elsewhere2013-12-31$1,120,420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$53,837,754
Value of net assets at end of year (total assets less liabilities)2013-12-31$434,034,585
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$380,196,831
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$277,239,831
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$239,754,777
Value of interest in pooled separate accounts at end of year2013-12-31$13,206,916
Value of interest in pooled separate accounts at beginning of year2013-12-31$11,892,569
Interest earned on other investments2013-12-31$5,289,388
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$134,881,600
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$128,449,485
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$1,572,357
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$46,738,672
Net investment gain/loss from pooled separate accounts2013-12-31$1,067,770
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$21,478,491
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCCONNELL & JONES, LLP
Accountancy firm EIN2013-12-31760488832
2012 : WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$53,806,388
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$16,523,742
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$16,497,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$18,368,453
Value of total assets at end of year2012-12-31$380,196,831
Value of total assets at beginning of year2012-12-31$342,914,185
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$26,409
Total interest from all sources2012-12-31$5,170,832
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,574,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,574,322
Administrative expenses professional fees incurred2012-12-31$26,409
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$12,188,302
Assets. Other investments not covered elsewhere at end of year2012-12-31$100,000
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$6,180,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$37,282,646
Value of net assets at end of year (total assets less liabilities)2012-12-31$380,196,831
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$342,914,185
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$239,754,777
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$208,724,262
Value of interest in pooled separate accounts at end of year2012-12-31$11,892,569
Value of interest in pooled separate accounts at beginning of year2012-12-31$9,518,194
Interest earned on other investments2012-12-31$5,170,832
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$128,449,485
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$124,671,729
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$26,708,218
Net investment gain/loss from pooled separate accounts2012-12-31$984,563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$16,497,333
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCCONNELL & JONES, LLP
Accountancy firm EIN2012-12-31760488832
2011 : WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$13,199,089
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$17,682,080
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$17,682,080
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$12,980,656
Value of total assets at end of year2011-12-31$342,914,185
Value of total assets at beginning of year2011-12-31$347,397,176
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$4,803,926
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,668,098
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,668,098
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$11,440,827
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,539,829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-4,482,991
Value of net assets at end of year (total assets less liabilities)2011-12-31$342,914,185
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$347,397,176
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$208,724,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$215,031,269
Value of interest in pooled separate accounts at end of year2011-12-31$9,518,194
Value of interest in pooled separate accounts at beginning of year2011-12-31$8,006,345
Interest earned on other investments2011-12-31$4,803,926
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$124,671,729
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$124,359,562
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$1,087,352
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-7,319,245
Net investment gain/loss from pooled separate accounts2011-12-31$1,065,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$16,594,728
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCCONNELL & JONES, LLP
Accountancy firm EIN2011-12-31760488832
2010 : WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$43,510,305
Total of all expenses incurred2010-12-31$17,725,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$17,725,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$12,571,928
Value of total assets at end of year2010-12-31$347,397,176
Value of total assets at beginning of year2010-12-31$321,612,388
Total interest from all sources2010-12-31$4,444,954
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$964,966
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$12,571,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$25,784,788
Value of net assets at end of year (total assets less liabilities)2010-12-31$347,397,176
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$321,612,388
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$215,031,269
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$194,944,293
Value of interest in pooled separate accounts at end of year2010-12-31$8,006,345
Value of interest in pooled separate accounts at beginning of year2010-12-31$5,581,627
Interest earned on other investments2010-12-31$4,444,954
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$124,359,562
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$121,086,468
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$24,652,554
Net investment gain/loss from pooled separate accounts2010-12-31$875,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Income. Dividends from common stock2010-12-31$964,966
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$17,725,517
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCCONNELL & JONES, LLP
Accountancy firm EIN2010-12-31760488832

Form 5500 Responses for WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN

2023: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: WILLIAM MARSH RICE UNIVERSITY 403(B) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101399 & 101400
Policy instance 1
Insurance contract or identification number101399 & 101400
Number of Individuals Covered2399
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101399 & 101400
Policy instance 1
Insurance contract or identification number101399 & 101400
Number of Individuals Covered2426
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101399 & 101400
Policy instance 1
Insurance contract or identification number101399 & 101400
Number of Individuals Covered2433
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101399 & 101400
Policy instance 1
Insurance contract or identification number101399 & 101400
Number of Individuals Covered2467
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101399
Policy instance 1
Insurance contract or identification number101399
Number of Individuals Covered686
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101399 101400
Policy instance 1
Insurance contract or identification number101399 101400
Number of Individuals Covered2504
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101399 101400
Policy instance 1
Insurance contract or identification number101399 101400
Number of Individuals Covered2563
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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