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WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 401k Plan overview

Plan NameWILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN
Plan identification number 009

WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Money purchase (other than target benefit)
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

WILLIAM MARSH RICE UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:WILLIAM MARSH RICE UNIVERSITY
Employer identification number (EIN):741109620
NAIC Classification:611000

Additional information about WILLIAM MARSH RICE UNIVERSITY

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1900-05-20
Company Identification Number: 0000509501
Legal Registered Office Address: 6100 MAIN ST STOP 70

HOUSTON
United States of America (USA)
77005

More information about WILLIAM MARSH RICE UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0092023-01-01
0092022-01-01
0092021-01-01
0092020-01-01
0092019-01-01
0092018-01-01
0092017-01-01MARY CRONIN MARY CRONIN2018-07-12
0092016-01-01MARY CRONIN MARY CRONIN2017-07-21
0092015-01-01MARY CRONIN MARY CRONIN2016-08-01
0092014-01-01MARY CRONIN MARY CRONIN2015-10-07
0092013-01-01ELAINE BRITT MARY A. CRONIN2014-10-12
0092012-01-01ELAINE BRITT MARY A. CRONIN2013-10-10
0092011-01-01ELAINE BRITT MARY A. CRONIN2012-10-16
0092009-01-01MARY CRONIN
0092009-01-01 MARY CRONIN2011-06-27
0092009-01-01 MARY CRONIN2011-07-08
0092009-01-01MARY CRONIN
0092009-01-01ELAINE BRITT MARY CRONIN2011-07-08
0092009-01-01ELAINE BRITT MARY CRONIN2011-07-08

Plan Statistics for WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN

401k plan membership statisitcs for WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN

Measure Date Value
2023: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-0111,846
Total number of active participants reported on line 7a of the Form 55002023-01-016,788
Number of retired or separated participants receiving benefits2023-01-015
Number of other retired or separated participants entitled to future benefits2023-01-014,972
Total of all active and inactive participants2023-01-0111,765
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-0155
Total participants2023-01-0111,820
Number of participants with account balances2023-01-019,083
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-01250
2022: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0111,733
Total number of active participants reported on line 7a of the Form 55002022-01-016,776
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-014,937
Total of all active and inactive participants2022-01-0111,717
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01129
Total participants2022-01-0111,846
Number of participants with account balances2022-01-018,574
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01260
2021: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-017,522
Total number of active participants reported on line 7a of the Form 55002021-01-016,835
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-014,773
Total of all active and inactive participants2021-01-0111,611
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01122
Total participants2021-01-0111,733
Number of participants with account balances2021-01-018,600
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01218
2020: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-018,828
Total number of active participants reported on line 7a of the Form 55002020-01-013,370
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-014,109
Total of all active and inactive participants2020-01-017,479
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0143
Total participants2020-01-017,522
Number of participants with account balances2020-01-017,337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01199
2019: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-018,530
Total number of active participants reported on line 7a of the Form 55002019-01-014,179
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-014,605
Total of all active and inactive participants2019-01-018,787
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0141
Total participants2019-01-018,828
Number of participants with account balances2019-01-018,610
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01287
2018: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-018,052
Total number of active participants reported on line 7a of the Form 55002018-01-014,003
Number of retired or separated participants receiving benefits2018-01-016
Number of other retired or separated participants entitled to future benefits2018-01-014,486
Total of all active and inactive participants2018-01-018,495
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0135
Total participants2018-01-018,530
Number of participants with account balances2018-01-018,330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01266
2017: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-017,853
Total number of active participants reported on line 7a of the Form 55002017-01-013,875
Number of retired or separated participants receiving benefits2017-01-0116
Number of other retired or separated participants entitled to future benefits2017-01-014,128
Total of all active and inactive participants2017-01-018,019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0133
Total participants2017-01-018,052
Number of participants with account balances2017-01-018,052
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01288
2016: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-017,565
Total number of active participants reported on line 7a of the Form 55002016-01-013,722
Number of retired or separated participants receiving benefits2016-01-018
Number of other retired or separated participants entitled to future benefits2016-01-014,090
Total of all active and inactive participants2016-01-017,820
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0133
Total participants2016-01-017,853
Number of participants with account balances2016-01-017,853
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01236
2015: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-017,296
Total number of active participants reported on line 7a of the Form 55002015-01-013,722
Number of retired or separated participants receiving benefits2015-01-015
Number of other retired or separated participants entitled to future benefits2015-01-013,808
Total of all active and inactive participants2015-01-017,535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0130
Total participants2015-01-017,565
Number of participants with account balances2015-01-017,565
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01193
2014: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-017,064
Total number of active participants reported on line 7a of the Form 55002014-01-013,686
Number of retired or separated participants receiving benefits2014-01-01312
Number of other retired or separated participants entitled to future benefits2014-01-013,268
Total of all active and inactive participants2014-01-017,266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0130
Total participants2014-01-017,296
Number of participants with account balances2014-01-017,296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01262
2013: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016,701
Total number of active participants reported on line 7a of the Form 55002013-01-013,456
Number of retired or separated participants receiving benefits2013-01-01347
Number of other retired or separated participants entitled to future benefits2013-01-013,236
Total of all active and inactive participants2013-01-017,039
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0125
Total participants2013-01-017,064
Number of participants with account balances2013-01-017,064
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0176
2012: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015,733
Total number of active participants reported on line 7a of the Form 55002012-01-012,883
Number of retired or separated participants receiving benefits2012-01-01257
Number of other retired or separated participants entitled to future benefits2012-01-013,341
Total of all active and inactive participants2012-01-016,481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-016,481
Number of participants with account balances2012-01-016,481
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0178
2011: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016,706
Total number of active participants reported on line 7a of the Form 55002011-01-012,471
Number of retired or separated participants receiving benefits2011-01-01224
Number of other retired or separated participants entitled to future benefits2011-01-013,038
Total of all active and inactive participants2011-01-015,733
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-015,733
Number of participants with account balances2011-01-015,733
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0178
2009: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015,974
Total number of active participants reported on line 7a of the Form 55002009-01-013,000
Number of retired or separated participants receiving benefits2009-01-013,193
Total of all active and inactive participants2009-01-016,193
Total participants2009-01-016,193
Number of participants with account balances2009-01-016,193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0167

Financial Data on WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN

Measure Date Value
2023 : WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2023-12-31$-3,392
Total unrealized appreciation/depreciation of assets2023-12-31$-3,392
Total transfer of assets to this plan2023-12-31$55,527
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$144,584,448
Total loss/gain on sale of assets2023-12-31$6,084
Total of all expenses incurred2023-12-31$31,579,909
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$31,296,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$32,050,550
Value of total assets at end of year2023-12-31$831,309,998
Value of total assets at beginning of year2023-12-31$718,249,932
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$283,847
Total interest from all sources2023-12-31$7,112,165
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$8,086,719
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$8,086,719
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$5,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Assets. Other investments not covered elsewhere at end of year2023-12-31$16,877,477
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$15,346,053
Other income not declared elsewhere2023-12-31$474,448
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$113,004,539
Value of net assets at end of year (total assets less liabilities)2023-12-31$831,309,998
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$718,249,932
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$31,738
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$434,377,940
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$362,454,911
Value of interest in pooled separate accounts at end of year2023-12-31$21,861,363
Value of interest in pooled separate accounts at beginning of year2023-12-31$27,422,777
Interest earned on other investments2023-12-31$6,955,322
Value of interest in common/collective trusts at end of year2023-12-31$208,031,273
Value of interest in common/collective trusts at beginning of year2023-12-31$167,532,532
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$156,843
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$150,161,945
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$145,493,659
Expenses. Payments to insurance carriers foe the provision of benefits2023-12-31$5,111,295
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$70,380,143
Net investment gain/loss from pooled separate accounts2023-12-31$-3,571,748
Net investment gain or loss from common/collective trusts2023-12-31$30,049,479
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$32,050,550
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$26,184,767
Contract administrator fees2023-12-31$248,859
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Aggregate proceeds on sale of assets2023-12-31$46,823
Aggregate carrying amount (costs) on sale of assets2023-12-31$40,739
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31FORVIS MAZARS, LLP
Accountancy firm EIN2023-12-31440160260
2022 : WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-81,455,841
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$29,497,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$29,281,052
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$27,626,070
Value of total assets at end of year2022-12-31$718,249,932
Value of total assets at beginning of year2022-12-31$829,203,481
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$216,656
Total interest from all sources2022-12-31$5,981,974
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$8,910,265
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$8,910,265
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$15,346,053
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$18,859,420
Other income not declared elsewhere2022-12-31$-362,833
Administrative expenses (other) incurred2022-12-31$65,742
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-110,953,549
Value of net assets at end of year (total assets less liabilities)2022-12-31$718,249,932
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$829,203,481
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$535
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$362,454,911
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$643,691,595
Value of interest in pooled separate accounts at end of year2022-12-31$27,422,777
Value of interest in pooled separate accounts at beginning of year2022-12-31$24,447,482
Interest earned on other investments2022-12-31$5,941,595
Value of interest in common/collective trusts at end of year2022-12-31$167,532,532
Value of interest in common/collective trusts at beginning of year2022-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$40,379
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$145,493,659
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$142,204,984
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$3,467,776
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-106,645,933
Net investment gain/loss from pooled separate accounts2022-12-31$2,011,287
Net investment gain or loss from common/collective trusts2022-12-31$-18,976,671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$27,626,070
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$25,813,276
Contract administrator fees2022-12-31$150,379
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS LLP
Accountancy firm EIN2022-12-31440160260
2021 : WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$122,685,397
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$30,859,772
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$30,707,425
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$27,216,664
Value of total assets at end of year2021-12-31$829,203,481
Value of total assets at beginning of year2021-12-31$737,377,856
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$152,347
Total interest from all sources2021-12-31$4,910,814
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$17,566,931
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$17,566,931
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Funding deficiency by the employer to the plan for this plan year2021-12-31$0
Minimum employer required contribution for this plan year2021-12-31$27,216,664
Amount contributed by the employer to the plan for this plan year2021-12-31$27,216,664
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Assets. Other investments not covered elsewhere at end of year2021-12-31$18,859,420
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$14,191,982
Other income not declared elsewhere2021-12-31$569,725
Administrative expenses (other) incurred2021-12-31$71,767
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$91,825,625
Value of net assets at end of year (total assets less liabilities)2021-12-31$829,203,481
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$737,377,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$80,580
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$643,691,595
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$564,156,677
Value of interest in pooled separate accounts at end of year2021-12-31$24,447,482
Value of interest in pooled separate accounts at beginning of year2021-12-31$20,413,711
Interest earned on other investments2021-12-31$4,907,038
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$3,776
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$142,204,984
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$138,615,486
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$3,160,286
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$68,739,145
Net investment gain/loss from pooled separate accounts2021-12-31$3,682,118
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$27,216,664
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$27,547,139
Contract administrator fees2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS LLP
Accountancy firm EIN2021-12-31440160260
2020 : WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$114,841,231
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$25,579,477
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$25,354,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$27,864,209
Value of total assets at end of year2020-12-31$737,377,856
Value of total assets at beginning of year2020-12-31$648,116,102
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$224,506
Total interest from all sources2020-12-31$5,392,150
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$9,018,754
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$9,018,754
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Funding deficiency by the employer to the plan for this plan year2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$27,864,209
Amount contributed by the employer to the plan for this plan year2020-12-31$27,864,209
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$14,191,982
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$11,957,062
Other income not declared elsewhere2020-12-31$246,293
Administrative expenses (other) incurred2020-12-31$65,657
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$89,261,754
Value of net assets at end of year (total assets less liabilities)2020-12-31$737,377,856
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$648,116,102
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$158,849
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$564,156,677
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$480,559,670
Value of interest in pooled separate accounts at end of year2020-12-31$20,413,711
Value of interest in pooled separate accounts at beginning of year2020-12-31$23,104,738
Interest earned on other investments2020-12-31$5,392,150
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$138,615,486
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$132,494,632
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$3,205,577
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$72,514,104
Net investment gain/loss from pooled separate accounts2020-12-31$-194,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$27,864,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$22,149,394
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BKD, LLP
Accountancy firm EIN2020-12-31440160260
2019 : WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$127,584,615
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$26,197,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$26,056,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$27,073,832
Value of total assets at end of year2019-12-31$648,116,102
Value of total assets at beginning of year2019-12-31$546,728,575
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$140,164
Total interest from all sources2019-12-31$5,211,023
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$7,895,338
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$7,895,338
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$27,073,832
Amount contributed by the employer to the plan for this plan year2019-12-31$27,073,832
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$11,957,062
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$8,332,366
Other income not declared elsewhere2019-12-31$603,629
Administrative expenses (other) incurred2019-12-31$40,571
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$101,387,527
Value of net assets at end of year (total assets less liabilities)2019-12-31$648,116,102
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$546,728,575
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$99,593
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$480,559,670
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$386,972,420
Value of interest in pooled separate accounts at end of year2019-12-31$23,104,738
Value of interest in pooled separate accounts at beginning of year2019-12-31$23,026,869
Interest earned on other investments2019-12-31$5,211,023
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$132,494,632
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$128,396,920
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,532,401
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$85,540,036
Net investment gain/loss from pooled separate accounts2019-12-31$1,260,757
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$27,073,832
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$23,524,523
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GRANT THORNTON, LLP
Accountancy firm EIN2019-12-31366055558
2018 : WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$3,194,713
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$28,008,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$27,909,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$26,028,013
Value of total assets at end of year2018-12-31$546,728,575
Value of total assets at beginning of year2018-12-31$571,542,285
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$98,577
Total interest from all sources2018-12-31$5,201,631
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$7,598,775
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$7,598,775
Administrative expenses professional fees incurred2018-12-31$55,911
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Funding deficiency by the employer to the plan for this plan year2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$26,028,013
Amount contributed by the employer to the plan for this plan year2018-12-31$26,028,013
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$8,332,366
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$8,674,891
Other income not declared elsewhere2018-12-31$52,420
Administrative expenses (other) incurred2018-12-31$42,666
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-24,813,710
Value of net assets at end of year (total assets less liabilities)2018-12-31$546,728,575
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$571,542,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$386,972,420
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$417,239,759
Value of interest in pooled separate accounts at end of year2018-12-31$23,026,869
Value of interest in pooled separate accounts at beginning of year2018-12-31$21,328,786
Interest earned on other investments2018-12-31$5,201,631
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$128,396,920
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$124,298,849
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$3,051,810
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-36,720,055
Net investment gain/loss from pooled separate accounts2018-12-31$1,033,929
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$26,028,013
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$24,858,036
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GRANT THORNTON, LLP
Accountancy firm EIN2018-12-31366055558
2017 : WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$98,953,439
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$20,900,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$20,777,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$24,855,069
Value of total assets at end of year2017-12-31$571,542,285
Value of total assets at beginning of year2017-12-31$493,489,801
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$123,787
Total interest from all sources2017-12-31$4,923,845
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$5,725,169
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$5,725,169
Administrative expenses professional fees incurred2017-12-31$121,188
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Funding deficiency by the employer to the plan for this plan year2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$24,855,069
Amount contributed by the employer to the plan for this plan year2017-12-31$24,855,069
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$8,674,891
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$7,583,756
Other income not declared elsewhere2017-12-31$389,848
Administrative expenses (other) incurred2017-12-31$2,599
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$78,052,484
Value of net assets at end of year (total assets less liabilities)2017-12-31$571,542,285
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$493,489,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$417,239,759
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$346,016,385
Value of interest in pooled separate accounts at end of year2017-12-31$21,328,786
Value of interest in pooled separate accounts at beginning of year2017-12-31$20,136,680
Interest earned on other investments2017-12-31$4,923,845
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$124,298,849
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$119,752,980
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$2,894,293
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$62,169,396
Net investment gain/loss from pooled separate accounts2017-12-31$890,112
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$24,855,069
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$17,882,875
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRANT THORNTON, LLP
Accountancy firm EIN2017-12-31366055558
2016 : WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$54,723,970
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$14,556,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$14,425,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$24,103,532
Value of total assets at end of year2016-12-31$493,489,801
Value of total assets at beginning of year2016-12-31$453,322,435
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$130,813
Total interest from all sources2016-12-31$5,145,842
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$3,567,319
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3,567,319
Administrative expenses professional fees incurred2016-12-31$123,383
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$24,103,532
Amount contributed by the employer to the plan for this plan year2016-12-31$24,103,532
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$7,583,756
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$7,173,368
Other income not declared elsewhere2016-12-31$240,506
Administrative expenses (other) incurred2016-12-31$7,430
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$40,167,366
Value of net assets at end of year (total assets less liabilities)2016-12-31$493,489,801
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$453,322,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$346,016,385
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$313,761,790
Value of interest in pooled separate accounts at end of year2016-12-31$20,136,680
Value of interest in pooled separate accounts at beginning of year2016-12-31$17,736,040
Interest earned on other investments2016-12-31$5,145,842
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$119,752,980
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$114,651,237
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$1,943,265
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$20,702,588
Net investment gain/loss from pooled separate accounts2016-12-31$964,183
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$24,103,532
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$12,482,526
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRANT THORNTON, LLP
Accountancy firm EIN2016-12-31366055558
2015 : WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$28,335,608
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$18,310,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$18,140,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$23,084,599
Value of total assets at end of year2015-12-31$453,322,435
Value of total assets at beginning of year2015-12-31$443,297,731
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$170,849
Total interest from all sources2015-12-31$4,608,722
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,999,421
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,999,421
Administrative expenses professional fees incurred2015-12-31$168,906
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$23,084,599
Amount contributed by the employer to the plan for this plan year2015-12-31$23,084,599
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$7,173,368
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$6,753,617
Other income not declared elsewhere2015-12-31$110,248
Administrative expenses (other) incurred2015-12-31$1,943
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$10,024,704
Value of net assets at end of year (total assets less liabilities)2015-12-31$453,322,435
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$443,297,731
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$313,761,790
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$310,538,141
Value of interest in pooled separate accounts at end of year2015-12-31$17,736,040
Value of interest in pooled separate accounts at beginning of year2015-12-31$16,030,104
Interest earned on other investments2015-12-31$4,608,722
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$114,651,237
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$109,975,869
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$2,333,126
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,789,053
Net investment gain/loss from pooled separate accounts2015-12-31$1,321,671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$23,084,599
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$15,806,929
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THORNTON, LLP
Accountancy firm EIN2015-12-31366055558
2014 : WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$48,307,971
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$15,023,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$14,851,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$21,968,044
Value of total assets at end of year2014-12-31$443,297,731
Value of total assets at beginning of year2014-12-31$410,013,354
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$171,649
Total interest from all sources2014-12-31$4,595,274
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,903,273
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,903,273
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$143,667
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$21,968,044
Amount contributed by the employer to the plan for this plan year2014-12-31$21,968,044
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$6,753,617
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$4,697,984
Other income not declared elsewhere2014-12-31$534,360
Administrative expenses (other) incurred2014-12-31$171,649
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$33,284,377
Value of net assets at end of year (total assets less liabilities)2014-12-31$443,297,731
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$410,013,354
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$310,538,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$285,861,848
Value of interest in pooled separate accounts at end of year2014-12-31$16,030,104
Value of interest in pooled separate accounts at beginning of year2014-12-31$13,882,438
Interest earned on other investments2014-12-31$4,595,274
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$109,975,869
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$105,427,417
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$1,937,511
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$16,583,927
Net investment gain/loss from pooled separate accounts2014-12-31$1,723,093
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$21,968,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$12,914,434
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON, LLP
Accountancy firm EIN2014-12-31366055558
2013 : WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$76,890,168
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$12,700,336
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$12,471,432
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$20,840,641
Value of total assets at end of year2013-12-31$410,013,354
Value of total assets at beginning of year2013-12-31$345,823,522
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$228,904
Total interest from all sources2013-12-31$4,278,893
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,744,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,744,777
Assets. Real estate other than employer real property at end of year2013-12-31$143,667
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$227,246
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$20,840,641
Amount contributed by the employer to the plan for this plan year2013-12-31$20,840,641
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$4,697,984
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$104,787
Other income not declared elsewhere2013-12-31$696,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$64,189,832
Value of net assets at end of year (total assets less liabilities)2013-12-31$410,013,354
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$345,823,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$285,861,848
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$232,732,031
Value of interest in pooled separate accounts at end of year2013-12-31$13,882,438
Value of interest in pooled separate accounts at beginning of year2013-12-31$12,212,433
Interest earned on other investments2013-12-31$4,278,893
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$105,427,417
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$100,774,271
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$1,969,587
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$48,139,334
Net investment gain/loss from pooled separate accounts2013-12-31$1,189,630
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$20,840,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$10,501,845
Contract administrator fees2013-12-31$1,658
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCCONNELL & JONES, LLP
Accountancy firm EIN2013-12-31760488832
2012 : WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$52,559,058
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$11,255,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$11,215,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$19,819,759
Value of total assets at end of year2012-12-31$345,823,522
Value of total assets at beginning of year2012-12-31$304,520,462
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$40,010
Total interest from all sources2012-12-31$3,986,644
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,157,885
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,157,885
Administrative expenses professional fees incurred2012-12-31$40,010
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$19,819,759
Amount contributed by the employer to the plan for this plan year2012-12-31$19,819,759
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$104,787
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$41,303,060
Value of net assets at end of year (total assets less liabilities)2012-12-31$345,823,522
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$304,520,462
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$232,732,031
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$197,986,360
Value of interest in pooled separate accounts at end of year2012-12-31$12,212,433
Value of interest in pooled separate accounts at beginning of year2012-12-31$9,572,672
Interest earned on other investments2012-12-31$3,986,644
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$100,774,271
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$96,961,430
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$25,578,932
Net investment gain/loss from pooled separate accounts2012-12-31$1,015,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$19,819,759
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$11,215,988
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCCONNELL & JONES, LLP
Accountancy firm EIN2012-12-31760488832
2011 : WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$19,260,311
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$11,025,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$11,025,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$19,043,848
Value of total assets at end of year2011-12-31$304,520,462
Value of total assets at beginning of year2011-12-31$296,285,556
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$3,824,639
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$980,772
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$980,772
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$19,043,848
Amount contributed by the employer to the plan for this plan year2011-12-31$19,043,848
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$8,234,906
Value of net assets at end of year (total assets less liabilities)2011-12-31$304,520,462
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$296,285,556
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$197,986,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$196,268,226
Value of interest in pooled separate accounts at end of year2011-12-31$9,572,672
Value of interest in pooled separate accounts at beginning of year2011-12-31$7,825,547
Interest earned on other investments2011-12-31$3,824,639
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$96,961,430
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$92,191,783
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$1,720,979
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-5,655,943
Net investment gain/loss from pooled separate accounts2011-12-31$1,066,995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$19,043,848
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$9,304,426
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCCONNELL & JONES, LLP
Accountancy firm EIN2011-12-31760488832
2010 : WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$44,261,772
Total of all expenses incurred2010-12-31$7,130,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$7,130,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$18,529,143
Value of total assets at end of year2010-12-31$296,285,556
Value of total assets at beginning of year2010-12-31$259,153,956
Total interest from all sources2010-12-31$3,463,748
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$436,295
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$436,295
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$18,529,143
Amount contributed by the employer to the plan for this plan year2010-12-31$18,529,143
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$37,131,600
Value of net assets at end of year (total assets less liabilities)2010-12-31$296,285,556
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$259,153,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$196,268,226
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$166,192,391
Value of interest in pooled separate accounts at end of year2010-12-31$7,825,547
Value of interest in pooled separate accounts at beginning of year2010-12-31$5,464,912
Interest earned on other investments2010-12-31$3,463,748
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$196,268,226
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$166,192,391
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$92,191,783
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$87,496,653
Net investment gain/loss from pooled separate accounts2010-12-31$829,292
Net gain/loss from 103.12 investment entities2010-12-31$21,003,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$18,529,143
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$7,130,172
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCCONNELL & JONES, LLP
Accountancy firm EIN2010-12-31760488832

Form 5500 Responses for WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN

2023: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: WILLIAM MARSH RICE UNIVERSITY DEFINED CONTRIBUTION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101397
Policy instance 1
Insurance contract or identification number101397
Number of Individuals Covered3388
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101397
Policy instance 1
Insurance contract or identification number101397
Number of Individuals Covered3436
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101397
Policy instance 1
Insurance contract or identification number101397
Number of Individuals Covered3475
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101397
Policy instance 1
Insurance contract or identification number101397
Number of Individuals Covered3581
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101397
Policy instance 1
Insurance contract or identification number101397
Number of Individuals Covered3682
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101397
Policy instance 1
Insurance contract or identification number101397
Number of Individuals Covered3786
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101397
Policy instance 1
Insurance contract or identification number101397
Number of Individuals Covered3907
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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