FAYEZ SAROFIM & CO has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan FAYEZ SAROFIM & CO VISION PLAN
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|
| 505 | 2017-03-01 | DANIEL S CRUMRINE | | | |
| 505 | 2016-03-01 | JOHN M RATCLIFF, VICE PRESIDENT | | | |
| 505 | 2015-03-01 | JOHN M RATCLIFF, VICE PRESIDENT | | JOHN M RATCLIFF, VICE PRESIDENT | 2016-07-08 |
| 505 | 2014-03-01 | JOHN M RATCLIFF, VICE PRESIDENT | | JOHN M RATCLIFF, VICE PRESIDENT | 2015-08-06 |
| 505 | 2013-03-01 | JOHN M RATCLIFF, VICE PRESIDENT | | JOHN M RATCLIFF, VICE PRESIDENT | 2014-06-30 |
| 505 | 2012-04-01 | JOHN M RATCLIFF, VICE PRESIDENT | | JOHN M RATCLIFF, VICE PRESIDENT | 2013-08-14 |
| 505 | 2011-04-01 | JOHN M RATCLIFF, VICE PRESIDENT | | JOHN M RATCLIFF, VICE PRESIDENT | 2012-08-13 |
| Measure | Date | Value |
|---|
| 2017: FAYEZ SAROFIM & CO VISION PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-03-01 | 110 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-03-01 | 0 |
| Number of retired or separated participants receiving benefits | 2017-03-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-03-01 | 0 |
| Total of all active and inactive participants | 2017-03-01 | 0 |
| 2016: FAYEZ SAROFIM & CO VISION PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-03-01 | 111 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-03-01 | 110 |
| Total of all active and inactive participants | 2016-03-01 | 110 |
| Total participants | 2016-03-01 | 110 |
| 2015: FAYEZ SAROFIM & CO VISION PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-03-01 | 114 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-03-01 | 111 |
| Total of all active and inactive participants | 2015-03-01 | 111 |
| Total participants | 2015-03-01 | 111 |
| 2014: FAYEZ SAROFIM & CO VISION PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-03-01 | 120 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-03-01 | 114 |
| Total of all active and inactive participants | 2014-03-01 | 114 |
| Total participants | 2014-03-01 | 114 |
| 2013: FAYEZ SAROFIM & CO VISION PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-03-01 | 125 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-03-01 | 120 |
| Total of all active and inactive participants | 2013-03-01 | 120 |
| Total participants | 2013-03-01 | 120 |
| 2012: FAYEZ SAROFIM & CO VISION PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-04-01 | 135 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-04-01 | 125 |
| Total of all active and inactive participants | 2012-04-01 | 125 |
| Total participants | 2012-04-01 | 125 |
| 2011: FAYEZ SAROFIM & CO VISION PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-04-01 | 135 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-04-01 | 135 |
| Total of all active and inactive participants | 2011-04-01 | 135 |
| Total participants | 2011-04-01 | 135 |
| 2017: FAYEZ SAROFIM & CO VISION PLAN 2017 form 5500 responses |
|---|
| 2017-03-01 | Type of plan entity | Single employer plan |
| 2017-03-01 | Submission has been amended | No |
| 2017-03-01 | This submission is the final filing | Yes |
| 2017-03-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-03-01 | Plan is a collectively bargained plan | No |
| 2017-03-01 | Plan funding arrangement – Insurance | Yes |
| 2017-03-01 | Plan benefit arrangement – Insurance | Yes |
| 2016: FAYEZ SAROFIM & CO VISION PLAN 2016 form 5500 responses |
|---|
| 2016-03-01 | Type of plan entity | Single employer plan |
| 2016-03-01 | Plan funding arrangement – Insurance | Yes |
| 2016-03-01 | Plan benefit arrangement – Insurance | Yes |
| 2015: FAYEZ SAROFIM & CO VISION PLAN 2015 form 5500 responses |
|---|
| 2015-03-01 | Type of plan entity | Single employer plan |
| 2015-03-01 | Plan funding arrangement – Insurance | Yes |
| 2015-03-01 | Plan benefit arrangement – Insurance | Yes |
| 2014: FAYEZ SAROFIM & CO VISION PLAN 2014 form 5500 responses |
|---|
| 2014-03-01 | Type of plan entity | Single employer plan |
| 2014-03-01 | Plan funding arrangement – Insurance | Yes |
| 2014-03-01 | Plan benefit arrangement – Insurance | Yes |
| 2013: FAYEZ SAROFIM & CO VISION PLAN 2013 form 5500 responses |
|---|
| 2013-03-01 | Type of plan entity | Single employer plan |
| 2013-03-01 | Plan funding arrangement – Insurance | Yes |
| 2013-03-01 | Plan benefit arrangement – Insurance | Yes |
| 2012: FAYEZ SAROFIM & CO VISION PLAN 2012 form 5500 responses |
|---|
| 2012-04-01 | Type of plan entity | Single employer plan |
| 2012-04-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2012-04-01 | Plan funding arrangement – Insurance | Yes |
| 2012-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2011: FAYEZ SAROFIM & CO VISION PLAN 2011 form 5500 responses |
|---|
| 2011-04-01 | Type of plan entity | Single employer plan |
| 2011-04-01 | Plan funding arrangement – Insurance | Yes |
| 2011-04-01 | Plan benefit arrangement – Insurance | Yes |
| NATIONAL GUARDIAN LIFE (National Association of Insurance Commissioners NAIC id number: 66583 ) |
| Policy contract number | 8419 |
| Policy instance | 1 |
| Insurance contract or identification number | 8419 | | Number of Individuals Covered | 318 | | Insurance policy start date | 2017-03-01 | | Insurance policy end date | 2018-02-28 | | Total amount of commissions paid to insurance broker | USD $1,495 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | Yes | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $14,948 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,495 | | Insurance broker organization code? | 3 | | Insurance broker name | HIGGINBOTHAM INSURANCE AGENCY, INC. |
|
| NATIONAL GUARDIAN LIFE (National Association of Insurance Commissioners NAIC id number: 66583 ) |
| Policy contract number | 8419 |
| Policy instance | 1 |
| Insurance contract or identification number | 8419 | | Number of Individuals Covered | 111 | | Insurance policy start date | 2015-03-30 | | Insurance policy end date | 2016-02-29 | | Total amount of commissions paid to insurance broker | USD $1,525 | | Vision Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $15,246 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,525 | | Insurance broker organization code? | 3 | | Insurance broker name | HIGGINBOTHAM INSURANCE AGENCY, INC |
|
| NATIONAL GUARDIAN LIFE (National Association of Insurance Commissioners NAIC id number: 66583 ) |
| Policy contract number | 8419 |
| Policy instance | 1 |
| Insurance contract or identification number | 8419 | | Number of Individuals Covered | 114 | | Insurance policy start date | 2014-03-01 | | Insurance policy end date | 2015-02-28 | | Total amount of commissions paid to insurance broker | USD $1,608 | | Vision Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $16,079 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,608 | | Insurance broker organization code? | 3 | | Insurance broker name | HIGGINBOTHAM INSURANCE AGENCY, INC |
|
| NATIONAL GUARDIAN LIFE (National Association of Insurance Commissioners NAIC id number: 66583 ) |
| Policy contract number | 8419 |
| Policy instance | 1 |
| Insurance contract or identification number | 8419 | | Number of Individuals Covered | 120 | | Insurance policy start date | 2013-03-01 | | Insurance policy end date | 2014-02-28 | | Total amount of commissions paid to insurance broker | USD $1,701 | | Vision Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $17,011 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,701 | | Insurance broker organization code? | 3 | | Insurance broker name | HIGGINBOTHAM INSURANCE AGENCY, INC |
|
| CHARTIS (National Association of Insurance Commissioners NAIC id number: 66842 ) |
| Policy contract number | 51302 |
| Policy instance | 1 |
| Insurance contract or identification number | 51302 | | Number of Individuals Covered | 125 | | Insurance policy start date | 2012-04-01 | | Insurance policy end date | 2013-02-28 | | Total amount of commissions paid to insurance broker | USD $1,644 | | Vision Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $16,441 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,644 | | Insurance broker organization code? | 3 | | Insurance broker name | WEF INTERESTS LP |
|
| CHARTIS (National Association of Insurance Commissioners NAIC id number: 66842 ) |
| Policy contract number | 51302 |
| Policy instance | 1 |
| Insurance contract or identification number | 51302 | | Number of Individuals Covered | 135 | | Insurance policy start date | 2011-04-01 | | Insurance policy end date | 2012-03-31 | | Total amount of commissions paid to insurance broker | USD $1,820 | | Vision Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $18,203 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| CHARTIS (National Association of Insurance Commissioners NAIC id number: 66842 ) |
| Policy contract number | 51302 |
| Policy instance | 1 |
| Insurance contract or identification number | 51302 | | Number of Individuals Covered | 135 | | Insurance policy start date | 2010-04-01 | | Insurance policy end date | 2011-03-31 | | Total amount of commissions paid to insurance broker | USD $1,813 | | Total amount of fees paid to insurance company | USD $0 | | Vision Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $18,133 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,813 | | Insurance broker organization code? | 3 | | Insurance broker name | WEF INTERESTS LP |
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