401k Plan data: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST plan

SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST
Plan identification number	002

SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SWS ASSOCIATES INC has sponsored the creation of one or more 401k plans.

Company Name: SWS ASSOCIATES INC

Employer identification number (EIN): 741973977

NAIC Classification: 423300

Additional information about SWS ASSOCIATES INC

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 2010-01-12

Company Identification Number: 3898598

Legal Registered Office Address: P.O. BOX 365
NASSAU
GARDEN CITY
United States of America (USA)
11530

More information about SWS ASSOCIATES INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 DWIGHT HALL DWIGHT HALL 2018-07-09
002 2016-01-01 DWIGHT HALL DWIGHT HALL 2017-05-05
002 2015-01-01 DWIGHT HALL DWIGHT HALL 2016-07-18
002 2014-01-01 DWIGHT HALL DWIGHT HALL 2015-09-02
002 2013-01-01 DWIGHT HALL DWIGHT HALL 2014-10-15
002 2012-01-01 DWIGHT HALL DWIGHT HALL 2013-10-15
002 2011-01-01 DWIGHT HALL DWIGHT HALL 2012-09-24
002 2009-01-01 DWIGHT HALL DWIGHT HALL 2010-10-13
002 2009-01-01 DWIGHT HALL DWIGHT HALL 2010-10-11

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2023-01-01
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2019-01-01
002	2018-01-01
002	2017-01-01	DWIGHT HALL	DWIGHT HALL	2018-07-09
002	2016-01-01	DWIGHT HALL	DWIGHT HALL	2017-05-05
002	2015-01-01	DWIGHT HALL	DWIGHT HALL	2016-07-18
002	2014-01-01	DWIGHT HALL	DWIGHT HALL	2015-09-02
002	2013-01-01	DWIGHT HALL	DWIGHT HALL	2014-10-15
002	2012-01-01	DWIGHT HALL	DWIGHT HALL	2013-10-15
002	2011-01-01	DWIGHT HALL	DWIGHT HALL	2012-09-24
002	2009-01-01	DWIGHT HALL	DWIGHT HALL	2010-10-13
002	2009-01-01	DWIGHT HALL	DWIGHT HALL	2010-10-11

Plan Statistics for SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST

Measure Date Value
2023: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2023 401k membership
Total participants, beginning-of-year 2023-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 2
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 0
Total of all active and inactive participants 2023-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 2
Number of participants with account balances 2023-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2022: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year 2022-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 2
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 0
Total of all active and inactive participants 2022-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 2
Number of participants with account balances 2022-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year 2021-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 2
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 2
Number of participants with account balances 2021-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 2
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 2
Number of participants with account balances 2020-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 2
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 2
Number of participants with account balances 2019-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 2
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 2
Number of participants with account balances 2018-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 2
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 2
Number of participants with account balances 2017-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 2
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 2
Number of participants with account balances 2016-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 2
Number of participants with account balances 2015-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 2
Number of participants with account balances 2014-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 2
Number of participants with account balances 2013-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1
Number of participants with account balances 2012-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1
Number of participants with account balances 2011-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1
Number of participants with account balances 2009-01-01 1

Measure	Date	Value
2023: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2023 401k membership
Total participants, beginning-of-year	2023-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	2
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	0
Total of all active and inactive participants	2023-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	2
Number of participants with account balances	2023-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2022: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year	2022-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	2
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	0
Total of all active and inactive participants	2022-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	2
Number of participants with account balances	2022-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year	2021-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	2
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	2
Number of participants with account balances	2021-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	2
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	2
Number of participants with account balances	2020-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	2
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	2
Number of participants with account balances	2019-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	2
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	2
Number of participants with account balances	2018-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	2
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	2
Number of participants with account balances	2017-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	2
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	2
Number of participants with account balances	2016-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	2
Number of participants with account balances	2015-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	2
Number of participants with account balances	2014-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	2
Number of participants with account balances	2013-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1
Number of participants with account balances	2012-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1
Number of participants with account balances	2011-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1
Number of participants with account balances	2009-01-01	1

Financial Data on SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2023 : SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2023 401k financial data
Total income from all sources	2023-12-31	$170,879
Expenses. Total of all expenses incurred	2023-12-31	$23,404
Benefits paid (including direct rollovers)	2023-12-31	$23,334
Total plan assets at end of year	2023-12-31	$840,135
Total plan assets at beginning of year	2023-12-31	$692,660
Expenses. Other expenses not covered elsewhere	2023-12-31	$70
Other income received	2023-12-31	$152,129
Net income (gross income less expenses)	2023-12-31	$147,475
Net plan assets at end of year (total assets less liabilities)	2023-12-31	$840,135
Net plan assets at beginning of year (total assets less liabilities)	2023-12-31	$692,660
Total contributions received or receivable from employer(s)	2023-12-31	$18,750
2022 : SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2022 401k financial data
Total income from all sources	2022-12-31	$-147,842
Expenses. Total of all expenses incurred	2022-12-31	$32,076
Benefits paid (including direct rollovers)	2022-12-31	$32,040
Total plan assets at end of year	2022-12-31	$692,660
Total plan assets at beginning of year	2022-12-31	$872,578
Expenses. Other expenses not covered elsewhere	2022-12-31	$36
Other income received	2022-12-31	$-180,342
Net income (gross income less expenses)	2022-12-31	$-179,918
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$692,660
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$872,578
Total contributions received or receivable from employer(s)	2022-12-31	$32,500
2021 : SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2021 401k financial data
Total income from all sources	2021-12-31	$162,586
Expenses. Total of all expenses incurred	2021-12-31	$29,954
Benefits paid (including direct rollovers)	2021-12-31	$29,902
Total plan assets at end of year	2021-12-31	$872,578
Total plan assets at beginning of year	2021-12-31	$739,946
Expenses. Other expenses not covered elsewhere	2021-12-31	$52
Other income received	2021-12-31	$117,211
Net income (gross income less expenses)	2021-12-31	$132,632
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$872,578
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$739,946
Total contributions received or receivable from employer(s)	2021-12-31	$45,375
2020 : SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2020 401k financial data
Total income from all sources	2020-12-31	$158,119
Expenses. Total of all expenses incurred	2020-12-31	$70
Total plan assets at end of year	2020-12-31	$739,946
Total plan assets at beginning of year	2020-12-31	$581,897
Expenses. Other expenses not covered elsewhere	2020-12-31	$70
Other income received	2020-12-31	$143,119
Net income (gross income less expenses)	2020-12-31	$158,049
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$739,946
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$581,897
Total contributions received or receivable from employer(s)	2020-12-31	$15,000
2019 : SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2019 401k financial data
Total income from all sources	2019-12-31	$129,190
Expenses. Total of all expenses incurred	2019-12-31	$70
Total plan assets at end of year	2019-12-31	$581,897
Total plan assets at beginning of year	2019-12-31	$452,777
Expenses. Other expenses not covered elsewhere	2019-12-31	$70
Other income received	2019-12-31	$115,690
Net income (gross income less expenses)	2019-12-31	$129,120
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$581,897
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$452,777
Total contributions received or receivable from employer(s)	2019-12-31	$13,500
2018 : SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2018 401k financial data
Total income from all sources	2018-12-31	$-506
Expenses. Total of all expenses incurred	2018-12-31	$14,878
Benefits paid (including direct rollovers)	2018-12-31	$14,822
Total plan assets at end of year	2018-12-31	$452,777
Total plan assets at beginning of year	2018-12-31	$468,161
Expenses. Other expenses not covered elsewhere	2018-12-31	$56
Other income received	2018-12-31	$-31,006
Net income (gross income less expenses)	2018-12-31	$-15,384
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$452,777
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$468,161
Total contributions received or receivable from employer(s)	2018-12-31	$30,500
2017 : SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total income from all sources	2017-12-31	$116,783
Expenses. Total of all expenses incurred	2017-12-31	$11,497
Benefits paid (including direct rollovers)	2017-12-31	$11,427
Total plan assets at end of year	2017-12-31	$468,161
Total plan assets at beginning of year	2017-12-31	$362,875
Expenses. Other expenses not covered elsewhere	2017-12-31	$70
Other income received	2017-12-31	$83,283
Net income (gross income less expenses)	2017-12-31	$105,286
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$468,161
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$362,875
Total contributions received or receivable from employer(s)	2017-12-31	$33,500
2016 : SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total income from all sources	2016-12-31	$35,140
Expenses. Total of all expenses incurred	2016-12-31	$35
Total plan assets at end of year	2016-12-31	$362,875
Total plan assets at beginning of year	2016-12-31	$327,770
Expenses. Other expenses not covered elsewhere	2016-12-31	$35
Other income received	2016-12-31	$14,390
Net income (gross income less expenses)	2016-12-31	$35,105
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$362,875
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$327,770
Total contributions received or receivable from employer(s)	2016-12-31	$20,750
2015 : SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total income from all sources	2015-12-31	$8,389
Expenses. Total of all expenses incurred	2015-12-31	$70
Total plan assets at end of year	2015-12-31	$327,770
Total plan assets at beginning of year	2015-12-31	$319,451
Expenses. Other expenses not covered elsewhere	2015-12-31	$70
Other income received	2015-12-31	$-1,311
Net income (gross income less expenses)	2015-12-31	$8,319
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$327,770
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$319,451
Total contributions received or receivable from employer(s)	2015-12-31	$9,700
2014 : SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total income from all sources	2014-12-31	$40,173
Expenses. Total of all expenses incurred	2014-12-31	$70
Total plan assets at end of year	2014-12-31	$319,451
Total plan assets at beginning of year	2014-12-31	$279,348
Expenses. Other expenses not covered elsewhere	2014-12-31	$70
Other income received	2014-12-31	$8,673
Net income (gross income less expenses)	2014-12-31	$40,103
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$319,451
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$279,348
Total contributions received or receivable from employer(s)	2014-12-31	$31,500
2013 : SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total income from all sources	2013-12-31	$96,593
Expenses. Total of all expenses incurred	2013-12-31	$35
Total plan assets at end of year	2013-12-31	$279,348
Total plan assets at beginning of year	2013-12-31	$182,790
Expenses. Other expenses not covered elsewhere	2013-12-31	$35
Other income received	2013-12-31	$46,593
Net income (gross income less expenses)	2013-12-31	$96,558
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$279,348
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$182,790
Total contributions received or receivable from employer(s)	2013-12-31	$50,000
2012 : SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total income from all sources	2012-12-31	$29,413
Total plan assets at end of year	2012-12-31	$182,790
Total plan assets at beginning of year	2012-12-31	$153,377
Other income received	2012-12-31	$29,413
Net income (gross income less expenses)	2012-12-31	$29,413
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$182,790
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$153,377
2011 : SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total income from all sources	2011-12-31	$-11,427
Total plan assets at end of year	2011-12-31	$153,377
Total plan assets at beginning of year	2011-12-31	$164,804
Other income received	2011-12-31	$-11,427
Net income (gross income less expenses)	2011-12-31	$-11,427
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$153,377
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$164,804
2010 : SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total income from all sources	2010-12-31	$17,062
Total plan assets at end of year	2010-12-31	$164,804
Total plan assets at beginning of year	2010-12-31	$147,742
Other income received	2010-12-31	$17,062
Net income (gross income less expenses)	2010-12-31	$17,062
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$164,804
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$147,742

Form 5500 Responses for SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST

2023: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SWS ASSOCIATES INC PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SWS ASSOCIATES INC
Employer identification number (EIN):	741973977
NAIC Classification:	423300

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	2010-01-12
Company Identification Number:	3898598
Legal Registered Office Address:	P.O. BOX 365 NASSAU GARDEN CITY United States of America (USA) 11530