FOGARTY & KLEIN, INC has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2022 : 9TH WONDER 401K PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-744,460 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $638,195 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $586,327 |
Value of total corrective distributions | 2022-12-31 | $13,340 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,715,738 |
Value of total assets at end of year | 2022-12-31 | $13,563,626 |
Value of total assets at beginning of year | 2022-12-31 | $14,946,281 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $38,528 |
Total interest from all sources | 2022-12-31 | $1,243 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $275,926 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $275,926 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,049,318 |
Participant contributions at end of year | 2022-12-31 | $11,084 |
Participant contributions at beginning of year | 2022-12-31 | $25,055 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $455,383 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-1,382,655 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $13,563,626 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $14,946,281 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $13,638 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $13,366,325 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $14,789,544 |
Interest on participant loans | 2022-12-31 | $1,243 |
Income. Interest from loans (other than to participants) | 2022-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $186,217 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $131,682 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-2,737,453 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $86 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $211,037 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $586,327 |
Contract administrator fees | 2022-12-31 | $24,890 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | HTL CPAS & BUSINESS ADVISORS LLC |
Accountancy firm EIN | 2022-12-31 | 920410814 |
2021 : 9TH WONDER 401K PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $2,818,830 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $5,487,804 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $5,449,962 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $895,925 |
Value of total assets at end of year | 2021-12-31 | $14,946,281 |
Value of total assets at beginning of year | 2021-12-31 | $17,615,255 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $37,842 |
Total interest from all sources | 2021-12-31 | $1,925 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $220,878 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $220,878 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $823,462 |
Participant contributions at end of year | 2021-12-31 | $25,055 |
Participant contributions at beginning of year | 2021-12-31 | $40,595 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $72,463 |
Administrative expenses (other) incurred | 2021-12-31 | $9,252 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $-2,668,974 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $14,946,281 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $17,615,255 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $12,249 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $14,789,544 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $17,147,857 |
Interest on participant loans | 2021-12-31 | $1,925 |
Income. Interest from loans (other than to participants) | 2021-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $131,682 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $426,803 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $1,688,254 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $11,848 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $5,449,962 |
Contract administrator fees | 2021-12-31 | $16,341 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | WHITLEY PENN LLP |
Accountancy firm EIN | 2021-12-31 | 752393478 |
2020 : 9TH WONDER 401K PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $3,690,289 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,258,582 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,213,008 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,477,287 |
Value of total assets at end of year | 2020-12-31 | $17,615,255 |
Value of total assets at beginning of year | 2020-12-31 | $15,183,548 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $45,574 |
Total interest from all sources | 2020-12-31 | $2,825 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $579,002 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $579,002 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $843,492 |
Participant contributions at end of year | 2020-12-31 | $40,595 |
Participant contributions at beginning of year | 2020-12-31 | $66,384 |
Participant contributions at beginning of year | 2020-12-31 | $4,327 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $517,266 |
Administrative expenses (other) incurred | 2020-12-31 | $30,465 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $2,431,707 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $17,615,255 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $15,183,548 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $15,109 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $17,147,857 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $14,838,073 |
Interest on participant loans | 2020-12-31 | $2,825 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $426,803 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $273,293 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,623,848 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $7,327 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $116,529 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $1,471 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,213,008 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | Yes |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | WHITLEY PENN LLP |
Accountancy firm EIN | 2020-12-31 | 752393478 |
2019 : 9TH WONDER 401K PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $15,556,683 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $2,955,529 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $3,328,664 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,297,077 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,112,294 |
Value of total assets at end of year | 2019-12-31 | $15,183,548 |
Value of total assets at beginning of year | 2019-12-31 | $0 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $31,587 |
Total interest from all sources | 2019-12-31 | $3,437 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $382,436 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $382,436 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $781,805 |
Participant contributions at end of year | 2019-12-31 | $66,384 |
Participant contributions at end of year | 2019-12-31 | $4,327 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $5,738 |
Administrative expenses (other) incurred | 2019-12-31 | $21,472 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $-373,135 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $15,183,548 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $0 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $10,115 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $14,838,073 |
Interest on participant loans | 2019-12-31 | $3,437 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $273,293 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,447,541 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $9,821 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $324,751 |
Employer contributions (assets) at end of year | 2019-12-31 | $1,471 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,297,077 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | WHITLEY PENN LLP |
Accountancy firm EIN | 2019-12-31 | 752393478 |