401k Plan data: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN plan

FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 401k Plan overview

Plan Name	FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN
Plan identification number	002

FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FROMBERG ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: FROMBERG ASSOCIATES, INC.

Employer identification number (EIN): 742657896

NAIC Classification: 541330
NAIC Description: Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2018-01-01 KAREN FROMBERG
002 2017-01-01 KAREN FROMBERG
002 2016-01-01 KAREN FROMBERG KAREN FROMBERG 2017-06-29
002 2015-01-01 KAREN FROMBERG KAREN FROMBERG 2016-04-29
002 2014-01-01 KAREN FROMBERG
002 2013-01-01 KAREN FROMBERG KAREN FROMBERG 2014-04-25
002 2012-01-01 KAREN FROMBERG 2013-06-14 KAREN FROMBERG 2013-06-14
002 2011-01-01 KAREN FROMBERG 2012-07-20
002 2010-01-01 KAREN FROMBERG 2011-07-06

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2018-01-01	KAREN FROMBERG
002	2017-01-01	KAREN FROMBERG
002	2016-01-01	KAREN FROMBERG		KAREN FROMBERG	2017-06-29
002	2015-01-01	KAREN FROMBERG		KAREN FROMBERG	2016-04-29
002	2014-01-01	KAREN FROMBERG
002	2013-01-01	KAREN FROMBERG		KAREN FROMBERG	2014-04-25
002	2012-01-01	KAREN FROMBERG	2013-06-14	KAREN FROMBERG	2013-06-14
002	2011-01-01	KAREN FROMBERG	2012-07-20
002	2010-01-01	KAREN FROMBERG	2011-07-06

Plan Statistics for FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN

Measure Date Value
2018: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 2
Total of all active and inactive participants 2018-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 2
Number of participants with account balances 2018-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 3
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 4
Number of participants with account balances 2017-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 5
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 5
Total participants 2016-01-01 5
Number of participants with account balances 2016-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 5
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 5
Number of participants with account balances 2015-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 6
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 6
Number of participants with account balances 2014-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 7
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 7
Number of participants with account balances 2013-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2018: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	2
Total of all active and inactive participants	2018-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	2
Number of participants with account balances	2018-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	3
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	4
Number of participants with account balances	2017-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	5
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	5
Total participants	2016-01-01	5
Number of participants with account balances	2016-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	5
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	5
Number of participants with account balances	2015-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	6
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	6
Number of participants with account balances	2014-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	7
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	7
Number of participants with account balances	2013-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN

Measure	Date	Value
2019 : FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources	2019-05-02	$159,899
Expenses. Total of all expenses incurred	2019-05-02	$2,418,535
Benefits paid (including direct rollovers)	2019-05-02	$2,414,018
Total plan assets at end of year	2019-05-02	$0
Total plan assets at beginning of year	2019-05-02	$2,258,636
Value of fidelity bond covering the plan	2019-05-02	$225,000
Other income received	2019-05-02	$159,899
Net income (gross income less expenses)	2019-05-02	$-2,258,636
Net plan assets at end of year (total assets less liabilities)	2019-05-02	$0
Net plan assets at beginning of year (total assets less liabilities)	2019-05-02	$2,258,636
Expenses. Administrative service providers (salaries,fees and commissions)	2019-05-02	$4,517
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-05-02	$0
2018 : FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$-208,257
Expenses. Total of all expenses incurred	2018-12-31	$39,170
Benefits paid (including direct rollovers)	2018-12-31	$18,819
Total plan assets at end of year	2018-12-31	$2,258,636
Total plan assets at beginning of year	2018-12-31	$2,506,063
Value of fidelity bond covering the plan	2018-12-31	$225,000
Other income received	2018-12-31	$-208,257
Net income (gross income less expenses)	2018-12-31	$-247,427
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$2,258,636
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$2,506,063
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$20,351
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$423,539
Expenses. Total of all expenses incurred	2017-12-31	$114,093
Benefits paid (including direct rollovers)	2017-12-31	$95,761
Total plan assets at end of year	2017-12-31	$2,506,063
Total plan assets at beginning of year	2017-12-31	$2,196,617
Value of fidelity bond covering the plan	2017-12-31	$225,000
Other income received	2017-12-31	$423,539
Net income (gross income less expenses)	2017-12-31	$309,446
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$2,506,063
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$2,196,617
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$18,332
2016 : FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$138,477
Expenses. Total of all expenses incurred	2016-12-31	$16,297
Total plan assets at end of year	2016-12-31	$2,196,617
Total plan assets at beginning of year	2016-12-31	$2,074,437
Value of fidelity bond covering the plan	2016-12-31	$225,000
Other income received	2016-12-31	$38,477
Net income (gross income less expenses)	2016-12-31	$122,180
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$2,196,617
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$2,074,437
Total contributions received or receivable from employer(s)	2016-12-31	$100,000
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$16,297
2015 : FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$34,159
Expenses. Total of all expenses incurred	2015-12-31	$46,328
Benefits paid (including direct rollovers)	2015-12-31	$29,085
Total plan assets at end of year	2015-12-31	$2,074,437
Total plan assets at beginning of year	2015-12-31	$2,086,606
Value of fidelity bond covering the plan	2015-12-31	$225,000
Other income received	2015-12-31	$-35,841
Net income (gross income less expenses)	2015-12-31	$-12,169
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,074,437
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$2,086,606
Total contributions received or receivable from employer(s)	2015-12-31	$70,000
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$17,243
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$282,642
Expenses. Total of all expenses incurred	2014-12-31	$27,472
Benefits paid (including direct rollovers)	2014-12-31	$11,535
Total plan assets at end of year	2014-12-31	$2,086,606
Total plan assets at beginning of year	2014-12-31	$1,831,436
Value of fidelity bond covering the plan	2014-12-31	$225,000
Other income received	2014-12-31	$182,642
Net income (gross income less expenses)	2014-12-31	$255,170
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,086,606
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,831,436
Total contributions received or receivable from employer(s)	2014-12-31	$100,000
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$15,937
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$475,040
Expenses. Total of all expenses incurred	2013-12-31	$12,549
Total plan assets at end of year	2013-12-31	$1,831,436
Total plan assets at beginning of year	2013-12-31	$1,368,945
Value of fidelity bond covering the plan	2013-12-31	$140,000
Other income received	2013-12-31	$375,040
Net income (gross income less expenses)	2013-12-31	$462,491
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,831,436
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,368,945
Total contributions received or receivable from employer(s)	2013-12-31	$100,000
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$12,549

Form 5500 Responses for FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN

2018: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FROMBERG ASSOCIATES, INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FROMBERG ASSOCIATES, INC.
Employer identification number (EIN):	742657896
NAIC Classification:	541330
NAIC Description:	Engineering Services