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SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 401k Plan overview

Plan NameSAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR
Plan identification number 001

SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SAMSUNG ELECTRONICS AMERICA, INC. has sponsored the creation of one or more 401k plans.

Company Name:SAMSUNG ELECTRONICS AMERICA, INC.
Employer identification number (EIN):742772066
NAIC Classification:334410

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01SHAMONA NICHOLS
0012017-01-01SHAMONA NICHOLS
0012016-01-01CHARMAINE WINTERS
0012016-01-01
0012015-01-01CHARMAINE WINTERS
0012014-01-01CALLIE CALHOUN
0012013-01-01CALLIE CALHOUN CHARMAINE WINTERS2014-10-15
0012012-01-01CALLIE CALHOUN CHARMAINE WINTERS2013-10-15
0012011-01-01CHARMAINE WINTERS JAMES SCOTT WOODLAND2012-10-15
0012010-01-01CHARMAINE WINTERS JAMES SCOTT WOODLAND2011-09-16
0012009-01-01CHARMAINE WINTERS JAMES SCOTT WOODLAND2010-10-14

Plan Statistics for SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR

401k plan membership statisitcs for SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR

Measure Date Value
2021: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2021 401k membership
Total participants, beginning-of-year2021-01-014,688
Total number of active participants reported on line 7a of the Form 55002021-01-013,740
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-013,740
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-013,740
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2020 401k membership
Total participants, beginning-of-year2020-01-014,613
Total number of active participants reported on line 7a of the Form 55002020-01-013,562
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-011,123
Total of all active and inactive participants2020-01-014,686
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-014,688
Number of participants with account balances2020-01-014,325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2019 401k membership
Total participants, beginning-of-year2019-01-014,093
Total number of active participants reported on line 7a of the Form 55002019-01-013,552
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-011,059
Total of all active and inactive participants2019-01-014,612
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-014,613
Number of participants with account balances2019-01-014,159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2018 401k membership
Total participants, beginning-of-year2018-01-014,368
Total number of active participants reported on line 7a of the Form 55002018-01-013,317
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01774
Total of all active and inactive participants2018-01-014,091
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-014,093
Number of participants with account balances2018-01-014,061
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2017 401k membership
Total participants, beginning-of-year2017-01-013,710
Total number of active participants reported on line 7a of the Form 55002017-01-013,709
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01657
Total of all active and inactive participants2017-01-014,366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-014,368
Number of participants with account balances2017-01-013,770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2016 401k membership
Total participants, beginning-of-year2016-01-013,421
Total number of active participants reported on line 7a of the Form 55002016-01-013,092
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01616
Total of all active and inactive participants2016-01-013,708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-013,710
Number of participants with account balances2016-01-013,179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2015 401k membership
Total participants, beginning-of-year2015-01-013,176
Total number of active participants reported on line 7a of the Form 55002015-01-012,807
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01612
Total of all active and inactive participants2015-01-013,419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-013,421
Number of participants with account balances2015-01-012,945
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2014 401k membership
Total participants, beginning-of-year2014-01-013,124
Total number of active participants reported on line 7a of the Form 55002014-01-012,577
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01597
Total of all active and inactive participants2014-01-013,174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-013,176
Number of participants with account balances2014-01-012,740
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2013 401k membership
Total participants, beginning-of-year2013-01-013,149
Total number of active participants reported on line 7a of the Form 55002013-01-012,597
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01526
Total of all active and inactive participants2013-01-013,123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-013,124
Number of participants with account balances2013-01-012,654
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2012 401k membership
Total participants, beginning-of-year2012-01-012,951
Total number of active participants reported on line 7a of the Form 55002012-01-012,666
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01482
Total of all active and inactive participants2012-01-013,148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-013,149
Number of participants with account balances2012-01-012,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2011 401k membership
Total participants, beginning-of-year2011-01-012,322
Total number of active participants reported on line 7a of the Form 55002011-01-012,463
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01484
Total of all active and inactive participants2011-01-012,948
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-012,951
Number of participants with account balances2011-01-012,195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2010 401k membership
Total participants, beginning-of-year2010-01-011,770
Total number of active participants reported on line 7a of the Form 55002010-01-011,815
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-01503
Total of all active and inactive participants2010-01-012,319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-013
Total participants2010-01-012,322
Number of participants with account balances2010-01-011,723
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2009 401k membership
Total participants, beginning-of-year2009-01-012,230
Total number of active participants reported on line 7a of the Form 55002009-01-011,151
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-01617
Total of all active and inactive participants2009-01-011,770
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,770
Number of participants with account balances2009-01-011,512
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR

Measure Date Value
2021 : SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$697,542
Total unrealized appreciation/depreciation of assets2021-12-31$697,542
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$688,733,912
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$26,363,244
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$79,700
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$159,735,754
Total loss/gain on sale of assets2021-12-31$5,880,802
Total of all expenses incurred2021-12-31$47,688,732
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$46,920,447
Expenses. Certain deemed distributions of participant loans2021-12-31$37,746
Value of total corrective distributions2021-12-31$86,770
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$63,203,151
Value of total assets at end of year2021-12-31$26,363,244
Value of total assets at beginning of year2021-12-31$576,766,590
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$643,769
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$620,008
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$20,702,794
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$20,504,874
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$4,120
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$38,521,214
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$12,067,113
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$18,863
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$7,382,149
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$3,920
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$60,590
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$26,363,244
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$79,700
Other income not declared elsewhere2021-12-31$0
Administrative expenses (other) incurred2021-12-31$331,955
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$77,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$112,047,022
Value of net assets at end of year (total assets less liabilities)2021-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$576,686,890
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$311,814
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$312,190,647
Value of interest in pooled separate accounts at end of year2021-12-31$25,410,641
Value of interest in pooled separate accounts at beginning of year2021-12-31$26,789,452
Interest on participant loans2021-12-31$612,577
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$243
Income. Interest from corporate debt instruments2021-12-31$6,291
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$187,409,245
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$876,444
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$8,787,293
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$8,787,293
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$897
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$6,981
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$40,099,233
Net investment gain/loss from pooled separate accounts2021-12-31$498,151
Net investment gain or loss from common/collective trusts2021-12-31$28,034,073
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$17,299,788
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$0
Income. Dividends from preferred stock2021-12-31$415
Income. Dividends from common stock2021-12-31$197,505
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$46,920,447
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$186,855
Contract administrator fees2021-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$72,239
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$29,167,821
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$154,769,500
Aggregate carrying amount (costs) on sale of assets2021-12-31$148,888,698
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CROWE LLP
Accountancy firm EIN2021-12-31350921680
2020 : SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$8,393,355
Total unrealized appreciation/depreciation of assets2020-12-31$8,393,355
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$79,700
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,717
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$143,343,514
Total loss/gain on sale of assets2020-12-31$3,026,491
Total of all expenses incurred2020-12-31$41,413,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$40,909,787
Expenses. Certain deemed distributions of participant loans2020-12-31$115,975
Value of total corrective distributions2020-12-31$10,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$56,372,737
Value of total assets at end of year2020-12-31$576,766,590
Value of total assets at beginning of year2020-12-31$474,758,892
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$377,633
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$740,320
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$9,956,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$9,821,156
Assets. Real estate other than employer real property at end of year2020-12-31$0
Assets. Real estate other than employer real property at beginning of year2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$4,120
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$5,057
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$36,221,155
Participant contributions at end of year2020-12-31$12,067,113
Participant contributions at beginning of year2020-12-31$12,632,639
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$18,863
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$-20,803
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$3,502,962
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$60,590
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$10,535
Assets. Loans (other than to participants) at end of year2020-12-31$0
Assets. Loans (other than to participants) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$79,700
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$1,717
Other income not declared elsewhere2020-12-31$0
Administrative expenses (other) incurred2020-12-31$112,009
Liabilities. Value of operating payables at end of year2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$77,610
Total non interest bearing cash at beginning of year2020-12-31$50,092
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$101,929,715
Value of net assets at end of year (total assets less liabilities)2020-12-31$576,686,890
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$474,757,175
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Investment advisory and management fees2020-12-31$265,624
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$312,190,647
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$408,655,327
Value of interest in pooled separate accounts at end of year2020-12-31$26,789,452
Value of interest in pooled separate accounts at beginning of year2020-12-31$19,956,165
Interest on participant loans2020-12-31$714,482
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$473
Income. Interest from corporate debt instruments2020-12-31$7,300
Value of interest in master investment trust accounts at end of year2020-12-31$0
Value of interest in master investment trust accounts at beginning of year2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$187,409,245
Value of interest in common/collective trusts at beginning of year2020-12-31$14,823,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$8,787,293
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$5,985,539
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$5,985,539
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$18,065
Assets. Value of investments in 103.12 investment entities at end of year2020-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Asset value of US Government securities at end of year2020-12-31$6,981
Asset value of US Government securities at beginning of year2020-12-31$16,205
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$46,980,907
Net investment gain/loss from pooled separate accounts2020-12-31$534,213
Net investment gain or loss from common/collective trusts2020-12-31$17,339,327
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$0
Assets. Invements in employer securities at beginning of year2020-12-31$0
Assets. Value of employer real property at end of year2020-12-31$0
Assets. Value of employer real property at beginning of year2020-12-31$0
Contributions received in cash from employer2020-12-31$16,648,620
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$188
Income. Dividends from common stock2020-12-31$134,820
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$40,909,787
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$186,855
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$176,018
Contract administrator fees2020-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$29,167,821
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$12,468,144
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$65,546,163
Aggregate carrying amount (costs) on sale of assets2020-12-31$62,519,672
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CROWE LLP
Accountancy firm EIN2020-12-31350921680
2019 : SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,042,134
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,042,134
Total unrealized appreciation/depreciation of assets2019-12-31$1,042,134
Total unrealized appreciation/depreciation of assets2019-12-31$1,042,134
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,717
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,717
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$13,888
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$13,888
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$147,209,252
Total income from all sources (including contributions)2019-12-31$147,209,252
Total loss/gain on sale of assets2019-12-31$1,573,579
Total loss/gain on sale of assets2019-12-31$1,573,579
Total of all expenses incurred2019-12-31$23,773,702
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$23,302,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$23,302,636
Expenses. Certain deemed distributions of participant loans2019-12-31$71,034
Expenses. Certain deemed distributions of participant loans2019-12-31$71,034
Value of total corrective distributions2019-12-31$7,217
Value of total corrective distributions2019-12-31$7,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$60,473,526
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$60,473,526
Value of total assets at end of year2019-12-31$474,758,892
Value of total assets at end of year2019-12-31$474,758,892
Value of total assets at beginning of year2019-12-31$351,335,513
Value of total assets at beginning of year2019-12-31$351,335,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$392,815
Total income from rents2019-12-31$0
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$1,252,434
Total interest from all sources2019-12-31$1,252,434
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$18,889,500
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$18,889,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$18,753,166
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$18,753,166
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$5,057
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$5,057
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$1,293
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$1,293
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$37,490,517
Contributions received from participants2019-12-31$37,490,517
Participant contributions at end of year2019-12-31$12,632,639
Participant contributions at end of year2019-12-31$12,632,639
Participant contributions at beginning of year2019-12-31$11,708,426
Participant contributions at beginning of year2019-12-31$11,708,426
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$-20,803
Assets. Other investments not covered elsewhere at end of year2019-12-31$-20,803
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$2,722
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$2,722
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,296,354
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,296,354
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$10,535
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$10,535
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$396
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$396
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,717
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,717
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$13,882
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$13,882
Other income not declared elsewhere2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Administrative expenses (other) incurred2019-12-31$164,792
Administrative expenses (other) incurred2019-12-31$164,792
Liabilities. Value of operating payables at end of year2019-12-31$0
Liabilities. Value of operating payables at end of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$6
Liabilities. Value of operating payables at beginning of year2019-12-31$6
Total non interest bearing cash at end of year2019-12-31$50,092
Total non interest bearing cash at end of year2019-12-31$50,092
Total non interest bearing cash at beginning of year2019-12-31$7,708
Total non interest bearing cash at beginning of year2019-12-31$7,708
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$123,435,550
Value of net assets at end of year (total assets less liabilities)2019-12-31$474,757,175
Value of net assets at end of year (total assets less liabilities)2019-12-31$474,757,175
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$351,321,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Investment advisory and management fees2019-12-31$228,023
Investment advisory and management fees2019-12-31$228,023
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$408,655,327
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$408,655,327
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$295,024,314
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$295,024,314
Value of interest in pooled separate accounts at end of year2019-12-31$19,956,165
Value of interest in pooled separate accounts at end of year2019-12-31$19,956,165
Value of interest in pooled separate accounts at beginning of year2019-12-31$17,116,626
Value of interest in pooled separate accounts at beginning of year2019-12-31$17,116,626
Interest on participant loans2019-12-31$652,941
Interest on participant loans2019-12-31$652,941
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$490,480
Interest earned on other investments2019-12-31$490,480
Income. Interest from US Government securities2019-12-31$3,564
Income. Interest from US Government securities2019-12-31$3,564
Income. Interest from corporate debt instruments2019-12-31$7,759
Income. Interest from corporate debt instruments2019-12-31$7,759
Value of interest in master investment trust accounts at end of year2019-12-31$0
Value of interest in master investment trust accounts at end of year2019-12-31$0
Value of interest in master investment trust accounts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$14,823,974
Value of interest in common/collective trusts at end of year2019-12-31$14,823,974
Value of interest in common/collective trusts at beginning of year2019-12-31$13,288,706
Value of interest in common/collective trusts at beginning of year2019-12-31$13,288,706
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$5,985,539
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$5,985,539
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$4,147,013
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$4,147,013
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$4,147,013
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$4,147,013
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$97,690
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$97,690
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Asset value of US Government securities at end of year2019-12-31$16,205
Asset value of US Government securities at end of year2019-12-31$16,205
Asset value of US Government securities at beginning of year2019-12-31$190,344
Asset value of US Government securities at beginning of year2019-12-31$190,344
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$62,588,669
Net investment gain/loss from pooled separate accounts2019-12-31$-23
Net investment gain/loss from pooled separate accounts2019-12-31$-23
Net investment gain or loss from common/collective trusts2019-12-31$1,389,433
Net investment gain or loss from common/collective trusts2019-12-31$1,389,433
Net gain/loss from 103.12 investment entities2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Value of employer real property at end of year2019-12-31$0
Assets. Value of employer real property at end of year2019-12-31$0
Assets. Value of employer real property at beginning of year2019-12-31$0
Assets. Value of employer real property at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$17,686,655
Contributions received in cash from employer2019-12-31$17,686,655
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Income. Dividends from preferred stock2019-12-31$128
Income. Dividends from preferred stock2019-12-31$128
Income. Dividends from common stock2019-12-31$136,206
Income. Dividends from common stock2019-12-31$136,206
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$23,302,636
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$23,302,636
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$176,018
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$176,018
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$108,256
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$108,256
Contract administrator fees2019-12-31$0
Contract administrator fees2019-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$12,468,144
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$12,468,144
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$9,739,709
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$9,739,709
Liabilities. Value of benefit claims payable at end of year2019-12-31$0
Liabilities. Value of benefit claims payable at end of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$39,341,717
Aggregate proceeds on sale of assets2019-12-31$39,341,717
Aggregate carrying amount (costs) on sale of assets2019-12-31$37,768,138
Aggregate carrying amount (costs) on sale of assets2019-12-31$37,768,138
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-2,237,679
Total unrealized appreciation/depreciation of assets2018-12-31$-2,237,679
Total transfer of assets to this plan2018-12-31$13,233
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$13,888
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$70,619
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$31,408,578
Total loss/gain on sale of assets2018-12-31$582,868
Total of all expenses incurred2018-12-31$15,431,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$14,983,359
Expenses. Certain deemed distributions of participant loans2018-12-31$44,591
Value of total corrective distributions2018-12-31$65,830
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$56,541,572
Value of total assets at end of year2018-12-31$351,335,513
Value of total assets at beginning of year2018-12-31$335,401,605
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$337,392
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$933,212
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$21,722,035
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$21,626,601
Assets. Real estate other than employer real property at end of year2018-12-31$0
Assets. Real estate other than employer real property at beginning of year2018-12-31$0
Administrative expenses professional fees incurred2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$1,293
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$1,358
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$33,908,883
Participant contributions at end of year2018-12-31$11,708,426
Participant contributions at beginning of year2018-12-31$10,398,549
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$2,722
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$83,350
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$6,488,701
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$396
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$45,616
Assets. Loans (other than to participants) at end of year2018-12-31$0
Assets. Loans (other than to participants) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$13,882
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$70,613
Other income not declared elsewhere2018-12-31$0
Administrative expenses (other) incurred2018-12-31$155,348
Liabilities. Value of operating payables at end of year2018-12-31$6
Liabilities. Value of operating payables at beginning of year2018-12-31$6
Total non interest bearing cash at end of year2018-12-31$7,708
Total non interest bearing cash at beginning of year2018-12-31$33,643
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$15,977,406
Value of net assets at end of year (total assets less liabilities)2018-12-31$351,321,625
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$335,330,986
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$0
Investment advisory and management fees2018-12-31$182,044
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$295,024,314
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$286,776,942
Value of interest in pooled separate accounts at end of year2018-12-31$17,116,626
Value of interest in pooled separate accounts at beginning of year2018-12-31$13,902,535
Interest on participant loans2018-12-31$527,584
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$332,648
Income. Interest from US Government securities2018-12-31$2,099
Income. Interest from corporate debt instruments2018-12-31$1,724
Value of interest in master investment trust accounts at end of year2018-12-31$0
Value of interest in master investment trust accounts at beginning of year2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$13,288,706
Value of interest in common/collective trusts at beginning of year2018-12-31$10,522,856
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$4,147,013
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$3,864,248
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$3,864,248
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$69,157
Assets. Value of investments in 103.12 investment entities at end of year2018-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Asset value of US Government securities at end of year2018-12-31$190,344
Asset value of US Government securities at beginning of year2018-12-31$99,673
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-46,084,488
Net investment gain/loss from pooled separate accounts2018-12-31$-23
Net investment gain or loss from common/collective trusts2018-12-31$-48,919
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31Yes
Assets. Invements in employer securities at end of year2018-12-31$0
Assets. Invements in employer securities at beginning of year2018-12-31$0
Assets. Value of employer real property at end of year2018-12-31$0
Assets. Value of employer real property at beginning of year2018-12-31$0
Contributions received in cash from employer2018-12-31$16,143,988
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Income. Dividends from preferred stock2018-12-31$68
Income. Dividends from common stock2018-12-31$95,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$14,983,359
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$108,256
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$1,974
Contract administrator fees2018-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$9,739,709
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$9,670,861
Liabilities. Value of benefit claims payable at end of year2018-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$42,572,358
Aggregate carrying amount (costs) on sale of assets2018-12-31$41,989,490
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$1,072,734
Total unrealized appreciation/depreciation of assets2017-12-31$1,072,734
Total transfer of assets to this plan2017-12-31$8,496,074
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$70,619
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$5,688
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$95,927,917
Total loss/gain on sale of assets2017-12-31$710,235
Total of all expenses incurred2017-12-31$13,298,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$12,950,491
Expenses. Certain deemed distributions of participant loans2017-12-31$8,996
Value of total corrective distributions2017-12-31$997
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$48,159,799
Value of total assets at end of year2017-12-31$335,401,605
Value of total assets at beginning of year2017-12-31$244,211,588
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$338,421
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$719,188
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$11,933,650
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$11,841,133
Assets. Real estate other than employer real property at end of year2017-12-31$0
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Administrative expenses professional fees incurred2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$1,358
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$2,612
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$27,977,716
Participant contributions at end of year2017-12-31$10,398,549
Participant contributions at beginning of year2017-12-31$9,342,750
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$83,350
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$30,093
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$7,904,589
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$45,616
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$370
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$70,613
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$5,688
Other income not declared elsewhere2017-12-31$0
Administrative expenses (other) incurred2017-12-31$198,582
Liabilities. Value of operating payables at end of year2017-12-31$6
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$33,643
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$82,629,012
Value of net assets at end of year (total assets less liabilities)2017-12-31$335,330,986
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$244,205,900
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Investment advisory and management fees2017-12-31$139,839
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$286,776,942
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$200,800,873
Value of interest in pooled separate accounts at end of year2017-12-31$13,902,535
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$442,270
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$252,849
Income. Interest from US Government securities2017-12-31$313
Income. Interest from corporate debt instruments2017-12-31$1,242
Value of interest in master investment trust accounts at end of year2017-12-31$0
Value of interest in master investment trust accounts at beginning of year2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$10,522,856
Value of interest in common/collective trusts at beginning of year2017-12-31$9,588,263
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$3,864,248
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$4,206,151
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$4,206,151
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$22,514
Assets. Value of investments in 103.12 investment entities at end of year2017-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$13,054,692
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Asset value of US Government securities at end of year2017-12-31$99,673
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$32,853,758
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$478,553
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31Yes
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Assets. Value of employer real property at end of year2017-12-31$0
Assets. Value of employer real property at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$12,277,494
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Income. Dividends from preferred stock2017-12-31$101
Income. Dividends from common stock2017-12-31$92,416
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$12,950,491
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$1,974
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$5,075
Contract administrator fees2017-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$9,670,861
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$7,180,709
Liabilities. Value of benefit claims payable at end of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$28,304,796
Aggregate carrying amount (costs) on sale of assets2017-12-31$27,594,561
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2017-12-31410746749
2016 : SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-50,760
Total unrealized appreciation/depreciation of assets2016-12-31$-50,760
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$5,688
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$17
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$52,655,684
Total loss/gain on sale of assets2016-12-31$273,192
Total of all expenses incurred2016-12-31$9,845,438
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$9,499,178
Expenses. Certain deemed distributions of participant loans2016-12-31$49,878
Value of total corrective distributions2016-12-31$11,398
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$34,812,360
Value of total assets at end of year2016-12-31$244,211,588
Value of total assets at beginning of year2016-12-31$201,395,671
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$284,984
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$588,177
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$7,681,204
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$7,587,504
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$2,612
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$2,617
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$21,487,122
Participant contributions at end of year2016-12-31$9,342,750
Participant contributions at beginning of year2016-12-31$8,627,945
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$30,093
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$9,830
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,767,167
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$370
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$5,688
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$17
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$179,542
Liabilities. Value of operating payables at end of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$388
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$42,810,246
Value of net assets at end of year (total assets less liabilities)2016-12-31$244,205,900
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$201,395,654
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Investment advisory and management fees2016-12-31$105,442
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$200,800,873
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$163,056,139
Value of interest in pooled separate accounts at end of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$11,528,367
Interest on participant loans2016-12-31$358,941
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$224,828
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$120
Value of interest in master investment trust accounts at end of year2016-12-31$0
Value of interest in master investment trust accounts at beginning of year2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$9,588,263
Value of interest in common/collective trusts at beginning of year2016-12-31$8,901,306
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$4,206,151
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$3,122,149
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$3,122,149
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$4,288
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$13,054,692
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$8,796,710
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$554,801
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Assets. Value of employer real property at end of year2016-12-31$0
Assets. Value of employer real property at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$9,558,071
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Income. Dividends from preferred stock2016-12-31$131
Income. Dividends from common stock2016-12-31$93,569
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$9,499,178
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$5,075
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Contract administrator fees2016-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$7,180,709
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$6,146,930
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$22,221,909
Aggregate carrying amount (costs) on sale of assets2016-12-31$21,948,717
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2016-12-31410746749
2015 : SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-811,860
Total unrealized appreciation/depreciation of assets2015-12-31$-811,860
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$17
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$21,410
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$29,405,362
Total loss/gain on sale of assets2015-12-31$-113,707
Total of all expenses incurred2015-12-31$13,248,893
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$12,783,234
Expenses. Certain deemed distributions of participant loans2015-12-31$17,175
Value of total corrective distributions2015-12-31$18,839
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$31,462,489
Value of total assets at end of year2015-12-31$201,395,671
Value of total assets at beginning of year2015-12-31$185,260,595
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$429,645
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$527,312
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$7,887,300
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$7,791,278
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$2,617
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$2,881
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$18,599,222
Participant contributions at end of year2015-12-31$8,627,945
Participant contributions at beginning of year2015-12-31$8,281,150
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$9,830
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$24,544
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,617,196
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$686
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$17
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$21,410
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$332,049
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$388
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$16,156,469
Value of net assets at end of year (total assets less liabilities)2015-12-31$201,395,654
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$185,239,185
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Investment advisory and management fees2015-12-31$97,596
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$163,056,139
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$159,023,530
Value of interest in pooled separate accounts at end of year2015-12-31$11,528,367
Value of interest in pooled separate accounts at beginning of year2015-12-31$9,827,368
Interest on participant loans2015-12-31$342,651
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$183,994
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in master investment trust accounts at end of year2015-12-31$0
Value of interest in master investment trust accounts at beginning of year2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$8,901,306
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$3,122,149
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,717,226
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,717,226
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$667
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-9,337,468
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$-208,704
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Assets. Value of employer real property at end of year2015-12-31$0
Assets. Value of employer real property at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$8,246,071
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Income. Dividends from preferred stock2015-12-31$113
Income. Dividends from common stock2015-12-31$95,909
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$12,783,234
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$10
Contract administrator fees2015-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$6,146,930
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$5,383,200
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$17,219,164
Aggregate carrying amount (costs) on sale of assets2015-12-31$17,332,871
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2015-12-31410746749
2014 : SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-200,285
Total unrealized appreciation/depreciation of assets2014-12-31$-200,285
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$21,410
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$36,923,000
Total loss/gain on sale of assets2014-12-31$107,544
Total of all expenses incurred2014-12-31$11,899,807
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$11,498,922
Expenses. Certain deemed distributions of participant loans2014-12-31$44,480
Value of total corrective distributions2014-12-31$9,414
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$27,667,893
Value of total assets at end of year2014-12-31$185,260,595
Value of total assets at beginning of year2014-12-31$160,215,992
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$346,991
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$314,451
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$7,885,119
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$7,812,474
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$2,881
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$3,163
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$17,196,257
Participant contributions at end of year2014-12-31$8,281,150
Participant contributions at beginning of year2014-12-31$7,124,435
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$24,544
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$2,986
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,720,022
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$686
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$2
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$21,410
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$265,173
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$49,202
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$25,023,193
Value of net assets at end of year (total assets less liabilities)2014-12-31$185,239,185
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$160,215,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$81,818
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$159,023,530
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$135,765,377
Value of interest in pooled separate accounts at end of year2014-12-31$9,827,368
Value of interest in pooled separate accounts at beginning of year2014-12-31$9,923,656
Interest on participant loans2014-12-31$314,064
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,717,226
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,460,816
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,460,816
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$387
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$982,076
Net investment gain/loss from pooled separate accounts2014-12-31$166,202
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$7,751,614
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from preferred stock2014-12-31$113
Income. Dividends from common stock2014-12-31$72,532
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$11,498,922
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$10
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$5,383,200
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$4,886,355
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$15,960,196
Aggregate carrying amount (costs) on sale of assets2014-12-31$15,852,652
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2014-12-31410746749
2013 : SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$638,778
Total unrealized appreciation/depreciation of assets2013-12-31$638,778
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$8,347
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$51,326,446
Total loss/gain on sale of assets2013-12-31$408,388
Total of all expenses incurred2013-12-31$5,115,153
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,887,060
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$19,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$25,219,276
Value of total assets at end of year2013-12-31$160,215,992
Value of total assets at beginning of year2013-12-31$114,013,046
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$208,729
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$250,844
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$4,225,742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$4,171,489
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$3,163
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$15,674,833
Participant contributions at end of year2013-12-31$7,124,435
Participant contributions at beginning of year2013-12-31$5,165,048
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$2,986
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$13,880
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,461,102
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$2
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$2,046
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$8,347
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$155,694
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$49,202
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$46,211,293
Value of net assets at end of year (total assets less liabilities)2013-12-31$160,215,992
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$114,004,699
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$53,035
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$135,765,377
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$95,711,359
Value of interest in pooled separate accounts at end of year2013-12-31$9,923,656
Value of interest in pooled separate accounts at beginning of year2013-12-31$8,204,798
Interest on participant loans2013-12-31$250,452
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,460,816
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,815,321
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,815,321
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$392
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$20,445,377
Net investment gain/loss from pooled separate accounts2013-12-31$138,041
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$7,083,341
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$56
Income. Dividends from common stock2013-12-31$54,197
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,887,060
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$4,886,355
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$3,100,594
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$10,146,533
Aggregate carrying amount (costs) on sale of assets2013-12-31$9,738,145
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2013-12-31410746749
2012 : SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-77,896
Total unrealized appreciation/depreciation of assets2012-12-31$-77,896
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$8,347
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,782
Total income from all sources (including contributions)2012-12-31$35,167,312
Total loss/gain on sale of assets2012-12-31$183,824
Total of all expenses incurred2012-12-31$4,967,046
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,809,537
Expenses. Certain deemed distributions of participant loans2012-12-31$-131
Value of total corrective distributions2012-12-31$4,471
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$23,296,786
Value of total assets at end of year2012-12-31$114,013,046
Value of total assets at beginning of year2012-12-31$83,806,215
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$153,169
Total interest from all sources2012-12-31$192,984
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,915,945
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,872,767
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$13,958,875
Participant contributions at end of year2012-12-31$5,165,048
Participant contributions at beginning of year2012-12-31$4,166,009
Assets. Other investments not covered elsewhere at end of year2012-12-31$13,880
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,877,460
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$2,046
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$297
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$8,347
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$1,782
Administrative expenses (other) incurred2012-12-31$122,679
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$30,200,266
Value of net assets at end of year (total assets less liabilities)2012-12-31$114,004,699
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$83,804,433
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$30,490
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$95,711,359
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$68,196,703
Value of interest in pooled separate accounts at end of year2012-12-31$8,204,798
Value of interest in pooled separate accounts at beginning of year2012-12-31$7,331,243
Interest on participant loans2012-12-31$192,337
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,815,321
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,443,594
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,443,594
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$647
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$8,433,731
Net investment gain/loss from pooled separate accounts2012-12-31$221,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$6,460,451
Income. Dividends from common stock2012-12-31$43,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,809,537
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$3,100,594
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$2,668,369
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$8,598,395
Aggregate carrying amount (costs) on sale of assets2012-12-31$8,414,571
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2012-12-31410746749
2011 : SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-477,742
Total unrealized appreciation/depreciation of assets2011-12-31$-477,742
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,782
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$6,000
Total income from all sources (including contributions)2011-12-31$14,049,118
Total loss/gain on sale of assets2011-12-31$-115,202
Total of all expenses incurred2011-12-31$4,892,306
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,615,390
Expenses. Certain deemed distributions of participant loans2011-12-31$21,681
Value of total corrective distributions2011-12-31$5,192
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$16,914,870
Value of total assets at end of year2011-12-31$83,806,215
Value of total assets at beginning of year2011-12-31$74,653,621
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$250,043
Total interest from all sources2011-12-31$181,373
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,748,138
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,716,673
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$10,529,738
Participant contributions at end of year2011-12-31$4,166,009
Participant contributions at beginning of year2011-12-31$3,703,948
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,481,789
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$297
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$2
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$1,782
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$6,000
Administrative expenses (other) incurred2011-12-31$237,778
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$9,156,812
Value of net assets at end of year (total assets less liabilities)2011-12-31$83,804,433
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$74,647,621
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$12,265
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$68,196,703
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$60,521,064
Value of interest in pooled separate accounts at end of year2011-12-31$7,331,243
Value of interest in pooled separate accounts at beginning of year2011-12-31$6,263,550
Interest on participant loans2011-12-31$180,373
Income. Interest from US Government securities2011-12-31$506
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,443,594
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,312,028
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,312,028
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$494
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$26,369
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-4,503,707
Net investment gain/loss from pooled separate accounts2011-12-31$16,835
Net investment gain or loss from common/collective trusts2011-12-31$284,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,903,343
Income. Dividends from common stock2011-12-31$31,465
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,615,390
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$2,668,369
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$2,826,660
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$10,334,673
Aggregate carrying amount (costs) on sale of assets2011-12-31$10,449,875
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2011-12-31410746749
2010 : SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$226,750
Total unrealized appreciation/depreciation of assets2010-12-31$226,750
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$6,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$20,182,775
Total loss/gain on sale of assets2010-12-31$121,885
Total of all expenses incurred2010-12-31$9,101,145
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$8,877,740
Expenses. Certain deemed distributions of participant loans2010-12-31$49,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$11,188,224
Value of total assets at end of year2010-12-31$74,653,621
Value of total assets at beginning of year2010-12-31$63,565,991
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$174,226
Total interest from all sources2010-12-31$198,394
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,560,986
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,536,388
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$3,218
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$5,984,652
Participant contributions at end of year2010-12-31$3,703,948
Participant contributions at beginning of year2010-12-31$4,354,918
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,330,602
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$2
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$6,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Administrative expenses (other) incurred2010-12-31$169,296
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$11,081,630
Value of net assets at end of year (total assets less liabilities)2010-12-31$74,647,621
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$63,565,991
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$4,930
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$60,521,064
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$49,502,183
Value of interest in pooled separate accounts at end of year2010-12-31$6,263,550
Value of interest in pooled separate accounts at beginning of year2010-12-31$6,224,906
Interest on participant loans2010-12-31$196,881
Income. Interest from US Government securities2010-12-31$538
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,312,028
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,100,193
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,100,193
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$975
Asset value of US Government securities at end of year2010-12-31$26,369
Asset value of US Government securities at beginning of year2010-12-31$19,616
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$6,678,446
Net investment gain/loss from pooled separate accounts2010-12-31$208,090
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,872,970
Income. Dividends from common stock2010-12-31$24,598
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$8,877,740
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$2,826,660
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$2,360,957
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$6,764,714
Aggregate carrying amount (costs) on sale of assets2010-12-31$6,642,829
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MAXWELL LOCKE AND RITTER LLP
Accountancy firm EIN2010-12-31742900215
2009 : SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR

2021: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SAMSUNG 401(K) PLAN - SAMSUNG AUSTIN SEMICONDUCTOR 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31525
Policy instance 1
Insurance contract or identification numberGA31525
Number of Individuals Covered1326
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31525
Policy instance 1
Insurance contract or identification numberGA31525
Number of Individuals Covered1120
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31525
Policy instance 1
Insurance contract or identification numberGA31525
Number of Individuals Covered988
Insurance policy start date2019-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31525
Policy instance 1
Insurance contract or identification numberGA31525
Number of Individuals Covered934
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31525
Policy instance 1
Insurance contract or identification numberGA31525
Number of Individuals Covered783
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31525
Policy instance 1
Insurance contract or identification numberGA31525
Number of Individuals Covered2099
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31525
Policy instance 1
Insurance contract or identification numberGA31525
Number of Individuals Covered811
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31525
Policy instance 1
Insurance contract or identification numberGA31525
Number of Individuals Covered816
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberGQ7307301
Policy instance 1
Insurance contract or identification numberGQ7307301
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-01-02
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31525
Policy instance 2
Insurance contract or identification numberGA31525
Number of Individuals Covered799
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31525
Policy instance 2
Insurance contract or identification numberGA31525
Number of Individuals Covered782
Insurance policy start date2011-12-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberGQ7307301
Policy instance 1
Insurance contract or identification numberGQ7307301
Number of Individuals Covered782
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberGQ7307301
Policy instance 1
Insurance contract or identification numberGQ7307301
Number of Individuals Covered711
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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