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KIPP DC RETIREMENT PLAN 401k Plan overview

Plan NameKIPP DC RETIREMENT PLAN
Plan identification number 001

KIPP DC RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KIPP DC PUBLIC CHARTER SCHOOLS has sponsored the creation of one or more 401k plans.

Company Name:KIPP DC PUBLIC CHARTER SCHOOLS
Employer identification number (EIN):742974642
NAIC Classification:611000

Additional information about KIPP DC PUBLIC CHARTER SCHOOLS

Jurisdiction of Incorporation: District of Columbia Corporations Division
Incorporation Date:
Company Identification Number: 202552

More information about KIPP DC PUBLIC CHARTER SCHOOLS

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KIPP DC RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-07-01
0012020-07-01
0012019-07-01
0012018-07-01
0012017-07-01
0012016-07-01DANE ANDERSON
0012015-07-01DANE ANDERSON
0012014-07-01DANE ANDERSON
0012013-07-01JANE HOFFMAN
0012012-07-01JANE HOFFMAN JANE HOFFMAN2014-04-07
0012011-07-01JANE HOFFMAN JANE HOFFMAN2013-02-14
0012010-07-01JANE HOFFMAN
0012009-07-01JANE HOFFMAN

Plan Statistics for KIPP DC RETIREMENT PLAN

401k plan membership statisitcs for KIPP DC RETIREMENT PLAN

Measure Date Value
2021: KIPP DC RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-011,509
Total number of active participants reported on line 7a of the Form 55002021-07-011,351
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-01375
Total of all active and inactive participants2021-07-011,726
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-011,726
Number of participants with account balances2021-07-011,722
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-01178
2020: KIPP DC RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-011,470
Total number of active participants reported on line 7a of the Form 55002020-07-011,185
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-01324
Total of all active and inactive participants2020-07-011,509
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-011,509
Number of participants with account balances2020-07-011,498
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-01106
2019: KIPP DC RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-011,417
Total number of active participants reported on line 7a of the Form 55002019-07-011,168
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-01301
Total of all active and inactive participants2019-07-011,469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-011
Total participants2019-07-011,470
Number of participants with account balances2019-07-011,459
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-01163
2018: KIPP DC RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-011,945
Total number of active participants reported on line 7a of the Form 55002018-07-01355
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-011,058
Total of all active and inactive participants2018-07-011,413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-012
Total participants2018-07-011,415
Number of participants with account balances2018-07-011,415
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-01172
2017: KIPP DC RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-011,114
Total number of active participants reported on line 7a of the Form 55002017-07-01963
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-01319
Total of all active and inactive participants2017-07-011,282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-011
Total participants2017-07-011,283
Number of participants with account balances2017-07-011,270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-01159
2016: KIPP DC RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01967
Total number of active participants reported on line 7a of the Form 55002016-07-01870
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-01243
Total of all active and inactive participants2016-07-011,113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-011
Total participants2016-07-011,114
Number of participants with account balances2016-07-011,111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-01143
2015: KIPP DC RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01808
Total number of active participants reported on line 7a of the Form 55002015-07-01772
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-01195
Total of all active and inactive participants2015-07-01967
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01967
Number of participants with account balances2015-07-01967
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-0146
2014: KIPP DC RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01646
Total number of active participants reported on line 7a of the Form 55002014-07-01537
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-01271
Total of all active and inactive participants2014-07-01808
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01808
Number of participants with account balances2014-07-01807
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-0127
2013: KIPP DC RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01543
Total number of active participants reported on line 7a of the Form 55002013-07-01501
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-01132
Total of all active and inactive participants2013-07-01633
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01633
Number of participants with account balances2013-07-01633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-0119
2012: KIPP DC RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01389
Total number of active participants reported on line 7a of the Form 55002012-07-01398
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-01136
Total of all active and inactive participants2012-07-01534
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01534
Number of participants with account balances2012-07-01473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-0170
2011: KIPP DC RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01295
Total number of active participants reported on line 7a of the Form 55002011-07-01336
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-01104
Total of all active and inactive participants2011-07-01440
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01440
Number of participants with account balances2011-07-01388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-0158
2010: KIPP DC RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-07-01295
Total number of active participants reported on line 7a of the Form 55002010-07-01219
Number of retired or separated participants receiving benefits2010-07-010
Number of other retired or separated participants entitled to future benefits2010-07-0177
Total of all active and inactive participants2010-07-01296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-010
Total participants2010-07-01296
Number of participants with account balances2010-07-01296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-07-0156
2009: KIPP DC RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01198
Total number of active participants reported on line 7a of the Form 55002009-07-01198
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-0116
Total of all active and inactive participants2009-07-01214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01214
Number of participants with account balances2009-07-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-0132

Financial Data on KIPP DC RETIREMENT PLAN

Measure Date Value
2022 : KIPP DC RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$-708,550
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$5,106,846
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$4,739,473
Expenses. Certain deemed distributions of participant loans2022-06-30$0
Value of total corrective distributions2022-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$11,275,165
Value of total assets at end of year2022-06-30$67,989,554
Value of total assets at beginning of year2022-06-30$73,804,950
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$367,373
Total interest from all sources2022-06-30$107,578
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$2,648,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$2,648,591
Administrative expenses professional fees incurred2022-06-30$0
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$500,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$5,441,656
Participant contributions at end of year2022-06-30$1,503,128
Participant contributions at beginning of year2022-06-30$1,032,389
Participant contributions at end of year2022-06-30$244,508
Participant contributions at beginning of year2022-06-30$206,273
Assets. Other investments not covered elsewhere at end of year2022-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2022-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$362,850
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-06-30$0
Other income not declared elsewhere2022-06-30$0
Administrative expenses (other) incurred2022-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-5,815,396
Value of net assets at end of year (total assets less liabilities)2022-06-30$67,989,554
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$73,804,950
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Investment advisory and management fees2022-06-30$322,286
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$63,749,772
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$70,197,696
Value of interest in pooled separate accounts at end of year2022-06-30$0
Value of interest in pooled separate accounts at beginning of year2022-06-30$0
Interest on participant loans2022-06-30$68,216
Interest earned on other investments2022-06-30$39,362
Value of interest in common/collective trusts at end of year2022-06-30$0
Value of interest in common/collective trusts at beginning of year2022-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$2,363,426
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$2,125,331
Expenses. Payments to insurance carriers foe the provision of benefits2022-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-14,739,884
Net investment gain/loss from pooled separate accounts2022-06-30$0
Net investment gain or loss from common/collective trusts2022-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Assets. Invements in employer securities at end of year2022-06-30$0
Assets. Invements in employer securities at beginning of year2022-06-30$0
Contributions received in cash from employer2022-06-30$5,470,659
Employer contributions (assets) at end of year2022-06-30$128,720
Employer contributions (assets) at beginning of year2022-06-30$243,261
Income. Dividends from common stock2022-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$4,739,473
Contract administrator fees2022-06-30$45,087
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-06-30No
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30RSM US LLP
Accountancy firm EIN2022-06-30420714325
2021 : KIPP DC RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$29,631,197
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$4,964,340
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$4,667,360
Expenses. Certain deemed distributions of participant loans2021-06-30$0
Value of total corrective distributions2021-06-30$523
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$10,746,494
Value of total assets at end of year2021-06-30$73,804,950
Value of total assets at beginning of year2021-06-30$49,138,093
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$296,457
Total interest from all sources2021-06-30$90,937
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$1,171,599
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$1,171,599
Administrative expenses professional fees incurred2021-06-30$0
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$500,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$4,671,927
Participant contributions at end of year2021-06-30$1,032,389
Participant contributions at beginning of year2021-06-30$835,559
Participant contributions at end of year2021-06-30$206,273
Participant contributions at beginning of year2021-06-30$186,979
Assets. Other investments not covered elsewhere at end of year2021-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2021-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$1,070,992
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-06-30$0
Other income not declared elsewhere2021-06-30$0
Administrative expenses (other) incurred2021-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$24,666,857
Value of net assets at end of year (total assets less liabilities)2021-06-30$73,804,950
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$49,138,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Investment advisory and management fees2021-06-30$272,080
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$70,197,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$46,341,104
Value of interest in pooled separate accounts at end of year2021-06-30$0
Value of interest in pooled separate accounts at beginning of year2021-06-30$0
Interest on participant loans2021-06-30$55,320
Interest earned on other investments2021-06-30$35,617
Value of interest in common/collective trusts at end of year2021-06-30$0
Value of interest in common/collective trusts at beginning of year2021-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$2,125,331
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$1,560,391
Expenses. Payments to insurance carriers foe the provision of benefits2021-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$17,622,167
Net investment gain/loss from pooled separate accounts2021-06-30$0
Net investment gain or loss from common/collective trusts2021-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Assets. Invements in employer securities at end of year2021-06-30$0
Assets. Invements in employer securities at beginning of year2021-06-30$0
Contributions received in cash from employer2021-06-30$5,003,575
Employer contributions (assets) at end of year2021-06-30$243,261
Employer contributions (assets) at beginning of year2021-06-30$214,060
Income. Dividends from common stock2021-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$4,667,360
Contract administrator fees2021-06-30$24,377
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30RSM US LLP
Accountancy firm EIN2021-06-30420714325
2020 : KIPP DC RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$10,201,469
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$3,318,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$3,091,364
Expenses. Certain deemed distributions of participant loans2020-06-30$862
Value of total corrective distributions2020-06-30$118
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$8,834,969
Value of total assets at end of year2020-06-30$49,138,093
Value of total assets at beginning of year2020-06-30$42,254,686
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$225,718
Total interest from all sources2020-06-30$78,429
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$1,032,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$1,032,786
Administrative expenses professional fees incurred2020-06-30$0
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$500,000
If this is an individual account plan, was there a blackout period2020-06-30Yes
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$4,133,731
Participant contributions at end of year2020-06-30$835,559
Participant contributions at beginning of year2020-06-30$585,298
Participant contributions at end of year2020-06-30$186,979
Participant contributions at beginning of year2020-06-30$180,757
Assets. Other investments not covered elsewhere at end of year2020-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2020-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$623,612
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-06-30$0
Other income not declared elsewhere2020-06-30$-1,180
Administrative expenses (other) incurred2020-06-30$600
Total non interest bearing cash at beginning of year2020-06-30$41,294,153
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$6,883,407
Value of net assets at end of year (total assets less liabilities)2020-06-30$49,138,093
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$42,254,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Investment advisory and management fees2020-06-30$199,588
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$46,341,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$0
Value of interest in pooled separate accounts at end of year2020-06-30$0
Value of interest in pooled separate accounts at beginning of year2020-06-30$0
Interest on participant loans2020-06-30$48,630
Interest earned on other investments2020-06-30$29,799
Value of interest in common/collective trusts at end of year2020-06-30$0
Value of interest in common/collective trusts at beginning of year2020-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$1,560,391
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$256,465
Net investment gain/loss from pooled separate accounts2020-06-30$0
Net investment gain or loss from common/collective trusts2020-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Assets. Invements in employer securities at end of year2020-06-30$0
Assets. Invements in employer securities at beginning of year2020-06-30$0
Contributions received in cash from employer2020-06-30$4,077,626
Employer contributions (assets) at end of year2020-06-30$214,060
Employer contributions (assets) at beginning of year2020-06-30$194,478
Income. Dividends from common stock2020-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$3,091,364
Contract administrator fees2020-06-30$25,530
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-06-30Yes
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30RSM US LLP
Accountancy firm EIN2020-06-30420714325
2019 : KIPP DC RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-06-30$9,977,844
Total of all expenses incurred2019-06-30$3,324,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$3,072,741
Expenses. Certain deemed distributions of participant loans2019-06-30$5,742
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$7,497,927
Value of total assets at end of year2019-06-30$42,254,686
Value of total assets at beginning of year2019-06-30$35,600,891
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$245,566
Total interest from all sources2019-06-30$35,387
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$711,126
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$711,126
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$3,696,428
Participant contributions at end of year2019-06-30$585,298
Participant contributions at beginning of year2019-06-30$484,848
Participant contributions at end of year2019-06-30$180,757
Participant contributions at beginning of year2019-06-30$151,991
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$325,838
Administrative expenses (other) incurred2019-06-30$245,566
Total non interest bearing cash at end of year2019-06-30$41,294,153
Total non interest bearing cash at beginning of year2019-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$6,653,795
Value of net assets at end of year (total assets less liabilities)2019-06-30$42,254,686
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$35,600,891
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$33,184,550
Value of interest in pooled separate accounts at end of year2019-06-30$0
Value of interest in pooled separate accounts at beginning of year2019-06-30$1,532,015
Interest on participant loans2019-06-30$33,815
Interest earned on other investments2019-06-30$1,572
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$83,987
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$1,703,506
Net investment gain/loss from pooled separate accounts2019-06-30$29,898
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$3,475,661
Employer contributions (assets) at end of year2019-06-30$194,478
Employer contributions (assets) at beginning of year2019-06-30$163,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$3,072,741
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-06-30Yes
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30RSM US LLP
Accountancy firm EIN2019-06-30420714325
2018 : KIPP DC RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-06-30$11,074,773
Total of all expenses incurred2018-06-30$2,636,638
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$2,417,142
Expenses. Certain deemed distributions of participant loans2018-06-30$-272
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$7,143,820
Value of total assets at end of year2018-06-30$35,600,891
Value of total assets at beginning of year2018-06-30$27,162,756
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$219,768
Total interest from all sources2018-06-30$16,606
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$464,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$464,018
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$3,501,685
Participant contributions at end of year2018-06-30$484,848
Participant contributions at beginning of year2018-06-30$298,115
Participant contributions at end of year2018-06-30$151,991
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$240,934
Administrative expenses (other) incurred2018-06-30$219,768
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$8,438,135
Value of net assets at end of year (total assets less liabilities)2018-06-30$35,600,891
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$27,162,756
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$33,184,550
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$25,676,446
Value of interest in pooled separate accounts at end of year2018-06-30$1,532,015
Value of interest in pooled separate accounts at beginning of year2018-06-30$1,166,621
Interest on participant loans2018-06-30$21,351
Interest earned on other investments2018-06-30$-4,745
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$83,987
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$21,574
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$3,432,216
Net investment gain/loss from pooled separate accounts2018-06-30$18,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$3,401,201
Employer contributions (assets) at end of year2018-06-30$163,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$2,417,142
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-06-30No
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30RSM US LLP
Accountancy firm EIN2018-06-30420714325
2017 : KIPP DC RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-06-30$9,530,695
Total of all expenses incurred2017-06-30$2,267,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$2,042,145
Expenses. Certain deemed distributions of participant loans2017-06-30$55,282
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$5,744,214
Value of total assets at end of year2017-06-30$27,162,756
Value of total assets at beginning of year2017-06-30$19,899,388
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$169,900
Total interest from all sources2017-06-30$12,029
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$395,392
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$395,392
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$2,799,298
Participant contributions at end of year2017-06-30$298,115
Participant contributions at beginning of year2017-06-30$188,394
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$175,779
Administrative expenses (other) incurred2017-06-30$169,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$7,263,368
Value of net assets at end of year (total assets less liabilities)2017-06-30$27,162,756
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$19,899,388
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$25,676,446
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$18,818,839
Value of interest in pooled separate accounts at end of year2017-06-30$1,166,621
Value of interest in pooled separate accounts at beginning of year2017-06-30$853,870
Interest on participant loans2017-06-30$11,382
Interest earned on other investments2017-06-30$647
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$21,574
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$38,285
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$3,388,111
Net investment gain/loss from pooled separate accounts2017-06-30$-9,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$2,769,137
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$2,042,145
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30RSM US LLP
Accountancy firm EIN2017-06-30420714325
2016 : KIPP DC RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-06-30$4,984,534
Total of all expenses incurred2016-06-30$1,323,662
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$1,201,352
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$5,135,664
Value of total assets at end of year2016-06-30$19,899,388
Value of total assets at beginning of year2016-06-30$16,238,516
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$122,310
Total interest from all sources2016-06-30$12,340
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$278,947
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$278,947
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$2,353,396
Participant contributions at end of year2016-06-30$188,394
Participant contributions at beginning of year2016-06-30$194,440
Participant contributions at end of year2016-06-30$0
Participant contributions at beginning of year2016-06-30$88,905
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$312,460
Administrative expenses (other) incurred2016-06-30$122,310
Total non interest bearing cash at beginning of year2016-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$3,660,872
Value of net assets at end of year (total assets less liabilities)2016-06-30$19,899,388
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$16,238,516
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$18,818,839
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$15,133,753
Value of interest in pooled separate accounts at end of year2016-06-30$853,870
Value of interest in pooled separate accounts at beginning of year2016-06-30$664,781
Interest on participant loans2016-06-30$10,309
Interest earned on other investments2016-06-30$2,031
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$38,285
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$45,796
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-431,658
Net investment gain/loss from pooled separate accounts2016-06-30$-10,759
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$2,469,808
Employer contributions (assets) at end of year2016-06-30$0
Employer contributions (assets) at beginning of year2016-06-30$110,841
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$1,201,352
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-06-30No
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30RSM US LLP
Accountancy firm EIN2016-06-30420714325
2015 : KIPP DC RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-06-30$4,764,480
Total of all expenses incurred2015-06-30$1,038,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$941,480
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$4,129,986
Value of total assets at end of year2015-06-30$16,238,516
Value of total assets at beginning of year2015-06-30$12,512,421
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$96,905
Total interest from all sources2015-06-30$11,872
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$254,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-06-30$254,571
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$1,885,637
Participant contributions at end of year2015-06-30$194,440
Participant contributions at beginning of year2015-06-30$247,306
Participant contributions at end of year2015-06-30$88,905
Participant contributions at beginning of year2015-06-30$53,160
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$118,635
Administrative expenses (other) incurred2015-06-30$96,905
Total non interest bearing cash at end of year2015-06-30$0
Total non interest bearing cash at beginning of year2015-06-30$12,123,274
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$3,726,095
Value of net assets at end of year (total assets less liabilities)2015-06-30$16,238,516
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$12,512,421
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$15,133,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$0
Value of interest in pooled separate accounts at end of year2015-06-30$664,781
Value of interest in pooled separate accounts at beginning of year2015-06-30$0
Interest on participant loans2015-06-30$9,755
Interest earned on other investments2015-06-30$2,117
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$45,796
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$18,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$379,876
Net investment gain/loss from pooled separate accounts2015-06-30$-11,825
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$2,125,714
Employer contributions (assets) at end of year2015-06-30$110,841
Employer contributions (assets) at beginning of year2015-06-30$70,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$941,480
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-06-30Yes
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30RSM US LLP
Accountancy firm EIN2015-06-30420714325
2014 : KIPP DC RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-06-30$4,254,066
Total of all expenses incurred2014-06-30$407,682
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$406,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$2,653,386
Value of total assets at end of year2014-06-30$12,512,421
Value of total assets at beginning of year2014-06-30$8,666,037
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$1,412
Total interest from all sources2014-06-30$22,485
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$500,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$1,236,727
Participant contributions at end of year2014-06-30$247,306
Participant contributions at beginning of year2014-06-30$75,697
Participant contributions at end of year2014-06-30$53,160
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$53,189
Administrative expenses (other) incurred2014-06-30$1,412
Total non interest bearing cash at end of year2014-06-30$12,123,274
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$3,846,384
Value of net assets at end of year (total assets less liabilities)2014-06-30$12,512,421
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$8,666,037
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$8,133,067
Interest on participant loans2014-06-30$7,903
Interest earned on other investments2014-06-30$14,582
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$18,579
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$457,273
Net investment gain/loss from pooled separate accounts2014-06-30$1,578,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$1,363,470
Employer contributions (assets) at end of year2014-06-30$70,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$406,270
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-06-30No
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30MCGLADREY LLP
Accountancy firm EIN2014-06-30420714325
2013 : KIPP DC RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$3,151,681
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$191,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$190,104
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$2,305,252
Value of total assets at end of year2013-06-30$8,666,037
Value of total assets at beginning of year2013-06-30$5,705,460
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$1,000
Total interest from all sources2013-06-30$12,671
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$500,000
If this is an individual account plan, was there a blackout period2013-06-30No
Funding deficiency by the employer to the plan for this plan year2013-06-30$0
Minimum employer required contribution for this plan year2013-06-30$0
Amount contributed by the employer to the plan for this plan year2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$973,362
Participant contributions at end of year2013-06-30$75,697
Participant contributions at beginning of year2013-06-30$76,082
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$17,558
Administrative expenses (other) incurred2013-06-30$1,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$2,960,577
Value of net assets at end of year (total assets less liabilities)2013-06-30$8,666,037
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$5,705,460
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$8,133,067
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$5,396,183
Interest on participant loans2013-06-30$3,910
Interest earned on other investments2013-06-30$8,761
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$457,273
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$233,195
Net investment gain/loss from pooled separate accounts2013-06-30$833,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$1,314,332
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$190,104
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30MCGLADREY LLP
Accountancy firm EIN2013-06-30420714325
2012 : KIPP DC RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$1,619,095
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$110,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$109,865
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$1,550,995
Value of total assets at end of year2012-06-30$5,705,460
Value of total assets at beginning of year2012-06-30$4,196,894
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$664
Total interest from all sources2012-06-30$14,260
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$500,000
If this is an individual account plan, was there a blackout period2012-06-30No
Funding deficiency by the employer to the plan for this plan year2012-06-30$0
Minimum employer required contribution for this plan year2012-06-30$0
Amount contributed by the employer to the plan for this plan year2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$764,512
Participant contributions at end of year2012-06-30$76,082
Participant contributions at beginning of year2012-06-30$53,086
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$81,699
Administrative expenses (other) incurred2012-06-30$664
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$1,508,566
Value of net assets at end of year (total assets less liabilities)2012-06-30$5,705,460
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$4,196,894
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$5,396,183
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$3,729,067
Interest on participant loans2012-06-30$3,411
Interest earned on other investments2012-06-30$10,849
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$233,195
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$414,741
Net investment gain/loss from pooled separate accounts2012-06-30$53,840
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$704,784
Employer contributions (assets) at beginning of year2012-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$109,865
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30MCGLADREY LLP
Accountancy firm EIN2012-06-30420714325
2011 : KIPP DC RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$1,945,897
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$165,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$164,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$1,428,619
Value of total assets at end of year2011-06-30$4,196,893
Value of total assets at beginning of year2011-06-30$2,416,558
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$578
Total interest from all sources2011-06-30$12,142
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$500,000
If this is an individual account plan, was there a blackout period2011-06-30No
Funding deficiency by the employer to the plan for this plan year2011-06-30$0
Minimum employer required contribution for this plan year2011-06-30$0
Amount contributed by the employer to the plan for this plan year2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$593,212
Participant contributions at end of year2011-06-30$53,086
Participant contributions at beginning of year2011-06-30$3,654
Assets. Other investments not covered elsewhere at beginning of year2011-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$45,327
Administrative expenses (other) incurred2011-06-30$578
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$1,780,335
Value of net assets at end of year (total assets less liabilities)2011-06-30$4,196,893
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$2,416,558
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in pooled separate accounts at end of year2011-06-30$3,729,066
Value of interest in pooled separate accounts at beginning of year2011-06-30$2,069,679
Interest on participant loans2011-06-30$1,018
Interest earned on other investments2011-06-30$11,124
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$414,741
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$343,225
Net investment gain/loss from pooled separate accounts2011-06-30$505,136
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30Yes
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$790,080
Employer contributions (assets) at end of year2011-06-30$0
Employer contributions (assets) at beginning of year2011-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$164,984
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30MCGLADREY & PULLEN, LLP
Accountancy firm EIN2011-06-30420714325
2010 : KIPP DC RETIREMENT PLAN 2010 401k financial data
Funding deficiency by the employer to the plan for this plan year2010-06-30$0
Minimum employer required contribution for this plan year2010-06-30$0
Amount contributed by the employer to the plan for this plan year2010-06-30$0

Form 5500 Responses for KIPP DC RETIREMENT PLAN

2021: KIPP DC RETIREMENT PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: KIPP DC RETIREMENT PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: KIPP DC RETIREMENT PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: KIPP DC RETIREMENT PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: KIPP DC RETIREMENT PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: KIPP DC RETIREMENT PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: KIPP DC RETIREMENT PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: KIPP DC RETIREMENT PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: KIPP DC RETIREMENT PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: KIPP DC RETIREMENT PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: KIPP DC RETIREMENT PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2010: KIPP DC RETIREMENT PLAN 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Submission has been amendedNo
2010-07-01This submission is the final filingNo
2010-07-01This return/report is a short plan year return/report (less than 12 months)No
2010-07-01Plan is a collectively bargained planNo
2010-07-01Plan funding arrangement – InsuranceYes
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement – InsuranceYes
2010-07-01Plan benefit arrangement - TrustYes
2009: KIPP DC RETIREMENT PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 63113
Policy instance 1
Insurance contract or identification numberMR 63113
Number of Individuals Covered1726
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 63113
Policy instance 1
Insurance contract or identification numberMR 63113
Number of Individuals Covered1509
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 63113
Policy instance 1
Insurance contract or identification numberMR 63113
Number of Individuals Covered1470
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069559
Policy instance 1
Insurance contract or identification numberTA069559
Number of Individuals Covered0
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $3,849
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,849
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069559
Policy instance 1
Insurance contract or identification numberTA069559
Number of Individuals Covered1270
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $3,314
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069559
Policy instance 1
Insurance contract or identification numberTA069559
Number of Individuals Covered967
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $1,904
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,904
Insurance broker organization code?3
Insurance broker nameNFP ADVISORY SERVICES LLC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069559
Policy instance 1
Insurance contract or identification numberTA069559
Number of Individuals Covered807
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $2,575
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,575
Insurance broker organization code?3
Insurance broker nameNFP ADVISORY SERVICES LLC
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65405
Policy instance 2
Insurance contract or identification number65405
Number of Individuals Covered1
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA751570
Policy instance 2
Insurance contract or identification numberGA751570
Number of Individuals Covered0
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $35,991
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $35,991
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameNFP SECURITES INC.
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65405
Policy instance 1
Insurance contract or identification number65405
Number of Individuals Covered3
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-751570
Policy instance 1
Insurance contract or identification numberGA-751570
Number of Individuals Covered473
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $30,825
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30,825
Insurance broker organization code?3
Insurance broker nameNFP SECURITIES INC
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65405
Policy instance 2
Insurance contract or identification number65405
Number of Individuals Covered3
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-751570
Policy instance 2
Insurance contract or identification numberGA-751570
Number of Individuals Covered388
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $22,252
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65405
Policy instance 1
Insurance contract or identification number65405
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-820430
Policy instance 1
Insurance contract or identification numberGA-820430
Number of Individuals Covered10
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $1,441
Total amount of fees paid to insurance companyUSD $100
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number65405
Policy instance 2
Insurance contract or identification number65405
Number of Individuals Covered3
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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