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SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 401k Plan overview

Plan NameSAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN
Plan identification number 002

SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

SAMMONS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:SAMMONS CORPORATION
Employer identification number (EIN):750864422
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies

Additional information about SAMMONS CORPORATION

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2005-04-07
Company Identification Number: 0800477008
Legal Registered Office Address: 5949 SHERRY LN STE 1900

DALLAS
United States of America (USA)
75225

More information about SAMMONS CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022015-01-01CHERYL GOSCH CHERYL GOSCH2016-10-17
0022014-01-01CHERYL GOSCH CHERYL GOSCH2015-10-15
0022013-01-01CHERYL GOSCH CHERYL GOSCH2014-10-15
0022012-01-01CHERYL GOSCH CHERYL GOSCH2013-10-09
0022011-01-01CHERYL GOSCH CHERYL GOSCH2012-10-15
0022010-01-01CHERYL GOSCH
0022009-01-01CHERYL GOSCH
0022005-01-01MICHAEL COSTELLO CHERYL GOSCH2010-10-15
0022004-01-01MICHAEL COSTELLO CHERYL GOSCH2010-10-15
0022003-01-01MICHAEL COSTELLO CHERYL GOSCH2010-10-15

Plan Statistics for SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN

401k plan membership statisitcs for SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN

Measure Date Value
2015: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-010
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,471
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-010
Total of all active and inactive participants2014-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,960
Total number of active participants reported on line 7a of the Form 55002013-01-01623
Number of retired or separated participants receiving benefits2013-01-01902
Number of other retired or separated participants entitled to future benefits2013-01-011,782
Total of all active and inactive participants2013-01-013,307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01164
Total participants2013-01-013,471
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014,014
Total number of active participants reported on line 7a of the Form 55002012-01-01687
Number of retired or separated participants receiving benefits2012-01-01846
Number of other retired or separated participants entitled to future benefits2012-01-012,279
Total of all active and inactive participants2012-01-013,812
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01148
Total participants2012-01-013,960
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014,116
Total number of active participants reported on line 7a of the Form 55002011-01-01913
Number of retired or separated participants receiving benefits2011-01-01796
Number of other retired or separated participants entitled to future benefits2011-01-012,187
Total of all active and inactive participants2011-01-013,896
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01118
Total participants2011-01-014,014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-014,332
Total number of active participants reported on line 7a of the Form 55002010-01-011,262
Number of retired or separated participants receiving benefits2010-01-01750
Number of other retired or separated participants entitled to future benefits2010-01-012,320
Total of all active and inactive participants2010-01-014,332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-014,332
Number of participants with account balances2010-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014,382
Total number of active participants reported on line 7a of the Form 55002009-01-011,340
Number of retired or separated participants receiving benefits2009-01-01675
Number of other retired or separated participants entitled to future benefits2009-01-012,367
Total of all active and inactive participants2009-01-014,382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-014,382
2005: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2005 401k membership
Total participants, beginning-of-year2005-01-014,668
Total number of active participants reported on line 7a of the Form 55002005-01-011,918
Number of retired or separated participants receiving benefits2005-01-01626
Number of other retired or separated participants entitled to future benefits2005-01-011,918
Total of all active and inactive participants2005-01-014,462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2005-01-010
Total participants2005-01-014,462
Number of participants with account balances2005-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2005-01-010
2004: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2004 401k membership
Total participants, beginning-of-year2004-01-014,993
Total number of active participants reported on line 7a of the Form 55002004-01-012,288
Number of retired or separated participants receiving benefits2004-01-01537
Number of other retired or separated participants entitled to future benefits2004-01-011,843
Total of all active and inactive participants2004-01-014,668
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2004-01-010
Total participants2004-01-014,668
Number of participants with account balances2004-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2004-01-010
2003: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2003 401k membership
Total participants, beginning-of-year2003-01-013,081
Total number of active participants reported on line 7a of the Form 55002003-01-012,737
Number of retired or separated participants receiving benefits2003-01-01504
Number of other retired or separated participants entitled to future benefits2003-01-011,752
Total of all active and inactive participants2003-01-014,993
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2003-01-010
Total participants2003-01-014,993
Number of participants with account balances2003-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2003-01-010

Financial Data on SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN

Measure Date Value
2015 : SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$3,954,115
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$384,614
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$309,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$136,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$0
Value of total assets at beginning of year2015-12-31$3,878,645
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$172,600
Total interest from all sources2015-12-31$39
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$172,553
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$384,575
Administrative expenses (other) incurred2015-12-31$47
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$75,470
Value of net assets at end of year (total assets less liabilities)2015-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,878,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$3,878,645
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$3,878,645
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$39
Asset value of US Government securities at beginning of year2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$136,544
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WEAVER LLP
Accountancy firm EIN2015-12-31750786316
2014 : SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$6,511,462
Total unrealized appreciation/depreciation of assets2014-12-31$6,511,462
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,242,198
Total income from all sources (including contributions)2014-12-31$8,910,285
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$182,841,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$182,647,917
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$3,878,645
Value of total assets at beginning of year2014-12-31$179,052,244
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$193,769
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,398,823
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,398,823
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$8,760,882
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$271,936
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$894,205
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$1,242,198
Administrative expenses (other) incurred2014-12-31$193,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-173,931,401
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,878,645
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$177,810,046
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$65,106,268
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$3,878,645
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$8,448,266
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$8,448,266
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$119,364,590
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$4,742,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Employer contributions (assets) at beginning of year2014-12-31$45,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$63,011,391
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$46,099,817
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WEAVER LLP
Accountancy firm EIN2014-12-31750786316
2013 : SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-5,089,488
Total unrealized appreciation/depreciation of assets2013-12-31$-5,089,488
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,242,198
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$48,895,440
Total loss/gain on sale of assets2013-12-31$587,781
Total of all expenses incurred2013-12-31$9,959,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$9,776,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$45,150,000
Value of total assets at end of year2013-12-31$179,052,244
Value of total assets at beginning of year2013-12-31$138,874,342
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$183,552
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$3,240,066
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$839,217
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$839,217
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$8,760,882
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$12,664,982
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$894,205
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,089,964
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$1,242,198
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Administrative expenses (other) incurred2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$38,935,704
Value of net assets at end of year (total assets less liabilities)2013-12-31$177,810,046
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$138,874,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$183,552
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$65,106,268
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$45,086,080
Interest earned on other investments2013-12-31$203,085
Income. Interest from US Government securities2013-12-31$90,898
Income. Interest from corporate debt instruments2013-12-31$2,946,083
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$8,448,266
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,676,575
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,676,575
Asset value of US Government securities at end of year2013-12-31$4,742,806
Asset value of US Government securities at beginning of year2013-12-31$4,150,716
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,167,864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$45,150,000
Employer contributions (assets) at end of year2013-12-31$45,000,000
Employer contributions (assets) at beginning of year2013-12-31$9,850,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$9,776,184
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$46,099,817
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$64,356,025
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$39,600,255
Aggregate carrying amount (costs) on sale of assets2013-12-31$39,012,474
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WEAVER LLP
Accountancy firm EIN2013-12-31750786316
2012 : SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$8,330,432
Total unrealized appreciation/depreciation of assets2012-12-31$8,330,432
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$25,464,293
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$6,791,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$6,593,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$12,250,000
Value of total assets at end of year2012-12-31$138,874,342
Value of total assets at beginning of year2012-12-31$120,201,490
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$197,569
Total interest from all sources2012-12-31$4,883,861
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Assets. Other investments not covered elsewhere at end of year2012-12-31$12,664,982
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$4,997,373
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$1,089,964
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$952,905
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$18,672,852
Value of net assets at end of year (total assets less liabilities)2012-12-31$138,874,342
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$120,201,490
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$45,086,080
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$38,362,008
Interest earned on other investments2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,676,575
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$4,395,618
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$4,395,618
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$4,883,861
Asset value of US Government securities at end of year2012-12-31$4,150,716
Asset value of US Government securities at beginning of year2012-12-31$5,850,481
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$12,250,000
Employer contributions (assets) at end of year2012-12-31$9,850,000
Employer contributions (assets) at beginning of year2012-12-31$5,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$6,593,872
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$64,356,025
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$60,643,105
Contract administrator fees2012-12-31$197,569
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WEAVER LLP
Accountancy firm EIN2012-12-31750786316
2011 : SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-355,714
Total unrealized appreciation/depreciation of assets2011-12-31$-355,714
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$17,701,781
Total loss/gain on sale of assets2011-12-31$7,211,804
Total of all expenses incurred2011-12-31$6,073,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,908,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,000,000
Value of total assets at end of year2011-12-31$120,201,490
Value of total assets at beginning of year2011-12-31$108,572,934
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$164,761
Total interest from all sources2011-12-31$5,824,234
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$15,313
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$4,997,373
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$40,860,116
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$952,905
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$647,723
Other income not declared elsewhere2011-12-31$21,457
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$11,628,556
Value of net assets at end of year (total assets less liabilities)2011-12-31$120,201,490
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$108,572,934
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$38,362,008
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$4,395,618
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$5,049,132
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$5,049,132
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$5,824,234
Asset value of US Government securities at end of year2011-12-31$5,850,481
Asset value of US Government securities at beginning of year2011-12-31$23,925,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$5,000,000
Employer contributions (assets) at end of year2011-12-31$5,000,000
Employer contributions (assets) at beginning of year2011-12-31$5,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,908,464
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$60,643,105
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$33,075,644
Contract administrator fees2011-12-31$164,761
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$174,822,828
Aggregate carrying amount (costs) on sale of assets2011-12-31$167,611,024
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WEAVER LLP
Accountancy firm EIN2011-12-31750786316
2010 : SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,866,097
Total unrealized appreciation/depreciation of assets2010-12-31$1,866,097
Total income from all sources (including contributions)2010-12-31$14,629,585
Total loss/gain on sale of assets2010-12-31$464,377
Total of all expenses incurred2010-12-31$5,209,464
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$5,091,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$10,000,000
Value of total assets at end of year2010-12-31$108,572,934
Value of total assets at beginning of year2010-12-31$99,152,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$118,113
Total interest from all sources2010-12-31$2,292,183
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$15,313
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$25,462
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$2,313,698
Minimum employer required contribution for this plan year2010-12-31$3,313,698
Amount contributed by the employer to the plan for this plan year2010-12-31$1,000,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$40,860,116
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$54,729,766
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$647,723
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$439,495
Other income not declared elsewhere2010-12-31$6,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$9,420,121
Value of net assets at end of year (total assets less liabilities)2010-12-31$108,572,934
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$99,152,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$5,049,132
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,558,891
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,558,891
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2,292,183
Asset value of US Government securities at end of year2010-12-31$23,925,006
Asset value of US Government securities at beginning of year2010-12-31$16,749,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$10,000,000
Employer contributions (assets) at end of year2010-12-31$5,000,000
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$5,091,351
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$33,075,644
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$23,650,185
Contract administrator fees2010-12-31$118,113
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$20,053,686
Aggregate carrying amount (costs) on sale of assets2010-12-31$19,589,309
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WEAVER LLP
Accountancy firm EIN2010-12-31750786316
2009 : SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN

2015: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes
2005: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2005 form 5500 responses
2005-01-01Type of plan entitySingle employer plan
2005-01-01Submission has been amendedYes
2005-01-01This submission is the final filingNo
2005-01-01This return/report is a short plan year return/report (less than 12 months)No
2005-01-01Plan is a collectively bargained planNo
2005-01-01Plan funding arrangement – TrustYes
2005-01-01Plan benefit arrangement - TrustYes
2004: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2004 form 5500 responses
2004-01-01Type of plan entitySingle employer plan
2004-01-01Submission has been amendedYes
2004-01-01This submission is the final filingNo
2004-01-01This return/report is a short plan year return/report (less than 12 months)No
2004-01-01Plan is a collectively bargained planNo
2004-01-01Plan funding arrangement – TrustYes
2004-01-01Plan benefit arrangement - TrustYes
2003: SAMMONS ENTERPRISES, INC. EMPLOYEE RETIREMENT PLAN 2003 form 5500 responses
2003-01-01Type of plan entitySingle employer plan
2003-01-01Submission has been amendedYes
2003-01-01This submission is the final filingNo
2003-01-01This return/report is a short plan year return/report (less than 12 months)No
2003-01-01Plan is a collectively bargained planNo
2003-01-01Plan funding arrangement – TrustYes
2003-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number39074
Policy instance 1
Insurance contract or identification number39074
Number of Individuals Covered1670
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planYes
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number39074
Policy instance 1
Insurance contract or identification number39074
Number of Individuals Covered1672
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planYes
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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