CAPITAL SOUTHWEST CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN
| Measure | Date | Value |
|---|
| 2023 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2023 401k financial data |
|---|
| Transfers to/from the plan | 2023-12-31 | $0 |
| Total plan liabilities at end of year | 2023-12-31 | $0 |
| Total plan liabilities at beginning of year | 2023-12-31 | $0 |
| Total income from all sources | 2023-12-31 | $2,086,575 |
| Expenses. Total of all expenses incurred | 2023-12-31 | $179,011 |
| Benefits paid (including direct rollovers) | 2023-12-31 | $141,757 |
| Total plan assets at end of year | 2023-12-31 | $7,196,638 |
| Total plan assets at beginning of year | 2023-12-31 | $5,289,074 |
| Value of fidelity bond covering the plan | 2023-12-31 | $600,000 |
| Total contributions received or receivable from participants | 2023-12-31 | $405,152 |
| Expenses. Other expenses not covered elsewhere | 2023-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2023-12-31 | $122,474 |
| Other income received | 2023-12-31 | $1,338,952 |
| Noncash contributions received | 2023-12-31 | $0 |
| Net income (gross income less expenses) | 2023-12-31 | $1,907,564 |
| Net plan assets at end of year (total assets less liabilities) | 2023-12-31 | $7,196,638 |
| Net plan assets at beginning of year (total assets less liabilities) | 2023-12-31 | $5,289,074 |
| Assets. Value of participant loans | 2023-12-31 | $18,749 |
| Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year | 2023-12-31 | $0 |
| Value of leases to which the plan was a party in default or classified as uncollectible during the plan year | 2023-12-31 | $0 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2023-12-31 | $9,179 |
| Assets. Value of employer securities | 2023-12-31 | $217,464 |
| Total contributions received or receivable from employer(s) | 2023-12-31 | $219,997 |
| Value of certain deemed distributions of participant loans | 2023-12-31 | $0 |
| Value of corrective distributions | 2023-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2023-12-31 | $37,254 |
| 2022 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2022 401k financial data |
|---|
| Transfers to/from the plan | 2022-12-31 | $0 |
| Total plan liabilities at end of year | 2022-12-31 | $0 |
| Total plan liabilities at beginning of year | 2022-12-31 | $0 |
| Total income from all sources | 2022-12-31 | $-271,986 |
| Expenses. Total of all expenses incurred | 2022-12-31 | $184,646 |
| Benefits paid (including direct rollovers) | 2022-12-31 | $151,048 |
| Total plan assets at end of year | 2022-12-31 | $5,289,074 |
| Total plan assets at beginning of year | 2022-12-31 | $5,745,706 |
| Value of fidelity bond covering the plan | 2022-12-31 | $600,000 |
| Total contributions received or receivable from participants | 2022-12-31 | $352,424 |
| Expenses. Other expenses not covered elsewhere | 2022-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2022-12-31 | $204,017 |
| Other income received | 2022-12-31 | $-1,029,640 |
| Noncash contributions received | 2022-12-31 | $0 |
| Net income (gross income less expenses) | 2022-12-31 | $-456,632 |
| Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $5,289,074 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $5,745,706 |
| Assets. Value of participant loans | 2022-12-31 | $19,013 |
| Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year | 2022-12-31 | $0 |
| Value of leases to which the plan was a party in default or classified as uncollectible during the plan year | 2022-12-31 | $0 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2022-12-31 | $9,179 |
| Assets. Value of employer securities | 2022-12-31 | $415,522 |
| Total contributions received or receivable from employer(s) | 2022-12-31 | $201,213 |
| Value of certain deemed distributions of participant loans | 2022-12-31 | $0 |
| Value of corrective distributions | 2022-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2022-12-31 | $33,598 |
| 2021 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2021 401k financial data |
|---|
| Transfers to/from the plan | 2021-12-31 | $0 |
| Total plan liabilities at end of year | 2021-12-31 | $0 |
| Total plan liabilities at beginning of year | 2021-12-31 | $0 |
| Total income from all sources | 2021-12-31 | $1,486,376 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $808,859 |
| Benefits paid (including direct rollovers) | 2021-12-31 | $773,445 |
| Total plan assets at end of year | 2021-12-31 | $5,745,706 |
| Total plan assets at beginning of year | 2021-12-31 | $5,068,189 |
| Value of fidelity bond covering the plan | 2021-12-31 | $600,000 |
| Total contributions received or receivable from participants | 2021-12-31 | $326,847 |
| Expenses. Other expenses not covered elsewhere | 2021-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2021-12-31 | $46,162 |
| Other income received | 2021-12-31 | $940,268 |
| Noncash contributions received | 2021-12-31 | $0 |
| Net income (gross income less expenses) | 2021-12-31 | $677,517 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $5,745,706 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $5,068,189 |
| Assets. Value of participant loans | 2021-12-31 | $19,270 |
| Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year | 2021-12-31 | $0 |
| Value of leases to which the plan was a party in default or classified as uncollectible during the plan year | 2021-12-31 | $0 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2021-12-31 | $9,179 |
| Assets. Value of employer securities | 2021-12-31 | $472,196 |
| Total contributions received or receivable from employer(s) | 2021-12-31 | $173,099 |
| Value of certain deemed distributions of participant loans | 2021-12-31 | $0 |
| Value of corrective distributions | 2021-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $35,414 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| 2020 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2020-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $74,136 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $74,136 |
| Total transfer of assets to this plan | 2020-12-31 | $0 |
| Total transfer of assets from this plan | 2020-12-31 | $2,469,422 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $1,254,333 |
| Total loss/gain on sale of assets | 2020-12-31 | $-99,016 |
| Total of all expenses incurred | 2020-12-31 | $625,605 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $594,176 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $0 |
| Value of total corrective distributions | 2020-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $498,255 |
| Value of total assets at end of year | 2020-12-31 | $5,068,189 |
| Value of total assets at beginning of year | 2020-12-31 | $6,908,883 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $31,429 |
| Total income from rents | 2020-12-31 | $0 |
| Total interest from all sources | 2020-12-31 | $2,438 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $51,145 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $31,738 |
| Administrative expenses professional fees incurred | 2020-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $600,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Amount of non-exempt transactions with any party-in-interest | 2020-12-31 | $0 |
| Contributions received from participants | 2020-12-31 | $293,876 |
| Participant contributions at end of year | 2020-12-31 | $19,510 |
| Participant contributions at beginning of year | 2020-12-31 | $81,470 |
| Participant contributions at end of year | 2020-12-31 | $0 |
| Participant contributions at beginning of year | 2020-12-31 | $7,917 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $39,333 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $0 |
| Other income not declared elsewhere | 2020-12-31 | $0 |
| Administrative expenses (other) incurred | 2020-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $0 |
| Total non interest bearing cash at end of year | 2020-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $628,728 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $5,068,189 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $6,908,883 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2020-12-31 | $0 |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2020-12-31 | $0 |
| Investment advisory and management fees | 2020-12-31 | $13,499 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $2,510,798 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $2,347,968 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $64,549 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $221,696 |
| Interest on participant loans | 2020-12-31 | $2,438 |
| Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
| Interest earned on other investments | 2020-12-31 | $0 |
| Income. Interest from US Government securities | 2020-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2020-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $2,068,074 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $3,638,211 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $433,039 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $-5,158 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $299,494 |
| Net gain/loss from 103.12 investment entities | 2020-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Assets. Invements in employer securities at end of year | 2020-12-31 | $385,786 |
| Assets. Invements in employer securities at beginning of year | 2020-12-31 | $585,151 |
| Contributions received in cash from employer | 2020-12-31 | $165,046 |
| Employer contributions (assets) at end of year | 2020-12-31 | $19,472 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $26,470 |
| Income. Dividends from preferred stock | 2020-12-31 | $0 |
| Income. Dividends from common stock | 2020-12-31 | $19,407 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $594,176 |
| Contract administrator fees | 2020-12-31 | $17,930 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $0 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Aggregate proceeds on sale of assets | 2020-12-31 | $193,892 |
| Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $292,908 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2020-12-31 | $0 |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2020-12-31 | 390859910 |
| 2015 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2015-03-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-03-31 | $-9,023,564 |
| Total unrealized appreciation/depreciation of assets | 2015-03-31 | $-9,023,564 |
| Total transfer of assets to this plan | 2015-03-31 | $0 |
| Total transfer of assets from this plan | 2015-03-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-31 | $0 |
| Expenses. Interest paid | 2015-03-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2015-03-31 | $0 |
| Total income from all sources (including contributions) | 2015-03-31 | $2,979,111 |
| Total loss/gain on sale of assets | 2015-03-31 | $10,862,080 |
| Total of all expenses incurred | 2015-03-31 | $1,505,219 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-03-31 | $1,213,843 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-03-31 | $0 |
| Value of total assets at end of year | 2015-03-31 | $61,710,202 |
| Value of total assets at beginning of year | 2015-03-31 | $60,236,310 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-03-31 | $291,376 |
| Total income from rents | 2015-03-31 | $0 |
| Total interest from all sources | 2015-03-31 | $186,283 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-03-31 | $315,606 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-03-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-03-31 | $165,575 |
| Administrative expenses professional fees incurred | 2015-03-31 | $110,405 |
| Was this plan covered by a fidelity bond | 2015-03-31 | Yes |
| Value of fidelity bond cover | 2015-03-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-03-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-03-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-03-31 | No |
| Contributions received from participants | 2015-03-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2015-03-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-03-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-03-31 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-03-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-03-31 | $20,557 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-03-31 | $53,984 |
| Other income not declared elsewhere | 2015-03-31 | $-211,331 |
| Administrative expenses (other) incurred | 2015-03-31 | $173,425 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-03-31 | No |
| Income. Non cash contributions | 2015-03-31 | $0 |
| Value of net income/loss | 2015-03-31 | $1,473,892 |
| Value of net assets at end of year (total assets less liabilities) | 2015-03-31 | $61,710,202 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-03-31 | $60,236,310 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-03-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-03-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-03-31 | No |
| Assets. partnership/joint venture interests at end of year | 2015-03-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2015-03-31 | $192,730 |
| Investment advisory and management fees | 2015-03-31 | $7,546 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-03-31 | $9,927,752 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-03-31 | $16,707,360 |
| Interest on participant loans | 2015-03-31 | $0 |
| Income. Interest from loans (other than to participants) | 2015-03-31 | $0 |
| Interest earned on other investments | 2015-03-31 | $0 |
| Income. Interest from US Government securities | 2015-03-31 | $132,965 |
| Income. Interest from corporate debt instruments | 2015-03-31 | $52,969 |
| Value of interest in common/collective trusts at end of year | 2015-03-31 | $33,031,535 |
| Value of interest in common/collective trusts at beginning of year | 2015-03-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-03-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-03-31 | $2,765,449 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-03-31 | $2,765,449 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-03-31 | $349 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-03-31 | $0 |
| Asset value of US Government securities at end of year | 2015-03-31 | $0 |
| Asset value of US Government securities at beginning of year | 2015-03-31 | $5,079,879 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-03-31 | $146,984 |
| Net investment gain/loss from pooled separate accounts | 2015-03-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2015-03-31 | $703,053 |
| Net gain/loss from 103.12 investment entities | 2015-03-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-03-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-03-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-03-31 | No |
| Contributions received in cash from employer | 2015-03-31 | $0 |
| Income. Dividends from preferred stock | 2015-03-31 | $0 |
| Income. Dividends from common stock | 2015-03-31 | $150,031 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-03-31 | $1,213,843 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-03-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2015-03-31 | $2,108,653 |
| Contract administrator fees | 2015-03-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-03-31 | $18,730,358 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-03-31 | $33,328,255 |
| Did the plan have assets held for investment | 2015-03-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-03-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-03-31 | No |
| Aggregate proceeds on sale of assets | 2015-03-31 | $24,411,615 |
| Aggregate carrying amount (costs) on sale of assets | 2015-03-31 | $13,549,535 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-03-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-03-31 | Disclaimer |
| Accountancy firm name | 2015-03-31 | GRANT THORNTON LLP |
| Accountancy firm EIN | 2015-03-31 | 366055558 |
| 2014 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2014-03-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-03-31 | $7,124,571 |
| Total unrealized appreciation/depreciation of assets | 2014-03-31 | $7,124,571 |
| Total transfer of assets to this plan | 2014-03-31 | $0 |
| Total transfer of assets from this plan | 2014-03-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $0 |
| Expenses. Interest paid | 2014-03-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2014-03-31 | $0 |
| Total income from all sources (including contributions) | 2014-03-31 | $10,350,550 |
| Total loss/gain on sale of assets | 2014-03-31 | $-34,214 |
| Total of all expenses incurred | 2014-03-31 | $1,100,014 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-03-31 | $945,006 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-03-31 | $0 |
| Value of total assets at end of year | 2014-03-31 | $60,236,310 |
| Value of total assets at beginning of year | 2014-03-31 | $50,985,774 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-03-31 | $155,008 |
| Total income from rents | 2014-03-31 | $0 |
| Total interest from all sources | 2014-03-31 | $297,461 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-03-31 | $445,065 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-03-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-03-31 | $220,635 |
| Administrative expenses professional fees incurred | 2014-03-31 | $133,734 |
| Was this plan covered by a fidelity bond | 2014-03-31 | Yes |
| Value of fidelity bond cover | 2014-03-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-03-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-03-31 | No |
| Contributions received from participants | 2014-03-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2014-03-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-03-31 | $181,622 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-03-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-03-31 | $53,984 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-03-31 | $55,338 |
| Other income not declared elsewhere | 2014-03-31 | $-527,345 |
| Administrative expenses (other) incurred | 2014-03-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-03-31 | No |
| Income. Non cash contributions | 2014-03-31 | $0 |
| Value of net income/loss | 2014-03-31 | $9,250,536 |
| Value of net assets at end of year (total assets less liabilities) | 2014-03-31 | $60,236,310 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-03-31 | $50,985,774 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-03-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-03-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-03-31 | No |
| Assets. partnership/joint venture interests at end of year | 2014-03-31 | $192,730 |
| Investment advisory and management fees | 2014-03-31 | $21,274 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-03-31 | $16,707,360 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-03-31 | $13,443,333 |
| Interest on participant loans | 2014-03-31 | $0 |
| Income. Interest from loans (other than to participants) | 2014-03-31 | $0 |
| Interest earned on other investments | 2014-03-31 | $0 |
| Income. Interest from US Government securities | 2014-03-31 | $194,259 |
| Income. Interest from corporate debt instruments | 2014-03-31 | $102,897 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-03-31 | $2,765,449 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-03-31 | $3,409,301 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-03-31 | $3,409,301 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-03-31 | $305 |
| Asset value of US Government securities at end of year | 2014-03-31 | $5,079,879 |
| Asset value of US Government securities at beginning of year | 2014-03-31 | $5,195,361 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-03-31 | $3,045,012 |
| Net investment gain/loss from pooled separate accounts | 2014-03-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2014-03-31 | $0 |
| Net gain/loss from 103.12 investment entities | 2014-03-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-03-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-03-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-03-31 | No |
| Assets. Invements in employer securities at beginning of year | 2014-03-31 | $10,136,560 |
| Contributions received in cash from employer | 2014-03-31 | $0 |
| Income. Dividends from preferred stock | 2014-03-31 | $0 |
| Income. Dividends from common stock | 2014-03-31 | $224,430 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-03-31 | $945,006 |
| Asset. Corporate debt instrument debt (other) at end of year | 2014-03-31 | $2,108,653 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2014-03-31 | $2,179,441 |
| Contract administrator fees | 2014-03-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-03-31 | $33,328,255 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-03-31 | $16,384,818 |
| Did the plan have assets held for investment | 2014-03-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-03-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-03-31 | No |
| Aggregate proceeds on sale of assets | 2014-03-31 | $1,354,075 |
| Aggregate carrying amount (costs) on sale of assets | 2014-03-31 | $1,388,289 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-03-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-03-31 | Disclaimer |
| Accountancy firm name | 2014-03-31 | GRANT THORNTON LLP |
| Accountancy firm EIN | 2014-03-31 | 366055558 |
| 2013 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-03-31 | $6,910,806 |
| Total unrealized appreciation/depreciation of assets | 2013-03-31 | $6,910,806 |
| Total income from all sources (including contributions) | 2013-03-31 | $9,514,552 |
| Total loss/gain on sale of assets | 2013-03-31 | $-10,887 |
| Total of all expenses incurred | 2013-03-31 | $947,486 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-03-31 | $810,600 |
| Value of total assets at end of year | 2013-03-31 | $50,985,774 |
| Value of total assets at beginning of year | 2013-03-31 | $42,418,707 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-03-31 | $136,886 |
| Total interest from all sources | 2013-03-31 | $294,791 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-03-31 | $2,311,883 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-03-31 | No |
| Was this plan covered by a fidelity bond | 2013-03-31 | Yes |
| Value of fidelity bond cover | 2013-03-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-03-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-03-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2013-03-31 | $181,622 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-03-31 | $55,338 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-03-31 | $54,887 |
| Other income not declared elsewhere | 2013-03-31 | $7,959 |
| Administrative expenses (other) incurred | 2013-03-31 | $119,461 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-31 | No |
| Value of net income/loss | 2013-03-31 | $8,567,066 |
| Value of net assets at end of year (total assets less liabilities) | 2013-03-31 | $50,985,774 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-03-31 | $42,418,707 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-03-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-03-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-03-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-03-31 | $13,443,333 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-03-31 | $11,444,196 |
| Interest earned on other investments | 2013-03-31 | $2,420 |
| Income. Interest from US Government securities | 2013-03-31 | $198,841 |
| Income. Interest from corporate debt instruments | 2013-03-31 | $93,530 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-03-31 | $3,409,301 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-03-31 | $2,409,067 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-03-31 | $2,409,067 |
| Asset value of US Government securities at end of year | 2013-03-31 | $5,195,361 |
| Asset value of US Government securities at beginning of year | 2013-03-31 | $5,143,727 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-03-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-03-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-03-31 | No |
| Assets. Invements in employer securities at end of year | 2013-03-31 | $10,136,560 |
| Assets. Invements in employer securities at beginning of year | 2013-03-31 | $8,334,015 |
| Income. Dividends from common stock | 2013-03-31 | $2,311,883 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-03-31 | $810,600 |
| Asset. Corporate debt instrument debt (other) at end of year | 2013-03-31 | $2,179,441 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-03-31 | $1,902,902 |
| Contract administrator fees | 2013-03-31 | $17,425 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-03-31 | $16,384,818 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-03-31 | $13,129,913 |
| Did the plan have assets held for investment | 2013-03-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-03-31 | No |
| Aggregate proceeds on sale of assets | 2013-03-31 | $3,325,775 |
| Aggregate carrying amount (costs) on sale of assets | 2013-03-31 | $3,336,662 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-03-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-03-31 | Disclaimer |
| Accountancy firm name | 2013-03-31 | GRANT THORNTON LLP |
| Accountancy firm EIN | 2013-03-31 | 366055558 |
| 2012 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-03-31 | $1,998,681 |
| Total unrealized appreciation/depreciation of assets | 2012-03-31 | $1,998,681 |
| Total income from all sources (including contributions) | 2012-03-31 | $3,333,695 |
| Total loss/gain on sale of assets | 2012-03-31 | $37,760 |
| Total of all expenses incurred | 2012-03-31 | $885,758 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-03-31 | $777,518 |
| Value of total assets at end of year | 2012-03-31 | $42,418,707 |
| Value of total assets at beginning of year | 2012-03-31 | $39,970,771 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-03-31 | $108,240 |
| Total interest from all sources | 2012-03-31 | $299,975 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-03-31 | $420,050 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-03-31 | No |
| Was this plan covered by a fidelity bond | 2012-03-31 | Yes |
| Value of fidelity bond cover | 2012-03-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-03-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-03-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-03-31 | $54,887 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-03-31 | $59,255 |
| Other income not declared elsewhere | 2012-03-31 | $577,229 |
| Administrative expenses (other) incurred | 2012-03-31 | $92,213 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-03-31 | No |
| Value of net income/loss | 2012-03-31 | $2,447,937 |
| Value of net assets at end of year (total assets less liabilities) | 2012-03-31 | $42,418,707 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-03-31 | $39,970,771 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-03-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-03-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-03-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-03-31 | $11,444,196 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-03-31 | $11,733,120 |
| Interest earned on other investments | 2012-03-31 | $-2,072 |
| Income. Interest from US Government securities | 2012-03-31 | $211,688 |
| Income. Interest from corporate debt instruments | 2012-03-31 | $90,359 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-03-31 | $2,409,067 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-03-31 | $2,413,724 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-03-31 | $2,413,724 |
| Asset value of US Government securities at end of year | 2012-03-31 | $5,143,727 |
| Asset value of US Government securities at beginning of year | 2012-03-31 | $4,929,946 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-03-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-03-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-03-31 | No |
| Assets. Invements in employer securities at end of year | 2012-03-31 | $8,334,015 |
| Assets. Invements in employer securities at beginning of year | 2012-03-31 | $8,067,820 |
| Income. Dividends from common stock | 2012-03-31 | $420,050 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-03-31 | $777,518 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-03-31 | $1,902,902 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-03-31 | $1,771,981 |
| Contract administrator fees | 2012-03-31 | $16,027 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-03-31 | $13,129,913 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-03-31 | $10,994,925 |
| Did the plan have assets held for investment | 2012-03-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-03-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-03-31 | No |
| Aggregate proceeds on sale of assets | 2012-03-31 | $3,175,730 |
| Aggregate carrying amount (costs) on sale of assets | 2012-03-31 | $3,137,970 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-03-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-03-31 | Disclaimer |
| Accountancy firm name | 2012-03-31 | WEAVER LLP |
| Accountancy firm EIN | 2012-03-31 | 750786316 |
| 2011 : CAPITAL SOUTHWEST CORPORATION EMPLOYEE SAVINGS PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-03-31 | $3,508,723 |
| Total unrealized appreciation/depreciation of assets | 2011-03-31 | $3,508,723 |
| Total income from all sources (including contributions) | 2011-03-31 | $4,121,719 |
| Total loss/gain on sale of assets | 2011-03-31 | $8,504 |
| Total of all expenses incurred | 2011-03-31 | $823,059 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-03-31 | $715,326 |
| Value of total assets at end of year | 2011-03-31 | $39,970,771 |
| Value of total assets at beginning of year | 2011-03-31 | $36,672,110 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-03-31 | $107,733 |
| Total interest from all sources | 2011-03-31 | $297,429 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-03-31 | $282,107 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-03-31 | No |
| Was this plan covered by a fidelity bond | 2011-03-31 | Yes |
| Value of fidelity bond cover | 2011-03-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-03-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-03-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-03-31 | $59,255 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-03-31 | $58,358 |
| Other income not declared elsewhere | 2011-03-31 | $24,956 |
| Administrative expenses (other) incurred | 2011-03-31 | $89,510 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
| Value of net income/loss | 2011-03-31 | $3,298,660 |
| Value of net assets at end of year (total assets less liabilities) | 2011-03-31 | $39,970,771 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-03-31 | $36,672,110 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-03-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-03-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-03-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-03-31 | $11,733,120 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-03-31 | $10,044,082 |
| Interest earned on other investments | 2011-03-31 | $2,591 |
| Income. Interest from US Government securities | 2011-03-31 | $196,410 |
| Income. Interest from corporate debt instruments | 2011-03-31 | $98,428 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-03-31 | $2,413,724 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-03-31 | $3,427,448 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-03-31 | $3,427,448 |
| Asset value of US Government securities at end of year | 2011-03-31 | $4,929,946 |
| Asset value of US Government securities at beginning of year | 2011-03-31 | $4,108,472 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-03-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-03-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-03-31 | No |
| Assets. Invements in employer securities at end of year | 2011-03-31 | $8,067,820 |
| Assets. Invements in employer securities at beginning of year | 2011-03-31 | $8,010,527 |
| Income. Dividends from common stock | 2011-03-31 | $282,107 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-03-31 | $715,326 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-03-31 | $1,771,981 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-03-31 | $1,878,165 |
| Contract administrator fees | 2011-03-31 | $18,223 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-03-31 | $10,994,925 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-03-31 | $9,145,058 |
| Did the plan have assets held for investment | 2011-03-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-03-31 | No |
| Aggregate proceeds on sale of assets | 2011-03-31 | $6,702,059 |
| Aggregate carrying amount (costs) on sale of assets | 2011-03-31 | $6,693,555 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-03-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-03-31 | Disclaimer |
| Accountancy firm name | 2011-03-31 | WEAVER LLP |
| Accountancy firm EIN | 2011-03-31 | 750786316 |
