401k Plan data: THE RICHARDS GROUP, INC. 401(K) PLAN plan

THE RICHARDS GROUP, INC. 401(K) PLAN 401k Plan overview

Plan Name	THE RICHARDS GROUP, INC. 401(K) PLAN
Plan identification number	002

THE RICHARDS GROUP, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE RICHARDS GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE RICHARDS GROUP, INC.

Employer identification number (EIN): 751212662

NAIC Classification: 541800

Additional information about THE RICHARDS GROUP, INC.

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division

Incorporation Date: 1993-04-20

Company Identification Number: 34240481

Legal Registered Office Address: 16635 NW JOSCELYN ST

BEAVERTON
United States of America (USA)
97006

More information about THE RICHARDS GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE RICHARDS GROUP, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2017-01-01 LINDA FENNER LINDA FENNER 2018-10-15
002 2016-01-01 DAN WILCOX
002 2016-01-01
002 2015-01-01 DAN WILCOX
002 2014-01-01 MICHAEL HEATH SCOT DYKEMA 2015-10-15
002 2013-01-01 MICHAEL HEATH SCOT DYKEMA 2014-10-14
002 2012-01-01 MICHAEL HEATH SCOT DYKEMA 2013-10-10
002 2011-01-01 MICHAEL HEATH SCOT DYKEMA 2012-10-15
002 2009-01-01 MICHAEL HEATH SCOT DYKEMA 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2017-01-01	LINDA FENNER	LINDA FENNER	2018-10-15
002	2016-01-01	DAN WILCOX
002	2016-01-01
002	2015-01-01	DAN WILCOX
002	2014-01-01	MICHAEL HEATH	SCOT DYKEMA	2015-10-15
002	2013-01-01	MICHAEL HEATH	SCOT DYKEMA	2014-10-14
002	2012-01-01	MICHAEL HEATH	SCOT DYKEMA	2013-10-10
002	2011-01-01	MICHAEL HEATH	SCOT DYKEMA	2012-10-15
002	2009-01-01	MICHAEL HEATH	SCOT DYKEMA	2010-10-12

Plan Statistics for THE RICHARDS GROUP, INC. 401(K) PLAN

401k plan membership statisitcs for THE RICHARDS GROUP, INC. 401(K) PLAN

Measure Date Value
2017: THE RICHARDS GROUP, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 904
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 39
2016: THE RICHARDS GROUP, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 866
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 726
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 175
Total of all active and inactive participants 2016-01-01 902
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 2
Total participants 2016-01-01 904
Number of participants with account balances 2016-01-01 731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 48
2015: THE RICHARDS GROUP, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 824
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 716
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 150
Total of all active and inactive participants 2015-01-01 866
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 866
Number of participants with account balances 2015-01-01 703
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 40
2014: THE RICHARDS GROUP, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 838
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 668
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 156
Total of all active and inactive participants 2014-01-01 824
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 824
Number of participants with account balances 2014-01-01 683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 51
2013: THE RICHARDS GROUP, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 801
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 700
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 138
Total of all active and inactive participants 2013-01-01 838
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 838
Number of participants with account balances 2013-01-01 669
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 36
2012: THE RICHARDS GROUP, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 636
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 666
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 134
Total of all active and inactive participants 2012-01-01 800
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 801
Number of participants with account balances 2012-01-01 601
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 31
2011: THE RICHARDS GROUP, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 637
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 522
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 113
Total of all active and inactive participants 2011-01-01 635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 636
Number of participants with account balances 2011-01-01 545
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 38
2009: THE RICHARDS GROUP, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 713
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 529
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 180
Total of all active and inactive participants 2009-01-01 709
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 709
Number of participants with account balances 2009-01-01 616
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 35

Measure	Date	Value
2017: THE RICHARDS GROUP, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	904
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	39
2016: THE RICHARDS GROUP, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	866
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	726
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	175
Total of all active and inactive participants	2016-01-01	902
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	2
Total participants	2016-01-01	904
Number of participants with account balances	2016-01-01	731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	48
2015: THE RICHARDS GROUP, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	824
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	716
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	150
Total of all active and inactive participants	2015-01-01	866
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	866
Number of participants with account balances	2015-01-01	703
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	40
2014: THE RICHARDS GROUP, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	838
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	668
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	156
Total of all active and inactive participants	2014-01-01	824
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	824
Number of participants with account balances	2014-01-01	683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	51
2013: THE RICHARDS GROUP, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	801
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	700
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	138
Total of all active and inactive participants	2013-01-01	838
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	838
Number of participants with account balances	2013-01-01	669
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	36
2012: THE RICHARDS GROUP, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	636
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	666
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	134
Total of all active and inactive participants	2012-01-01	800
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	801
Number of participants with account balances	2012-01-01	601
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	31
2011: THE RICHARDS GROUP, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	637
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	522
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	113
Total of all active and inactive participants	2011-01-01	635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	636
Number of participants with account balances	2011-01-01	545
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	38
2009: THE RICHARDS GROUP, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	713
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	529
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	180
Total of all active and inactive participants	2009-01-01	709
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	709
Number of participants with account balances	2009-01-01	616
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	35

Financial Data on THE RICHARDS GROUP, INC. 401(K) PLAN

Measure	Date	Value
2017 : THE RICHARDS GROUP, INC. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-20	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-20	$0
Total unrealized appreciation/depreciation of assets	2017-12-20	$0
Total transfer of assets to this plan	2017-12-20	$0
Total transfer of assets from this plan	2017-12-20	$52,272,771
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-20	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-20	$0
Expenses. Interest paid	2017-12-20	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-12-20	$0
Total income from all sources (including contributions)	2017-12-20	$11,209,319
Total loss/gain on sale of assets	2017-12-20	$0
Total of all expenses incurred	2017-12-20	$1,334,772
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-20	$1,285,051
Expenses. Certain deemed distributions of participant loans	2017-12-20	$0
Value of total corrective distributions	2017-12-20	$59,362
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-20	$4,178,188
Value of total assets at end of year	2017-12-20	$0
Value of total assets at beginning of year	2017-12-20	$42,398,224
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-20	$-9,641
Total income from rents	2017-12-20	$0
Total interest from all sources	2017-12-20	$8,514
Total dividends received (eg from common stock, registered investment company shares)	2017-12-20	$954,706
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-20	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-20	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-20	$954,706
Assets. Real estate other than employer real property at end of year	2017-12-20	$0
Assets. Real estate other than employer real property at beginning of year	2017-12-20	$0
Administrative expenses professional fees incurred	2017-12-20	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-20	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-20	$0
Was this plan covered by a fidelity bond	2017-12-20	Yes
Value of fidelity bond cover	2017-12-20	$500,000
If this is an individual account plan, was there a blackout period	2017-12-20	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-20	No
Contributions received from participants	2017-12-20	$3,287,647
Participant contributions at end of year	2017-12-20	$0
Participant contributions at beginning of year	2017-12-20	$0
Participant contributions at end of year	2017-12-20	$0
Participant contributions at beginning of year	2017-12-20	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-20	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-20	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-20	$379,203
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-20	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-20	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-20	$0
Assets. Loans (other than to participants) at end of year	2017-12-20	$0
Assets. Loans (other than to participants) at beginning of year	2017-12-20	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-20	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-20	$0
Other income not declared elsewhere	2017-12-20	$0
Administrative expenses (other) incurred	2017-12-20	$-9,641
Liabilities. Value of operating payables at end of year	2017-12-20	$0
Liabilities. Value of operating payables at beginning of year	2017-12-20	$0
Total non interest bearing cash at end of year	2017-12-20	$0
Total non interest bearing cash at beginning of year	2017-12-20	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-20	No
Income. Non cash contributions	2017-12-20	$0
Value of net income/loss	2017-12-20	$9,874,547
Value of net assets at end of year (total assets less liabilities)	2017-12-20	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-12-20	$42,398,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-20	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-20	No
Were any leases to which the plan was party in default or uncollectible	2017-12-20	No
Assets. partnership/joint venture interests at end of year	2017-12-20	$0
Assets. partnership/joint venture interests at beginning of year	2017-12-20	$0
Investment advisory and management fees	2017-12-20	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-20	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-20	$40,531,367
Value of interest in pooled separate accounts at end of year	2017-12-20	$0
Value of interest in pooled separate accounts at beginning of year	2017-12-20	$0
Interest on participant loans	2017-12-20	$0
Income. Interest from loans (other than to participants)	2017-12-20	$0
Interest earned on other investments	2017-12-20	$0
Income. Interest from US Government securities	2017-12-20	$0
Income. Interest from corporate debt instruments	2017-12-20	$0
Value of interest in master investment trust accounts at end of year	2017-12-20	$0
Value of interest in master investment trust accounts at beginning of year	2017-12-20	$0
Value of interest in common/collective trusts at end of year	2017-12-20	$0
Value of interest in common/collective trusts at beginning of year	2017-12-20	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-20	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-20	$1,866,857
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-20	$1,866,857
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-20	$8,514
Assets. Value of investments in 103.12 investment entities at end of year	2017-12-20	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-12-20	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-20	$0
Asset value of US Government securities at end of year	2017-12-20	$0
Asset value of US Government securities at beginning of year	2017-12-20	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-20	$6,067,911
Net investment gain/loss from pooled separate accounts	2017-12-20	$0
Net investment gain or loss from common/collective trusts	2017-12-20	$0
Net gain/loss from 103.12 investment entities	2017-12-20	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-20	No
Was there a failure to transmit to the plan any participant contributions	2017-12-20	No
Has the plan failed to provide any benefit when due under the plan	2017-12-20	No
Assets. Invements in employer securities at end of year	2017-12-20	$0
Assets. Invements in employer securities at beginning of year	2017-12-20	$0
Assets. Value of employer real property at end of year	2017-12-20	$0
Assets. Value of employer real property at beginning of year	2017-12-20	$0
Contributions received in cash from employer	2017-12-20	$511,338
Employer contributions (assets) at end of year	2017-12-20	$0
Employer contributions (assets) at beginning of year	2017-12-20	$0
Income. Dividends from preferred stock	2017-12-20	$0
Income. Dividends from common stock	2017-12-20	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-20	$1,285,051
Asset. Corporate debt instrument preferred debt at end of year	2017-12-20	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2017-12-20	$0
Asset. Corporate debt instrument debt (other) at end of year	2017-12-20	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-20	$0
Contract administrator fees	2017-12-20	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-20	No
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-20	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-20	$0
Liabilities. Value of benefit claims payable at end of year	2017-12-20	$0
Liabilities. Value of benefit claims payable at beginning of year	2017-12-20	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2017-12-20	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-12-20	$0
Did the plan have assets held for investment	2017-12-20	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-20	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-20	Yes
Aggregate proceeds on sale of assets	2017-12-20	$0
Aggregate carrying amount (costs) on sale of assets	2017-12-20	$0
Liabilities. Value of acquisition indebtedness at end of year	2017-12-20	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-12-20	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-20	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-20	Disclaimer
Accountancy firm name	2017-12-20	WEAVER AND TIDWELL, LLP
Accountancy firm EIN	2017-12-20	750786316
2016 : THE RICHARDS GROUP, INC. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$0
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Expenses. Interest paid	2016-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$8,103,675
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,750,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,707,555
Expenses. Certain deemed distributions of participant loans	2016-12-31	$0
Value of total corrective distributions	2016-12-31	$49,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$5,146,211
Value of total assets at end of year	2016-12-31	$42,398,224
Value of total assets at beginning of year	2016-12-31	$37,045,476
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$-6,473
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$2,311
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,297,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,297,018
Assets. Real estate other than employer real property at end of year	2016-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$3,717,981
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$940,576
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$-6,473
Liabilities. Value of operating payables at end of year	2016-12-31	$0
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$5,352,748
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$42,398,224
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$37,045,476
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$0
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$40,531,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$35,217,223
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$0
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Value of interest in master investment trust accounts at end of year	2016-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$0
Value of interest in common/collective trusts at beginning of year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$1,866,857
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$1,828,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$1,828,253
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$2,311
Assets. Value of investments in 103.12 investment entities at end of year	2016-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Asset value of US Government securities at end of year	2016-12-31	$0
Asset value of US Government securities at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,658,135
Net investment gain/loss from pooled separate accounts	2016-12-31	$0
Net investment gain or loss from common/collective trusts	2016-12-31	$0
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$0
Assets. Invements in employer securities at beginning of year	2016-12-31	$0
Assets. Value of employer real property at end of year	2016-12-31	$0
Assets. Value of employer real property at beginning of year	2016-12-31	$0
Contributions received in cash from employer	2016-12-31	$487,654
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$0
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,707,555
Asset. Corporate debt instrument preferred debt at end of year	2016-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$0
Contract administrator fees	2016-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	WEAVER AND TIDWELL, LLP
Accountancy firm EIN	2016-12-31	750786316
2015 : THE RICHARDS GROUP, INC. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$0
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$4,126,846
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,697,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,668,677
Expenses. Certain deemed distributions of participant loans	2015-12-31	$0
Value of total corrective distributions	2015-12-31	$43,855
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,077,471
Value of total assets at end of year	2015-12-31	$37,045,476
Value of total assets at beginning of year	2015-12-31	$35,616,623
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$-14,539
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$206
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,830,156
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,830,156
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$3,396,371
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$205,504
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$-14,539
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$1,428,853
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$37,045,476
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$35,616,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$0
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$35,217,223
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$34,170,478
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$0
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$0
Value of interest in common/collective trusts at beginning of year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$1,828,253
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$1,446,145
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$1,446,145
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$206
Assets. Value of investments in 103.12 investment entities at end of year	2015-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Asset value of US Government securities at end of year	2015-12-31	$0
Asset value of US Government securities at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,780,987
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$0
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$0
Assets. Value of employer real property at end of year	2015-12-31	$0
Assets. Value of employer real property at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$475,596
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$0
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,668,677
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$0
Contract administrator fees	2015-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	CANTRELL & ASSOCIATES
Accountancy firm EIN	2015-12-31	752196725
2014 : THE RICHARDS GROUP, INC. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$0
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$6,346,110
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$2,495,539
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,459,575
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$43,226
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$4,208,142
Value of total assets at end of year	2014-12-31	$35,616,623
Value of total assets at beginning of year	2014-12-31	$31,766,052
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$-7,262
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$160
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$2,339,395
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$2,339,395
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$3,127,486
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$597,946
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$-7,262
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$3,850,571
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$35,616,623
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$31,766,052
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$34,170,478
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$29,816,849
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$0
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$1,446,145
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$1,949,203
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$1,949,203
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$160
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$0
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-201,587
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$0
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$482,710
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$0
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,459,575
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Contract administrator fees	2014-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	CANTRELL & ASSOCIATES
Accountancy firm EIN	2014-12-31	752196725
2013 : THE RICHARDS GROUP, INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$8,993,495
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,106,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,096,673
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$15,020
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,612,156
Value of total assets at end of year	2013-12-31	$31,766,052
Value of total assets at beginning of year	2013-12-31	$24,878,736
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$-5,514
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$136
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,598,037
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,598,037
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,002,341
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$165,928
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$-5,514
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$6,887,316
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$31,766,052
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$24,878,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$29,816,849
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$23,771,986
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$0
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$1,949,203
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,106,750
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,106,750
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$136
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,783,166
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$0
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$443,887
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,096,673
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	CANTRELL & ASSOCIATES
Accountancy firm EIN	2013-12-31	752196725
2012 : THE RICHARDS GROUP, INC. 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$5,868,997
Total of all expenses incurred	2012-12-31	$1,539,468
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,512,889
Value of total corrective distributions	2012-12-31	$26,879
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,097,299
Value of total assets at end of year	2012-12-31	$24,878,736
Value of total assets at beginning of year	2012-12-31	$20,549,207
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$-300
Total interest from all sources	2012-12-31	$109
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$950,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$950,952
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,643,090
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$57,130
Administrative expenses (other) incurred	2012-12-31	$-300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$4,329,529
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$24,878,736
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$20,549,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$23,771,986
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$19,433,571
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,106,750
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,115,636
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,115,636
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$109
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,820,637
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$397,079
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,512,889
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	CANTRELL & ASSOCIATES
Accountancy firm EIN	2012-12-31	752196725
2011 : THE RICHARDS GROUP, INC. 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,510,112
Total of all expenses incurred	2011-12-31	$1,468,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,427,019
Value of total corrective distributions	2011-12-31	$34,013
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,926,416
Value of total assets at end of year	2011-12-31	$20,549,207
Value of total assets at beginning of year	2011-12-31	$19,507,924
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$7,797
Total interest from all sources	2011-12-31	$118
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$568,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$568,819
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,394,990
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$273,148
Administrative expenses (other) incurred	2011-12-31	$7,797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,041,283
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$20,549,207
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$19,507,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$19,433,571
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$18,055,980
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,115,636
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$1,451,944
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$1,451,944
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$118
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-985,241
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$258,278
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,427,019
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	CANTRELL AND ASSOCIATES
Accountancy firm EIN	2011-12-31	752196725
2010 : THE RICHARDS GROUP, INC. 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$5,351,666
Total of all expenses incurred	2010-12-31	$1,026,630
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,026,474
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,081,442
Value of total assets at end of year	2010-12-31	$19,507,924
Value of total assets at beginning of year	2010-12-31	$15,182,888
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$156
Total interest from all sources	2010-12-31	$266
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$321,765
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$321,765
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,315,064
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$321,514
Administrative expenses (other) incurred	2010-12-31	$156
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,325,036
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$19,507,924
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$15,182,888
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$18,055,980
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$13,754,865
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$1,451,944
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,428,023
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,428,023
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$266
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,948,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$444,864
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,026,474
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	CANTRELL & ASSOCIATES
Accountancy firm EIN	2010-12-31	752196725
2009 : THE RICHARDS GROUP, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE RICHARDS GROUP, INC. 401(K) PLAN

2017: THE RICHARDS GROUP, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE RICHARDS GROUP, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE RICHARDS GROUP, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE RICHARDS GROUP, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE RICHARDS GROUP, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE RICHARDS GROUP, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE RICHARDS GROUP, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE RICHARDS GROUP, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE RICHARDS GROUP, INC.
Employer identification number (EIN):	751212662
NAIC Classification:	541800

Jurisdiction of Incorporation:	Oregon Secretary of State Corporations Division
Incorporation Date:	1993-04-20
Company Identification Number:	34240481
Legal Registered Office Address:	16635 NW JOSCELYN ST BEAVERTON United States of America (USA) 97006