401k Plan data: NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN plan

NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN
Plan identification number	001

NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NELSON AUTOMOTIVE, INC. has sponsored the creation of one or more 401k plans.

Company Name: NELSON AUTOMOTIVE, INC.

Employer identification number (EIN): 751351807

NAIC Classification: 441110
NAIC Description: New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 CRAIG GROTTS
001 2011-01-01 CRAIG GROTTS
001 2009-01-01 CRAIG GROTTS

Plan id#	Filing Submission Date	Name of Administrator
001	2012-01-01	CRAIG GROTTS
001	2011-01-01	CRAIG GROTTS
001	2009-01-01	CRAIG GROTTS

Plan Statistics for NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN

Measure Date Value
2012: NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 269
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 271
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 31
Total of all active and inactive participants 2012-01-01 302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 303
Number of participants with account balances 2012-01-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 9
2011: NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 212
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 238
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 30
Total of all active and inactive participants 2011-01-01 268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 269
Number of participants with account balances 2011-01-01 120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 18
2009: NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 234
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 192
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 58
Total of all active and inactive participants 2009-01-01 250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 250
Number of participants with account balances 2009-01-01 147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 9

Measure	Date	Value
2012: NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	269
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	271
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	31
Total of all active and inactive participants	2012-01-01	302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	303
Number of participants with account balances	2012-01-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	9
2011: NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	212
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	238
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	30
Total of all active and inactive participants	2011-01-01	268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	269
Number of participants with account balances	2011-01-01	120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	18
2009: NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	234
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	192
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	58
Total of all active and inactive participants	2009-01-01	250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	250
Number of participants with account balances	2009-01-01	147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	9

Financial Data on NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN

Measure	Date	Value
2012 : NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$708,758
Total of all expenses incurred	2012-12-31	$365,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$356,424
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$373,705
Value of total assets at end of year	2012-12-31	$2,461,732
Value of total assets at beginning of year	2012-12-31	$2,118,084
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$8,686
Total interest from all sources	2012-12-31	$13
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$70,917
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$70,917
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$300,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$268,159
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,285
Administrative expenses (other) incurred	2012-12-31	$8,686
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$343,648
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,461,732
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,118,084
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,270,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,957,846
Value of interest in common/collective trusts at end of year	2012-12-31	$45,858
Value of interest in common/collective trusts at beginning of year	2012-12-31	$36,780
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$145,713
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$123,458
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$123,458
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$13
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$263,203
Net investment gain or loss from common/collective trusts	2012-12-31	$920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$104,261
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$356,424
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BROWN KINION & COMPANY
Accountancy firm EIN	2012-12-31	731297621
2011 : NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$292,507
Total of all expenses incurred	2011-12-31	$345,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$335,032
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$386,924
Value of total assets at end of year	2011-12-31	$2,118,084
Value of total assets at beginning of year	2011-12-31	$2,170,636
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$10,027
Total interest from all sources	2011-12-31	$12
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$43,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$43,591
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$220,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$279,733
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$2,455
Administrative expenses (other) incurred	2011-12-31	$10,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-52,552
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,118,084
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,170,636
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,957,846
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,030,255
Value of interest in common/collective trusts at end of year	2011-12-31	$36,780
Value of interest in common/collective trusts at beginning of year	2011-12-31	$25,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$123,458
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$115,124
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$115,124
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$12
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-139,126
Net investment gain or loss from common/collective trusts	2011-12-31	$1,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$104,736
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$335,032
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BROWN KINION @ CO, CPA
Accountancy firm EIN	2011-12-31	731297621
2010 : NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$644,402
Total of all expenses incurred	2010-12-31	$69,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$60,715
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$352,054
Value of total assets at end of year	2010-12-31	$2,170,636
Value of total assets at beginning of year	2010-12-31	$1,595,906
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$8,957
Total interest from all sources	2010-12-31	$547
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$30,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$30,082
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$200,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$243,439
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$19,827
Administrative expenses (other) incurred	2010-12-31	$8,957
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$574,730
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,170,636
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,595,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,030,255
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,477,262
Value of interest in common/collective trusts at end of year	2010-12-31	$25,257
Value of interest in common/collective trusts at beginning of year	2010-12-31	$14,140
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$115,124
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$104,504
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$104,504
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$547
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$260,986
Net investment gain or loss from common/collective trusts	2010-12-31	$733
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$88,788
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$60,715
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BROWN & KINION
Accountancy firm EIN	2010-12-31	731297621
2009 : NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN

2012: NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NELSON AUTOMOTIVE RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NELSON AUTOMOTIVE, INC.
Employer identification number (EIN):	751351807
NAIC Classification:	441110
NAIC Description:	New Car Dealers