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CAPROCK METAL WORKS, INC. 401(K) PLAN 401k Plan overview

Plan NameCAPROCK METAL WORKS, INC. 401(K) PLAN
Plan identification number 001

CAPROCK METAL WORKS, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAPROCK METAL WORKS, INC. has sponsored the creation of one or more 401k plans.

Company Name:CAPROCK METAL WORKS, INC.
Employer identification number (EIN):751382218
NAIC Classification:332900

Additional information about CAPROCK METAL WORKS, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1972-03-20
Company Identification Number: 0030408400
Legal Registered Office Address: 2121 E 50TH ST

LUBBOCK
United States of America (USA)
79404

More information about CAPROCK METAL WORKS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPROCK METAL WORKS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-04-01
0012022-04-01
0012021-04-01
0012020-04-01
0012019-04-01
0012018-04-01
0012017-04-01
0012016-04-01CAROL ALDRICH2017-08-29
0012015-04-01KATIE OBREMSKI2016-08-26
0012014-04-01KATIE OBREMSKI2015-09-28
0012013-04-01KAYLA PAULIN2014-07-25
0012012-04-01SHAWN ZOROMSKI2013-08-30
0012011-04-01NICK SUTHEIMER2012-09-21
0012009-04-01STEVE SHIELDS
0012009-04-01STEVE SHIELDS

Plan Statistics for CAPROCK METAL WORKS, INC. 401(K) PLAN

401k plan membership statisitcs for CAPROCK METAL WORKS, INC. 401(K) PLAN

Measure Date Value
2009: CAPROCK METAL WORKS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-04-0126
Total number of active participants reported on line 7a of the Form 55002009-04-0119
Number of retired or separated participants receiving benefits2009-04-010
Number of other retired or separated participants entitled to future benefits2009-04-015
Total of all active and inactive participants2009-04-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-04-010
Total participants2009-04-0124
Number of participants with account balances2009-04-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-04-010

Financial Data on CAPROCK METAL WORKS, INC. 401(K) PLAN

Measure Date Value
2011 : CAPROCK METAL WORKS, INC. 401(K) PLAN 2011 401k financial data
Total income from all sources2011-03-31$56,920
Expenses. Total of all expenses incurred2011-03-31$6,243
Benefits paid (including direct rollovers)2011-03-31$4,793
Total plan assets at end of year2011-03-31$349,100
Total plan assets at beginning of year2011-03-31$298,423
Value of fidelity bond covering the plan2011-03-31$50,000
Total contributions received or receivable from participants2011-03-31$14,504
Other income received2011-03-31$42,416
Net income (gross income less expenses)2011-03-31$50,677
Net plan assets at end of year (total assets less liabilities)2011-03-31$349,100
Net plan assets at beginning of year (total assets less liabilities)2011-03-31$298,423
Assets. Value of participant loans2011-03-31$52,566
Total contributions received or receivable from employer(s)2011-03-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-03-31$1,450
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
2010 : CAPROCK METAL WORKS, INC. 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-03-31$0

Form 5500 Responses for CAPROCK METAL WORKS, INC. 401(K) PLAN

2009: CAPROCK METAL WORKS, INC. 401(K) PLAN 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01Submission has been amendedNo
2009-04-01This submission is the final filingNo
2009-04-01This return/report is a short plan year return/report (less than 12 months)No
2009-04-01Plan is a collectively bargained planNo
2009-04-01Plan funding arrangement – InsuranceYes
2009-04-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number938222
Policy instance 1
Insurance contract or identification number938222
Number of Individuals Covered21
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,154
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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