401k Plan data: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN plan

HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN
Plan identification number	002

HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Stock bonus
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

HASTINGS ENTERTAINMENT, INC. has sponsored the creation of one or more 401k plans.

Company Name: HASTINGS ENTERTAINMENT, INC.

Employer identification number (EIN): 751386375

NAIC Classification: 451211
NAIC Description: Book Stores

Additional information about HASTINGS ENTERTAINMENT, INC.

Jurisdiction of Incorporation: Nevada Department of State

Incorporation Date: 2015-02-25

Company Identification Number: 20151121089

More information about HASTINGS ENTERTAINMENT, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-02-01 CURTIS R. SMITH CURTIS R. SMITH 2017-11-20
002 2016-02-01 CURTIS R. SMITH CURTIS R. SMITH 2018-05-15
002 2015-02-01 MINDY PITT DUANE HUESERS 2016-11-15
002 2014-02-01 MINDY PITT ALAN VAN ONGEVALLE 2015-10-15
002 2013-02-01 MINDY PITT JEFFREY TWAIT 2014-11-14
002 2012-02-01 MINDY PITT DAN CROW 2013-11-15
002 2011-02-01 MINDY PITT DAN CROW 2012-10-18
002 2009-02-01 MINDY PITT DAN CROW 2010-11-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2016-02-01	CURTIS R. SMITH	CURTIS R. SMITH	2017-11-20
002	2016-02-01	CURTIS R. SMITH	CURTIS R. SMITH	2018-05-15
002	2015-02-01	MINDY PITT	DUANE HUESERS	2016-11-15
002	2014-02-01	MINDY PITT	ALAN VAN ONGEVALLE	2015-10-15
002	2013-02-01	MINDY PITT	JEFFREY TWAIT	2014-11-14
002	2012-02-01	MINDY PITT	DAN CROW	2013-11-15
002	2011-02-01	MINDY PITT	DAN CROW	2012-10-18
002	2009-02-01	MINDY PITT	DAN CROW	2010-11-12

Plan Statistics for HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN

401k plan membership statisitcs for HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN

Measure Date Value
2016: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year 2016-02-01 467
Total number of active participants reported on line 7a of the Form 5500 2016-02-01 0
Number of retired or separated participants receiving benefits 2016-02-01 0
Number of other retired or separated participants entitled to future benefits 2016-02-01 0
Total of all active and inactive participants 2016-02-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-02-01 0
Total participants 2016-02-01 0
Number of participants with account balances 2016-02-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-02-01 0
2015: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year 2015-02-01 2,816
Total number of active participants reported on line 7a of the Form 5500 2015-02-01 0
Number of retired or separated participants receiving benefits 2015-02-01 0
Number of other retired or separated participants entitled to future benefits 2015-02-01 467
Total of all active and inactive participants 2015-02-01 467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-02-01 0
Total participants 2015-02-01 467
Number of participants with account balances 2015-02-01 467
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-02-01 0
2014: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-02-01 1,917
Total number of active participants reported on line 7a of the Form 5500 2014-02-01 1,816
Number of retired or separated participants receiving benefits 2014-02-01 85
Number of other retired or separated participants entitled to future benefits 2014-02-01 913
Total of all active and inactive participants 2014-02-01 2,814
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-02-01 2
Total participants 2014-02-01 2,816
Number of participants with account balances 2014-02-01 1,374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-02-01 263
2013: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-02-01 2,505
Total number of active participants reported on line 7a of the Form 5500 2013-02-01 1,537
Number of retired or separated participants receiving benefits 2013-02-01 0
Number of other retired or separated participants entitled to future benefits 2013-02-01 378
Total of all active and inactive participants 2013-02-01 1,915
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-02-01 1
Total participants 2013-02-01 1,916
Number of participants with account balances 2013-02-01 766
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-02-01 5
2012: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-02-01 1,216
Total number of active participants reported on line 7a of the Form 5500 2012-02-01 2,385
Number of retired or separated participants receiving benefits 2012-02-01 0
Number of other retired or separated participants entitled to future benefits 2012-02-01 207
Total of all active and inactive participants 2012-02-01 2,592
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-02-01 0
Total participants 2012-02-01 2,592
Number of participants with account balances 2012-02-01 716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-02-01 122
2011: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-02-01 1,466
Total number of active participants reported on line 7a of the Form 5500 2011-02-01 1,212
Number of retired or separated participants receiving benefits 2011-02-01 0
Number of other retired or separated participants entitled to future benefits 2011-02-01 4
Total of all active and inactive participants 2011-02-01 1,216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-02-01 0
Total participants 2011-02-01 1,216
Number of participants with account balances 2011-02-01 898
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-02-01 81
2009: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-02-01 1,841
Total number of active participants reported on line 7a of the Form 5500 2009-02-01 1,701
Number of retired or separated participants receiving benefits 2009-02-01 0
Number of other retired or separated participants entitled to future benefits 2009-02-01 6
Total of all active and inactive participants 2009-02-01 1,707
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-02-01 0
Total participants 2009-02-01 1,707
Number of participants with account balances 2009-02-01 1,231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-02-01 158

Measure	Date	Value
2016: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year	2016-02-01	467
Total number of active participants reported on line 7a of the Form 5500	2016-02-01	0
Number of retired or separated participants receiving benefits	2016-02-01	0
Number of other retired or separated participants entitled to future benefits	2016-02-01	0
Total of all active and inactive participants	2016-02-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-02-01	0
Total participants	2016-02-01	0
Number of participants with account balances	2016-02-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-02-01	0
2015: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year	2015-02-01	2,816
Total number of active participants reported on line 7a of the Form 5500	2015-02-01	0
Number of retired or separated participants receiving benefits	2015-02-01	0
Number of other retired or separated participants entitled to future benefits	2015-02-01	467
Total of all active and inactive participants	2015-02-01	467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-02-01	0
Total participants	2015-02-01	467
Number of participants with account balances	2015-02-01	467
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-02-01	0
2014: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-02-01	1,917
Total number of active participants reported on line 7a of the Form 5500	2014-02-01	1,816
Number of retired or separated participants receiving benefits	2014-02-01	85
Number of other retired or separated participants entitled to future benefits	2014-02-01	913
Total of all active and inactive participants	2014-02-01	2,814
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-02-01	2
Total participants	2014-02-01	2,816
Number of participants with account balances	2014-02-01	1,374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-02-01	263
2013: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-02-01	2,505
Total number of active participants reported on line 7a of the Form 5500	2013-02-01	1,537
Number of retired or separated participants receiving benefits	2013-02-01	0
Number of other retired or separated participants entitled to future benefits	2013-02-01	378
Total of all active and inactive participants	2013-02-01	1,915
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-02-01	1
Total participants	2013-02-01	1,916
Number of participants with account balances	2013-02-01	766
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-02-01	5
2012: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-02-01	1,216
Total number of active participants reported on line 7a of the Form 5500	2012-02-01	2,385
Number of retired or separated participants receiving benefits	2012-02-01	0
Number of other retired or separated participants entitled to future benefits	2012-02-01	207
Total of all active and inactive participants	2012-02-01	2,592
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-02-01	0
Total participants	2012-02-01	2,592
Number of participants with account balances	2012-02-01	716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-02-01	122
2011: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-02-01	1,466
Total number of active participants reported on line 7a of the Form 5500	2011-02-01	1,212
Number of retired or separated participants receiving benefits	2011-02-01	0
Number of other retired or separated participants entitled to future benefits	2011-02-01	4
Total of all active and inactive participants	2011-02-01	1,216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-02-01	0
Total participants	2011-02-01	1,216
Number of participants with account balances	2011-02-01	898
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-02-01	81
2009: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-02-01	1,841
Total number of active participants reported on line 7a of the Form 5500	2009-02-01	1,701
Number of retired or separated participants receiving benefits	2009-02-01	0
Number of other retired or separated participants entitled to future benefits	2009-02-01	6
Total of all active and inactive participants	2009-02-01	1,707
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-02-01	0
Total participants	2009-02-01	1,707
Number of participants with account balances	2009-02-01	1,231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-02-01	158

Financial Data on HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN

Measure	Date	Value
2017 : HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2017 401k financial data
Total transfer of assets from this plan	2017-01-31	$28,234
Total income from all sources (including contributions)	2017-01-31	$0
Value of total assets at beginning of year	2017-01-31	$28,234
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-01-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-01-31	$0
Was this plan covered by a fidelity bond	2017-01-31	Yes
Value of fidelity bond cover	2017-01-31	$250,000
If this is an individual account plan, was there a blackout period	2017-01-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-01-31	No
Total non interest bearing cash at beginning of year	2017-01-31	$28,234
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-01-31	No
Value of net assets at end of year (total assets less liabilities)	2017-01-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-01-31	$28,234
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-01-31	No
Were any leases to which the plan was party in default or uncollectible	2017-01-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-01-31	Yes
Was there a failure to transmit to the plan any participant contributions	2017-01-31	No
Has the plan failed to provide any benefit when due under the plan	2017-01-31	No
Did the plan have assets held for investment	2017-01-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-01-31	No
Opinion of an independent qualified public accountant for this plan	2017-01-31	Unqualified
Accountancy firm name	2017-01-31	JOHNSON & SHELDON PLLC
Accountancy firm EIN	2017-01-31	463602660
2016 : HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-01-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-01-31	$0
Total income from all sources (including contributions)	2016-01-31	$0
Total loss/gain on sale of assets	2016-01-31	$0
Total of all expenses incurred	2016-01-31	$300,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-01-31	$299,374
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-01-31	$0
Value of total assets at end of year	2016-01-31	$28,234
Value of total assets at beginning of year	2016-01-31	$328,895
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-01-31	$1,287
Total interest from all sources	2016-01-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-01-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-01-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-01-31	$0
Was this plan covered by a fidelity bond	2016-01-31	Yes
Value of fidelity bond cover	2016-01-31	$250,000
If this is an individual account plan, was there a blackout period	2016-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-01-31	No
Administrative expenses (other) incurred	2016-01-31	$1,287
Total non interest bearing cash at end of year	2016-01-31	$28,234
Total non interest bearing cash at beginning of year	2016-01-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-01-31	No
Value of net income/loss	2016-01-31	$-300,661
Value of net assets at end of year (total assets less liabilities)	2016-01-31	$28,234
Value of net assets at beginning of year (total assets less liabilities)	2016-01-31	$328,895
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-01-31	No
Were any leases to which the plan was party in default or uncollectible	2016-01-31	No
Value of interest in pooled separate accounts at end of year	2016-01-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-01-31	$0
Value of interest in common/collective trusts at end of year	2016-01-31	$0
Value of interest in common/collective trusts at beginning of year	2016-01-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-01-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-01-31	$328,895
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-01-31	$328,895
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-01-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-01-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-01-31	Yes
Was there a failure to transmit to the plan any participant contributions	2016-01-31	No
Has the plan failed to provide any benefit when due under the plan	2016-01-31	No
Assets. Invements in employer securities at end of year	2016-01-31	$0
Assets. Invements in employer securities at beginning of year	2016-01-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-01-31	$299,374
Did the plan have assets held for investment	2016-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-01-31	Disclaimer
Accountancy firm name	2016-01-31	JOHNSON & SHELDON, PLLC
Accountancy firm EIN	2016-01-31	463602660
2015 : HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-01-31	$-9,312
Total unrealized appreciation/depreciation of assets	2015-01-31	$-9,312
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-01-31	$0
Total income from all sources (including contributions)	2015-01-31	$312,022
Total loss/gain on sale of assets	2015-01-31	$321,334
Total of all expenses incurred	2015-01-31	$697,941
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-01-31	$687,954
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-01-31	$0
Value of total assets at end of year	2015-01-31	$328,895
Value of total assets at beginning of year	2015-01-31	$714,814
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-01-31	$9,987
Total interest from all sources	2015-01-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-01-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-01-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-01-31	$0
Was this plan covered by a fidelity bond	2015-01-31	Yes
Value of fidelity bond cover	2015-01-31	$250,000
If this is an individual account plan, was there a blackout period	2015-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-01-31	No
Total non interest bearing cash at end of year	2015-01-31	$0
Total non interest bearing cash at beginning of year	2015-01-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-01-31	No
Value of net income/loss	2015-01-31	$-385,919
Value of net assets at end of year (total assets less liabilities)	2015-01-31	$328,895
Value of net assets at beginning of year (total assets less liabilities)	2015-01-31	$714,814
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-01-31	No
Were any leases to which the plan was party in default or uncollectible	2015-01-31	No
Value of interest in pooled separate accounts at end of year	2015-01-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-01-31	$0
Value of interest in common/collective trusts at end of year	2015-01-31	$0
Value of interest in common/collective trusts at beginning of year	2015-01-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-01-31	$328,895
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-01-31	$21,834
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-01-31	$21,834
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-01-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-01-31	$104,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-01-31	No
Was there a failure to transmit to the plan any participant contributions	2015-01-31	No
Has the plan failed to provide any benefit when due under the plan	2015-01-31	No
Assets. Invements in employer securities at end of year	2015-01-31	$0
Assets. Invements in employer securities at beginning of year	2015-01-31	$588,104
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-01-31	$687,954
Contract administrator fees	2015-01-31	$9,987
Did the plan have assets held for investment	2015-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-01-31	No
Aggregate proceeds on sale of assets	2015-01-31	$909,438
Aggregate carrying amount (costs) on sale of assets	2015-01-31	$588,104
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-01-31	Disclaimer
Accountancy firm name	2015-01-31	JOHNSON & SHELDON, PLLC
Accountancy firm EIN	2015-01-31	463602660
2014 : HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-01-31	$-79,409
Total unrealized appreciation/depreciation of assets	2014-01-31	$-79,409
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-01-31	$0
Total income from all sources (including contributions)	2014-01-31	$-79,409
Total loss/gain on sale of assets	2014-01-31	$0
Total of all expenses incurred	2014-01-31	$76,269
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-01-31	$75,138
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-01-31	$0
Value of total assets at end of year	2014-01-31	$714,814
Value of total assets at beginning of year	2014-01-31	$870,492
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-01-31	$1,131
Total interest from all sources	2014-01-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-01-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-01-31	No
Was this plan covered by a fidelity bond	2014-01-31	Yes
Value of fidelity bond cover	2014-01-31	$250,000
If this is an individual account plan, was there a blackout period	2014-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-01-31	No
Total non interest bearing cash at end of year	2014-01-31	$0
Total non interest bearing cash at beginning of year	2014-01-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-01-31	No
Value of net income/loss	2014-01-31	$-155,678
Value of net assets at end of year (total assets less liabilities)	2014-01-31	$714,814
Value of net assets at beginning of year (total assets less liabilities)	2014-01-31	$870,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-01-31	No
Were any leases to which the plan was party in default or uncollectible	2014-01-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-01-31	$21,834
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-01-31	$60,463
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-01-31	$60,463
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-01-31	$104,876
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-01-31	$123,328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-01-31	No
Was there a failure to transmit to the plan any participant contributions	2014-01-31	No
Has the plan failed to provide any benefit when due under the plan	2014-01-31	No
Assets. Invements in employer securities at end of year	2014-01-31	$588,104
Assets. Invements in employer securities at beginning of year	2014-01-31	$686,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-01-31	$75,138
Contract administrator fees	2014-01-31	$1,131
Did the plan have assets held for investment	2014-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-01-31	Disclaimer
Accountancy firm name	2014-01-31	JOHNSON AND SHELDON, P.C.
Accountancy firm EIN	2014-01-31	752569269
2013 : HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-01-31	$253,016
Total unrealized appreciation/depreciation of assets	2013-01-31	$253,016
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-01-31	$0
Total income from all sources (including contributions)	2013-01-31	$359,533
Total loss/gain on sale of assets	2013-01-31	$0
Total of all expenses incurred	2013-01-31	$70,885
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-01-31	$65,318
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-01-31	$0
Value of total assets at end of year	2013-01-31	$870,492
Value of total assets at beginning of year	2013-01-31	$581,844
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-01-31	$5,567
Total interest from all sources	2013-01-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-01-31	$106,517
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-01-31	No
Was this plan covered by a fidelity bond	2013-01-31	Yes
Value of fidelity bond cover	2013-01-31	$250,000
If this is an individual account plan, was there a blackout period	2013-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-01-31	No
Total non interest bearing cash at end of year	2013-01-31	$0
Total non interest bearing cash at beginning of year	2013-01-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-01-31	No
Value of net income/loss	2013-01-31	$288,648
Value of net assets at end of year (total assets less liabilities)	2013-01-31	$870,492
Value of net assets at beginning of year (total assets less liabilities)	2013-01-31	$581,844
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-01-31	No
Were any leases to which the plan was party in default or uncollectible	2013-01-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-01-31	$60,463
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-01-31	$17,955
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-01-31	$17,955
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-01-31	$123,328
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-01-31	$27,581
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-01-31	No
Was there a failure to transmit to the plan any participant contributions	2013-01-31	No
Has the plan failed to provide any benefit when due under the plan	2013-01-31	No
Assets. Invements in employer securities at end of year	2013-01-31	$686,701
Assets. Invements in employer securities at beginning of year	2013-01-31	$536,308
Income. Dividends from common stock	2013-01-31	$106,517
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-01-31	$65,318
Contract administrator fees	2013-01-31	$5,567
Did the plan have assets held for investment	2013-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-01-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-01-31	Disclaimer
Accountancy firm name	2013-01-31	JOHNSON AND SHELDON, P.C.
Accountancy firm EIN	2013-01-31	752569269
2012 : HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-01-31	$-1,197,309
Total unrealized appreciation/depreciation of assets	2012-01-31	$-1,197,309
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-01-31	$0
Total income from all sources (including contributions)	2012-01-31	$-1,353,203
Total loss/gain on sale of assets	2012-01-31	$-156,401
Total of all expenses incurred	2012-01-31	$209,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-01-31	$182,121
Expenses. Certain deemed distributions of participant loans	2012-01-31	$0
Value of total corrective distributions	2012-01-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-01-31	$0
Value of total assets at end of year	2012-01-31	$581,844
Value of total assets at beginning of year	2012-01-31	$2,144,109
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-01-31	$26,941
Total interest from all sources	2012-01-31	$419
Total dividends received (eg from common stock, registered investment company shares)	2012-01-31	$88
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-01-31	$0
Administrative expenses professional fees incurred	2012-01-31	$0
Was this plan covered by a fidelity bond	2012-01-31	Yes
Value of fidelity bond cover	2012-01-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-01-31	No
Contributions received from participants	2012-01-31	$0
Participant contributions at end of year	2012-01-31	$0
Participant contributions at beginning of year	2012-01-31	$0
Assets. Other investments not covered elsewhere at end of year	2012-01-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2012-01-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-01-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-01-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-01-31	$0
Other income not declared elsewhere	2012-01-31	$0
Administrative expenses (other) incurred	2012-01-31	$0
Total non interest bearing cash at end of year	2012-01-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-01-31	No
Value of net income/loss	2012-01-31	$-1,562,265
Value of net assets at end of year (total assets less liabilities)	2012-01-31	$581,844
Value of net assets at beginning of year (total assets less liabilities)	2012-01-31	$2,144,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-01-31	No
Were any leases to which the plan was party in default or uncollectible	2012-01-31	No
Investment advisory and management fees	2012-01-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-01-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-01-31	$0
Value of interest in pooled separate accounts at end of year	2012-01-31	$0
Value of interest in pooled separate accounts at beginning of year	2012-01-31	$0
Interest on participant loans	2012-01-31	$0
Interest earned on other investments	2012-01-31	$419
Value of interest in common/collective trusts at end of year	2012-01-31	$0
Value of interest in common/collective trusts at beginning of year	2012-01-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-01-31	$17,955
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-01-31	$105,966
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-01-31	$105,966
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-01-31	$27,581
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-01-31	$24,795
Expenses. Payments to insurance carriers foe the provision of benefits	2012-01-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-01-31	$0
Net investment gain/loss from pooled separate accounts	2012-01-31	$0
Net investment gain or loss from common/collective trusts	2012-01-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-01-31	No
Was there a failure to transmit to the plan any participant contributions	2012-01-31	No
Has the plan failed to provide any benefit when due under the plan	2012-01-31	No
Assets. Invements in employer securities at end of year	2012-01-31	$536,308
Assets. Invements in employer securities at beginning of year	2012-01-31	$2,013,348
Contributions received in cash from employer	2012-01-31	$0
Income. Dividends from common stock	2012-01-31	$88
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-01-31	$182,121
Contract administrator fees	2012-01-31	$26,941
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-01-31	No
Did the plan have assets held for investment	2012-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-01-31	No
Aggregate proceeds on sale of assets	2012-01-31	$116,652
Aggregate carrying amount (costs) on sale of assets	2012-01-31	$273,053
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-01-31	Disclaimer
Accountancy firm name	2012-01-31	JOHNSON AND SHELDON, P.C.
Accountancy firm EIN	2012-01-31	752569269
2011 : HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-01-31	$745,732
Total unrealized appreciation/depreciation of assets	2011-01-31	$745,732
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-01-31	$0
Total income from all sources (including contributions)	2011-01-31	$595,152
Total loss/gain on sale of assets	2011-01-31	$-151,147
Total of all expenses incurred	2011-01-31	$282,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-01-31	$264,823
Expenses. Certain deemed distributions of participant loans	2011-01-31	$0
Value of total corrective distributions	2011-01-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-01-31	$0
Value of total assets at end of year	2011-01-31	$2,144,109
Value of total assets at beginning of year	2011-01-31	$1,831,380
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-01-31	$17,600
Total interest from all sources	2011-01-31	$567
Total dividends received (eg from common stock, registered investment company shares)	2011-01-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-01-31	No
Administrative expenses professional fees incurred	2011-01-31	$0
Was this plan covered by a fidelity bond	2011-01-31	No
If this is an individual account plan, was there a blackout period	2011-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-01-31	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-01-31	$0
Total non interest bearing cash at end of year	2011-01-31	$105,966
Total non interest bearing cash at beginning of year	2011-01-31	$90,921
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-01-31	No
Value of net income/loss	2011-01-31	$312,729
Value of net assets at end of year (total assets less liabilities)	2011-01-31	$2,144,109
Value of net assets at beginning of year (total assets less liabilities)	2011-01-31	$1,831,380
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-01-31	Yes
Were any loans by the plan or fixed income obligations due to the plan in default	2011-01-31	No
Were any leases to which the plan was party in default or uncollectible	2011-01-31	No
Investment advisory and management fees	2011-01-31	$0
Interest earned on other investments	2011-01-31	$567
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-01-31	$24,795
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-01-31	$12,951
Expenses. Payments to insurance carriers foe the provision of benefits	2011-01-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-01-31	$0
Net investment gain/loss from pooled separate accounts	2011-01-31	$0
Net investment gain or loss from common/collective trusts	2011-01-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-01-31	No
Was there a failure to transmit to the plan any participant contributions	2011-01-31	No
Has the plan failed to provide any benefit when due under the plan	2011-01-31	No
Assets. Invements in employer securities at end of year	2011-01-31	$2,013,348
Assets. Invements in employer securities at beginning of year	2011-01-31	$1,727,508
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-01-31	$264,823
Contract administrator fees	2011-01-31	$17,600
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-01-31	No
Did the plan have assets held for investment	2011-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-01-31	No
Aggregate proceeds on sale of assets	2011-01-31	$319,841
Aggregate carrying amount (costs) on sale of assets	2011-01-31	$470,988
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-01-31	Disclaimer
Accountancy firm name	2011-01-31	JOHNSON AND SHELDON P.C.
Accountancy firm EIN	2011-01-31	752569269
2010 : HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-01-31	$0

Form 5500 Responses for HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN

2016: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-02-01	Type of plan entity	Single employer plan
2016-02-01	Submission has been amended	Yes
2016-02-01	This submission is the final filing	Yes
2016-02-01	Plan funding arrangement – Trust	Yes
2016-02-01	Plan benefit arrangement - Trust	Yes
2015: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-02-01	Type of plan entity	Single employer plan
2015-02-01	Submission has been amended	No
2015-02-01	This submission is the final filing	No
2015-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-02-01	Plan is a collectively bargained plan	No
2015-02-01	Plan funding arrangement – Insurance	Yes
2015-02-01	Plan funding arrangement – Trust	Yes
2015-02-01	Plan benefit arrangement – Insurance	Yes
2015-02-01	Plan benefit arrangement - Trust	Yes
2014: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-02-01	Type of plan entity	Single employer plan
2014-02-01	Submission has been amended	No
2014-02-01	This submission is the final filing	No
2014-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-02-01	Plan is a collectively bargained plan	No
2014-02-01	Plan funding arrangement – Insurance	Yes
2014-02-01	Plan funding arrangement – Trust	Yes
2014-02-01	Plan benefit arrangement – Insurance	Yes
2014-02-01	Plan benefit arrangement - Trust	Yes
2013: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-02-01	Type of plan entity	Single employer plan
2013-02-01	Submission has been amended	No
2013-02-01	This submission is the final filing	No
2013-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-02-01	Plan is a collectively bargained plan	No
2013-02-01	Plan funding arrangement – Insurance	Yes
2013-02-01	Plan funding arrangement – Trust	Yes
2013-02-01	Plan benefit arrangement – Insurance	Yes
2013-02-01	Plan benefit arrangement - Trust	Yes
2012: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-02-01	Type of plan entity	Single employer plan
2012-02-01	Submission has been amended	No
2012-02-01	This submission is the final filing	No
2012-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-02-01	Plan is a collectively bargained plan	No
2012-02-01	Plan funding arrangement – Insurance	Yes
2012-02-01	Plan funding arrangement – Trust	Yes
2012-02-01	Plan benefit arrangement – Insurance	Yes
2012-02-01	Plan benefit arrangement - Trust	Yes
2011: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-02-01	Type of plan entity	Single employer plan
2011-02-01	Submission has been amended	No
2011-02-01	This submission is the final filing	No
2011-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-02-01	Plan is a collectively bargained plan	No
2011-02-01	Plan funding arrangement – Insurance	Yes
2011-02-01	Plan funding arrangement – Trust	Yes
2011-02-01	Plan benefit arrangement – Insurance	Yes
2011-02-01	Plan benefit arrangement - Trust	Yes
2009: HASTINGS ENTERTAINMENT, INC. ASSOCIATES' STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-02-01	Type of plan entity	Single employer plan
2009-02-01	Submission has been amended	No
2009-02-01	This submission is the final filing	No
2009-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-02-01	Plan is a collectively bargained plan	No
2009-02-01	Plan funding arrangement – Insurance	Yes
2009-02-01	Plan funding arrangement – Trust	Yes
2009-02-01	Plan benefit arrangement – Insurance	Yes
2009-02-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60180

Policy instance

Insurance contract or identification number	MR 60180
Number of Individuals Covered	0
Insurance policy start date	2015-02-01
Insurance policy end date	2016-01-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	COMMISSIONS
Insurance broker organization code?	4
Insurance broker name	DCS RETIREMENT GROUP

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60180

Policy instance

Insurance contract or identification number	MR 60180
Number of Individuals Covered	1374
Insurance policy start date	2014-02-01
Insurance policy end date	2015-01-31
Total amount of commissions paid to insurance broker	USD $1,176
Total amount of fees paid to insurance company	USD $168
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,008
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	COMMISSIONS
Insurance broker organization code?	4
Insurance broker name	DCS RETIREMENT GROUP

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60180

Policy instance

Insurance contract or identification number	MR 60180
Number of Individuals Covered	766
Insurance policy start date	2013-02-01
Insurance policy end date	2014-01-31
Total amount of commissions paid to insurance broker	USD $1,932
Total amount of fees paid to insurance company	USD $278
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,722
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	COMMISSIONS
Insurance broker organization code?	4
Insurance broker name	DCS RETIREMENT GROUP

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60180

Policy instance

Insurance contract or identification number	MR 60180
Number of Individuals Covered	2592
Insurance policy start date	2012-02-01
Insurance policy end date	2013-01-31
Total amount of commissions paid to insurance broker	USD $4,230
Total amount of fees paid to insurance company	USD $407
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,540
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	COMMISSIONS
Insurance broker organization code?	4
Insurance broker name	WELLS FARGO ADVISORS INS AGY

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60180

Policy instance

Insurance contract or identification number	MR 60180
Number of Individuals Covered	1216
Insurance policy start date	2011-02-01
Insurance policy end date	2012-01-31
Total amount of commissions paid to insurance broker	USD $64
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60180

Policy instance

Insurance contract or identification number	MR 60180
Number of Individuals Covered	1466
Insurance policy start date	2010-02-01
Insurance policy end date	2011-01-31
Total amount of commissions paid to insurance broker	USD $46
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	HASTINGS ENTERTAINMENT, INC.
Employer identification number (EIN):	751386375
NAIC Classification:	451211
NAIC Description:	Book Stores

Jurisdiction of Incorporation:	Nevada Department of State
Incorporation Date:	2015-02-25
Company Identification Number:	20151121089