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CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 401k Plan overview

Plan NameCAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN
Plan identification number 001

CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAWLEY GILLESPIE & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:CAWLEY GILLESPIE & ASSOCIATES, INC.
Employer identification number (EIN):751411939
NAIC Classification:541330
NAIC Description:Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MARY ANN GIORDANO
0012016-01-01MARY ANN GIORDANO
0012015-01-01MARY ANN GIORDANO
0012014-01-01MARY ANN GIORDANO
0012013-01-01MARY ANN GIORDANO
0012012-01-01MARY ANN GIORDANO
0012011-01-01MARY ANN GIORDANO
0012009-01-01MARY ANN GIORDANO

Plan Statistics for CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN

401k plan membership statisitcs for CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN

Measure Date Value
2022: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0149
Total number of active participants reported on line 7a of the Form 55002022-01-0129
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-0117
Total of all active and inactive participants2022-01-0147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-0148
Number of participants with account balances2022-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0150
Total number of active participants reported on line 7a of the Form 55002021-01-0135
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0113
Total of all active and inactive participants2021-01-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0149
Number of participants with account balances2021-01-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0149
Total number of active participants reported on line 7a of the Form 55002020-01-0131
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-0118
Total of all active and inactive participants2020-01-0150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0150
Number of participants with account balances2020-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0148
Total number of active participants reported on line 7a of the Form 55002019-01-0135
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-0112
Total of all active and inactive participants2019-01-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0149
Number of participants with account balances2019-01-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0153
Total number of active participants reported on line 7a of the Form 55002018-01-0134
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0112
Total of all active and inactive participants2018-01-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0148
Number of participants with account balances2018-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0151
Total number of active participants reported on line 7a of the Form 55002017-01-0136
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0115
Total of all active and inactive participants2017-01-0152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-0153
Number of participants with account balances2017-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0149
Total number of active participants reported on line 7a of the Form 55002016-01-0135
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0115
Total of all active and inactive participants2016-01-0151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0151
Number of participants with account balances2016-01-0151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0147
Total number of active participants reported on line 7a of the Form 55002015-01-0136
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0112
Total of all active and inactive participants2015-01-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0149
Number of participants with account balances2015-01-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0146
Total number of active participants reported on line 7a of the Form 55002014-01-0134
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0112
Total of all active and inactive participants2014-01-0147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0147
Number of participants with account balances2014-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0140
Total number of active participants reported on line 7a of the Form 55002013-01-0134
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0112
Total of all active and inactive participants2013-01-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0146
Number of participants with account balances2013-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0140
Total number of active participants reported on line 7a of the Form 55002012-01-0129
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0111
Total of all active and inactive participants2012-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0140
Number of participants with account balances2012-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0138
Total number of active participants reported on line 7a of the Form 55002011-01-0128
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0112
Total of all active and inactive participants2011-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0140
Number of participants with account balances2011-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0134
Total number of active participants reported on line 7a of the Form 55002009-01-0126
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-019
Total of all active and inactive participants2009-01-0136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0136
Number of participants with account balances2009-01-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN

Measure Date Value
2022 : CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources2022-12-31$-1,894,304
Expenses. Total of all expenses incurred2022-12-31$2,609,420
Benefits paid (including direct rollovers)2022-12-31$2,579,062
Total plan assets at end of year2022-12-31$15,793,951
Total plan assets at beginning of year2022-12-31$20,297,675
Value of fidelity bond covering the plan2022-12-31$500,000
Total contributions received or receivable from participants2022-12-31$462,849
Contributions received from other sources (not participants or employers)2022-12-31$217,361
Other income received2022-12-31$-2,742,502
Net income (gross income less expenses)2022-12-31$-4,503,724
Net plan assets at end of year (total assets less liabilities)2022-12-31$15,793,951
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$20,297,675
Assets. Value of participant loans2022-12-31$167,536
Total contributions received or receivable from employer(s)2022-12-31$167,988
Value of corrective distributions2022-12-31$540
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$29,818
2021 : CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources2021-12-31$3,706,772
Expenses. Total of all expenses incurred2021-12-31$1,868,513
Benefits paid (including direct rollovers)2021-12-31$1,828,365
Total plan assets at end of year2021-12-31$20,297,675
Total plan assets at beginning of year2021-12-31$18,459,416
Value of fidelity bond covering the plan2021-12-31$500,000
Total contributions received or receivable from participants2021-12-31$441,407
Expenses. Other expenses not covered elsewhere2021-12-31$40,148
Contributions received from other sources (not participants or employers)2021-12-31$39,089
Other income received2021-12-31$3,023,565
Net income (gross income less expenses)2021-12-31$1,838,259
Net plan assets at end of year (total assets less liabilities)2021-12-31$20,297,675
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$18,459,416
Assets. Value of participant loans2021-12-31$91,338
Total contributions received or receivable from employer(s)2021-12-31$202,711
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources2020-12-31$2,979,275
Expenses. Total of all expenses incurred2020-12-31$243,017
Benefits paid (including direct rollovers)2020-12-31$233,984
Total plan assets at end of year2020-12-31$18,459,416
Total plan assets at beginning of year2020-12-31$15,723,158
Value of fidelity bond covering the plan2020-12-31$500,000
Total contributions received or receivable from participants2020-12-31$510,168
Expenses. Other expenses not covered elsewhere2020-12-31$9,033
Contributions received from other sources (not participants or employers)2020-12-31$16,684
Other income received2020-12-31$2,243,164
Net income (gross income less expenses)2020-12-31$2,736,258
Net plan assets at end of year (total assets less liabilities)2020-12-31$18,459,416
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$15,723,158
Assets. Value of participant loans2020-12-31$125,715
Total contributions received or receivable from employer(s)2020-12-31$209,259
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources2019-12-31$3,612,357
Expenses. Total of all expenses incurred2019-12-31$607,590
Benefits paid (including direct rollovers)2019-12-31$607,159
Total plan assets at end of year2019-12-31$15,723,158
Total plan assets at beginning of year2019-12-31$12,718,391
Value of fidelity bond covering the plan2019-12-31$500,000
Total contributions received or receivable from participants2019-12-31$539,591
Contributions received from other sources (not participants or employers)2019-12-31$83,948
Other income received2019-12-31$2,791,662
Net income (gross income less expenses)2019-12-31$3,004,767
Net plan assets at end of year (total assets less liabilities)2019-12-31$15,723,158
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$12,718,391
Assets. Value of participant loans2019-12-31$43,811
Total contributions received or receivable from employer(s)2019-12-31$197,156
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$431
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$208,196
Expenses. Total of all expenses incurred2018-12-31$429,864
Benefits paid (including direct rollovers)2018-12-31$429,349
Total plan assets at end of year2018-12-31$12,718,391
Total plan assets at beginning of year2018-12-31$12,940,059
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$575,793
Other income received2018-12-31$-551,787
Net income (gross income less expenses)2018-12-31$-221,668
Net plan assets at end of year (total assets less liabilities)2018-12-31$12,718,391
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$12,940,059
Assets. Value of participant loans2018-12-31$43,829
Total contributions received or receivable from employer(s)2018-12-31$184,190
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$515
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$2,260,256
Expenses. Total of all expenses incurred2017-12-31$549,856
Benefits paid (including direct rollovers)2017-12-31$549,262
Total plan assets at end of year2017-12-31$12,940,059
Total plan assets at beginning of year2017-12-31$11,229,659
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$515,476
Expenses. Other expenses not covered elsewhere2017-12-31$594
Contributions received from other sources (not participants or employers)2017-12-31$17,542
Other income received2017-12-31$1,542,514
Net income (gross income less expenses)2017-12-31$1,710,400
Net plan assets at end of year (total assets less liabilities)2017-12-31$12,940,059
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$11,229,659
Assets. Value of participant loans2017-12-31$64,786
Total contributions received or receivable from employer(s)2017-12-31$184,724
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$1,451,794
Expenses. Total of all expenses incurred2016-12-31$915,433
Benefits paid (including direct rollovers)2016-12-31$914,939
Total plan assets at end of year2016-12-31$11,229,659
Total plan assets at beginning of year2016-12-31$10,693,298
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$477,988
Other income received2016-12-31$786,113
Net income (gross income less expenses)2016-12-31$536,361
Net plan assets at end of year (total assets less liabilities)2016-12-31$11,229,659
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$10,693,298
Assets. Value of participant loans2016-12-31$66,309
Total contributions received or receivable from employer(s)2016-12-31$187,693
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$494
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$533,799
Expenses. Total of all expenses incurred2015-12-31$138,923
Benefits paid (including direct rollovers)2015-12-31$138,443
Total plan assets at end of year2015-12-31$10,693,298
Total plan assets at beginning of year2015-12-31$10,298,422
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$534,701
Expenses. Other expenses not covered elsewhere2015-12-31$480
Contributions received from other sources (not participants or employers)2015-12-31$5,824
Other income received2015-12-31$-163,957
Net income (gross income less expenses)2015-12-31$394,876
Net plan assets at end of year (total assets less liabilities)2015-12-31$10,693,298
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$10,298,422
Assets. Value of participant loans2015-12-31$77,874
Total contributions received or receivable from employer(s)2015-12-31$157,231
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$9,000
Total income from all sources2014-12-31$1,384,066
Expenses. Total of all expenses incurred2014-12-31$806,828
Benefits paid (including direct rollovers)2014-12-31$806,497
Total plan assets at end of year2014-12-31$10,298,422
Total plan assets at beginning of year2014-12-31$9,712,184
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$401,368
Expenses. Other expenses not covered elsewhere2014-12-31$331
Contributions received from other sources (not participants or employers)2014-12-31$6,390
Other income received2014-12-31$738,698
Net income (gross income less expenses)2014-12-31$577,238
Net plan assets at end of year (total assets less liabilities)2014-12-31$10,298,422
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$9,712,184
Assets. Value of participant loans2014-12-31$86,892
Total contributions received or receivable from employer(s)2014-12-31$237,610
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$23,500
Total income from all sources2013-12-31$2,082,302
Expenses. Total of all expenses incurred2013-12-31$1,539
Benefits paid (including direct rollovers)2013-12-31$1,239
Total plan assets at end of year2013-12-31$9,712,184
Total plan assets at beginning of year2013-12-31$7,607,921
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$385,062
Expenses. Other expenses not covered elsewhere2013-12-31$300
Other income received2013-12-31$1,495,995
Net income (gross income less expenses)2013-12-31$2,080,763
Net plan assets at end of year (total assets less liabilities)2013-12-31$9,712,184
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$7,607,921
Assets. Value of participant loans2013-12-31$95,060
Total contributions received or receivable from employer(s)2013-12-31$201,245
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$1,322,804
Expenses. Total of all expenses incurred2012-12-31$257,926
Benefits paid (including direct rollovers)2012-12-31$257,601
Total plan assets at end of year2012-12-31$7,607,921
Total plan assets at beginning of year2012-12-31$6,543,043
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$336,406
Expenses. Other expenses not covered elsewhere2012-12-31$325
Other income received2012-12-31$881,501
Net income (gross income less expenses)2012-12-31$1,064,878
Net plan assets at end of year (total assets less liabilities)2012-12-31$7,607,921
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$6,543,043
Assets. Value of participant loans2012-12-31$61,647
Total contributions received or receivable from employer(s)2012-12-31$104,897
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$145,200
Total income from all sources2011-12-31$501,356
Expenses. Total of all expenses incurred2011-12-31$577,008
Benefits paid (including direct rollovers)2011-12-31$576,733
Total plan assets at end of year2011-12-31$6,543,043
Total plan assets at beginning of year2011-12-31$6,473,495
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$312,695
Other income received2011-12-31$98,088
Net income (gross income less expenses)2011-12-31$-75,652
Net plan assets at end of year (total assets less liabilities)2011-12-31$6,543,043
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$6,473,495
Assets. Value of participant loans2011-12-31$67,869
Total contributions received or receivable from employer(s)2011-12-31$90,573
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$275
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$1,220,306
Expenses. Total of all expenses incurred2010-12-31$131,083
Benefits paid (including direct rollovers)2010-12-31$128,983
Total plan assets at end of year2010-12-31$6,473,495
Total plan assets at beginning of year2010-12-31$5,384,272
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$293,632
Other income received2010-12-31$825,901
Net income (gross income less expenses)2010-12-31$1,089,223
Net plan assets at end of year (total assets less liabilities)2010-12-31$6,473,495
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$5,384,272
Assets. Value of participant loans2010-12-31$68,971
Total contributions received or receivable from employer(s)2010-12-31$100,773
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$2,100
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN

2022: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CAWLEY GILLESPIE & ASSOCIATES, INC. EMPLOYEE PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberQK61247
Policy instance 2
Insurance contract or identification numberQK61247
Number of Individuals Covered48
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK61247
Policy instance 1
Insurance contract or identification numberQK61247
Number of Individuals Covered48
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberQK61247
Policy instance 2
Insurance contract or identification numberQK61247
Number of Individuals Covered49
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK61247
Policy instance 1
Insurance contract or identification numberQK61247
Number of Individuals Covered49
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberQK61247
Policy instance 2
Insurance contract or identification numberQK61247
Number of Individuals Covered50
Insurance policy start date2020-05-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK61247
Policy instance 1
Insurance contract or identification numberQK61247
Number of Individuals Covered50
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK61247
Policy instance 1
Insurance contract or identification numberQK61247
Number of Individuals Covered49
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $26
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK61247
Policy instance 1
Insurance contract or identification numberQK61247
Number of Individuals Covered48
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $28
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK61247
Policy instance 1
Insurance contract or identification numberQK61247
Number of Individuals Covered50
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK61247
Policy instance 1
Insurance contract or identification numberQK61247
Number of Individuals Covered49
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $80
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $80
Insurance broker nameNFP ADVISORY SERVICES LLC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK61247
Policy instance 1
Insurance contract or identification numberQK61247
Number of Individuals Covered46
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK61247
Policy instance 1
Insurance contract or identification numberQK61247
Number of Individuals Covered46
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $83
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $83
Insurance broker organization code?3
Insurance broker nameFINANCIAL TELESIS, INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK61247
Policy instance 1
Insurance contract or identification numberQK61247
Number of Individuals Covered40
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $95
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7
Insurance broker organization code?3
Insurance broker nameFINANCIAL TELESIS, INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK61247
Policy instance 1
Insurance contract or identification numberQK61247
Number of Individuals Covered40
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $79
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberQK61247
Policy instance 1
Insurance contract or identification numberQK61247
Number of Individuals Covered36
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $80
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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