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SHIPPERS WAREHOUSE, INC. 401(K) PLAN 401k Plan overview

Plan NameSHIPPERS WAREHOUSE, INC. 401(K) PLAN
Plan identification number 001

SHIPPERS WAREHOUSE, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SHIPPERS WAREHOUSE, INC. has sponsored the creation of one or more 401k plans.

Company Name:SHIPPERS WAREHOUSE, INC.
Employer identification number (EIN):751535048
NAIC Classification:493100

Additional information about SHIPPERS WAREHOUSE, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1977-01-31
Company Identification Number: 0039764300
Legal Registered Office Address: 1133 HEMLOCK DR

DESOTO
United States of America (USA)
75115

More information about SHIPPERS WAREHOUSE, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHIPPERS WAREHOUSE, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CORY ALDRICH
0012016-01-01ARASELY VALDEZ
0012015-01-01ARASELY VALDEZ
0012014-01-01RICK JONES
0012013-01-01RICK JONES
0012012-01-01JAMES R. JONES
0012011-01-01RICK JONES
0012009-01-01J RICHARD JONES

Plan Statistics for SHIPPERS WAREHOUSE, INC. 401(K) PLAN

401k plan membership statisitcs for SHIPPERS WAREHOUSE, INC. 401(K) PLAN

Measure Date Value
2022: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01658
Total number of active participants reported on line 7a of the Form 55002022-01-01347
Number of retired or separated participants receiving benefits2022-01-0186
Number of other retired or separated participants entitled to future benefits2022-01-01164
Total of all active and inactive participants2022-01-01597
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01597
Number of participants with account balances2022-01-01597
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01182
2021: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01658
Total number of active participants reported on line 7a of the Form 55002021-01-01503
Number of retired or separated participants receiving benefits2021-01-0116
Number of other retired or separated participants entitled to future benefits2021-01-01139
Total of all active and inactive participants2021-01-01658
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01658
Number of participants with account balances2021-01-01635
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01139
2020: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01685
Total number of active participants reported on line 7a of the Form 55002020-01-01562
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-0194
Total of all active and inactive participants2020-01-01658
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01658
Number of participants with account balances2020-01-01626
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0185
2019: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01644
Total number of active participants reported on line 7a of the Form 55002019-01-01526
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01110
Total of all active and inactive participants2019-01-01636
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01636
Number of participants with account balances2019-01-01590
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0145
2018: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01567
Total number of active participants reported on line 7a of the Form 55002018-01-01464
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01174
Total of all active and inactive participants2018-01-01638
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01638
Number of participants with account balances2018-01-01548
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0198
2017: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01598
Total number of active participants reported on line 7a of the Form 55002017-01-01436
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01127
Total of all active and inactive participants2017-01-01563
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01563
Number of participants with account balances2017-01-01445
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0174
2016: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01550
Total number of active participants reported on line 7a of the Form 55002016-01-01522
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-0163
Total of all active and inactive participants2016-01-01588
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01588
Number of participants with account balances2016-01-01407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0131
2015: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01490
Total number of active participants reported on line 7a of the Form 55002015-01-01482
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0155
Total of all active and inactive participants2015-01-01537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01537
Number of participants with account balances2015-01-01258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01464
Total number of active participants reported on line 7a of the Form 55002014-01-01426
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0157
Total of all active and inactive participants2014-01-01483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01483
Number of participants with account balances2014-01-01287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01446
Total number of active participants reported on line 7a of the Form 55002013-01-01387
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0147
Total of all active and inactive participants2013-01-01434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01434
Number of participants with account balances2013-01-01300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01348
Total number of active participants reported on line 7a of the Form 55002012-01-01393
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0140
Total of all active and inactive participants2012-01-01433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01433
Number of participants with account balances2012-01-01203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01250
Total number of active participants reported on line 7a of the Form 55002011-01-01302
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0143
Total of all active and inactive participants2011-01-01345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01345
Number of participants with account balances2011-01-01205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01288
Total number of active participants reported on line 7a of the Form 55002009-01-01280
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0145
Total of all active and inactive participants2009-01-01325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01325
Number of participants with account balances2009-01-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SHIPPERS WAREHOUSE, INC. 401(K) PLAN

Measure Date Value
2022 : SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-386,164
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,758,487
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,625,593
Expenses. Certain deemed distributions of participant loans2022-12-31$29,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,095,112
Value of total assets at end of year2022-12-31$7,512,680
Value of total assets at beginning of year2022-12-31$9,657,331
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$103,170
Total interest from all sources2022-12-31$18,978
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$190,139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$190,139
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$994,697
Participant contributions at end of year2022-12-31$180,002
Participant contributions at beginning of year2022-12-31$220,366
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$99,641
Other income not declared elsewhere2022-12-31$15,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,144,651
Value of net assets at end of year (total assets less liabilities)2022-12-31$7,512,680
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$9,657,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$32,700
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$6,839,553
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$9,224,285
Value of interest in pooled separate accounts at end of year2022-12-31$20,012
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$12,002
Interest earned on other investments2022-12-31$6,976
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$473,113
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$212,680
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,705,610
Net investment gain/loss from pooled separate accounts2022-12-31$217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,625,593
Contract administrator fees2022-12-31$70,470
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY US, LLP.
Accountancy firm EIN2022-12-31390859910
2021 : SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,896,110
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,789,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,651,986
Expenses. Certain deemed distributions of participant loans2021-12-31$23,433
Value of total corrective distributions2021-12-31$5,494
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,863,403
Value of total assets at end of year2021-12-31$9,657,331
Value of total assets at beginning of year2021-12-31$8,550,511
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$108,377
Total interest from all sources2021-12-31$17,006
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,151,065
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,151,065
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,141,772
Participant contributions at end of year2021-12-31$220,366
Participant contributions at beginning of year2021-12-31$230,255
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$216,107
Other income not declared elsewhere2021-12-31$14,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,106,820
Value of net assets at end of year (total assets less liabilities)2021-12-31$9,657,331
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$8,550,511
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$40,030
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$9,224,285
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$8,081,151
Interest on participant loans2021-12-31$11,909
Interest earned on other investments2021-12-31$5,097
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$212,680
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$239,105
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$-149,364
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$505,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,651,986
Contract administrator fees2021-12-31$68,347
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP.
Accountancy firm EIN2021-12-31390859910
2020 : SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,836,975
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$958,347
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$898,171
Expenses. Certain deemed distributions of participant loans2020-12-31$23
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,737,495
Value of total assets at end of year2020-12-31$8,550,511
Value of total assets at beginning of year2020-12-31$6,671,883
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$60,153
Total interest from all sources2020-12-31$20,035
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$276,741
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$276,741
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,008,495
Participant contributions at end of year2020-12-31$230,255
Participant contributions at beginning of year2020-12-31$229,384
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$121,473
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$199,509
Other income not declared elsewhere2020-12-31$12,098
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,878,628
Value of net assets at end of year (total assets less liabilities)2020-12-31$8,550,511
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,671,883
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$14,350
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$8,081,151
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,046,457
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$15,939
Interest earned on other investments2020-12-31$4,096
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$239,105
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$193,149
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$790,561
Net investment gain/loss from pooled separate accounts2020-12-31$45
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$529,491
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$81,420
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$898,171
Contract administrator fees2020-12-31$45,803
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP.
Accountancy firm EIN2020-12-31390859910
2019 : SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,318,275
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$913,881
Total of all expenses incurred2019-12-31$913,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$855,637
Expenses. Certain deemed distributions of participant loans2019-12-31$5,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,206,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,206,766
Value of total assets at end of year2019-12-31$6,671,883
Value of total assets at end of year2019-12-31$6,671,883
Value of total assets at beginning of year2019-12-31$5,267,489
Value of total assets at beginning of year2019-12-31$5,267,489
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$53,182
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$53,182
Total interest from all sources2019-12-31$12,096
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$167,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$167,792
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$777,857
Contributions received from participants2019-12-31$777,857
Participant contributions at end of year2019-12-31$229,384
Participant contributions at beginning of year2019-12-31$224,234
Participant contributions at end of year2019-12-31$121,473
Participant contributions at beginning of year2019-12-31$15,264
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,404,394
Value of net income/loss2019-12-31$1,404,394
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,671,883
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,671,883
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,267,489
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,046,457
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,046,457
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,020,240
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,020,240
Interest on participant loans2019-12-31$11,573
Interest on participant loans2019-12-31$11,573
Interest earned on other investments2019-12-31$523
Interest earned on other investments2019-12-31$523
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$193,149
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$193,149
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$931,621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$428,909
Contributions received in cash from employer2019-12-31$428,909
Employer contributions (assets) at end of year2019-12-31$81,420
Employer contributions (assets) at beginning of year2019-12-31$7,751
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$855,637
Contract administrator fees2019-12-31$53,182
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER TILLY, US LLP
Accountancy firm name2019-12-31BAKER TILLY, US LLP
Accountancy firm EIN2019-12-31390859910
Accountancy firm EIN2019-12-31390859910
2018 : SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$661,184
Total of all expenses incurred2018-12-31$856,710
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$804,031
Expenses. Certain deemed distributions of participant loans2018-12-31$223
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$977,611
Value of total assets at end of year2018-12-31$5,267,489
Value of total assets at beginning of year2018-12-31$5,463,015
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$52,456
Total interest from all sources2018-12-31$13,576
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$300,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$646,249
Participant contributions at end of year2018-12-31$224,234
Participant contributions at beginning of year2018-12-31$253,009
Participant contributions at end of year2018-12-31$15,264
Participant contributions at beginning of year2018-12-31$22,065
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$11,491
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Administrative expenses (other) incurred2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-195,526
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,267,489
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,463,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$5,176,310
Value of interest in pooled separate accounts at end of year2018-12-31$5,020,240
Interest on participant loans2018-12-31$13,576
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$-330,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$319,871
Employer contributions (assets) at end of year2018-12-31$7,751
Employer contributions (assets) at beginning of year2018-12-31$11,631
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$804,031
Contract administrator fees2018-12-31$52,456
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,696,333
Total of all expenses incurred2017-12-31$1,243,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,191,548
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$974,458
Value of total assets at end of year2017-12-31$5,463,015
Value of total assets at beginning of year2017-12-31$5,010,276
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$52,046
Total interest from all sources2017-12-31$11,263
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$589,287
Participant contributions at end of year2017-12-31$253,009
Participant contributions at beginning of year2017-12-31$245,850
Participant contributions at end of year2017-12-31$22,065
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$122,535
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$452,739
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,463,015
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,010,276
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,176,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,764,426
Interest on participant loans2017-12-31$11,263
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$710,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$262,636
Employer contributions (assets) at end of year2017-12-31$11,631
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,191,548
Contract administrator fees2017-12-31$52,046
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,282,933
Total of all expenses incurred2016-12-31$416,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$388,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$868,603
Value of total assets at end of year2016-12-31$5,010,276
Value of total assets at beginning of year2016-12-31$4,143,490
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$27,577
Total interest from all sources2016-12-31$9,023
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$516,535
Participant contributions at end of year2016-12-31$245,850
Participant contributions at beginning of year2016-12-31$242,273
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$112,053
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$866,786
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,010,276
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,143,490
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,764,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,748,343
Interest on participant loans2016-12-31$9,023
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$152,874
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$152,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$405,307
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$240,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$388,570
Contract administrator fees2016-12-31$27,577
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590
2015 : SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$287,462
Total of all expenses incurred2015-12-31$897,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$863,430
Value of total corrective distributions2015-12-31$8,893
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$318,050
Value of total assets at end of year2015-12-31$4,143,490
Value of total assets at beginning of year2015-12-31$4,753,564
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$25,213
Total interest from all sources2015-12-31$8,858
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$147,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$147,438
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$318,050
Participant contributions at end of year2015-12-31$242,273
Participant contributions at beginning of year2015-12-31$247,413
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-610,074
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,143,490
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,753,564
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,748,343
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,358,039
Interest on participant loans2015-12-31$8,858
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$152,874
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$148,112
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$148,112
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-186,884
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$863,430
Contract administrator fees2015-12-31$25,213
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SALMON SIMS THOMAS
Accountancy firm EIN2015-12-31050568611
2014 : SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$718,900
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$329,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$293,829
Value of total corrective distributions2014-12-31$14,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$427,107
Value of total assets at end of year2014-12-31$4,753,564
Value of total assets at beginning of year2014-12-31$4,364,087
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$21,334
Total interest from all sources2014-12-31$9,278
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$86,039
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$86,039
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$332,207
Participant contributions at end of year2014-12-31$247,413
Participant contributions at beginning of year2014-12-31$173,655
Participant contributions at beginning of year2014-12-31$851
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$94,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$389,477
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,753,564
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,364,087
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,358,039
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,023,903
Interest on participant loans2014-12-31$8,440
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$148,112
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$165,678
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$165,678
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$838
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$196,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$293,829
Contract administrator fees2014-12-31$21,334
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SALMON SIMS THOMAS
Accountancy firm EIN2014-12-31050568611
2013 : SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$962,714
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$175,694
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$133,808
Value of total corrective distributions2013-12-31$19,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$338,816
Value of total assets at end of year2013-12-31$4,364,087
Value of total assets at beginning of year2013-12-31$3,577,067
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$22,689
Total interest from all sources2013-12-31$7,228
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$71,017
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$71,017
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$329,352
Participant contributions at end of year2013-12-31$173,655
Participant contributions at beginning of year2013-12-31$166,909
Participant contributions at end of year2013-12-31$851
Participant contributions at beginning of year2013-12-31$5,394
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$9,464
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$787,020
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,364,087
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,577,067
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,023,903
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,208,425
Interest on participant loans2013-12-31$6,427
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$165,678
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$196,339
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$196,339
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$801
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$545,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$133,808
Contract administrator fees2013-12-31$22,689
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SALMON SIMS THOMAS
Accountancy firm EIN2013-12-31050568611
2012 : SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$651,360
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$326,847
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$309,654
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$272,104
Value of total assets at end of year2012-12-31$3,577,067
Value of total assets at beginning of year2012-12-31$3,252,554
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$17,193
Total interest from all sources2012-12-31$8,702
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$72,905
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$72,905
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$254,979
Participant contributions at end of year2012-12-31$166,909
Participant contributions at beginning of year2012-12-31$210,202
Participant contributions at end of year2012-12-31$5,394
Participant contributions at beginning of year2012-12-31$5,509
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$17,125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$324,513
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,577,067
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,252,554
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,208,425
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,815,879
Interest on participant loans2012-12-31$7,484
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$196,339
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$220,964
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$220,964
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,218
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$297,649
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$309,654
Contract administrator fees2012-12-31$17,193
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SALMON SIMS THOMAS
Accountancy firm EIN2012-12-31050568611
2011 : SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$203,490
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$562,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$552,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$254,981
Value of total assets at end of year2011-12-31$3,252,554
Value of total assets at beginning of year2011-12-31$3,611,652
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$10,227
Total interest from all sources2011-12-31$12,769
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$63,073
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$63,073
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$254,981
Participant contributions at end of year2011-12-31$210,202
Participant contributions at beginning of year2011-12-31$259,636
Participant contributions at end of year2011-12-31$5,509
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$3,352,016
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-359,098
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,252,554
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,611,652
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,815,879
Interest on participant loans2011-12-31$11,248
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$220,964
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,521
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-127,333
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$552,361
Contract administrator fees2011-12-31$10,227
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SALMON SIMS THOMAS
Accountancy firm EIN2011-12-31050568611
2010 : SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$662,605
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$231,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$227,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$286,003
Value of total assets at end of year2010-12-31$3,611,652
Value of total assets at beginning of year2010-12-31$3,180,320
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,660
Total interest from all sources2010-12-31$13,318
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$252,481
Participant contributions at end of year2010-12-31$259,636
Participant contributions at beginning of year2010-12-31$255,900
Participant contributions at beginning of year2010-12-31$15,576
Assets. Other investments not covered elsewhere at end of year2010-12-31$3,352,016
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$33,522
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$431,332
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,611,652
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,180,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,908,844
Interest on participant loans2010-12-31$13,318
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$363,284
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$227,613
Contract administrator fees2010-12-31$3,660
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SALMON, SIMS, THOMAS & ASSOCIATES P
Accountancy firm EIN2010-12-31050568611
2009 : SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SHIPPERS WAREHOUSE, INC. 401(K) PLAN

2022: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SHIPPERS WAREHOUSE, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number89613400087
Policy instance 1
Insurance contract or identification number89613400087
Number of Individuals Covered19
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number89613400087
Policy instance 1
Insurance contract or identification number89613400087
Number of Individuals Covered20
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number89613400087
Policy instance 1
Insurance contract or identification number89613400087
Number of Individuals Covered21
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512545-000
Policy instance 1
Insurance contract or identification number512545-000
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-11-27
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,714
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2714
Additional information about fees paid to insurance brokerFEES PAID
Insurance broker organization code?5
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number89613400087
Policy instance 2
Insurance contract or identification number89613400087
Number of Individuals Covered16
Insurance policy start date2019-11-27
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512545-000
Policy instance 1
Insurance contract or identification number512545-000
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of fees paid to insurance companyUSD $2,642
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2642
Insurance broker organization code?5
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512545-000
Policy instance 1
Insurance contract or identification number512545-000
Number of Individuals Covered445
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of fees paid to insurance companyUSD $2,779
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2779
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
Insurance broker nameNOVA 401(K) ASSOCIATES LP
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number999045
Policy instance 1
Insurance contract or identification number999045
Number of Individuals Covered242
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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