401k Plan data: H M DUNN CO INC 401(K) PLAN plan

H M DUNN CO INC 401(K) PLAN 401k Plan overview

Plan Name	H M DUNN CO INC 401(K) PLAN
Plan identification number	001

H M DUNN CO INC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

H. M. DUNN COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: H. M. DUNN COMPANY, INC.

Employer identification number (EIN): 751723001

NAIC Classification: 336410

Additional information about H. M. DUNN COMPANY, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 5017771

More information about H. M. DUNN COMPANY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan H M DUNN CO INC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 MONA MARTIN MONA MARTIN 2014-07-31
001 2012-01-01 AHILA MAHESWARAN
001 2011-01-01 AHILA MAHESWARAN
001 2010-01-01 JAMES E. FULTZ JAMES E. FULTZ 2011-10-17
001 2009-01-01 JAMES E. FULTZ JAMES E. FULTZ 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	MONA MARTIN	MONA MARTIN	2014-07-31
001	2012-01-01	AHILA MAHESWARAN
001	2011-01-01	AHILA MAHESWARAN
001	2010-01-01	JAMES E. FULTZ	JAMES E. FULTZ	2011-10-17
001	2009-01-01	JAMES E. FULTZ	JAMES E. FULTZ	2010-10-13

Plan Statistics for H M DUNN CO INC 401(K) PLAN

401k plan membership statisitcs for H M DUNN CO INC 401(K) PLAN

Measure Date Value
2013: H M DUNN CO INC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 441
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 446
Number of retired or separated participants receiving benefits 2013-01-01 5
Number of other retired or separated participants entitled to future benefits 2013-01-01 18
Total of all active and inactive participants 2013-01-01 469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 469
Number of participants with account balances 2013-01-01 258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: H M DUNN CO INC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 423
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 451
Number of retired or separated participants receiving benefits 2012-01-01 2
Number of other retired or separated participants entitled to future benefits 2012-01-01 10
Total of all active and inactive participants 2012-01-01 463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 463
Number of participants with account balances 2012-01-01 239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: H M DUNN CO INC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 182
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 410
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 5
Total of all active and inactive participants 2011-01-01 415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 415
Number of participants with account balances 2011-01-01 67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: H M DUNN CO INC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 194
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 173
Number of retired or separated participants receiving benefits 2010-01-01 2
Number of other retired or separated participants entitled to future benefits 2010-01-01 8
Total of all active and inactive participants 2010-01-01 183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 183
Number of participants with account balances 2010-01-01 62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: H M DUNN CO INC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 182
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 184
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 9
Total of all active and inactive participants 2009-01-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 195
Number of participants with account balances 2009-01-01 67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: H M DUNN CO INC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	441
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	446
Number of retired or separated participants receiving benefits	2013-01-01	5
Number of other retired or separated participants entitled to future benefits	2013-01-01	18
Total of all active and inactive participants	2013-01-01	469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	469
Number of participants with account balances	2013-01-01	258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: H M DUNN CO INC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	423
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	451
Number of retired or separated participants receiving benefits	2012-01-01	2
Number of other retired or separated participants entitled to future benefits	2012-01-01	10
Total of all active and inactive participants	2012-01-01	463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	463
Number of participants with account balances	2012-01-01	239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: H M DUNN CO INC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	182
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	410
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	5
Total of all active and inactive participants	2011-01-01	415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	415
Number of participants with account balances	2011-01-01	67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: H M DUNN CO INC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	194
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	173
Number of retired or separated participants receiving benefits	2010-01-01	2
Number of other retired or separated participants entitled to future benefits	2010-01-01	8
Total of all active and inactive participants	2010-01-01	183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	183
Number of participants with account balances	2010-01-01	62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: H M DUNN CO INC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	182
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	184
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	9
Total of all active and inactive participants	2009-01-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	195
Number of participants with account balances	2009-01-01	67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on H M DUNN CO INC 401(K) PLAN

Measure	Date	Value
2013 : H M DUNN CO INC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$2,115
Total income from all sources (including contributions)	2013-12-31	$1,925,236
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$635,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$623,539
Value of total corrective distributions	2013-12-31	$235
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$907,979
Value of total assets at end of year	2013-12-31	$9,561,687
Value of total assets at beginning of year	2013-12-31	$8,273,737
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$11,397
Total interest from all sources	2013-12-31	$74,363
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$811,073
Participant contributions at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$96,906
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$12,851
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$12,851
Assets. Loans (other than to participants) at end of year	2013-12-31	$313,190
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$346,828
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$2,115
Other income not declared elsewhere	2013-12-31	$7,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,290,065
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$9,561,687
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$8,271,622
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$92
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$0
Value of interest in pooled separate accounts at end of year	2013-12-31	$7,463,039
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$6,194,848
Interest on participant loans	2013-12-31	$15,380
Interest earned on other investments	2013-12-31	$58,983
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$2,494
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$2,494
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,772,607
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,716,716
Net investment gain/loss from pooled separate accounts	2013-12-31	$935,269
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$623,539
Contract administrator fees	2013-12-31	$11,305
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2013-12-31	431947695
2012 : H M DUNN CO INC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$5,669,704
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$2,115
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,704,252
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$919,855
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$916,593
Value of total corrective distributions	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,222,810
Value of total assets at end of year	2012-12-31	$8,273,737
Value of total assets at beginning of year	2012-12-31	$1,817,521
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,262
Total interest from all sources	2012-12-31	$65,075
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$753,565
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$4,534
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$468,853
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$12,851
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$12,459
Assets. Loans (other than to participants) at end of year	2012-12-31	$346,828
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$2,115
Other income not declared elsewhere	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$784,397
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$8,271,622
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,817,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$0
Value of interest in pooled separate accounts at end of year	2012-12-31	$6,194,848
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$1,020,507
Interest on participant loans	2012-12-31	$13,150
Interest earned on other investments	2012-12-31	$51,925
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$2,494
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,716,716
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$780,021
Net investment gain/loss from pooled separate accounts	2012-12-31	$416,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$392
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$916,593
Contract administrator fees	2012-12-31	$3,262
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MCGLADREY LLP
Accountancy firm EIN	2012-12-31	420714325
2011 : H M DUNN CO INC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$302,818
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$179,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$179,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$233,469
Value of total assets at end of year	2011-12-31	$1,801,111
Value of total assets at beginning of year	2011-12-31	$1,677,681
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$376
Total interest from all sources	2011-12-31	$24,301
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$227,334
Participant contributions at end of year	2011-12-31	$30
Participant contributions at beginning of year	2011-12-31	$6,319
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$6,135
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$553
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$553
Other income not declared elsewhere	2011-12-31	$61,632
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$123,430
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,801,111
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,677,681
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$1
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$699,592
Value of interest in pooled separate accounts at end of year	2011-12-31	$1,020,507
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$0
Interest earned on other investments	2011-12-31	$24,327
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$5,691
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$5,691
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$-26
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$780,021
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$965,526
Net investment gain/loss from pooled separate accounts	2011-12-31	$-16,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$179,012
Contract administrator fees	2011-12-31	$375
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	WEAVER & TIDWELL, LLP
Accountancy firm EIN	2011-12-31	750786316
2010 : H M DUNN CO INC 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$101,739
Total unrealized appreciation/depreciation of assets	2010-12-31	$101,739
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$290,602
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$248,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$246,572
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$188,863
Value of total assets at end of year	2010-12-31	$1,677,681
Value of total assets at beginning of year	2010-12-31	$1,635,308
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,657
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$188,863
Participant contributions at end of year	2010-12-31	$6,319
Participant contributions at beginning of year	2010-12-31	$7,390
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$553
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$553
Administrative expenses (other) incurred	2010-12-31	$1,657
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$42,373
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,677,681
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,635,308
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$699,592
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$591,555
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$5,691
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$5,911
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$5,911
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$965,526
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1,029,899
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$246,572
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	WEAVER & TIDWELL, LLP
Accountancy firm EIN	2010-12-31	750786316
2009 : H M DUNN CO INC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for H M DUNN CO INC 401(K) PLAN

2013: H M DUNN CO INC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: H M DUNN CO INC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: H M DUNN CO INC 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: H M DUNN CO INC 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: H M DUNN CO INC 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	H. M. DUNN COMPANY, INC.
Employer identification number (EIN):	751723001
NAIC Classification:	336410

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	5017771