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HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 401k Plan overview

Plan NameHOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN
Plan identification number 002

HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HOUSTON GENERAL INSURANCE COMPANY has sponsored the creation of one or more 401k plans.

Company Name:HOUSTON GENERAL INSURANCE COMPANY
Employer identification number (EIN):751728967
NAIC Classification:524150

Additional information about HOUSTON GENERAL INSURANCE COMPANY

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number: 603610

More information about HOUSTON GENERAL INSURANCE COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022011-01-01SHOLOM FINE
0022009-01-01SHOLOM FINE
0022009-01-01SHOLOM FINE
0022008-01-01SHOLOM FINE
0022006-01-01SHOLOM FINE
0022005-01-01SHOLOM FINE
0022004-01-01SHOLOM FINE
0022003-01-01SHOLOM FINE
0022001-01-01SHOLOM FINE

Plan Statistics for HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN

401k plan membership statisitcs for HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN

Measure Date Value
2011: HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01293
Total number of active participants reported on line 7a of the Form 55002011-01-010
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01293
Total of all active and inactive participants2011-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01293
Number of participants with account balances2011-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01293
Total number of active participants reported on line 7a of the Form 55002009-01-010
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01293
Total of all active and inactive participants2009-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01293
Number of participants with account balances2009-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2008: HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-01293
Total number of active participants reported on line 7a of the Form 55002008-01-010
Number of retired or separated participants receiving benefits2008-01-010
Number of other retired or separated participants entitled to future benefits2008-01-01293
Total of all active and inactive participants2008-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-010
Total participants2008-01-01293
Number of participants with account balances2008-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-010
2006: HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2006 401k membership
Total participants, beginning-of-year2006-01-01293
Total number of active participants reported on line 7a of the Form 55002006-01-010
Number of retired or separated participants receiving benefits2006-01-010
Number of other retired or separated participants entitled to future benefits2006-01-01293
Total of all active and inactive participants2006-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2006-01-010
Total participants2006-01-01293
Number of participants with account balances2006-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2006-01-010
2005: HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2005 401k membership
Total participants, beginning-of-year2005-01-01293
Total number of active participants reported on line 7a of the Form 55002005-01-010
Number of retired or separated participants receiving benefits2005-01-010
Number of other retired or separated participants entitled to future benefits2005-01-01293
Total of all active and inactive participants2005-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2005-01-010
Total participants2005-01-01293
Number of participants with account balances2005-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2005-01-010
2004: HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2004 401k membership
Total participants, beginning-of-year2004-01-01293
Total number of active participants reported on line 7a of the Form 55002004-01-010
Number of retired or separated participants receiving benefits2004-01-010
Number of other retired or separated participants entitled to future benefits2004-01-01293
Total of all active and inactive participants2004-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2004-01-010
Total participants2004-01-01293
Number of participants with account balances2004-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2004-01-010
2003: HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2003 401k membership
Total participants, beginning-of-year2003-01-01293
Total number of active participants reported on line 7a of the Form 55002003-01-010
Number of retired or separated participants receiving benefits2003-01-010
Number of other retired or separated participants entitled to future benefits2003-01-01293
Total of all active and inactive participants2003-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2003-01-010
Total participants2003-01-01293
Number of participants with account balances2003-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2003-01-010
2001: HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2001 401k membership
Total participants, beginning-of-year2001-01-017
Total number of active participants reported on line 7a of the Form 55002001-01-010
Number of retired or separated participants receiving benefits2001-01-010
Number of other retired or separated participants entitled to future benefits2001-01-01293
Total of all active and inactive participants2001-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2001-01-010
Total participants2001-01-01293
Number of participants with account balances2001-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2001-01-010

Financial Data on HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN

Measure Date Value
2011 : HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$15,998
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$5,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,760
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$0
Value of total assets at end of year2011-12-31$621,373
Value of total assets at beginning of year2011-12-31$611,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$11,981
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31Yes
Amount of non-exempt transactions with any party-in-interest2011-12-31$7,192
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$8,843
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$9,192
Other income not declared elsewhere2011-12-31$-349
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$10,238
Value of net assets at end of year (total assets less liabilities)2011-12-31$621,373
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$611,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$578,213
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$568,627
Interest earned on other investments2011-12-31$11,981
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$34,317
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$33,316
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$4,366
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,760
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2011-12-31134008324
2010 : HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$65,527
Value of total assets at end of year2010-12-31$611,135
Value of total assets at beginning of year2010-12-31$545,608
Total interest from all sources2010-12-31$12,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31Yes
Amount of non-exempt transactions with any party-in-interest2010-12-31$7,192
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$9,192
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$8,257
Other income not declared elsewhere2010-12-31$935
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$65,527
Value of net assets at end of year (total assets less liabilities)2010-12-31$611,135
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$545,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$568,627
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$505,006
Interest earned on other investments2010-12-31$12,350
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$33,316
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$32,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$52,242
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2010-12-31134008324
2008 : HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2008 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2008-12-31$-53,732
Total unrealized appreciation/depreciation of assets2008-12-31$-53,732
Total income from all sources (including contributions)2008-12-31$-178,361
Value of total assets at end of year2008-12-31$461,344
Value of total assets at beginning of year2008-12-31$639,705
Total interest from all sources2008-12-31$15,940
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2008-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2008-12-31$0
Was this plan covered by a fidelity bond2008-12-31Yes
Value of fidelity bond cover2008-12-31$500,000
If this is an individual account plan, was there a blackout period2008-12-31No
Were there any nonexempt tranactions with any party-in-interest2008-12-31Yes
Amount of non-exempt transactions with any party-in-interest2008-12-31$27,204
Value of other receiveables (less allowance for doubtful accounts) at end of year2008-12-31$7,192
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2008-12-31$604,038
Other income not declared elsewhere2008-12-31$-2,219
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Value of net income/loss2008-12-31$-178,361
Value of net assets at end of year (total assets less liabilities)2008-12-31$461,344
Value of net assets at beginning of year (total assets less liabilities)2008-12-31$639,705
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2008-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2008-12-31No
Were any leases to which the plan was party in default or uncollectible2008-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2008-12-31$422,990
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2008-12-31$5,696
Interest earned on other investments2008-12-31$15,940
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2008-12-31$31,162
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2008-12-31$29,971
Net investment gain/loss from registered investment companies (e.g. mutual funds)2008-12-31$-138,350
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2008-12-31Yes
Was there a failure to transmit to the plan any participant contributions2008-12-31No
Has the plan failed to provide any benefit when due under the plan2008-12-31No
Did the plan have assets held for investment2008-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2008-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2008-12-31Yes
Opinion of an independent qualified public accountant for this plan2008-12-31Disclaimer
Accountancy firm name2008-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2008-12-31134008324
2007 : HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2007 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2007-12-31$44,344
Total unrealized appreciation/depreciation of assets2007-12-31$44,344
Total income from all sources (including contributions)2007-12-31$53,499
Value of total assets at end of year2007-12-31$639,705
Value of total assets at beginning of year2007-12-31$586,206
Total interest from all sources2007-12-31$1,318
Total dividends received (eg from common stock, registered investment company shares)2007-12-31$7,102
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2007-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2007-12-31$0
Was this plan covered by a fidelity bond2007-12-31Yes
Value of fidelity bond cover2007-12-31$500,000
If this is an individual account plan, was there a blackout period2007-12-31No
Were there any nonexempt tranactions with any party-in-interest2007-12-31Yes
Amount of non-exempt transactions with any party-in-interest2007-12-31$27,204
Value of other receiveables (less allowance for doubtful accounts) at end of year2007-12-31$604,038
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2007-12-31$551,742
Other income not declared elsewhere2007-12-31$850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2007-12-31No
Value of net income/loss2007-12-31$53,499
Value of net assets at end of year (total assets less liabilities)2007-12-31$639,705
Value of net assets at beginning of year (total assets less liabilities)2007-12-31$586,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2007-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2007-12-31No
Were any leases to which the plan was party in default or uncollectible2007-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2007-12-31$5,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2007-12-31$5,273
Interest earned on other investments2007-12-31$1,318
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2007-12-31$29,971
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2007-12-31$29,191
Net investment gain/loss from registered investment companies (e.g. mutual funds)2007-12-31$-115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2007-12-31No
Was there a failure to transmit to the plan any participant contributions2007-12-31No
Has the plan failed to provide any benefit when due under the plan2007-12-31No
Income. Dividends from common stock2007-12-31$7,102
Did the plan have assets held for investment2007-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2007-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2007-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2007-12-31Yes
Opinion of an independent qualified public accountant for this plan2007-12-31Disclaimer
Accountancy firm name2007-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2007-12-31134008324
2006 : HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2006 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2006-12-31$78,250
Total unrealized appreciation/depreciation of assets2006-12-31$78,250
Total income from all sources (including contributions)2006-12-31$86,406
Total of all expenses incurred2006-12-31$13,737
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2006-12-31$13,737
Value of total assets at end of year2006-12-31$586,206
Value of total assets at beginning of year2006-12-31$513,537
Total interest from all sources2006-12-31$1,391
Total dividends received (eg from common stock, registered investment company shares)2006-12-31$5,867
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2006-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2006-12-31$0
Was this plan covered by a fidelity bond2006-12-31Yes
Value of fidelity bond cover2006-12-31$500,000
If this is an individual account plan, was there a blackout period2006-12-31No
Were there any nonexempt tranactions with any party-in-interest2006-12-31Yes
Amount of non-exempt transactions with any party-in-interest2006-12-31$10,375
Value of other receiveables (less allowance for doubtful accounts) at end of year2006-12-31$551,742
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2006-12-31$466,977
Other income not declared elsewhere2006-12-31$648
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2006-12-31No
Value of net income/loss2006-12-31$72,669
Value of net assets at end of year (total assets less liabilities)2006-12-31$586,206
Value of net assets at beginning of year (total assets less liabilities)2006-12-31$513,537
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2006-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2006-12-31No
Were any leases to which the plan was party in default or uncollectible2006-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2006-12-31$5,273
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2006-12-31$4,720
Interest earned on other investments2006-12-31$1,391
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2006-12-31$29,191
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2006-12-31$41,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)2006-12-31$250
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2006-12-31No
Was there a failure to transmit to the plan any participant contributions2006-12-31No
Has the plan failed to provide any benefit when due under the plan2006-12-31No
Income. Dividends from common stock2006-12-31$5,867
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2006-12-31$13,737
Did the plan have assets held for investment2006-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2006-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2006-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2006-12-31Yes
Opinion of an independent qualified public accountant for this plan2006-12-31Disclaimer
Accountancy firm name2006-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2006-12-31134008324
2005 : HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2005 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2005-12-31$112,588
Total unrealized appreciation/depreciation of assets2005-12-31$112,588
Total income from all sources (including contributions)2005-12-31$119,341
Total of all expenses incurred2005-12-31$2,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2005-12-31$2,554
Value of total assets at end of year2005-12-31$513,537
Value of total assets at beginning of year2005-12-31$396,750
Total interest from all sources2005-12-31$1,527
Total dividends received (eg from common stock, registered investment company shares)2005-12-31$4,817
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2005-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2005-12-31$0
Was this plan covered by a fidelity bond2005-12-31Yes
Value of fidelity bond cover2005-12-31$500,000
If this is an individual account plan, was there a blackout period2005-12-31No
Were there any nonexempt tranactions with any party-in-interest2005-12-31Yes
Amount of non-exempt transactions with any party-in-interest2005-12-31$5,558
Value of other receiveables (less allowance for doubtful accounts) at end of year2005-12-31$466,977
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2005-12-31$349,249
Other income not declared elsewhere2005-12-31$323
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2005-12-31No
Value of net income/loss2005-12-31$116,787
Value of net assets at end of year (total assets less liabilities)2005-12-31$513,537
Value of net assets at beginning of year (total assets less liabilities)2005-12-31$396,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2005-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2005-12-31No
Were any leases to which the plan was party in default or uncollectible2005-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2005-12-31$4,720
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2005-12-31$5,793
Interest earned on other investments2005-12-31$1,527
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2005-12-31$41,840
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2005-12-31$41,708
Net investment gain/loss from registered investment companies (e.g. mutual funds)2005-12-31$86
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2005-12-31No
Was there a failure to transmit to the plan any participant contributions2005-12-31No
Has the plan failed to provide any benefit when due under the plan2005-12-31No
Income. Dividends from common stock2005-12-31$4,817
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2005-12-31$2,554
Did the plan have assets held for investment2005-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2005-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2005-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2005-12-31Yes
Opinion of an independent qualified public accountant for this plan2005-12-31Disclaimer
Accountancy firm name2005-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2005-12-31134008324
2004 : HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2004 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2004-12-31$81,461
Total unrealized appreciation/depreciation of assets2004-12-31$81,461
Total income from all sources (including contributions)2004-12-31$87,792
Value of total assets at end of year2004-12-31$396,750
Value of total assets at beginning of year2004-12-31$308,958
Total interest from all sources2004-12-31$1,705
Total dividends received (eg from common stock, registered investment company shares)2004-12-31$3,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2004-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2004-12-31$0
Was this plan covered by a fidelity bond2004-12-31Yes
Value of fidelity bond cover2004-12-31$500,000
If this is an individual account plan, was there a blackout period2004-12-31No
Were there any nonexempt tranactions with any party-in-interest2004-12-31Yes
Amount of non-exempt transactions with any party-in-interest2004-12-31$5,558
Value of other receiveables (less allowance for doubtful accounts) at end of year2004-12-31$349,249
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2004-12-31$263,667
Other income not declared elsewhere2004-12-31$261
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2004-12-31No
Value of net income/loss2004-12-31$87,792
Value of net assets at end of year (total assets less liabilities)2004-12-31$396,750
Value of net assets at beginning of year (total assets less liabilities)2004-12-31$308,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2004-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2004-12-31No
Were any leases to which the plan was party in default or uncollectible2004-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2004-12-31$5,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2004-12-31$5,249
Interest earned on other investments2004-12-31$1,705
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2004-12-31$41,708
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2004-12-31$40,042
Net investment gain/loss from registered investment companies (e.g. mutual funds)2004-12-31$505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2004-12-31No
Was there a failure to transmit to the plan any participant contributions2004-12-31No
Has the plan failed to provide any benefit when due under the plan2004-12-31No
Income. Dividends from common stock2004-12-31$3,860
Did the plan have assets held for investment2004-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2004-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2004-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2004-12-31Yes
Opinion of an independent qualified public accountant for this plan2004-12-31Disclaimer
Accountancy firm name2004-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2004-12-31134008324
2003 : HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2003 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2003-12-31$61,946
Total unrealized appreciation/depreciation of assets2003-12-31$61,946
Total income from all sources (including contributions)2003-12-31$68,806
Total of all expenses incurred2003-12-31$39,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2003-12-31$39,720
Value of total assets at end of year2003-12-31$308,958
Value of total assets at beginning of year2003-12-31$279,872
Total interest from all sources2003-12-31$2,661
Total dividends received (eg from common stock, registered investment company shares)2003-12-31$3,088
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2003-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2003-12-31$0
Was this plan covered by a fidelity bond2003-12-31Yes
Value of fidelity bond cover2003-12-31$500,000
If this is an individual account plan, was there a blackout period2003-12-31No
Were there any nonexempt tranactions with any party-in-interest2003-12-31Yes
Amount of non-exempt transactions with any party-in-interest2003-12-31$5,558
Value of other receiveables (less allowance for doubtful accounts) at end of year2003-12-31$263,667
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2003-12-31$198,496
Other income not declared elsewhere2003-12-31$137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2003-12-31No
Value of net income/loss2003-12-31$29,086
Value of net assets at end of year (total assets less liabilities)2003-12-31$308,958
Value of net assets at beginning of year (total assets less liabilities)2003-12-31$279,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2003-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2003-12-31No
Were any leases to which the plan was party in default or uncollectible2003-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2003-12-31$5,249
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2003-12-31$19,836
Interest earned on other investments2003-12-31$2,661
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2003-12-31$40,042
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2003-12-31$61,540
Net investment gain/loss from registered investment companies (e.g. mutual funds)2003-12-31$974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2003-12-31No
Was there a failure to transmit to the plan any participant contributions2003-12-31No
Has the plan failed to provide any benefit when due under the plan2003-12-31No
Income. Dividends from common stock2003-12-31$3,088
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2003-12-31$39,720
Did the plan have assets held for investment2003-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2003-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2003-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2003-12-31Yes
Opinion of an independent qualified public accountant for this plan2003-12-31Disclaimer
Accountancy firm name2003-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2003-12-31134008324
2002 : HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2002 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2002-12-31$-8,955
Total unrealized appreciation/depreciation of assets2002-12-31$-8,955
Total income from all sources (including contributions)2002-12-31$-3,245
Total of all expenses incurred2002-12-31$67,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2002-12-31$67,526
Value of total assets at end of year2002-12-31$279,872
Value of total assets at beginning of year2002-12-31$350,643
Total interest from all sources2002-12-31$3,936
Total dividends received (eg from common stock, registered investment company shares)2002-12-31$2,470
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2002-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2002-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2002-12-31$2,470
Was this plan covered by a fidelity bond2002-12-31Yes
Value of fidelity bond cover2002-12-31$500,000
If this is an individual account plan, was there a blackout period2002-12-31No
Were there any nonexempt tranactions with any party-in-interest2002-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2002-12-31$198,496
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2002-12-31$204,981
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2002-12-31No
Value of net income/loss2002-12-31$-70,771
Value of net assets at end of year (total assets less liabilities)2002-12-31$279,872
Value of net assets at beginning of year (total assets less liabilities)2002-12-31$350,643
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2002-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2002-12-31No
Were any leases to which the plan was party in default or uncollectible2002-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2002-12-31$19,836
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2002-12-31$48,187
Interest earned on other investments2002-12-31$3,936
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2002-12-31$61,540
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2002-12-31$97,475
Net investment gain/loss from registered investment companies (e.g. mutual funds)2002-12-31$-696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2002-12-31No
Was there a failure to transmit to the plan any participant contributions2002-12-31No
Has the plan failed to provide any benefit when due under the plan2002-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2002-12-31$67,526
Did the plan have assets held for investment2002-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2002-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2002-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2002-12-31Yes
Opinion of an independent qualified public accountant for this plan2002-12-31Disclaimer
Accountancy firm name2002-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2002-12-31134008324
2001 : HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2001 401k financial data
Total income from all sources2001-12-31$209,146
Total plan assets at end of year2001-12-31$350,643
Total plan assets at beginning of year2001-12-31$141,497
Value of fidelity bond covering the plan2001-12-31$500,000
Contributions received from other sources (not participants or employers)2001-12-31$184,971
Other income received2001-12-31$24,175
Net income (gross income less expenses)2001-12-31$209,146
Net plan assets at end of year (total assets less liabilities)2001-12-31$350,643
Net plan assets at beginning of year (total assets less liabilities)2001-12-31$141,497
2000 : HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2000 401k financial data
Total income from all sources2000-12-31$8,950
Expenses. Total of all expenses incurred2000-12-31$174,908
Benefits paid (including direct rollovers)2000-12-31$174,908
Total plan assets at end of year2000-12-31$141,497
Total plan assets at beginning of year2000-12-31$307,455
Value of fidelity bond covering the plan2000-12-31$500,000
Other income received2000-12-31$8,950
Net income (gross income less expenses)2000-12-31$-165,958
Net plan assets at end of year (total assets less liabilities)2000-12-31$141,497
Net plan assets at beginning of year (total assets less liabilities)2000-12-31$307,455
1999 : HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 1999 401k financial data
Total income from all sources (including contributions)1999-12-31$375,360
Total of all expenses incurred1999-12-31$7,433,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others1999-12-31$7,433,559
Total contributions o plan (from employers,participants, others, non cash contrinutions)1999-12-31$1,414
Value of total assets at end of year1999-12-31$307,455
Value of total assets at beginning of year1999-12-31$7,365,654
Total interest from all sources1999-12-31$67,964
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year1999-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan1999-12-31$0
Was this plan covered by a fidelity bond1999-12-31Yes
Value of fidelity bond cover1999-12-31$500,000
If this is an individual account plan, was there a blackout period1999-12-31No
Were there any nonexempt tranactions with any party-in-interest1999-12-31No
Participant contributions at beginning of year1999-12-31$105,134
Income. Received or receivable in cash from other sources (including rollovers)1999-12-31$1,414
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)1999-12-31$33,623
Value of other receiveables (less allowance for doubtful accounts) at beginning of year1999-12-31$298,083
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser1999-12-31No
Value of net income/loss1999-12-31$-7,058,199
Value of net assets at end of year (total assets less liabilities)1999-12-31$307,455
Value of net assets at beginning of year (total assets less liabilities)1999-12-31$7,365,654
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)1999-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default1999-12-31No
Were any leases to which the plan was party in default or uncollectible1999-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year1999-12-31$97,999
Value of interest in registered invesment companies (eg mutual funds) at beginning of year1999-12-31$4,440,343
Interest on participant loans1999-12-31$1,954
Interest earned on other investments1999-12-31$66,010
Value of funds held in insurance company general accounts (unallocated contracts) at end of year1999-12-31$209,456
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year1999-12-31$2,522,094
Net investment gain/loss from registered investment companies (e.g. mutual funds)1999-12-31$305,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets1999-12-31No
Was there a failure to transmit to the plan any participant contributions1999-12-31No
Has the plan failed to provide any benefit when due under the plan1999-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers1999-12-31$7,399,936
Did the plan have assets held for investment1999-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser1999-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC1999-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)1999-12-31Yes
Opinion of an independent qualified public accountant for this plan1999-12-31Disclaimer
Accountancy firm name1999-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN1999-12-31134008324

Form 5500 Responses for HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN

2011: HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes
2008: HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – InsuranceYes
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement – InsuranceYes
2008-01-01Plan benefit arrangement - TrustYes
2006: HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2006 form 5500 responses
2006-01-01Type of plan entitySingle employer plan
2006-01-01Submission has been amendedYes
2006-01-01This submission is the final filingNo
2006-01-01This return/report is a short plan year return/report (less than 12 months)No
2006-01-01Plan is a collectively bargained planNo
2006-01-01Plan funding arrangement – InsuranceYes
2006-01-01Plan funding arrangement – TrustYes
2006-01-01Plan benefit arrangement – InsuranceYes
2006-01-01Plan benefit arrangement - TrustYes
2005: HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2005 form 5500 responses
2005-01-01Type of plan entitySingle employer plan
2005-01-01Submission has been amendedYes
2005-01-01This submission is the final filingNo
2005-01-01This return/report is a short plan year return/report (less than 12 months)No
2005-01-01Plan is a collectively bargained planNo
2005-01-01Plan funding arrangement – InsuranceYes
2005-01-01Plan funding arrangement – TrustYes
2005-01-01Plan benefit arrangement – InsuranceYes
2005-01-01Plan benefit arrangement - TrustYes
2004: HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2004 form 5500 responses
2004-01-01Type of plan entitySingle employer plan
2004-01-01Submission has been amendedYes
2004-01-01This submission is the final filingNo
2004-01-01This return/report is a short plan year return/report (less than 12 months)No
2004-01-01Plan is a collectively bargained planNo
2004-01-01Plan funding arrangement – InsuranceYes
2004-01-01Plan funding arrangement – TrustYes
2004-01-01Plan benefit arrangement – InsuranceYes
2004-01-01Plan benefit arrangement - TrustYes
2003: HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2003 form 5500 responses
2003-01-01Type of plan entitySingle employer plan
2003-01-01Submission has been amendedYes
2003-01-01This submission is the final filingNo
2003-01-01This return/report is a short plan year return/report (less than 12 months)No
2003-01-01Plan is a collectively bargained planNo
2003-01-01Plan funding arrangement – InsuranceYes
2003-01-01Plan funding arrangement – TrustYes
2003-01-01Plan benefit arrangement – InsuranceYes
2003-01-01Plan benefit arrangement - TrustYes
2001: HOUSTON GENERAL INSURANCE COMPANY PERFORMANCE PLAN 2001 form 5500 responses
2001-01-01Type of plan entitySingle employer plan
2001-01-01Submission has been amendedYes
2001-01-01This submission is the final filingNo
2001-01-01This return/report is a short plan year return/report (less than 12 months)No
2001-01-01Plan is a collectively bargained planNo
2001-01-01Plan funding arrangement – InsuranceYes
2001-01-01Plan funding arrangement – TrustYes
2001-01-01Plan benefit arrangement – InsuranceYes
2001-01-01Plan benefit arrangement - TrustYes

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