HUDSON ADVISORS L.P. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan HUDSON ADVISORS, L.L.C. 401(K) PLAN
| Measure | Date | Value |
|---|
| 2012 : HUDSON ADVISORS, L.L.C. 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $7,204,781 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $892,726 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $880,462 |
| Value of total corrective distributions | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $5,012,162 |
| Value of total assets at end of year | 2012-12-31 | $24,028,748 |
| Value of total assets at beginning of year | 2012-12-31 | $17,716,693 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $12,264 |
| Total interest from all sources | 2012-12-31 | $21,858 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $310,310 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $310,310 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $3,365,972 |
| Participant contributions at end of year | 2012-12-31 | $564,255 |
| Participant contributions at beginning of year | 2012-12-31 | $376,693 |
| Participant contributions at end of year | 2012-12-31 | $86,059 |
| Participant contributions at beginning of year | 2012-12-31 | $57,642 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $244,954 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $6,312,055 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $24,028,748 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $17,716,693 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $1,302 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $19,360,256 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $13,959,872 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $3,903,438 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $3,304,592 |
| Interest on participant loans | 2012-12-31 | $21,858 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,794,554 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $65,897 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $1,401,236 |
| Employer contributions (assets) at end of year | 2012-12-31 | $114,740 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $17,894 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $880,462 |
| Contract administrator fees | 2012-12-31 | $10,962 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | MONTGOMERY COSCIA GREILICH LLP |
| Accountancy firm EIN | 2012-12-31 | 752919818 |
| 2011 : HUDSON ADVISORS, L.L.C. 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $3,767,903 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $1,503,007 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,495,318 |
| Value of total corrective distributions | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $4,273,634 |
| Value of total assets at end of year | 2011-12-31 | $17,716,693 |
| Value of total assets at beginning of year | 2011-12-31 | $15,451,797 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $7,689 |
| Total interest from all sources | 2011-12-31 | $16,293 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $220,537 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $220,537 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $2,888,315 |
| Participant contributions at end of year | 2011-12-31 | $376,693 |
| Participant contributions at beginning of year | 2011-12-31 | $315,631 |
| Participant contributions at end of year | 2011-12-31 | $57,642 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $129,676 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $2,264,896 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $17,716,693 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $15,451,797 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $1,514 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $13,959,872 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $12,303,495 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $3,304,592 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $2,832,671 |
| Interest on participant loans | 2011-12-31 | $16,293 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-802,647 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $60,086 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $1,255,643 |
| Employer contributions (assets) at end of year | 2011-12-31 | $17,894 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,495,318 |
| Contract administrator fees | 2011-12-31 | $6,175 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | MONTGOMERY COSCIA GREILICH LLP |
| Accountancy firm EIN | 2011-12-31 | 752919818 |
| 2010 : HUDSON ADVISORS, L.L.C. 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $5,291,681 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $1,037,462 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,031,064 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,856,709 |
| Value of total assets at end of year | 2010-12-31 | $15,451,797 |
| Value of total assets at beginning of year | 2010-12-31 | $11,197,578 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $6,398 |
| Total interest from all sources | 2010-12-31 | $13,454 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $150,670 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $150,670 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $25,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $2,525,507 |
| Participant contributions at end of year | 2010-12-31 | $315,631 |
| Participant contributions at beginning of year | 2010-12-31 | $197,624 |
| Participant contributions at beginning of year | 2010-12-31 | $61,448 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $273,946 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $4,254,219 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $15,451,797 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $11,197,578 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $98 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $12,303,495 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $8,574,176 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $2,832,671 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $2,354,077 |
| Interest on participant loans | 2010-12-31 | $13,454 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,214,661 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $56,187 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $1,057,256 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $10,253 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,031,064 |
| Contract administrator fees | 2010-12-31 | $6,300 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | HARTMAN LEITO AND BOLT, LLP |
| Accountancy firm EIN | 2010-12-31 | 752407989 |
