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NTA MANAGEMENT, INC. 401(K) PLAN 401k Plan overview

Plan NameNTA MANAGEMENT, INC. 401(K) PLAN
Plan identification number 001

NTA MANAGEMENT, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NTA MANAGEMENT, INC. has sponsored the creation of one or more 401k plans.

Company Name:NTA MANAGEMENT, INC.
Employer identification number (EIN):752609936
NAIC Classification:524140

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NTA MANAGEMENT, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01NATALIE LOCKMILLER HOWARD RIGGS2018-10-03
0012016-01-01NATALIE LOCKMILLER HOWARD RIGGS2017-10-06
0012015-01-01NATALIE LOCKMILLER HOWARD RIGGS2016-10-13
0012014-01-01LISA COOPER HOWARD RIGGS2015-10-14
0012013-01-01LISA COOPER HOWARD RIGGS2014-09-22
0012012-01-01LISA COOPER HOWARD RIGGS2013-10-03
0012011-01-01HOWARD RIGGS
0012010-01-01HOWARD RIGGS
0012009-01-01HOWARD RIGGS JAMES LANGHAM2010-08-26

Plan Statistics for NTA MANAGEMENT, INC. 401(K) PLAN

401k plan membership statisitcs for NTA MANAGEMENT, INC. 401(K) PLAN

Measure Date Value
2019: NTA MANAGEMENT, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01204
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NTA MANAGEMENT, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01223
Total number of active participants reported on line 7a of the Form 55002018-01-01161
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0142
Total of all active and inactive participants2018-01-01204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01204
Number of participants with account balances2018-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0111
2017: NTA MANAGEMENT, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01229
Total number of active participants reported on line 7a of the Form 55002017-01-01167
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0155
Total of all active and inactive participants2017-01-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01223
Number of participants with account balances2017-01-01210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0119
2016: NTA MANAGEMENT, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01232
Total number of active participants reported on line 7a of the Form 55002016-01-01180
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0148
Total of all active and inactive participants2016-01-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01229
Number of participants with account balances2016-01-01213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0116
2015: NTA MANAGEMENT, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01234
Total number of active participants reported on line 7a of the Form 55002015-01-01183
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0148
Total of all active and inactive participants2015-01-01232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01232
Number of participants with account balances2015-01-01216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0128
2014: NTA MANAGEMENT, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01253
Total number of active participants reported on line 7a of the Form 55002014-01-01204
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-0128
Total of all active and inactive participants2014-01-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01234
Number of participants with account balances2014-01-01216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0121
2013: NTA MANAGEMENT, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01236
Total number of active participants reported on line 7a of the Form 55002013-01-01208
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0145
Total of all active and inactive participants2013-01-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01253
Number of participants with account balances2013-01-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0116
2012: NTA MANAGEMENT, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01175
Total number of active participants reported on line 7a of the Form 55002012-01-01208
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0128
Total of all active and inactive participants2012-01-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01236
Number of participants with account balances2012-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: NTA MANAGEMENT, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01168
Total number of active participants reported on line 7a of the Form 55002011-01-01160
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0114
Total of all active and inactive participants2011-01-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01174
Number of participants with account balances2011-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: NTA MANAGEMENT, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01157
Total number of active participants reported on line 7a of the Form 55002010-01-01144
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0124
Total of all active and inactive participants2010-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01168
Number of participants with account balances2010-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-014
2009: NTA MANAGEMENT, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01155
Total number of active participants reported on line 7a of the Form 55002009-01-01140
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0117
Total of all active and inactive participants2009-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01157
Number of participants with account balances2009-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on NTA MANAGEMENT, INC. 401(K) PLAN

Measure Date Value
2019 : NTA MANAGEMENT, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-15$0
Total transfer of assets from this plan2019-12-15$309,803
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-15$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-15$0
Total income from all sources (including contributions)2019-12-15$2,760,160
Total loss/gain on sale of assets2019-12-15$0
Total of all expenses incurred2019-12-15$14,653,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-15$14,466,664
Value of total corrective distributions2019-12-15$104,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-15$936,260
Value of total assets at end of year2019-12-15$0
Value of total assets at beginning of year2019-12-15$12,202,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-15$82,396
Total interest from all sources2019-12-15$73,860
Total dividends received (eg from common stock, registered investment company shares)2019-12-15$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-15Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-15$0
Was this plan covered by a fidelity bond2019-12-15Yes
Value of fidelity bond cover2019-12-15$500,000
If this is an individual account plan, was there a blackout period2019-12-15No
Were there any nonexempt tranactions with any party-in-interest2019-12-15No
Contributions received from participants2019-12-15$362,484
Participant contributions at end of year2019-12-15$0
Participant contributions at beginning of year2019-12-15$377,951
Other income not declared elsewhere2019-12-15$-10,207
Administrative expenses (other) incurred2019-12-15$82,396
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-15No
Value of net income/loss2019-12-15$-11,893,103
Value of net assets at end of year (total assets less liabilities)2019-12-15$0
Value of net assets at beginning of year (total assets less liabilities)2019-12-15$12,202,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-15No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-15No
Were any leases to which the plan was party in default or uncollectible2019-12-15No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-15$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-15$11,158,486
Interest on participant loans2019-12-15$8,180
Interest earned on other investments2019-12-15$65,680
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-15$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-15$666,469
Net investment gain/loss from pooled separate accounts2019-12-15$1,760,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-15No
Was there a failure to transmit to the plan any participant contributions2019-12-15No
Has the plan failed to provide any benefit when due under the plan2019-12-15No
Contributions received in cash from employer2019-12-15$573,776
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-15$14,466,664
Did the plan have assets held for investment2019-12-15No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-15No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-15Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-15Yes
Opinion of an independent qualified public accountant for this plan2019-12-15Disclaimer
Accountancy firm name2019-12-15BDO USA, LLP
Accountancy firm EIN2019-12-15133538159
2018 : NTA MANAGEMENT, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$665,818
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,359,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,324,234
Value of total corrective distributions2018-12-31$5,645
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,527,920
Value of total assets at end of year2018-12-31$12,202,906
Value of total assets at beginning of year2018-12-31$12,896,303
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$29,336
Total interest from all sources2018-12-31$21,768
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$869,617
Participant contributions at end of year2018-12-31$377,951
Participant contributions at beginning of year2018-12-31$298,591
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$55,383
Other income not declared elsewhere2018-12-31$345
Administrative expenses (other) incurred2018-12-31$29,336
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-693,397
Value of net assets at end of year (total assets less liabilities)2018-12-31$12,202,906
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$12,896,303
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$11,158,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$11,730,966
Interest on participant loans2018-12-31$14,330
Interest earned on other investments2018-12-31$7,438
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$666,469
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$866,746
Net investment gain/loss from pooled separate accounts2018-12-31$-884,215
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$602,920
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,324,234
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BDO USA, LLP
Accountancy firm EIN2018-12-31135381590
2017 : NTA MANAGEMENT, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,132,389
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$702,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$689,552
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,401,097
Value of total assets at end of year2017-12-31$12,896,303
Value of total assets at beginning of year2017-12-31$10,466,143
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$12,677
Total interest from all sources2017-12-31$20,903
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$795,802
Participant contributions at end of year2017-12-31$298,591
Participant contributions at beginning of year2017-12-31$295,494
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$114,875
Other income not declared elsewhere2017-12-31$391
Administrative expenses (other) incurred2017-12-31$12,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,430,160
Value of net assets at end of year (total assets less liabilities)2017-12-31$12,896,303
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,466,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$11,730,966
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$9,276,899
Interest on participant loans2017-12-31$12,286
Interest earned on other investments2017-12-31$8,617
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$866,746
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$893,750
Net investment gain/loss from pooled separate accounts2017-12-31$1,709,998
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$490,420
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$689,552
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : NTA MANAGEMENT, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,236,731
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$683,575
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$666,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,546,587
Value of total assets at end of year2016-12-31$10,466,143
Value of total assets at beginning of year2016-12-31$8,912,987
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$16,882
Total interest from all sources2016-12-31$20,531
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$809,497
Participant contributions at end of year2016-12-31$295,494
Participant contributions at beginning of year2016-12-31$256,382
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$127,816
Other income not declared elsewhere2016-12-31$18
Administrative expenses (other) incurred2016-12-31$16,882
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,553,156
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,466,143
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,912,987
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,276,899
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,786,362
Interest on participant loans2016-12-31$11,287
Interest earned on other investments2016-12-31$9,244
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$893,750
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$870,243
Net investment gain/loss from pooled separate accounts2016-12-31$669,595
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$609,274
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$666,693
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590
2015 : NTA MANAGEMENT, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,466,837
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,276,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,256,249
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,455,989
Value of total assets at end of year2015-12-31$8,912,987
Value of total assets at beginning of year2015-12-31$8,722,657
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$20,258
Total interest from all sources2015-12-31$20,530
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$818,316
Participant contributions at end of year2015-12-31$256,382
Participant contributions at beginning of year2015-12-31$226,773
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,631
Other income not declared elsewhere2015-12-31$248
Administrative expenses (other) incurred2015-12-31$20,258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$190,330
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,912,987
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,722,657
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,786,362
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,487,427
Interest on participant loans2015-12-31$10,511
Interest earned on other investments2015-12-31$10,019
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$870,243
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,008,457
Net investment gain/loss from pooled separate accounts2015-12-31$-9,930
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$633,042
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,256,249
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BDO USA, LLP
Accountancy firm EIN2015-12-31135381590
2014 : NTA MANAGEMENT, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,053,232
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$780,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$758,312
Value of total corrective distributions2014-12-31$4,780
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,547,420
Value of total assets at end of year2014-12-31$8,722,657
Value of total assets at beginning of year2014-12-31$7,450,233
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$17,716
Total interest from all sources2014-12-31$19,366
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$774,404
Participant contributions at end of year2014-12-31$226,773
Participant contributions at beginning of year2014-12-31$203,962
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$134,516
Other income not declared elsewhere2014-12-31$138
Administrative expenses (other) incurred2014-12-31$17,716
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,272,424
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,722,657
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,450,233
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,487,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,360,834
Interest on participant loans2014-12-31$9,923
Interest earned on other investments2014-12-31$9,443
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,008,457
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$885,437
Net investment gain/loss from pooled separate accounts2014-12-31$486,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$638,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$758,312
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BDO USA, LLP
Accountancy firm EIN2014-12-31135381590
2013 : NTA MANAGEMENT, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,558,321
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$828,464
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$809,375
Value of total corrective distributions2013-12-31$6,429
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,378,269
Value of total assets at end of year2013-12-31$7,450,233
Value of total assets at beginning of year2013-12-31$5,720,376
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$12,660
Total interest from all sources2013-12-31$18,216
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$700,462
Participant contributions at end of year2013-12-31$203,962
Participant contributions at beginning of year2013-12-31$233,523
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$107,948
Other income not declared elsewhere2013-12-31$798
Administrative expenses (other) incurred2013-12-31$12,660
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,729,857
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,450,233
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,720,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,360,834
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,655,249
Interest on participant loans2013-12-31$9,522
Interest earned on other investments2013-12-31$8,694
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$885,437
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$831,604
Net investment gain/loss from pooled separate accounts2013-12-31$1,161,038
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$569,859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$809,375
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCBEE & COMPANY
Accountancy firm EIN2013-12-31751998187
2012 : NTA MANAGEMENT, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,698,593
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$546,281
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$542,420
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,165,913
Value of total assets at end of year2012-12-31$5,720,376
Value of total assets at beginning of year2012-12-31$4,568,064
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,861
Total interest from all sources2012-12-31$22,291
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$564,351
Participant contributions at end of year2012-12-31$233,523
Participant contributions at beginning of year2012-12-31$245,608
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$130,251
Other income not declared elsewhere2012-12-31$58
Administrative expenses (other) incurred2012-12-31$3,861
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,152,312
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,720,376
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,568,064
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,655,249
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,916,083
Interest on participant loans2012-12-31$11,461
Interest earned on other investments2012-12-31$10,830
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$1,406,373
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$831,604
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$9
Net investment gain/loss from pooled separate accounts2012-12-31$510,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$471,311
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$542,420
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCBEE & COMPANY
Accountancy firm EIN2012-12-31751998187
2011 : NTA MANAGEMENT, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$518,060
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$276,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$272,794
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$588,265
Value of total assets at end of year2011-12-31$4,568,064
Value of total assets at beginning of year2011-12-31$4,326,719
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,921
Total interest from all sources2011-12-31$13,996
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$62,724
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$62,724
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$433,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$443,045
Participant contributions at end of year2011-12-31$245,608
Participant contributions at beginning of year2011-12-31$242,612
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Other income not declared elsewhere2011-12-31$1
Administrative expenses (other) incurred2011-12-31$3,921
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$241,345
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,568,064
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,326,719
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,916,083
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,159,037
Interest on participant loans2011-12-31$13,996
Value of interest in common/collective trusts at end of year2011-12-31$1,406,373
Value of interest in common/collective trusts at beginning of year2011-12-31$925,070
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-122,326
Net investment gain or loss from common/collective trusts2011-12-31$-24,600
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$145,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$272,794
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCBEE & COMPANY
Accountancy firm EIN2011-12-31751998187
2010 : NTA MANAGEMENT, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,076,337
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$940,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$937,213
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$591,081
Value of total assets at end of year2010-12-31$4,326,719
Value of total assets at beginning of year2010-12-31$4,190,745
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,150
Total interest from all sources2010-12-31$17,213
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$58,079
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$58,079
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$420,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$446,754
Participant contributions at end of year2010-12-31$242,612
Participant contributions at beginning of year2010-12-31$224,701
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$16,887
Administrative expenses (other) incurred2010-12-31$3,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$135,974
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,326,719
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,190,745
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,159,037
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,649,155
Interest on participant loans2010-12-31$17,213
Value of interest in common/collective trusts at end of year2010-12-31$925,070
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$316,889
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$316,889
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$311,133
Net investment gain or loss from common/collective trusts2010-12-31$98,831
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$127,440
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$937,213
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCBEE & COMPANY
Accountancy firm EIN2010-12-31751998187
2009 : NTA MANAGEMENT, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NTA MANAGEMENT, INC. 401(K) PLAN

2019: NTA MANAGEMENT, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NTA MANAGEMENT, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NTA MANAGEMENT, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NTA MANAGEMENT, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NTA MANAGEMENT, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NTA MANAGEMENT, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NTA MANAGEMENT, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NTA MANAGEMENT, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NTA MANAGEMENT, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NTA MANAGEMENT, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NTA MANAGEMENT, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9569
Policy instance 1
Insurance contract or identification numberZH9569
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-15
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9569
Policy instance 1
Insurance contract or identification numberZH9569
Number of Individuals Covered204
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $2,625
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,625
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9569
Policy instance 1
Insurance contract or identification numberZH9569
Number of Individuals Covered223
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $28,142
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28,142
Insurance broker organization code?3
Insurance broker nameC.E.S. INSURANCE AGENCY, LLC

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